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8. Mechanisms of Creep in metals: There are three basic mechanisms that can
contribute to creep in metals, namely:
(i) Dislocation slip and climb.
(ii) Grain boundary sliding.
(iii) Diffusional flow.
Dislocation slip and climb: Dislocations are line defects that slip through a
crystal lattice when a minimum shear stress is applied. Dislocations initially slip
along the closest packed planes in the closest packed directions since this
requires the least energy or applied stress. An edge dislocation consists of an
unfinished atomic plane, the edge of the plane being the line of the dislocation,
and it is characterised by a Burgers vector, or 'misfit strain' at 90o
to the
dislocation line. Screw dislocations have a Burgers vector parallel to the
dislocation line and can slip on any close packed plane containing both line and
Burgers vector, whereas edge dislocations only slip on the plane defined by the
line and the perpendicular Burgers vector. Figure 13 shows an edge dislocation
slipping through a crystal lattice (simple cubic for simplicity) and producing a unit
of slip called a slip step, on the surface of the crystal.
l.
Figure 13: Showing slip of an edge dislocation.
When a polycrystalline metal is deformed many of the grains will have slip planes
suitably aligned to the applied stress, and slip will occur when the shear stress
exceeds the critical resolved shear stress. Dislocations multiply at sources,
e.g. Frank-Read sources, and as the dislocation density increases, more
dislocation interactions occur. Dislocations may entangle or cut through each
other, leaving slip steps on the dislocation lines called jogs, and if one of the
dislocations is sessile, or immobile, the jogs can hinder slip. Dislocations arriving
at grain boundaries may not be able to slip into the next grain due to a different
orientation, and consequently will form a 'pile-up' at the boundary. Any following
dislocation will be repelled by the pile-up because of the long-range elastic
forces between dislocations of a similar sign. The elastic strain energy per unit
length of a dislocation is given by: 2
5.0 GbE ≅ ...(5) where G is the shear
modulus of elasticity and b is the Burgers vector. (Compare this with
macroscopic strain energy: 2
5.05.0 εσε EU == where E is Young's modulus). If
two dislocations of the same sign were to be moved together, their associated
strain would double to 2b , and the energy would quadruple to become
( ) 22
225.0 GbbGE =≅ , hence the repulsion between dislocations which must be
overcome by the applied stress. This and the above mechanisms contributes to
work hardening of the metal, i.e. as the metal is deformed, plastic flow becomes
increasingly more difficult and more stress has to be applied to accomplish it. In
the primary stage of a creep test, the stress is constant and these mechanisms
lead to a decreasing strain rate.
During secondary or steady state creep, the increased strain energy stored in the
metal due to deformation, together with the high temperature, provides a driving
force for the process of recovery. There is therefore a balance between the
processes of work hardening and recovery. Recovery involves the reduction in
dislocation density and the rearrangement of dislocations into lower energy
arrays or sub-grain boundaries. In order for this to happen, dislocations have to
climb as well as slip, and this in turn requires atomic movement or self-diffusion
within the lattice. Self-diffusion is only possible in a close packed lattice if the
atoms have enough energy to jump into a neighbouring site and if there is a
vacancy at that site. As temperature increases atoms have more thermal
energy (proportional to RT) and the equilibrium concentration of vacancies in a
metal increases exponentially. The number of vacancies vn , is given by:
÷
ø
ö
ç
è
æ
−=
RT
Q
nn v
V exp0 ...(6), where 0n is the number of lattice sites and vQ is the
activation energy for vacancy creation and movement, (or the activation energy
for self-diffusion). For copper, where
vQ is 0.7 eV per atom, (an electron volt, 1 eV = 1.6.10-19
Joules) the ratio ov nn is
about 10-3
at 1300 K and about 10-12
at 300 K.
Note: If vQ is quoted in Joules per mole, then the gas constant R is used, where
R = 8.314 J K-1
mol-1
, but if vQ is quoted in joules per atom, then the formula
÷
ø
ö
ç
è
æ
−=
kT
Q
nn v
V exp0 is used where k is the Boltzmann Constant (k =1.38.10-23
J K-
1
). This is because vQ in Joules per mole is N0 times vQ in Joules per atom,
where N0 is Avogadro's Number, the number of atoms in a gram-atom or gram-
mole (6.022.1023
mol-1
). Since R = N0 k this gives the same ratio.
