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Chapter 6: Applications of Integration
Section 6.3: Volumes by Cylindrical Shells
Alea Wittig
SUNY Albany
Outline
Cylindrical Shells
Volume of a Cylindrical Shell
Examples
Cylindrical Shells Vs Washers
Example
Cylindrical Shells
▶ Consider the problem of finding the volume of the solid
obtained by rotating about the y−axis the region bounded by
y = 2x2 − x3 and y = 0.
▶ To use the washer/disk
method with a vertical axis
of rotation, we would need
to find the inner and outer
radii by determining the left
and right curves.
▶ But how would we
determine xR and xL?
▶ xR and xL in this case correspond to the same function,
y = 2x2 − x3, which additionally is very difficult to write as a
function of y (g(y) = x).
▶ Too hard!
▶ Idea: Form n rectangles "parallel" to the axis of rotation,
which in this example is a vertical line, specifically, the y-axis.
▶ We take "vertical" rectangles in the sense that the rectangle
has width △x and height y = f (x).
▶ Rotating about the y−axis we get a new type of solid called a
cylindrical shell.
▶ The shape of a shell versus washer is different in the following
sense:
▶ A cylindrical shell looks like
a paper towel roll.
▶ The thickness of the wall of
the roll corresponds to the
width of the rectangle
being rotated (△x or △y).
▶ A washer looks more like,
well, a washer.
▶ The thickness of the washer
corresponds to the width of
the rectangle being rotated
(△x or △y).
Volume of a Cylindrical Shell
▶ The volume of a cylindrical
shell is obtained by
subtracting the inner volume
V1 from the outer volume V2
V1 = πr2
1 h
V2 = πr2
2 h
Vshell = V2 − V1
= π(r2
2 − r2
1 )h
= π(r2 + r1)(r2 − r1)h
= 2π
(r2 + r1)
2
(r2 − r1)h
▶ Let △r = r2 − r1
▶ Let r denote the average value of r1 and r2, ie,
r =
(r2 + r1)
2
Vshell = 2π
(r2 + r1)
2
(r2 − r1)h
= 2πr · △r · h
▶ When we take n → ∞, the
thickness △r will become
arbitrarily close to 0.
▶ So the wall of the shell is
going to become arbitrarily
thin like a thin sheet of
paper rolled up.
▶ So we can think of r as just
the radius and 2πr as the
circumference of the shell.
Vshell = 2πr
|{z}
circumference
· h
|{z}
height
· △r
|{z}
thickness
▶ Notice that if we unfurl the cylindrical shell, we have
something like a rectangular box with dimensions
length = 2πx
width = △x
height = f (x)
So the volume is
V = length · height · width
= 2πx
|{z}
circumference
· f (x)
|{z}
height
· △x
|{z}
thickness
▶ Now we want to sum up the volumes of the shells to
approximate the volume of the solid so
V ≈
n
X
i=1
Vi =
n
X
i=1
2πri hi △r where n = number of shells
▶ We intuitively expect that as we take n → ∞ we have
V = lim
n→∞
n
X
i=1
2πri hi △r
If, as in the first example, we have a solid obtained by rotating
about the y-axis the region under the curve y = f (x) from a
to b, then ri = xi , hi = f (xi ), and △r = △x so that the
volume of the solid is
V =
Z b
a
2πxf (x)dx where 0 ≤ a < b
Examples
Example 1
Now let’s use cylindrical shells to solve that first problem:
Find the volume of the solid obtained by rotating the region
between y = 2x2 − x3 and y = 0 about the y−axis.
▶ From the sketch we see
that the height of a shell is
f (x) = 2x2 − x3, the radius
is x, and the curve
intersects y = 0 (the
x−axis) at x = 0 and
x = 2.
V =
Z 2
0
2π x
|{z}
radius
(2x2
− x3
)
| {z }
height
dx
Example 1
V =
Z 2
0
2πx(2x2
− x3
)dx
= 2π
Z 2
0
x(2x2
− x3
)dx
= 2π
Z 2
0
2x3
− x4
dx
= 2π
2x4
4
−
x5
5
2
0
= 2π
x4
2
−
x5
5
2
0
= 2π
24
2
−
25
5
−



