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PNEUMOTHORAX
DR. SOOKUN RAJEEV. K
(MD)
DEPT. OF GENERAL MEDICINE
ANNA MEDICAL COLLEGE
Learning Objectives:
• By the end of this lecture, you should be able to :
1. Define Pneumothorax
2. Classify Pneumothorax
3. Discuss the epidemiology of pneumothorax
4. List the causes of pneumothorax
5. List the clinical features and signs of pneumothorax
6. Mention the modalities of investigating pneumothorax and their
interpretations
7. Emergency treatment and definitive treatment of
pneumothorax.
Definition:
•Pneumothorax is the
presence of air in the
pleural space
Classification of Pneumothorax
Clinical Types of Pneumothoraces
Pneumothorax
Closed
pneumothorax
Open
pneumothorax
Tension
pneumothorax
Clinical Types of Pneumothoraces
Epidemiology
•Annual incidence of pneumothorax is around 9 per
100,000
•Primary pneumothoraces occur most commonly in tall
thin men aged between 20 and 40.
•They are less common in women (♂:♀ ~5:1) — consider
the possibility of underlying lung disease (e.g. LAM,
catamenial pneumothorax)
Epidemiology
• Cigarette or cannabis smoking is a major risk factor for
pneumothorax, increasing the risk by a factor of 22 in
men and 9 in women.
• The mechanism is unclear; a smoking-induced influx of
inflammatory cells may both break down elastic lung
fibres (causing bulla formation) and cause small airways
obstruction (increasing alveolar pressure and the
likelihood of interstitial air leak)
Epidemiology
• More common in patients with Marfan’s syndrome and
homocystinuria
• May rarely be familial (Birt–hogg–Dubé syndrome;
autosomal dominant mutation in folliculin gene; causes
renal and skin tumours and pulmonary cysts).
Causes and pathophysiology
•Primary Spontaneous Pneumothorax
•Pathogenesis is poorly understood; pneumothoraces
are presumed to occur following an air leak from
apical subpleural blebs and bullae, although small
airway inflammation is often also present and may
contribute by increasing airways resistance, causing
‘emphysema-like changes’ (ELC).
Thoracoscopic image of apical blebs in
patient with spontaneous pneumothorax
Traumatic pneumothorax
Accidental trauma:(non-iatrogenic)
Blunt trauma: with fracture ribs.
Penetrating trauma: stab wound or gun shot injury.
Iatrogenic :
Positive pressure ventilation:
Alveolar rupture  interstitial emphysema pneumothorax.
Interventional procedures:
Biopsy, thoraco-centesis, CVP line,tracheostomy etc..
Tension Pneumothorax
•Tension pneumothoraces occur when intrapleural air
accumulates progressively in such a way as to exert
positive pressure on mediastinal and intrathoracic
structures.
•It is a life-threatening occurrence requiring rapid
recognition and treatment is required if a
cardiorespiratory arrest is to be avoided.
Tension Pneumothorax
Causes and pathophysiology
•Secondary Spontaneous Pneumothorax
•Underlying diseases include: COPD (60% of cases),
asthma, ILD, necrotizing pneumonia, TB, PCP, CF, LCH,
LAM, Marfan’s syndrome, oesophageal rupture, lung
cancer, catamenial pneumothorax, and pulmonary
infarction
•Pneumothorax may be the first presentation of the
underlying disease.
Clinical features
•Classically presents with:
1. Acute onset of pleuritic chest pain and/or
breathlessness.
2.Breathlessness is often minimal in young patients and
is more severe in secondary spontaneous
pneumothorax
Clinical features
•Uncommon manifestation
Cough
Hemoptysis
Orthopnea
Cyanosis
Clinical features
•Signs of pneumothorax include:
1. Tachycardia
2. Hyperinflation
3. Reduced expansion,
4. Hyperresonant percussion note
Clinical features
•Signs of pneumothorax include:
5. Quiet breath sounds on the pneumothorax side.
these are frequently absent in small pneumothoraces.
