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CChhaapptteerr 1199 
FFiillee TTrraannssffeerr:: 
FFTTPP aanndd TTFFTTPP 
Objectives 
Upon completion you will be able to: 
• Understand the connections needed for FTP file transfer 
• Be familiar with FTP commands and responses 
• Know the differences between FTP and TFTP 
• Be familiar with TFTP message types 
• Understand TFTP flow and error control 
TCP/IP Protocol Suite 1
19.1 FILE TRANSFER 
PROTOCOL (FTP) 
File Transfer Protocol (FTP) is the standard mechanism pprroovviiddeedd bbyy 
TTCCPP//IIPP ffoorr ccooppyyiinngg aa ffiillee ffrroomm oonnee hhoosstt ttoo aannootthheerr.. 
TThhee ttooppiiccss ddiissccuusssseedd iinn tthhiiss sseeccttiioonn iinncclluuddee:: 
CCoonnnneeccttiioonnss 
CCoommmmuunniiccaattiioonn 
CCoommmmaanndd PPrroocceessssiinngg 
FFiillee TTrraannssffeerr 
AAnnoonnyymmoouuss FFTTPP 
TCP/IP Protocol Suite 2
NNoottee:: 
FTP uses the services of TCP. It needs 
two TCP connections. 
The well-known port 21 is used for the 
control connection and the well-known 
port 20 for the data connection. 
TCP/IP Protocol Suite 3
Figure 19.1 FTP 
TCP/IP Protocol Suite 4
Figure 19.2 Opening the control connection 
TCP/IP Protocol Suite 5
Figure 19.3 Creating the data connection 
TCP/IP Protocol Suite 6
Figure 19.4 Using the control connection 
TCP/IP Protocol Suite 7
Figure 19.5 Using the data connection 
TCP/IP Protocol Suite 8
Figure 19.6 Command processing 
TCP/IP Protocol Suite 9
TTaabbllee 1199..11 AAcccceessss ccoommmmaannddss 
TCP/IP Protocol Suite 10
TTaabbllee 1199..22 FFiillee mmaannaaggeemmeenntt ccoommmmaannddss 
TCP/IP Protocol Suite 11
TTaabbllee 1199..33 DDaattaa ffoorrmmaattttiinngg ccoommmmaannddss 
TCP/IP Protocol Suite 12
TTaabbllee 1199..44 PPoorrtt ddeeffiinniinngg ccoommmmaannddss 
TCP/IP Protocol Suite 13
TTaabbllee 1199..55 FFiillee ttrraannssffeerr ccoommmmaannddss 
TCP/IP Protocol Suite 14
TTaabbllee 1199..55 FFiillee ttrraannssffeerr ccoommmmaannddss ((ccoonnttiinnuueedd)) 
TCP/IP Protocol Suite 15
TTaabbllee 1199..66 MMiisscceellllaanneeoouuss ccoommmmaannddss 
TCP/IP Protocol Suite 16
TTaabbllee 1199..77 RReessppoonnsseess 
TCP/IP Protocol Suite 17
TTaabbllee 1199..77 RReessppoonnsseess ((ccoonnttiinnuueedd)) 
TCP/IP Protocol Suite 18
TTaabbllee 1199..77 RReessppoonnsseess ((ccoonnttiinnuueedd)) 
TCP/IP Protocol Suite 19
TTaabbllee 1199..77 RReessppoonnsseess ((ccoonnttiinnuueedd)) 
TTaabbllee 1199..77 RReessppoonnsseess ((ccoonnttiinnuueedd)) 
TCP/IP Protocol Suite 20
TTaabbllee 1199..77 RReessppoonnsseess ((ccoonnttiinnuueedd)) 
TTaabbllee 1199..77 RReessppoonnsseess ((ccoonnttiinnuueedd)) 
TCP/IP Protocol Suite 21
Figure 19.7 File transfer 
TCP/IP Protocol Suite 22
ExamplE 1 
Figure 19.8 shows an example of using FTP for retrieving a 
list of items in a directory. 
1. After the control connection to port 21 is created, the FTP 
server sends the 220 (service ready) response on the control 
connection. 
2. The client sends the USER command. 
3. The server responds with 331 (user name is OK, password is 
required). 