The rate of steady state creep increases exponentially with increasing
temperature, since its rate is controlled by vacancies, the numbers of which also
increase exponentially with temperature. Figure 14 shows the mechanism of
self-diffusion by vacancy movement.
Figure 14: Vacancy movement or self-
diffusion.
Dislocations slip is hindered by obstacles such
as (i) grain boundaries, (ii) impurity particles, (iii) the stress field around solute
atoms in solution or
(iv) the strain fields of other dislocations.
Pile-ups may form at obstacles as shown in Figure 15.
Figure 15: Pile-up of
dislocations at an obstacle.
Vacancies diffusing onto the
bottom of dislocations will
cause jogs in the dislocation, but eventually when the whole line of atoms along
the bottom of the dislocation extra plane have diffused away, the dislocation will
have climbed normal to its slip plane by one atomic spacing. When the
dislocation has climbed to an unobstructed slip plane, it will then be free to slip
past the obstacle. Dislocations of opposite sign attract each other and by a
process of climb and slip can move together and annihilate each other.
Dislocations of the same sign, by similar processes, will align vertically above
each other into a dislocation wall. This occurs because the stress field around
an edge dislocation is compressive above the slip plane and tensile below, so
aligning vertically tends to balance out these stress fields and reduces the total
energy of interaction. A dislocation wall is in effect a low angle tilt boundary,
and evidence from X-Ray diffraction, optical and electron microscopy shows that
the grains in a metal become sub-divided into sub-grains (called
polygonisation) during steady state creep. These processes are illustrated in
Figures 16 to 19.
Figure 16: Dislocation
climb and slip past an
obstacle.
Figure 17: Dislocations of opposite
sign climb and slip to annihilation.
Figure 18: Dislocation wall produced
during recovery by slip and climb.
Figure 19: Sub-grain structure in 12%
chromium steel produced during steady state
creep, revealed by transmission electron
microscopy (TEM).
The above mechanisms represent only part of
the picture. The situation in solid solutions is
more complex due to the strain fields around
solute atoms. Climb is, however, still the basic
controlling mechanism in steady-state creep
of solid solution alloys.
Grain Boundary sliding: The onset of
tertiary creep is a sign that structural damage has occurred in an alloy. Rounded
and wedge shaped voids are seen mainly at the grain boundaries (Figure 20),
and when these coalesce creep rupture occurs. The mechanism of void
formation involves grain boundary sliding which occurs under the action of shear
stresses acting on the boundaries. (Figures 21, 22 and 23).
Figure 20: Voids in creep ruptured
Nimonic 80A.
(1023 K and 154 MNm-2
)
X150
Evidence for grain boundary sliding
is the displacement of scratch lines during
creep testing. (Figure 21)
Figure 21: Showing scratch lines displaced
across a grain boundary in aluminium.
Figure 22: A model for the formation of cracks due to grain boundary sliding.
Figure 23: The formation of wedge cracks
during grain boundary sliding.
The more rounded voids are possibly
produced where there is a step on the grain
boundary which initially gives a square void
as the grains slide, but this is rounded off by
diffusion which reduces the
surface area and energy of the void. The grain
boundary sliding may account for 10% to 65% of the total creep strain, the
contribution increasing with increasing temperature and stress and reducing
grain size. Above about 0.6 TM the grain boundary region is thought to have a
lower shear strength than the grains themselves, probably due to the looser
atomic packing at grain boundaries. Boundaries lying at about 45o
to the applied
tensile stress experience the largest shear stress and will slide the most.
Vacancy or atomic diffusion along the boundary is also easier, and may play a
role in sliding since it has been observed that processes such as ordering and
precipitation which makes slip within the grains more difficult, also decrease the
grain boundary strain contribution by the same factor.
Diffusional Flow: The third distinct mechanism for creep is significant at low
stress and high temperature. Under the driving force of the applied stress shown
in Figure 24, atoms diffuse from the sides of the grains to the tops and bottoms.
The grain becomes longer as the applied stress does work, and the process will
be faster at high temperatures as there are more vacancies. (Atomic diffusion in
one direction is the same as vacancy diffusion in the opposite direction). For
diffusion paths through the grains the
atoms have a slower jump frequency, but
more paths, and is called Nabarro-Herring
creep. Along the grain boundaries the
jump frequency is higher, but fewer paths
exist, and if this mechanism is called Coble
creep. Needless to say, the rate controlling
mechanism is again vacancy diffusion, or
self-diffusion.