6. Hamman’s sign refers to a ‘click’ on auscultation in
time with the heart sounds, due to movement of
pleural surfaces with a left-sided pneumothorax
Clinical features
•Signs of pneumothorax include:
7. May feel ‘bubbles’ and ‘crackles’ under
the skin of the torso and neck if there is
subcutaneous emphysema.
Presents in ventilated patients with acute
clinical deterioration and hypoxia or
increasing inflation pressures.
Investigations
•Chest X-RAY is the diagnostic test in most cases.
1. Revealing a visible lung edge and absent lung markings peripherally.
2. Blunting of the ipsilateral costophrenic angle due to low-volume
bleeding into the pleural space.
3. Pneumothoraces are difficult to visualize on supine films.
4. Look for a sharply delineated heart border.
5. Hemidiaphragm and costophrenic angle depression (‘deep sulcus
sign’),
6. Increased lucency on the affected side
Investigations
Chest X-RAY is the diagnostic test in
most cases.
Investigations
Chest X-RAY is the diagnostic test in
most cases.
Investigations
Chest X-RAY is the diagnostic test in
most cases.
Investigations
• Width of the rim of air surrounding the lung on CXR may be
used to classify pneumothoraces into small (rim of air
measured at level of hilum ≤2cm) and large (>2cm).
• A 2cm rim of air approximately equates to a 50%
pneumothorax in volume
• Tiny pneumothoraces that are not apparent on PA CXR may
be visible on lateral chest or lateral decubitus radiographs
• CXR appearance may also show features of underlying lung
disease, although this can be difficult to assess in the
presence of a large pneumothorax
Investigations
Quantification of the size
The simple method to estimate the size
Small, a visible rim of < 2 cm between the
lung margin and the chest wall
Large, a visible rim of ≥2 cm between the lung
margin and chest wall
Light index-Measure transverse
Diameters of lung and
compare it with diameter
hemithorax
28
Hemithorax (HT)
Lung (L)
Investigations
CT Chest
•CT chest may be
required to
differentiate
pneumothorax from
bullous disease and is
useful in diagnosing
unsuspected
pneumothorax
following trauma and
in looking for evidence
of underlying lung
disease
Investigations
CT Chest
Investigations
•ABGs frequently show hypoxia and sometimes
hypercapnia in secondary pneumothorax.
Initial management
• General management points
• Determine whether the pneumothorax is primary or secondary (known
lung disease/ evidence of lung disease clinically or age >50 with
significant smoking history)
• Management is determined by degree of breathlessness and hypoxia,
evidence of haemodynamic compromise, presence and severity of any
underlying lung disease, and, to a lesser extent, CXR pneumothorax size
• Severe breathlessness out of proportion to pneumothorax size on a prior
CXR may be a feature of impending tension pneumothorax
• Secondary pneumothorax has a significant mortality (10%) and should be
managed more aggressively.
• Treat also the underlying disease.
Oxygen
•All hospitalized patients should receive high- flow
(10L/min) inspired O2 (unless CO2 retention is a
problem).
•This reduces the partial pressure of nitrogen in blood,
encouraging removal of air from the pleural space and
speeding up resolution of the pneumothorax.
Tension Pneumothorax
Immediate Needle Decompression
Tension Pneumothorax
Immediate Needle Decompression
Tension Pneumothorax
Immediate Needle Decompression
Needle Thoracostomy in 2nd I.C.S in M.C.L. Chest tube insertion in 5th I.C.S in M.A.L.
Aspiration
• Halt the procedure if painful or if the patient coughs
excessively
• Do not aspirate >1.5L of air, as this suggests a large air leak
and aspiration is likely to fail
• Aspiration is successful if the lung is fully or nearly
reexpanded on CXR and patient feels symptomatically better
with improved physiology.
• If initial aspiration of a primary pneumothorax fails, a chest
drain is likely to be required if benefits outweigh risks.