4. The client sends the PASS command. 
5. The server responds with 230 (user login is OK) 
See Next Slide 
TCP/IP Protocol Suite 23
ExamplE 1 (cONTINUED) 
6. The client issues a passive open on an ephemeral port for 
the 
data connection and sends the PORT command (over the 
control connection) to give this port number to the server. 
7. The server does not open the connection at this time, but it 
prepares itself for issuing an active open on the data 
connection between port 20 (server side) and the ephemeral 
port received from the client. It sends response 150 (data 
connection will open shortly). 
8. The client sends the LIST message. 
9. Now the server responds with 125 and opens the data 
connection. 
See Next Slide 
TCP/IP Protocol Suite 24
ExamplE 1 (cONTINUED) 
10. The server then sends the list of the files or directories (as a 
file) on the data connection. When the whole list (file) is 
sent, the server responds with 226 (closing data connection) 
over the control connection. 
11. The client now has two choices. It can use the QUIT 
command to request the closing of the 
control connection or it can send another command to 
start another activity (and eventually open another data 
connection). In our example, the client sends a QUIT 
command. 
12. After receiving the QUIT command, the server responds 
with 221 (service closing) and then closes the control 
connection. 
See Next Slide 
TCP/IP Protocol Suite 25
Figure 19.8 Example 1 
TCP/IP Protocol Suite 26
ExamplE 2 
The following shows an actual FTP session that parallels 
Example 1. The colored lines show the responses from the 
server control connection; the black lines show the commands 
sent by the client. The lines in white with black background 
shows data transfer. 
$ ftp voyager.deanza.fhda.edu 
Connected to voyager.deanza.fhda.edu. 
220 (vsFTPd 1.2.1) 
530 Please login with USER and PASS. 
Name (voyager.deanza.fhda.edu:forouzan): forouzan 
331 Please specify the password. 
See Next Slide 
TCP/IP Protocol Suite 27
ExamplE 2 
Password: 
230 Login successful. 
Remote system type is UNIX. 
Using binary mode to transfer files. 
ftp> ls reports 
227 Entering Passive Mode (153,18,17,11,238,169) 
150 Here comes the directory listing. 
drwxr-xr-x 2 3027 411 4096 Sep 24 2002 business 
drwxr-xr-x 2 3027 411 4096 Sep 24 2002 personal 
drwxr-xr-x 2 3027 411 4096 Sep 24 2002 school 
226 Directory send OK. 
ftp> quit 
221 Goodbye. 
TCP/IP Protocol Suite 28
ExamplE 3 
Figure 19.9 shows an example of how an image (binary) file is 
stored. 
1. After the control connection to port 21 is created, the FTP 
server sends the 220 (service 
ready) response on the control connection. 
2. The client sends the USER command. 
3. The server responds with 331 (user name is OK, a password 
is required). 
4. The client sends the PASS command. 
5. The server responds with 230 (user login is OK). 
6. The client issues a passive open on an ephemeral port for 
the data connection and sends the PORT command (over 
the control connection) to give this port number to the server. 
See Next Slide 
TCP/IP Protocol Suite 29
ExamplE 3 (cONTINUED) 
7. The server does not open the connection at this time, but 
prepares itself for issuing an active 
open on the data connection between port 20 (server side) 
and the ephemeral port received 
from the client. It sends the response 150 (data connection 
will open shortly). 
8. The client sends the TYPE command. 
9. The server responds with the response 200 (command OK). 
10. The client sends the STRU command. 
11. The server responds with 200 (command OK). 
12. The client sends the STOR command. 
13. The server opens the data connection and sends the 
response 250. 
See Next Slide 
TCP/IP Protocol Suite 30
ExamplE 3 (cONTINUED) 
14. The client sends the file on the data connection. After the 
entire file is sent, the data connection is closed. Closing the 
data connection means end-of-file. 
15. The server sends the response 226 on the control 
connection. 
16. The client sends the QUIT command or uses other 
commands to open another data connection 
for transferring another file. In our example, the QUIT 
command is sent. 
17. The server responds with 221 (service closing) and it closes 
the control connection. 
See Next Slide 
TCP/IP Protocol Suite 31
Figure 19.9 Example 3 
TCP/IP Protocol Suite 32
ExamplE 4 
We show an example of anonymous FTP. We assume that 
some public data are available at internic.net. 
$ ftp internic.net 
Connected to internic.net 
220 Server ready 
Name: anonymous 
331 Guest login OK, send “guest” as password 
Password: guest 
ftp > pwd 
257 ’/’ is current directory 
See Next Slide 
TCP/IP Protocol Suite 33
bin 
. . . 
