1 
 
Ketone  Aldehyde 
Jully Tan 
School of Engineering 
EP101 / EG101  
Learning Outcome 
 At the end of this chapter, students are able to: 
 Provide nomenclature of the ketone and aldehyde 
 Physical properties of ketone and aldehyde 
 Synthesis and reaction of ketone and aldehyde
2 
The general structure of 
the carbonyl group is 
C=O 
H 
R 
: : 
O 
C 
The general formula for an aldehyde is 
R' 
R 
And that for a ketone is C=O 
: : 
C=O 
H 
H 
: : 
The R groups can be either alkyl or aryl. 
There is also the unique aldehyde, formaldehyde, 
in which there are two hydrogen atoms attached to 
the carbonyl group. 
EP101 / EG101  
Nomenclature of Aldehydes 
Common names are derived from those of the corresponding carboxylic acids 
by dropping the (o)ic acid and adding aldehyde. 
H 
EXAMPLES: O 
EP101 / EG101  
OH 
O 
H 
O 
Acetic acid Acetaldehyde 
O 
OH 
O 
H 
Benzoic acid Benzaldehyde 
IUPAC (systematic) names are based on the following rules when the 
aldehyde function has priority and is named by use of a suffix. 
(1) Select the longest continuous chain containing the -CHO and use 
as the parent the name of the alkane of that chain length. 
(2) Replace e in the alkane name with al. 
(3) Number from the end where the carbonyl group is located and 
follow all the other rules for locating substituent groups. 
H 
O 
2,2-Dimethylbutanal 4-Phenylpentanal
3 
Nomenclature of Ketones 
Common names are widely used for many of the simpler ketones. 
O= 
Acetone, e.g., is the three carbon ketone: CH3CCH3 
The common names of other aliphatic ketones are based on the alkyl 
group names for R and R' followed by ketone. 
EP101 / EG101  
O Ethyl methyl ketone 
O 
Diethyl ketone 
Common names of aryl ketones, where a benzene ring (phenyl group) 
is attached to the carbonyl, have a phenone ending. The prefix is 
derived from the carboxylic acid source of the acyl group. 
OH 
O 
Acetic acid 
OH 
O 
O O 
Benzoic acid 
Benzophenone 
Acetophenone 
IUPAC systematic names for ketones are based on 
these rules: 
(1) The name of the longest alkane chain present that contains the 
carbonyl group is used as the parent. 
(2) Replace the e in the alkane name with the suffix one and 
indicate the carbonyl position by a number. Number from the end 
that gives the lower number to the ketone position. 
(3) Designate the substituents and their positions in the usual way. 
EP101 / EG101  
2-Pentanone 
2-Methyl-4-phenyl-3-pentanone 
O 
O 
Note use of 
alphabetical order. 
O 
(E)-3-Penten-2-one 
Note provision 
for C C bond.
4 
Physical Properties of Aldehydes and Ketones 
Because of the polar carbonyl group (m ~ 2.3-2.8 D), aldehydes and 
ketones have higher boiling points than hydrocarbons of comparable size. 
However, they have lower boiling points than alcohols of comparable size 
because only the latter have intermolecular hydrogen bonds. 
O= 
O= 
CH3CH2CH2CH3 CH3CH2CH CH3CCH3 CH3CH2CH2OH 
Butane Propanal Acetone 1-Propanol 
MW 58 58 58 60 
BP -0.5 oC 49.0 oC 56.1 oC 97.2 oC 
Aldehydes and ketones form hydrogen bonds to water molecules and 
consequently the lower MW ones are soluble in water up to about C6. 
The smallest ones (formaldehyde and acetone) are miscible with water. 
EP101 / EG101  
O 
H 
O H 
H 
O H 
Synthesis of Ketones  Aldehydes 
EP101 / EG101  
 Oxidation of alcohol 
 Ozonolysis of alkene 
 Friedel-crafts acylation 
 Mercuric catalysed hydration of alkynes 
 Ketone from nitriles
5 
Synthetic Methods for Aldehydes 
Because aldehydes are between 1o alcohols and carboxylic acids in the 
oxidation-reduction sequence, they can be synthesized by either selective 
oxidation of 1o alcohols or by selective reduction of carboxylic acid 
derivatives. 
[O] 
[H] 
[O] RCOOH 
[H] 
O= 
RCH2OH RCH 
or 
RCOX 
Reduction of Carboxylic Acids 
Aldehydes can be prepared by controlled reduction of carboxylic acids. Acids 
can be reduced with lithium aluminum hydride (LAH), a powerful reducing 
agent, but the process goes all the way to 1o alcohols. 