Open Pneumothorax
Chest drainage
• Associated with significant morbidity and even mortality
• Not required in the majority of patients with primary
spontaneous pneumothorax
• Small (10–14F) drains are sufficient in most cases; consider
large-bore (24–28F) drain in secondary pneumothorax with
large air leak, severe subcutaneous emphysema, or in
mechanically ventilated patients
• Never clamp a bubbling chest drain (risk of tension
pneumothorax)
Chest drainage
• When air leak appears to have ceased, clamping of the drain
for several hours followed by repeat CXR may detect very
slow or intermittent air leaks, thereby avoiding inappropriate
drain removal; this is controversial, however, and should only
be considered on a specialist ward with experienced nursing
staff . Addition of washing-up liquid to water in underwater
seal bottle aids visualization of bubbling in very slow air
leaks
Chest drainage
Chest drainage
Chest drainage
•If water level in drain does not swing with respiration,
the drain is either kinked (check underneath dressing
as tube enters skin), blocked, clamped, or incorrectly
positioned (drainage holes not in pleural space; check
CXR)
Chest drainage
• Heimlich flutter valves (or
thoracic vents) are an
alternative to underwater
bottle drainage and are
being used increasingly in
some centres. They allow
greater patient
mobilization and
sometimes outpatient
management of
pneumothorax.
Persistent air leak
• Arbitrarily defined as continued bubbling of chest drain 48hrs
after insertion
• Consider drain suction (–10 to –20cmH2O), insertion of large-
bore drain, and/or thoracic surgical referral
• Check that persistent bubbling is not the result of ‘outside’
air being sucked down the drain, e.g. following drain
displacement such that a hole lies outside the pleural cavity,
or if enlargement of the drain track occurs, allowing outside
air to enter and then be aspirated down the drain.
Surgical management
• Indications for cardiothoracic surgical referral
• Second ipsilateral pneumothorax
• First contralateral pneumothorax
• Bilateral spontaneous pneumothorax
• Persistent air leak or failure of lung to re-expand (3–5 days of
drainage)
• Spontaneous haemothorax
• Professions at risk (e.g. pilots, divers) after first
pneumothorax.
Surgical management
• Surgical treatments aim to repair the apical hole or bleb and
close the pleural space.
1. Video Assisted Thoracic Surgery
Recurrence rates are higher than for open thoracotomy (4% vs
1.5%) although less invasive procedure and shorter hospital
stay. Apical blebs/bullae are stapled, and mechanical pleural
abrasion and/ or parietal pleurectomy (rather than talc
poudrage) is usually favoured for closure of the pleural space.
Often the procedure of choice in young patients with primary
pneumothorax.
Surgical management
• Surgical treatments aim to
repair the apical hole or
bleb and close the pleural
space.
1. Video Assisted Thoracic
Surgery
Surgical management
2. Open Thoracotomy
Same range of operative interventions undertaken as
for VATS but associated with longer recovery (albeit
with marginally lower recurrence rates)
3. Transaxillary mini-thoracotomy
Uses a relatively small axillary incision and may be a
less invasive alternative to open thoracotomy.
Chemical pleurodesis
• Talc or Tetracycline most commonly used.
• Can be performed via intercostal drain or at VATS.
• Failure rates around 10–20% and some concern about the long-term
safety of intrapleural talc; therefore not recommended in younger
patients
• Consider pleurodesis via intercostal drain only as a last resort in older
patients with recurrent pneumothorax in whom surgery would be
high risk (e.g. patients with severe COPD)
• Likelihood of successful pleurodesis in the setting of an incompletely
re-expanded lung with a persistent air leak remains uncertain,
although it may be attempted if surgery is not an option.
Further Management
• Outpatient follow-up
• Repeat CXR to ensure resolution of pneumothorax and normal appearance
of underlying lungs
• Discuss risk of recurrence, and emphasize smoking cessation, if appropriate
• Ascent to altitude with a pneumothorax is potentially hazardous.
Guidelines recommend that patients should not fly for at least 1 week from
the resolution of spontaneous pneumothorax on CXR. This time interval is
arbitrary, however, and patients should understand that there is a high
initial risk of recurrence that falls with time, and they may wish to avoid
flying for a longer period, e.g. 1 year
• Advise never to dive in the future, unless patient has undergone a
definitive surgical procedure.