. . . 
. . . 
ExamplE 4 
ftp > close 
221 Goodbye 
ftp > quit 
TCP/IP Protocol Suite 34
19.2 TRIVIAL FILE TRANSFER 
PROTOCOL (TFTP) 
Trivial File Transfer Protocol (TFTP) is a simple ffiillee ttrraannssffeerr pprroottooccooll 
wwiitthhoouutt tthhee ssoopphhiissttiiccaatteedd ffeeaattuurreess ooff FFTTPP.. 
TThhee ttooppiiccss ddiissccuusssseedd iinn tthhiiss sseeccttiioonn iinncclluuddee:: 
MMeessssaaggeess 
CCoonnnneeccttiioonn 
DDaattaa TTrraannssffeerr 
UUDDPP PPoorrttss 
TTFFTTPP EExxaammppllee 
TTFFTTPP OOppttiioonnss 
SSeeccuurriittyy 
AApppplliiccaattiioonnss 
TCP/IP Protocol Suite 35
NNoottee:: 
TFTP uses the services of UDP on the 
well-known port 69. 
TCP/IP Protocol Suite 36
Figure 19.10 Message categories 
TCP/IP Protocol Suite 37
Figure 19.11 RRQ format 
TCP/IP Protocol Suite 38
Figure 19.12 WRQ format 
TCP/IP Protocol Suite 39
Figure 19.13 DATA format 
TCP/IP Protocol Suite 40
Figure 19.14 ACK format 
TCP/IP Protocol Suite 41
Figure 19.15 ERROR format 
TCP/IP Protocol Suite 42
TTaabbllee 1199..88 EErrrroorr nnuummbbeerrss aanndd tthheeiirr mmeeaanniinnggss 
TCP/IP Protocol Suite 43
Figure 19.16 Connection establishment 
TCP/IP Protocol Suite 44
Figure 19.17 Sorcerer’s apprentice bug 
TCP/IP Protocol Suite 45
Figure 19.18 UDP port numbers used by TFTP 
TCP/IP Protocol Suite 46
Figure 19.19 TFTP example 
TCP/IP Protocol Suite 47
Figure 19.20 Use of TFTP with BOOTP 
TCP/IP Protocol Suite 48

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Chap 19 ftp & tftp

  • 1. CChhaapptteerr 1199 FFiillee TTrraannssffeerr:: FFTTPP aanndd TTFFTTPP Objectives Upon completion you will be able to: • Understand the connections needed for FTP file transfer • Be familiar with FTP commands and responses • Know the differences between FTP and TFTP • Be familiar with TFTP message types • Understand TFTP flow and error control TCP/IP Protocol Suite 1
  • 2. 19.1 FILE TRANSFER PROTOCOL (FTP) File Transfer Protocol (FTP) is the standard mechanism pprroovviiddeedd bbyy TTCCPP//IIPP ffoorr ccooppyyiinngg aa ffiillee ffrroomm oonnee hhoosstt ttoo aannootthheerr.. TThhee ttooppiiccss ddiissccuusssseedd iinn tthhiiss sseeccttiioonn iinncclluuddee:: CCoonnnneeccttiioonnss CCoommmmuunniiccaattiioonn CCoommmmaanndd PPrroocceessssiinngg FFiillee TTrraannssffeerr AAnnoonnyymmoouuss FFTTPP TCP/IP Protocol Suite 2
  • 3. NNoottee:: FTP uses the services of TCP. It needs two TCP connections. The well-known port 21 is used for the control connection and the well-known port 20 for the data connection. TCP/IP Protocol Suite 3
  • 4. Figure 19.1 FTP TCP/IP Protocol Suite 4
  • 5. Figure 19.2 Opening the control connection TCP/IP Protocol Suite 5
  • 6. Figure 19.3 Creating the data connection TCP/IP Protocol Suite 6
  • 7. Figure 19.4 Using the control connection TCP/IP Protocol Suite 7
  • 8. Figure 19.5 Using the data connection TCP/IP Protocol Suite 8
  • 9. Figure 19.6 Command processing TCP/IP Protocol Suite 9
  • 10. TTaabbllee 1199..11 AAcccceessss ccoommmmaannddss TCP/IP Protocol Suite 10
  • 11. TTaabbllee 1199..22 FFiillee mmaannaaggeemmeenntt ccoommmmaannddss TCP/IP Protocol Suite 11
  • 12. TTaabbllee 1199..33 DDaattaa ffoorrmmaattttiinngg ccoommmmaannddss TCP/IP Protocol Suite 12
  • 13. TTaabbllee 1199..44 PPoorrtt ddeeffiinniinngg ccoommmmaannddss TCP/IP Protocol Suite 13
  • 14. TTaabbllee 1199..55 FFiillee ttrraannssffeerr ccoommmmaannddss TCP/IP Protocol Suite 14
  • 15. TTaabbllee 1199..55 FFiillee ttrraannssffeerr ccoommmmaannddss ((ccoonnttiinnuueedd)) TCP/IP Protocol Suite 15
  • 16. TTaabbllee 1199..66 MMiisscceellllaanneeoouuss ccoommmmaannddss TCP/IP Protocol Suite 16