O= 
EP101 / EG101 	 
O= 
RCOH 
LiAlH4 
ether solvent RCH 
LiAlH4 
facile 
RCH2OH 
EP101 / EG101 
 
 Ozonolysis of alkenes. 
C 
H 
R 
C 
R' 
R'' 
1) 
2) 
O3 
(CH3)2S 
C 
H 
R 
O + O C 
R' 
R'' 
 Friedel-Crafts acylation 
 Acid chloride/AlCl3+ benzene ketone 
Cyclohexanol Cyclohexanone 
Aryl Ketones by Friedel-Crafts Acylation 
+ 
Butanoyl chloride 
AlCl3 
Phenyl propyl ketone 
Cl 
O 
O
6 
Ketones by Hydration of Alkynes 
Alkynes, like alkenes, add water in the presence of electrophilic catalysts 
such as H+ or Hg2+. Hydration of alkynes is conducted in aqueous 
solutions of sulfuric acid with mercuric sulfate as catalyst. It follows 
Markovnikov's rule, with the hydrogen attaching to the carbon with the 
greater number of hydrogens. 
O = 
EP101 / EG101  
-C C-Alkyne 
+ H2O 
HgSO4 
H2SO4 
-C=C-H 
OH 
Enol 
(or vinylic alcohol) 
fast -C-C-H 
H 
The enol rapidly rearranges to the ketone. The enol and ketone 
Ketones from Nitriles 
Reaction of a nitrile with either a Grignard or organolithium reagent, 
followed by hydrolysis, yields a ketone. 
N-M 
= 
O= 
EP101 / EG101  
d-d+ 
R-C N: 
Nitrile 
(R = alkyl or aryl) 
+ R'-M ether R-C-R' 
Imine salt 
R-C-R' 
H3O+ 
H2O 
The nitrile is a polar function similar to a carbonyl. The carbanionic 
center of an organometallic reagent adds to the electropositive carbon of 
the nitrile producing the salt of an imine. 
During aqueous workup, the imine is hydrolyzed to a ketone. 
: 
R-C=N-M 
+ H-O-H R-C=N-R' 
H 
: 
Imine 
hydrolysis R-C=O: 
R' 
: 
R' d- d+ 
d- d+
7 
(2) H3O+ 
EP101 / EG101  
Examples 
Butanenitrile 
(1) ether 
(2) H3O+ 
+ 
O 
Butyrophenone 
(Phenyl propyl ketone) 
MgBr 
N 
Benzonitrile 
N: + 
Li 
(1) ether 
Characteristic Reactions of Aldehydes and Ketones 
EP101 / EG101  
 Reduction reactions 
 Alcohol formation 
 Alkane formation 
 Oxidation reactions 
 Nucleophilic addition reactions 
 Grignard additions to form alcohols 
 Addition of water (hydration) to form gem-diols 
 Addition of alcohols to form acetals/ketals
8 
Reduction Reactions of Aldehydes and Ketones 
LiAlH4 
ether 
H2O 
H+ 
conc. HCl 
Zn(Hg) 
NH2NH2 
OH- / H2O 
EP101 / EG101  
 Alcohol formation 
 Hydrogenation 
 Hydride reduction 
 Alkane formation 
 Clemmensen reduction 
 Wolff-Kishner reduction 
R C 
O 
H 
H2 / Pt 
R CH2OH 
R C 
O 
H R CH2OH 
R C 
O 
H R CH3 
R C 
O 
H R CH3 
Oxidation of Aldehydes and Ketones 
 Conversion of Aldehydes to Carboxylic acids 
 Oxidation of Aromatic Aldehydes/Ketones to Benzoic acid derivatives 
 Haloform reaction of methyl carbonyls 
EP101 / EG101
9 
Aldehyde / Ketone Oxidations 
+ 
Ag(NH3)2 
or H (ArCOOH) 
RCOOH + HCOOH + HIO 
EP101 / EG101  
R C 
O 
H RCOOH 
(Tollens reagent) 
C 
O 
H 
or 
C 
O 
R 
COOH 
KMnO4 or K2Cr2O7 
² 
CH3 C 
O 
R 
X2 
OH- / H2O 
HCX3 + RCOO - 
Ar C 
O 
Aldehyde / KetoneNucleophilic Addition Reactions 
R 
R' 
gem diol 
EP101 / EG101  
R C R' 
O 
RMgX 
H + 
H 2O 
R C 
OH 
R' 
R 
R C R' 
O 
R C R' 
O 
H + or OH - 
H 2O C 
OH 
OH 
dry HCl 
R''OH 
C 
R 
R' 
OH 
OR 
C 
R 
R' 
OR 
OR 
hemiketal ketal 
R OH
10 
Ketals: Acetals of Ketones 
Acetal (ketal) formation with ketones is generally not a favorable process: 
C 
R' 
R 
OR'' 
OR'' 
+ H2O 
H+ 
EP101 / EG101 	 
C=O 
R' 
R 
+ 2 R''OH 
Ketone H+ Ketal 
As in the hydration reaction, the equilibrium heavily 
favors the ketone.