*0
04
2
−
05
5

= 2π

8 −
32
5

= 2π
40
5
−
32
5

= 2π
8
5

=
16π
5
Remark
▶ In general, to use cylindrical shells we shouldn’t rely on the
formula
V =
Z b
a
2πxf (x)dx
because we won’t always have that type of geometry.
▶ Rather, we should remember the more general formula
V =
Z
2πr
|{z}
circumference
h
|{z}
height
dr
|{z}
thickness
where dr is
▶ dx if axis of rotation is a vertical line
▶ dy if axis of rotation is a horizontal line
▶ And we must find the radius r, the height h, and the limits of
integration by sketching the graph.
Example 2
Find the volume of the solid obtained by rotating about the y−axis
the region between y = x and y = x2.
Example 2
2/3
▶ Not shown in the image but the curves intersect when
x2 = x =⇒ x2 − x = 0 =⇒ x(x − 1) = 0 =⇒ x = 0, 1.
▶ To get cylindrical shells we form rectangles parallel to the
axis of rotation. In this case the axis of rotation is vertical (the
y-axis). So we form rectangles of width △x.
▶ A sample rectangle has width △x and height yt − yB = x − x2.
▶ Rotating the rectangle we get a cylindrical shell of
thickness=△x, height =x − x2 and radius= x.
▶ Note that △x will become dx in the integrand.
Example 2
3/3
V =
Z 1
0
2πx
|{z}
circumference
(x − x2
)
| {z }
height
dx
|{z}
thickness
=
Z 1
0
2πx(x − x2
)dx
= 2π
Z 1
0
x2
− x3
dx
= 2π
x3
3
−
x4
4
1
0
= 2π
1
3
−
1
4

−

0 − 0

!
= 2π
 4
12
−
3
12

= 2π
1
12
=
π
6
Example 3
1/3
Use cylindrical shells to find the volume of the solid obtained by
rotating about the x−axis the region under the curve y =
√
x from
0 to 1.
Example 3
2/3
▶ The axis of rotation is horizontal so we take horizontal
rectangles, ie, rectangles of width △y.
▶ Since △y → dy in the integrand, this tells us we will be
integrating with respect to y.
▶ A sample rectangle has width △y and height = 1 − y2.
▶ Rotating the rectangle we get a cylindrical shell of thickness =
△y, height = 1 − y2 and radius = y.
▶ at x = 0, y =
√
0 = 0 and at x = 1, y =
√
1 = 1 so we are
integrating from y = 0 to y = 1.
Example 3
3/3
V =
Z 1
0
2πy
|{z}
circumference
(1 − y2
)
| {z }
height
dy
|{z}
thickness
= 2π
Z 1
0
y(1 − y2
)dy
= 2π
Z 1
0
y − y3
dy
= 2π
y2
2
−
y4
4