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Pneumothorax by Dr. Sookun Rajeev Kumar

  • 1. PNEUMOTHORAX DR. SOOKUN RAJEEV. K (MD) DEPT. OF GENERAL MEDICINE ANNA MEDICAL COLLEGE
  • 2. Learning Objectives: • By the end of this lecture, you should be able to : 1. Define Pneumothorax 2. Classify Pneumothorax 3. Discuss the epidemiology of pneumothorax 4. List the causes of pneumothorax 5. List the clinical features and signs of pneumothorax 6. Mention the modalities of investigating pneumothorax and their interpretations 7. Emergency treatment and definitive treatment of pneumothorax.
  • 3. Definition: •Pneumothorax is the presence of air in the pleural space
  • 5. Clinical Types of Pneumothoraces Pneumothorax Closed pneumothorax Open pneumothorax Tension pneumothorax
  • 6. Clinical Types of Pneumothoraces
  • 7. Epidemiology •Annual incidence of pneumothorax is around 9 per 100,000 •Primary pneumothoraces occur most commonly in tall thin men aged between 20 and 40. •They are less common in women (♂:♀ ~5:1) — consider the possibility of underlying lung disease (e.g. LAM, catamenial pneumothorax)
  • 8. Epidemiology • Cigarette or cannabis smoking is a major risk factor for pneumothorax, increasing the risk by a factor of 22 in men and 9 in women. • The mechanism is unclear; a smoking-induced influx of inflammatory cells may both break down elastic lung fibres (causing bulla formation) and cause small airways obstruction (increasing alveolar pressure and the likelihood of interstitial air leak)
  • 9. Epidemiology • More common in patients with Marfan’s syndrome and homocystinuria • May rarely be familial (Birt–hogg–Dubé syndrome; autosomal dominant mutation in folliculin gene; causes renal and skin tumours and pulmonary cysts).
  • 10. Causes and pathophysiology •Primary Spontaneous Pneumothorax •Pathogenesis is poorly understood; pneumothoraces are presumed to occur following an air leak from apical subpleural blebs and bullae, although small airway inflammation is often also present and may contribute by increasing airways resistance, causing ‘emphysema-like changes’ (ELC).
  • 11.
  • 12.
  • 13. Thoracoscopic image of apical blebs in patient with spontaneous pneumothorax
  • 14. Traumatic pneumothorax Accidental trauma:(non-iatrogenic) Blunt trauma: with fracture ribs. Penetrating trauma: stab wound or gun shot injury. Iatrogenic : Positive pressure ventilation: Alveolar rupture  interstitial emphysema pneumothorax. Interventional procedures: Biopsy, thoraco-centesis, CVP line,tracheostomy etc..
  • 15. Tension Pneumothorax •Tension pneumothoraces occur when intrapleural air accumulates progressively in such a way as to exert positive pressure on mediastinal and intrathoracic structures. •It is a life-threatening occurrence requiring rapid recognition and treatment is required if a cardiorespiratory arrest is to be avoided.
  • 17. Causes and pathophysiology •Secondary Spontaneous Pneumothorax •Underlying diseases include: COPD (60% of cases), asthma, ILD, necrotizing pneumonia, TB, PCP, CF, LCH, LAM, Marfan’s syndrome, oesophageal rupture, lung cancer, catamenial pneumothorax, and pulmonary infarction •Pneumothorax may be the first presentation of the underlying disease.
  • 18. Clinical features •Classically presents with: 1. Acute onset of pleuritic chest pain and/or breathlessness. 2.Breathlessness is often minimal in young patients and is more severe in secondary spontaneous pneumothorax
  • 20. Clinical features •Signs of pneumothorax include: 1. Tachycardia 2. Hyperinflation 3. Reduced expansion, 4. Hyperresonant percussion note
  • 21. Clinical features •Signs of pneumothorax include: 5. Quiet breath sounds on the pneumothorax side. these are frequently absent in small pneumothoraces. 6. Hamman’s sign refers to a ‘click’ on auscultation in time with the heart sounds, due to movement of pleural surfaces with a left-sided pneumothorax
  • 22. Clinical features •Signs of pneumothorax include: 7. May feel ‘bubbles’ and ‘crackles’ under the skin of the torso and neck if there is subcutaneous emphysema. Presents in ventilated patients with acute clinical deterioration and hypoxia or increasing inflation pressures.