  • 17. TTaabbllee 1199..77 RReessppoonnsseess TCP/IP Protocol Suite 17
  • 18. TTaabbllee 1199..77 RReessppoonnsseess ((ccoonnttiinnuueedd)) TCP/IP Protocol Suite 18
  • 19. TTaabbllee 1199..77 RReessppoonnsseess ((ccoonnttiinnuueedd)) TCP/IP Protocol Suite 19
  • 20. TTaabbllee 1199..77 RReessppoonnsseess ((ccoonnttiinnuueedd)) TTaabbllee 1199..77 RReessppoonnsseess ((ccoonnttiinnuueedd)) TCP/IP Protocol Suite 20
  • 21. TTaabbllee 1199..77 RReessppoonnsseess ((ccoonnttiinnuueedd)) TTaabbllee 1199..77 RReessppoonnsseess ((ccoonnttiinnuueedd)) TCP/IP Protocol Suite 21
  • 22. Figure 19.7 File transfer TCP/IP Protocol Suite 22
  • 23. ExamplE 1 Figure 19.8 shows an example of using FTP for retrieving a list of items in a directory. 1. After the control connection to port 21 is created, the FTP server sends the 220 (service ready) response on the control connection. 2. The client sends the USER command. 3. The server responds with 331 (user name is OK, password is required). 4. The client sends the PASS command. 5. The server responds with 230 (user login is OK) See Next Slide TCP/IP Protocol Suite 23
  • 24. ExamplE 1 (cONTINUED) 6. The client issues a passive open on an ephemeral port for the data connection and sends the PORT command (over the control connection) to give this port number to the server. 7. The server does not open the connection at this time, but it prepares itself for issuing an active open on the data connection between port 20 (server side) and the ephemeral port received from the client. It sends response 150 (data connection will open shortly). 8. The client sends the LIST message. 9. Now the server responds with 125 and opens the data connection. See Next Slide TCP/IP Protocol Suite 24
  • 25. ExamplE 1 (cONTINUED) 10. The server then sends the list of the files or directories (as a file) on the data connection. When the whole list (file) is sent, the server responds with 226 (closing data connection) over the control connection. 11. The client now has two choices. It can use the QUIT command to request the closing of the control connection or it can send another command to start another activity (and eventually open another data connection). In our example, the client sends a QUIT command. 12. After receiving the QUIT command, the server responds with 221 (service closing) and then closes the control connection. See Next Slide TCP/IP Protocol Suite 25
  • 26. Figure 19.8 Example 1 TCP/IP Protocol Suite 26
  • 27. ExamplE 2 The following shows an actual FTP session that parallels Example 1. The colored lines show the responses from the server control connection; the black lines show the commands sent by the client. The lines in white with black background shows data transfer. $ ftp voyager.deanza.fhda.edu Connected to voyager.deanza.fhda.edu. 220 (vsFTPd 1.2.1) 530 Please login with USER and PASS. Name (voyager.deanza.fhda.edu:forouzan): forouzan 331 Please specify the password. See Next Slide TCP/IP Protocol Suite 27
  • 28. ExamplE 2 Password: 230 Login successful. Remote system type is UNIX. Using binary mode to transfer files. ftp> ls reports 227 Entering Passive Mode (153,18,17,11,238,169) 150 Here comes the directory listing. drwxr-xr-x 2 3027 411 4096 Sep 24 2002 business drwxr-xr-x 2 3027 411 4096 Sep 24 2002 personal drwxr-xr-x 2 3027 411 4096 Sep 24 2002 school 226 Directory send OK. ftp> quit 221 Goodbye. TCP/IP Protocol Suite 28