Ketone & Aldehyde

  • 1.
    1 Ketone Aldehyde Jully Tan School of Engineering EP101 / EG101 Learning Outcome At the end of this chapter, students are able to: Provide nomenclature of the ketone and aldehyde Physical properties of ketone and aldehyde Synthesis and reaction of ketone and aldehyde
  • 2.
    2 The generalstructure of the carbonyl group is C=O H R : : O C The general formula for an aldehyde is R' R And that for a ketone is C=O : : C=O H H : : The R groups can be either alkyl or aryl. There is also the unique aldehyde, formaldehyde, in which there are two hydrogen atoms attached to the carbonyl group. EP101 / EG101 Nomenclature of Aldehydes Common names are derived from those of the corresponding carboxylic acids by dropping the (o)ic acid and adding aldehyde. H EXAMPLES: O EP101 / EG101 OH O H O Acetic acid Acetaldehyde O OH O H Benzoic acid Benzaldehyde IUPAC (systematic) names are based on the following rules when the aldehyde function has priority and is named by use of a suffix. (1) Select the longest continuous chain containing the -CHO and use as the parent the name of the alkane of that chain length. (2) Replace e in the alkane name with al. (3) Number from the end where the carbonyl group is located and follow all the other rules for locating substituent groups. H O 2,2-Dimethylbutanal 4-Phenylpentanal
  • 3.
    3 Nomenclature ofKetones Common names are widely used for many of the simpler ketones. O= Acetone, e.g., is the three carbon ketone: CH3CCH3 The common names of other aliphatic ketones are based on the alkyl group names for R and R' followed by ketone. EP101 / EG101 O Ethyl methyl ketone O Diethyl ketone Common names of aryl ketones, where a benzene ring (phenyl group) is attached to the carbonyl, have a phenone ending. The prefix is derived from the carboxylic acid source of the acyl group. OH O Acetic acid OH O O O Benzoic acid Benzophenone Acetophenone IUPAC systematic names for ketones are based on these rules: (1) The name of the longest alkane chain present that contains the carbonyl group is used as the parent. (2) Replace the e in the alkane name with the suffix one and indicate the carbonyl position by a number. Number from the end that gives the lower number to the ketone position. (3) Designate the substituents and their positions in the usual way. EP101 / EG101 2-Pentanone 2-Methyl-4-phenyl-3-pentanone O O Note use of alphabetical order. O (E)-3-Penten-2-one Note provision for C C bond.
  • 4.
    4 Physical Propertiesof Aldehydes and Ketones Because of the polar carbonyl group (m ~ 2.3-2.8 D), aldehydes and ketones have higher boiling points than hydrocarbons of comparable size. However, they have lower boiling points than alcohols of comparable size because only the latter have intermolecular hydrogen bonds. O= O= CH3CH2CH2CH3 CH3CH2CH CH3CCH3 CH3CH2CH2OH Butane Propanal Acetone 1-Propanol MW 58 58 58 60 BP -0.5 oC 49.0 oC 56.1 oC 97.2 oC Aldehydes and ketones form hydrogen bonds to water molecules and consequently the lower MW ones are soluble in water up to about C6. The smallest ones (formaldehyde and acetone) are miscible with water. EP101 / EG101 O H O H H O H Synthesis of Ketones Aldehydes EP101 / EG101 Oxidation of alcohol Ozonolysis of alkene Friedel-crafts acylation Mercuric catalysed hydration of alkynes Ketone from nitriles
  • 5.