  • 23. Investigations •Chest X-RAY is the diagnostic test in most cases. 1. Revealing a visible lung edge and absent lung markings peripherally. 2. Blunting of the ipsilateral costophrenic angle due to low-volume bleeding into the pleural space. 3. Pneumothoraces are difficult to visualize on supine films. 4. Look for a sharply delineated heart border. 5. Hemidiaphragm and costophrenic angle depression (‘deep sulcus sign’), 6. Increased lucency on the affected side
  • 24. Investigations Chest X-RAY is the diagnostic test in most cases.
  • 25. Investigations Chest X-RAY is the diagnostic test in most cases.
  • 26. Investigations Chest X-RAY is the diagnostic test in most cases.
  • 27. Investigations • Width of the rim of air surrounding the lung on CXR may be used to classify pneumothoraces into small (rim of air measured at level of hilum ≤2cm) and large (>2cm). • A 2cm rim of air approximately equates to a 50% pneumothorax in volume • Tiny pneumothoraces that are not apparent on PA CXR may be visible on lateral chest or lateral decubitus radiographs • CXR appearance may also show features of underlying lung disease, although this can be difficult to assess in the presence of a large pneumothorax
  • 28. Investigations Quantification of the size The simple method to estimate the size Small, a visible rim of < 2 cm between the lung margin and the chest wall Large, a visible rim of ≥2 cm between the lung margin and chest wall Light index-Measure transverse Diameters of lung and compare it with diameter hemithorax 28 Hemithorax (HT) Lung (L)
  • 29. Investigations CT Chest •CT chest may be required to differentiate pneumothorax from bullous disease and is useful in diagnosing unsuspected pneumothorax following trauma and in looking for evidence of underlying lung disease
  • 31. Investigations •ABGs frequently show hypoxia and sometimes hypercapnia in secondary pneumothorax.
  • 32. Initial management • General management points • Determine whether the pneumothorax is primary or secondary (known lung disease/ evidence of lung disease clinically or age >50 with significant smoking history) • Management is determined by degree of breathlessness and hypoxia, evidence of haemodynamic compromise, presence and severity of any underlying lung disease, and, to a lesser extent, CXR pneumothorax size • Severe breathlessness out of proportion to pneumothorax size on a prior CXR may be a feature of impending tension pneumothorax • Secondary pneumothorax has a significant mortality (10%) and should be managed more aggressively. • Treat also the underlying disease.
  • 33. Oxygen •All hospitalized patients should receive high- flow (10L/min) inspired O2 (unless CO2 retention is a problem). •This reduces the partial pressure of nitrogen in blood, encouraging removal of air from the pleural space and speeding up resolution of the pneumothorax.
  • 36. Tension Pneumothorax Immediate Needle Decompression Needle Thoracostomy in 2nd I.C.S in M.C.L. Chest tube insertion in 5th I.C.S in M.A.L.
  • 37. Aspiration • Halt the procedure if painful or if the patient coughs excessively • Do not aspirate >1.5L of air, as this suggests a large air leak and aspiration is likely to fail • Aspiration is successful if the lung is fully or nearly reexpanded on CXR and patient feels symptomatically better with improved physiology. • If initial aspiration of a primary pneumothorax fails, a chest drain is likely to be required if benefits outweigh risks.