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Section 6.3.pdf

  • 1. Chapter 6: Applications of Integration Section 6.3: Volumes by Cylindrical Shells Alea Wittig SUNY Albany
  • 2. Outline Cylindrical Shells Volume of a Cylindrical Shell Examples Cylindrical Shells Vs Washers Example
  • 4. ▶ Consider the problem of finding the volume of the solid obtained by rotating about the y−axis the region bounded by y = 2x2 − x3 and y = 0. ▶ To use the washer/disk method with a vertical axis of rotation, we would need to find the inner and outer radii by determining the left and right curves. ▶ But how would we determine xR and xL? ▶ xR and xL in this case correspond to the same function, y = 2x2 − x3, which additionally is very difficult to write as a function of y (g(y) = x). ▶ Too hard!
  • 5. ▶ Idea: Form n rectangles "parallel" to the axis of rotation, which in this example is a vertical line, specifically, the y-axis. ▶ We take "vertical" rectangles in the sense that the rectangle has width △x and height y = f (x). ▶ Rotating about the y−axis we get a new type of solid called a cylindrical shell.
  • 6. ▶ The shape of a shell versus washer is different in the following sense: ▶ A cylindrical shell looks like a paper towel roll. ▶ The thickness of the wall of the roll corresponds to the width of the rectangle being rotated (△x or △y). ▶ A washer looks more like, well, a washer. ▶ The thickness of the washer corresponds to the width of the rectangle being rotated (△x or △y).
  • 7. Volume of a Cylindrical Shell
  • 8. ▶ The volume of a cylindrical shell is obtained by subtracting the inner volume V1 from the outer volume V2 V1 = πr2 1 h V2 = πr2 2 h Vshell = V2 − V1 = π(r2 2 − r2 1 )h = π(r2 + r1)(r2 − r1)h = 2π (r2 + r1) 2 (r2 − r1)h ▶ Let △r = r2 − r1 ▶ Let r denote the average value of r1 and r2, ie, r = (r2 + r1) 2
  • 9. Vshell = 2π (r2 + r1) 2 (r2 − r1)h = 2πr · △r · h ▶ When we take n → ∞, the thickness △r will become arbitrarily close to 0. ▶ So the wall of the shell is going to become arbitrarily thin like a thin sheet of paper rolled up. ▶ So we can think of r as just the radius and 2πr as the circumference of the shell. Vshell = 2πr |{z} circumference · h |{z} height · △r |{z} thickness
  • 10. ▶ Notice that if we unfurl the cylindrical shell, we have something like a rectangular box with dimensions length = 2πx width = △x height = f (x) So the volume is V = length · height · width = 2πx |{z} circumference · f (x) |{z} height · △x |{z} thickness
  • 11. ▶ Now we want to sum up the volumes of the shells to approximate the volume of the solid so V ≈ n X i=1 Vi = n X i=1 2πri hi △r where n = number of shells ▶ We intuitively expect that as we take n → ∞ we have V = lim n→∞ n X i=1 2πri hi △r If, as in the first example, we have a solid obtained by rotating about the y-axis the region under the curve y = f (x) from a to b, then ri = xi , hi = f (xi ), and △r = △x so that the volume of the solid is V = Z b a 2πxf (x)dx where 0 ≤ a < b
  • 13. Example 1 Now let’s use cylindrical shells to solve that first problem: Find the volume of the solid obtained by rotating the region between y = 2x2 − x3 and y = 0 about the y−axis. ▶ From the sketch we see that the height of a shell is f (x) = 2x2 − x3, the radius is x, and the curve intersects y = 0 (the x−axis) at x = 0 and x = 2. V = Z 2 0 2π x |{z} radius (2x2 − x3 ) | {z } height dx
  • 14. Example 1 V = Z 2 0 2πx(2x2 − x3 )dx = 2π Z 2 0 x(2x2 − x3 )dx = 2π Z 2 0 2x3 − x4 dx = 2π 2x4 4 − x5 5
  • 15.
  • 16.
  • 18.
  • 19.
  • 20. 2 0 = 2π 24 2 − 25 5 − *0 04 2 − 05 5 = 2π 8 − 32 5 = 2π 40 5 − 32 5 = 2π 8 5 = 16π 5
  • 21. Remark ▶ In general, to use cylindrical shells we shouldn’t rely on the formula V = Z b a 2πxf (x)dx because we won’t always have that type of geometry. ▶ Rather, we should remember the more general formula V = Z 2πr |{z} circumference h |{z} height dr |{z} thickness where dr is ▶ dx if axis of rotation is a vertical line ▶ dy if axis of rotation is a horizontal line ▶ And we must find the radius r, the height h, and the limits of integration by sketching the graph.
  • 22. Example 2 Find the volume of the solid obtained by rotating about the y−axis the region between y = x and y = x2.