  • 29. ExamplE 3 Figure 19.9 shows an example of how an image (binary) file is stored. 1. After the control connection to port 21 is created, the FTP server sends the 220 (service ready) response on the control connection. 2. The client sends the USER command. 3. The server responds with 331 (user name is OK, a password is required). 4. The client sends the PASS command. 5. The server responds with 230 (user login is OK). 6. The client issues a passive open on an ephemeral port for the data connection and sends the PORT command (over the control connection) to give this port number to the server. See Next Slide TCP/IP Protocol Suite 29
  • 30. ExamplE 3 (cONTINUED) 7. The server does not open the connection at this time, but prepares itself for issuing an active open on the data connection between port 20 (server side) and the ephemeral port received from the client. It sends the response 150 (data connection will open shortly). 8. The client sends the TYPE command. 9. The server responds with the response 200 (command OK). 10. The client sends the STRU command. 11. The server responds with 200 (command OK). 12. The client sends the STOR command. 13. The server opens the data connection and sends the response 250. See Next Slide TCP/IP Protocol Suite 30
  • 31. ExamplE 3 (cONTINUED) 14. The client sends the file on the data connection. After the entire file is sent, the data connection is closed. Closing the data connection means end-of-file. 15. The server sends the response 226 on the control connection. 16. The client sends the QUIT command or uses other commands to open another data connection for transferring another file. In our example, the QUIT command is sent. 17. The server responds with 221 (service closing) and it closes the control connection. See Next Slide TCP/IP Protocol Suite 31
  • 32. Figure 19.9 Example 3 TCP/IP Protocol Suite 32
  • 33. ExamplE 4 We show an example of anonymous FTP. We assume that some public data are available at internic.net. $ ftp internic.net Connected to internic.net 220 Server ready Name: anonymous 331 Guest login OK, send “guest” as password Password: guest ftp > pwd 257 ’/’ is current directory See Next Slide TCP/IP Protocol Suite 33
  • 34. bin . . . . . . . . . ExamplE 4 ftp > close 221 Goodbye ftp > quit TCP/IP Protocol Suite 34
  • 35. 19.2 TRIVIAL FILE TRANSFER PROTOCOL (TFTP) Trivial File Transfer Protocol (TFTP) is a simple ffiillee ttrraannssffeerr pprroottooccooll wwiitthhoouutt tthhee ssoopphhiissttiiccaatteedd ffeeaattuurreess ooff FFTTPP.. TThhee ttooppiiccss ddiissccuusssseedd iinn tthhiiss sseeccttiioonn iinncclluuddee:: MMeessssaaggeess CCoonnnneeccttiioonn DDaattaa TTrraannssffeerr UUDDPP PPoorrttss TTFFTTPP EExxaammppllee TTFFTTPP OOppttiioonnss SSeeccuurriittyy AApppplliiccaattiioonnss TCP/IP Protocol Suite 35
  • 36. NNoottee:: TFTP uses the services of UDP on the well-known port 69. TCP/IP Protocol Suite 36
  • 37. Figure 19.10 Message categories TCP/IP Protocol Suite 37
  • 38. Figure 19.11 RRQ format TCP/IP Protocol Suite 38
  • 39. Figure 19.12 WRQ format TCP/IP Protocol Suite 39
  • 40. Figure 19.13 DATA format TCP/IP Protocol Suite 40
  • 41. Figure 19.14 ACK format TCP/IP Protocol Suite 41
  • 42. Figure 19.15 ERROR format TCP/IP Protocol Suite 42
  • 43. TTaabbllee 1199..88 EErrrroorr nnuummbbeerrss aanndd tthheeiirr mmeeaanniinnggss TCP/IP Protocol Suite 43
  • 44. Figure 19.16 Connection establishment TCP/IP Protocol Suite 44
  • 45. Figure 19.17 Sorcerer’s apprentice bug TCP/IP Protocol Suite 45
  • 46. Figure 19.18 UDP port numbers used by TFTP TCP/IP Protocol Suite 46
  • 47. Figure 19.19 TFTP example TCP/IP Protocol Suite 47
  • 48. Figure 19.20 Use of TFTP with BOOTP TCP/IP Protocol Suite 48