  • 39. Chest drainage • Associated with significant morbidity and even mortality • Not required in the majority of patients with primary spontaneous pneumothorax • Small (10–14F) drains are sufficient in most cases; consider large-bore (24–28F) drain in secondary pneumothorax with large air leak, severe subcutaneous emphysema, or in mechanically ventilated patients • Never clamp a bubbling chest drain (risk of tension pneumothorax)
  • 40. Chest drainage • When air leak appears to have ceased, clamping of the drain for several hours followed by repeat CXR may detect very slow or intermittent air leaks, thereby avoiding inappropriate drain removal; this is controversial, however, and should only be considered on a specialist ward with experienced nursing staff . Addition of washing-up liquid to water in underwater seal bottle aids visualization of bubbling in very slow air leaks
  • 43. Chest drainage •If water level in drain does not swing with respiration, the drain is either kinked (check underneath dressing as tube enters skin), blocked, clamped, or incorrectly positioned (drainage holes not in pleural space; check CXR)
  • 44. Chest drainage • Heimlich flutter valves (or thoracic vents) are an alternative to underwater bottle drainage and are being used increasingly in some centres. They allow greater patient mobilization and sometimes outpatient management of pneumothorax.
  • 45. Persistent air leak • Arbitrarily defined as continued bubbling of chest drain 48hrs after insertion • Consider drain suction (–10 to –20cmH2O), insertion of large- bore drain, and/or thoracic surgical referral • Check that persistent bubbling is not the result of ‘outside’ air being sucked down the drain, e.g. following drain displacement such that a hole lies outside the pleural cavity, or if enlargement of the drain track occurs, allowing outside air to enter and then be aspirated down the drain.
  • 46. Surgical management • Indications for cardiothoracic surgical referral • Second ipsilateral pneumothorax • First contralateral pneumothorax • Bilateral spontaneous pneumothorax • Persistent air leak or failure of lung to re-expand (3–5 days of drainage) • Spontaneous haemothorax • Professions at risk (e.g. pilots, divers) after first pneumothorax.
  • 47. Surgical management • Surgical treatments aim to repair the apical hole or bleb and close the pleural space. 1. Video Assisted Thoracic Surgery Recurrence rates are higher than for open thoracotomy (4% vs 1.5%) although less invasive procedure and shorter hospital stay. Apical blebs/bullae are stapled, and mechanical pleural abrasion and/ or parietal pleurectomy (rather than talc poudrage) is usually favoured for closure of the pleural space. Often the procedure of choice in young patients with primary pneumothorax.
  • 48. Surgical management • Surgical treatments aim to repair the apical hole or bleb and close the pleural space. 1. Video Assisted Thoracic Surgery
  • 49. Surgical management 2. Open Thoracotomy Same range of operative interventions undertaken as for VATS but associated with longer recovery (albeit with marginally lower recurrence rates) 3. Transaxillary mini-thoracotomy Uses a relatively small axillary incision and may be a less invasive alternative to open thoracotomy.
  • 50. Chemical pleurodesis • Talc or Tetracycline most commonly used. • Can be performed via intercostal drain or at VATS. • Failure rates around 10–20% and some concern about the long-term safety of intrapleural talc; therefore not recommended in younger patients • Consider pleurodesis via intercostal drain only as a last resort in older patients with recurrent pneumothorax in whom surgery would be high risk (e.g. patients with severe COPD) • Likelihood of successful pleurodesis in the setting of an incompletely re-expanded lung with a persistent air leak remains uncertain, although it may be attempted if surgery is not an option.
  • 51. Further Management • Outpatient follow-up • Repeat CXR to ensure resolution of pneumothorax and normal appearance of underlying lungs • Discuss risk of recurrence, and emphasize smoking cessation, if appropriate • Ascent to altitude with a pneumothorax is potentially hazardous. Guidelines recommend that patients should not fly for at least 1 week from the resolution of spontaneous pneumothorax on CXR. This time interval is arbitrary, however, and patients should understand that there is a high initial risk of recurrence that falls with time, and they may wish to avoid flying for a longer period, e.g. 1 year • Advise never to dive in the future, unless patient has undergone a definitive surgical procedure.

Editor's Notes

  1. LAM - Lymphangiooleiomatosis
  2. ILD – Interstitial lung disease PCP – Pneumocystis Pneumonia CF – Cystic fibrosis LCH – Pulmonary langerhans Cell Histiocytosis