  • 23. Example 2 2/3 ▶ Not shown in the image but the curves intersect when x2 = x =⇒ x2 − x = 0 =⇒ x(x − 1) = 0 =⇒ x = 0, 1. ▶ To get cylindrical shells we form rectangles parallel to the axis of rotation. In this case the axis of rotation is vertical (the y-axis). So we form rectangles of width △x. ▶ A sample rectangle has width △x and height yt − yB = x − x2. ▶ Rotating the rectangle we get a cylindrical shell of thickness=△x, height =x − x2 and radius= x. ▶ Note that △x will become dx in the integrand.
  • 24. Example 2 3/3 V = Z 1 0 2πx |{z} circumference (x − x2 ) | {z } height dx |{z} thickness = Z 1 0 2πx(x − x2 )dx = 2π Z 1 0 x2 − x3 dx = 2π x3 3 − x4 4
  • 25.
  • 26.
  • 27. 1 0 = 2π 1 3 − 1 4 − 0 − 0 ! = 2π 4 12 − 3 12 = 2π 1 12 = π 6
  • 28. Example 3 1/3 Use cylindrical shells to find the volume of the solid obtained by rotating about the x−axis the region under the curve y = √ x from 0 to 1.
  • 29. Example 3 2/3 ▶ The axis of rotation is horizontal so we take horizontal rectangles, ie, rectangles of width △y. ▶ Since △y → dy in the integrand, this tells us we will be integrating with respect to y. ▶ A sample rectangle has width △y and height = 1 − y2. ▶ Rotating the rectangle we get a cylindrical shell of thickness = △y, height = 1 − y2 and radius = y. ▶ at x = 0, y = √ 0 = 0 and at x = 1, y = √ 1 = 1 so we are integrating from y = 0 to y = 1.
  • 30. Example 3 3/3 V = Z 1 0 2πy |{z} circumference (1 − y2 ) | {z } height dy |{z} thickness = 2π Z 1 0 y(1 − y2 )dy = 2π Z 1 0 y − y3 dy = 2π y2 2 − y4 4
  • 31.
  • 32.
  • 33.
  • 34.
  • 35. 1 0 = 2π 1 2 − 1 4 − 0 − 0 ! = 2π 1 4 = π 2
  • 36. Example 4 1/4 Find the volume of the solid obtained by rotating the region bounded by y = x − x2 and y = 0 about the line x = 2.
  • 37. Example 4 2/4 ▶ First we must graph the curve y = x − x2. ▶ It’s graph is a transformation of the parabola y = x2. ▶ To see the transformation(s) we first complete the square. y = x − x2 = −(x2 − x) = − x2 − x + −1 2(−1) !2! + −1 2(−1) !2 = −(x2 − x + 1 4 ) + 1 4 = −(x − 1 2 )2 + 1 4 ▶ So the transformation is: ▶ Shift right 1 2 unit. ▶ Shift up 1 4 unit. ▶ Flip over the x axis.
  • 39. Example 4 4/4 V = Z 1 0 2π(2 − x) | {z } circumference (x − x2 ) | {z } height dx |{z} thickness = 2π Z 1 0 (2 − x)(x − x2 )dx = 2π Z 1 0 2x − 2x2 − x2 + x3 dx = 2π Z 1 0 2x − 3x2 + x3 dx = 2π 2x2 2 − 3x3 3 + x4 4 !
  • 40.
  • 41.
  • 42.
  • 43.
  • 44. 1 0 = 2π 1 − 1 + 1 4 − 0 − 0 + 0 = π 2
  • 46. How do we know when to use the cylindrical shell method or the washer/disk method? ▶ Is the region more easily described by top and bottom boundary curves of the form y = f (x), or by left and right boundaries curves of the form x = g(y)? ▶ top/bottom - then integration will be wrt x and rectangles will be drawn vertically. ▶ left/right - then integration will be wrt y and rectangles drawn horizontally and int wrt y. ▶ Draw a sample rectangle in the region. Imagine the rectangle revolving; it becomes either a disk/washer or a shell.
  • 48. Example 5 1/5 Find the volume of the solid obtained by rotating the region bounded by y = x2 and y = 2x about the line x = −1 using a. x as the variable of integration and b. y as the variable of integration
  • 49. Example 5 2/5 a. Integrating with respect to x we have got to take rectangles of width △x because this will become dx in the integrand.. ▶ This is shown in image (b). ▶ Rotating the vertical rectangle about a vertical line we get a cylindrical shell. b. Integrating with respect to y we have got to take rectangles of width △y because this will become dy in the integrand. ▶ This is shown in image (c). ▶ Rotating the horizontal rectangle about a vertical line we get a washer.
  • 50. Example 5 3/5 ▶ Now set up and compute the integrals on your own as an exercise. You should get the same volume of course whether you are using washers or shells.
  • 51. Example 5 4/5 a. Integrating wrt x → rectangles of width △x → cylindrical shells (since axis of rotation is vertical) V = Z b a [circumference] · [height] · [thickness] = Z 2 0 2π(x + 1)(2x − x2 )dx = 2π Z 2 0 2x2 − x3 + 2x − x2 dx = 2π Z 2 0 x2 + 2x − x3 dx = 2π x3 3 + 2x2 2 − x4 4
  • 52.
  • 53.
  • 54.
  • 55.
  • 56. 2 0 = 2π 8 3 + 4 − 16 4 = 2π 8 3 + 4 − 4 = 16π 3
  • 57. Example 5 5/5 b. Integrating wrt y → rectangles of width △y → washers (since axis of rotation is vertical) V = Z d c π[r2 outer − r2 inner]dy = Z 4 0 π[(1 + √ y)2 − (1 + y 2 )2 ]dy = π Z 4 0 1 + 2 √ y + y − (1 + y + y2 4 )dy = π Z 4 0 2 √ y − y2 4 dy = π 2y 3 2 3 2 − y3 12
  • 58.
  • 59.
  • 61.
  • 62.