Figure 24: Diffusional flow.

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Fracture Mechanics & Failure Analysis: Lecture Mechanism of Creep in Metal

  • 1. 8. Mechanisms of Creep in metals: There are three basic mechanisms that can contribute to creep in metals, namely: (i) Dislocation slip and climb. (ii) Grain boundary sliding. (iii) Diffusional flow. Dislocation slip and climb: Dislocations are line defects that slip through a crystal lattice when a minimum shear stress is applied. Dislocations initially slip along the closest packed planes in the closest packed directions since this requires the least energy or applied stress. An edge dislocation consists of an unfinished atomic plane, the edge of the plane being the line of the dislocation, and it is characterised by a Burgers vector, or 'misfit strain' at 90o to the dislocation line. Screw dislocations have a Burgers vector parallel to the dislocation line and can slip on any close packed plane containing both line and Burgers vector, whereas edge dislocations only slip on the plane defined by the line and the perpendicular Burgers vector. Figure 13 shows an edge dislocation slipping through a crystal lattice (simple cubic for simplicity) and producing a unit of slip called a slip step, on the surface of the crystal. l. Figure 13: Showing slip of an edge dislocation. When a polycrystalline metal is deformed many of the grains will have slip planes suitably aligned to the applied stress, and slip will occur when the shear stress exceeds the critical resolved shear stress. Dislocations multiply at sources, e.g. Frank-Read sources, and as the dislocation density increases, more dislocation interactions occur. Dislocations may entangle or cut through each other, leaving slip steps on the dislocation lines called jogs, and if one of the dislocations is sessile, or immobile, the jogs can hinder slip. Dislocations arriving at grain boundaries may not be able to slip into the next grain due to a different orientation, and consequently will form a 'pile-up' at the boundary. Any following dislocation will be repelled by the pile-up because of the long-range elastic forces between dislocations of a similar sign. The elastic strain energy per unit length of a dislocation is given by: 2 5.0 GbE ≅ ...(5) where G is the shear modulus of elasticity and b is the Burgers vector. (Compare this with macroscopic strain energy: 2 5.05.0 εσε EU == where E is Young's modulus). If two dislocations of the same sign were to be moved together, their associated strain would double to 2b , and the energy would quadruple to become ( ) 22 225.0 GbbGE =≅ , hence the repulsion between dislocations which must be
  • 2. overcome by the applied stress. This and the above mechanisms contributes to work hardening of the metal, i.e. as the metal is deformed, plastic flow becomes increasingly more difficult and more stress has to be applied to accomplish it. In the primary stage of a creep test, the stress is constant and these mechanisms lead to a decreasing strain rate. During secondary or steady state creep, the increased strain energy stored in the metal due to deformation, together with the high temperature, provides a driving force for the process of recovery. There is therefore a balance between the processes of work hardening and recovery. Recovery involves the reduction in dislocation density and the rearrangement of dislocations into lower energy arrays or sub-grain boundaries. In order for this to happen, dislocations have to climb as well as slip, and this in turn requires atomic movement or self-diffusion within the lattice. Self-diffusion is only possible in a close packed lattice if the atoms have enough energy to jump into a neighbouring site and if there is a vacancy at that site. As temperature increases atoms have more thermal energy (proportional to RT) and the equilibrium concentration of vacancies in a metal increases exponentially. The number of vacancies vn , is given by: ÷ ø ö ç è æ −= RT Q nn v V exp0 ...(6), where 0n is the number of lattice sites and vQ is the activation energy for vacancy creation and movement, (or the activation energy for self-diffusion). For copper, where vQ is 0.7 eV per atom, (an electron volt, 1 eV = 1.6.10-19 Joules) the ratio ov nn is about 10-3 at 1300 K and about 10-12 at 300 K. Note: If vQ is quoted in Joules per mole, then the gas constant R is used, where R = 8.314 J K-1 mol-1 , but if vQ is quoted in joules per atom, then the formula ÷ ø ö ç è æ −= kT Q nn v V exp0 is used where k is the Boltzmann Constant (k =1.38.10-23 J K- 1 ). This is because vQ in Joules per mole is N0 times vQ in Joules per atom, where N0 is Avogadro's Number, the number of atoms in a gram-atom or gram- mole (6.022.1023 mol-1 ). Since R = N0 k this gives the same ratio. The rate of steady state creep increases exponentially with increasing temperature, since its rate is controlled by vacancies, the numbers of which also increase exponentially with temperature. Figure 14 shows the mechanism of self-diffusion by vacancy movement. Figure 14: Vacancy movement or self- diffusion. Dislocations slip is hindered by obstacles such as (i) grain boundaries, (ii) impurity particles, (iii) the stress field around solute atoms in solution or (iv) the strain fields of other dislocations. Pile-ups may form at obstacles as shown in Figure 15.