    5 Synthetic Methodsfor Aldehydes Because aldehydes are between 1o alcohols and carboxylic acids in the oxidation-reduction sequence, they can be synthesized by either selective oxidation of 1o alcohols or by selective reduction of carboxylic acid derivatives. [O] [H] [O] RCOOH [H] O= RCH2OH RCH or RCOX Reduction of Carboxylic Acids Aldehydes can be prepared by controlled reduction of carboxylic acids. Acids can be reduced with lithium aluminum hydride (LAH), a powerful reducing agent, but the process goes all the way to 1o alcohols. O= EP101 / EG101 O= RCOH LiAlH4 ether solvent RCH LiAlH4 facile RCH2OH EP101 / EG101 Ozonolysis of alkenes. C H R C R' R'' 1) 2) O3 (CH3)2S C H R O + O C R' R'' Friedel-Crafts acylation Acid chloride/AlCl3+ benzene ketone Cyclohexanol Cyclohexanone Aryl Ketones by Friedel-Crafts Acylation + Butanoyl chloride AlCl3 Phenyl propyl ketone Cl O O
  • 6.
    6 Ketones byHydration of Alkynes Alkynes, like alkenes, add water in the presence of electrophilic catalysts such as H+ or Hg2+. Hydration of alkynes is conducted in aqueous solutions of sulfuric acid with mercuric sulfate as catalyst. It follows Markovnikov's rule, with the hydrogen attaching to the carbon with the greater number of hydrogens. O = EP101 / EG101 -C C-Alkyne + H2O HgSO4 H2SO4 -C=C-H OH Enol (or vinylic alcohol) fast -C-C-H H The enol rapidly rearranges to the ketone. The enol and ketone Ketones from Nitriles Reaction of a nitrile with either a Grignard or organolithium reagent, followed by hydrolysis, yields a ketone. N-M = O= EP101 / EG101 d-d+ R-C N: Nitrile (R = alkyl or aryl) + R'-M ether R-C-R' Imine salt R-C-R' H3O+ H2O The nitrile is a polar function similar to a carbonyl. The carbanionic center of an organometallic reagent adds to the electropositive carbon of the nitrile producing the salt of an imine. During aqueous workup, the imine is hydrolyzed to a ketone. : R-C=N-M + H-O-H R-C=N-R' H : Imine hydrolysis R-C=O: R' : R' d- d+ d- d+
  • 7.
    7 (2) H3O+ EP101 / EG101 Examples Butanenitrile (1) ether (2) H3O+ + O Butyrophenone (Phenyl propyl ketone) MgBr N Benzonitrile N: + Li (1) ether Characteristic Reactions of Aldehydes and Ketones EP101 / EG101 Reduction reactions Alcohol formation Alkane formation Oxidation reactions Nucleophilic addition reactions Grignard additions to form alcohols Addition of water (hydration) to form gem-diols Addition of alcohols to form acetals/ketals
  • 8.
    8 Reduction Reactionsof Aldehydes and Ketones LiAlH4 ether H2O H+ conc. HCl Zn(Hg) NH2NH2 OH- / H2O EP101 / EG101 Alcohol formation Hydrogenation Hydride reduction Alkane formation Clemmensen reduction Wolff-Kishner reduction R C O H H2 / Pt R CH2OH R C O H R CH2OH R C O H R CH3 R C O H R CH3 Oxidation of Aldehydes and Ketones Conversion of Aldehydes to Carboxylic acids Oxidation of Aromatic Aldehydes/Ketones to Benzoic acid derivatives Haloform reaction of methyl carbonyls EP101 / EG101
  • 9.
    9 Aldehyde /Ketone Oxidations + Ag(NH3)2 or H (ArCOOH) RCOOH + HCOOH + HIO EP101 / EG101 R C O H RCOOH (Tollens reagent) C O H or C O R COOH KMnO4 or K2Cr2O7 ² CH3 C O R X2 OH- / H2O HCX3 + RCOO - Ar C O Aldehyde / KetoneNucleophilic Addition Reactions R R' gem diol EP101 / EG101 R C R' O RMgX H + H 2O R C OH R' R R C R' O R C R' O H + or OH - H 2O C OH OH dry HCl R''OH C R R' OH OR C R R' OR OR hemiketal ketal R OH
  • 10.
    10 Ketals: Acetalsof Ketones Acetal (ketal) formation with ketones is generally not a favorable process: C R' R OR'' OR'' + H2O H+ EP101 / EG101 C=O R' R + 2 R''OH Ketone H+ Ketal As in the hydration reaction, the equilibrium heavily favors the ketone.