  • 3. Figure 15: Pile-up of dislocations at an obstacle. Vacancies diffusing onto the bottom of dislocations will cause jogs in the dislocation, but eventually when the whole line of atoms along the bottom of the dislocation extra plane have diffused away, the dislocation will have climbed normal to its slip plane by one atomic spacing. When the dislocation has climbed to an unobstructed slip plane, it will then be free to slip past the obstacle. Dislocations of opposite sign attract each other and by a process of climb and slip can move together and annihilate each other. Dislocations of the same sign, by similar processes, will align vertically above each other into a dislocation wall. This occurs because the stress field around an edge dislocation is compressive above the slip plane and tensile below, so aligning vertically tends to balance out these stress fields and reduces the total energy of interaction. A dislocation wall is in effect a low angle tilt boundary, and evidence from X-Ray diffraction, optical and electron microscopy shows that the grains in a metal become sub-divided into sub-grains (called polygonisation) during steady state creep. These processes are illustrated in Figures 16 to 19. Figure 16: Dislocation climb and slip past an obstacle. Figure 17: Dislocations of opposite sign climb and slip to annihilation. Figure 18: Dislocation wall produced
  • 4. during recovery by slip and climb. Figure 19: Sub-grain structure in 12% chromium steel produced during steady state creep, revealed by transmission electron microscopy (TEM). The above mechanisms represent only part of the picture. The situation in solid solutions is more complex due to the strain fields around solute atoms. Climb is, however, still the basic controlling mechanism in steady-state creep of solid solution alloys. Grain Boundary sliding: The onset of tertiary creep is a sign that structural damage has occurred in an alloy. Rounded and wedge shaped voids are seen mainly at the grain boundaries (Figure 20), and when these coalesce creep rupture occurs. The mechanism of void formation involves grain boundary sliding which occurs under the action of shear stresses acting on the boundaries. (Figures 21, 22 and 23). Figure 20: Voids in creep ruptured Nimonic 80A. (1023 K and 154 MNm-2 ) X150 Evidence for grain boundary sliding is the displacement of scratch lines during creep testing. (Figure 21) Figure 21: Showing scratch lines displaced across a grain boundary in aluminium.
  • 5. Figure 22: A model for the formation of cracks due to grain boundary sliding. Figure 23: The formation of wedge cracks during grain boundary sliding. The more rounded voids are possibly produced where there is a step on the grain boundary which initially gives a square void as the grains slide, but this is rounded off by diffusion which reduces the surface area and energy of the void. The grain boundary sliding may account for 10% to 65% of the total creep strain, the contribution increasing with increasing temperature and stress and reducing grain size. Above about 0.6 TM the grain boundary region is thought to have a lower shear strength than the grains themselves, probably due to the looser atomic packing at grain boundaries. Boundaries lying at about 45o to the applied tensile stress experience the largest shear stress and will slide the most. Vacancy or atomic diffusion along the boundary is also easier, and may play a role in sliding since it has been observed that processes such as ordering and precipitation which makes slip within the grains more difficult, also decrease the grain boundary strain contribution by the same factor. Diffusional Flow: The third distinct mechanism for creep is significant at low stress and high temperature. Under the driving force of the applied stress shown in Figure 24, atoms diffuse from the sides of the grains to the tops and bottoms. The grain becomes longer as the applied stress does work, and the process will be faster at high temperatures as there are more vacancies. (Atomic diffusion in one direction is the same as vacancy diffusion in the opposite direction). For diffusion paths through the grains the atoms have a slower jump frequency, but more paths, and is called Nabarro-Herring creep. Along the grain boundaries the jump frequency is higher, but fewer paths exist, and if this mechanism is called Coble creep. Needless to say, the rate controlling mechanism is again vacancy diffusion, or self-diffusion. Figure 24: Diffusional flow.