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Dislocations 
 Basic concepts 
 edge dislocation 
 screw dislocation 
 Characteristics of Dislocations 
 lattice strains 
 Slip Systems 
 slip in single crystals 
 polycrystalline deformation 
 Twinning
Edge Dislocation 
 In edge dislocations, distortion exists 
along an extra half-plane of atoms. These 
atoms also define the dislocation line. 
 Motion of many of these dislocations will 
result in plastic deformation 
 Edge dislocations move in response to 
shear stress applied perpendicular to the 
dislocation line.
Edge Dislocation 
 As the dislocation moves, the extra half 
plane will break its existing bonds and 
form new bonds with its neighbor opposite 
of the dislocation motion. 
 This step is repeated in many discreet steps 
until the dislocation has moved entirely 
through the lattice. 
 After all deformation, the extra half plane 
forms an edge that is one unit step wide 
 also called a Burger’s Vector
Edge Dislocation
Edge Dislocation Examples 
 Ni-48Al alloy edge dislocation 
 the colored areas show the varying values of 
the strain invariant field around the edge 
dislocation 
 Shear was applied so that glide will occur to 
the left. 
 Computer simulation
Screw Dislocation 
 The motion of a screw dislocation is also a 
result of shear stress. 
 Motion is perpendicular to direction of stress, 
rather than parallel (edge). 
 However, the net plastic deformation of both 
edge and screw dislocations is the same. 
 Most dislocations can exhibit both edge 
and screw characteristics. These are 
called mixed dislocations.
Screw Dislocation
Screw Dislocation 
Examples 
 Ni-48Al alloy 
 l=[001], [001](010) screw dislocation showed 
significant movement. 
 Although shear was placed so that the dislocation 
would move along the (010) it moved along the 
(011) instead. 
 Computer simulation
Screw Dislocation
Mixed Dislocations 
 Many dislocations have both screw and 
edge components to them 
 called mixed dislocations 
 makes up most of the dislocations 
encountered in real life 
 very difficult to have pure edge or pure screw 
dislocations.
Mixed Dislocations
Mixed Dislocations
Characteristics of 
Dislocations 
 Lattice strain 
 as a dislocation moves through a lattice, it 
creates regions of compressive, tensile and 
shear stresses in the lattice. 
 Atoms above an edge dislocation are squeezed 
together and experience compression while atoms 
below the dislocation are spread apart abnormally 
and experience tension. Shear may also occur 
near the dislocation 
 Screw dislocations provide pure shear lattice 
strain only.
Characteristics of 
Dislocations
Characteristics of 
Dislocations 
During plastic deformation, the number of 
dislocations increase dramatically to 
densities of 1010 mm-2. 
Grain boundaries, internal defects and 
surface irregularities serve as formation 
sites for dislocations during deformation.
Slip Systems 
Usually there are preferred slip planes 
and directions in certain crystal systems. 
The combination of both the slip plane 
and direction form the slip system. 
Slip plane is generally taken as the closest 
packed plane in the system 
Slip direction is taken as the direction on the 
slip plane with the highest linear density.
Slip Systems 
FCC and BCC materials have large 
numbers of slip systems (at least 12) and 
are considered ductile. HCP systems 
have few slip systems and are quite 
brittle.
Slip in Single Crystals 
Even if an applied stress is purely tensile, 
there are shear components to it in 
directions at all but the parallel and 
perpendicular directions. 
Classified as resolved shear stresses 
magnitude depends on applied stress, as well 
as its orientation with respect to both the slip 
plane and slip direction
Slip in Single Crystals 
t =s cosf cosl R
Polycrystalline 
Deformation 
Slip in polycrystalline systems is more 
complex 
direction of slip will vary from one crystal to 
another in the system 
Polycrystalline slip requires higher values 
of applied stresses than single crystal 
systems. 
Because even favorably oriented grains 
cannot slip until the less favorably oriented 
grains are capable of deformation.
Polycrystalline 
Deformation 
During deformation, coherency is 
maintained at grain boundaries 
grain boundaries do not rip apart, rather they 
remain together during deformation. 
This causes a level of constraint in the 
grains, as each grain’s shape is formed by 
the shape of its adjacent neighbors. 
Most prevalent is the fact that grains will 
elongate along the direction of deformation
Polycrystalline 
Deformation
Dislocation Movement 
across GBs 
As dislocations move through polycrystalline materials, 
they have to move through grains of different 
orientations, which requires higher amounts of energy, if 
the grains are not in the preferred orientation. 
As they travel between grains they must be emitted 
across the grain boundary, usually by one half of a 
partial dislocation, and then annihilated by the second 
half at a time slightly after the first one. 
LINK TO HELENA2.gif
Twinning 
A shear force which causes atomic 
displacements such that the atoms on one 
side of a plane (twin boundary) mirror the 
atoms on the other side. 
Displacement magnitude in the twin region is 
proportional to the atom’s distance from the 
twin plane 
takes place along defined planes and 
directions depending upon the system. 
Ex: BCC twinning occurs on the (112)[111] system
Twinning 
Slip Twinning 
orientation of atoms 
remains the same 
reorientation of atomic 
direction across twin plane 
displacements take place 
in exact atomic spacings 
atomic displacement is less 
than interatomic spacing
Twinning 
Properties of Twinning 
occurs in metals with BCC or HCP crystal 
structure 
occurs at low temperatures and high rates of 
shear loading (shock loading) 
conditions in which there are few present slip 
systems (restricting the possibility of slip) 
small amount of deformation when compared 
with slip.
Twinning

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Dislocations

  • 1. Dislocations Basic concepts edge dislocation screw dislocation Characteristics of Dislocations lattice strains Slip Systems slip in single crystals polycrystalline deformation Twinning
  • 2. Edge Dislocation In edge dislocations, distortion exists along an extra half-plane of atoms. These atoms also define the dislocation line. Motion of many of these dislocations will result in plastic deformation Edge dislocations move in response to shear stress applied perpendicular to the dislocation line.
  • 3. Edge Dislocation As the dislocation moves, the extra half plane will break its existing bonds and form new bonds with its neighbor opposite of the dislocation motion. This step is repeated in many discreet steps until the dislocation has moved entirely through the lattice. After all deformation, the extra half plane forms an edge that is one unit step wide also called a Burger’s Vector
  • 5. Edge Dislocation Examples Ni-48Al alloy edge dislocation the colored areas show the varying values of the strain invariant field around the edge dislocation Shear was applied so that glide will occur to the left. Computer simulation
  • 6. Screw Dislocation The motion of a screw dislocation is also a result of shear stress. Motion is perpendicular to direction of stress, rather than parallel (edge). However, the net plastic deformation of both edge and screw dislocations is the same. Most dislocations can exhibit both edge and screw characteristics. These are called mixed dislocations.
  • 8. Screw Dislocation Examples Ni-48Al alloy l=[001], [001](010) screw dislocation showed significant movement. Although shear was placed so that the dislocation would move along the (010) it moved along the (011) instead. Computer simulation
  • 10. Mixed Dislocations Many dislocations have both screw and edge components to them called mixed dislocations makes up most of the dislocations encountered in real life very difficult to have pure edge or pure screw dislocations.
  • 13. Characteristics of Dislocations Lattice strain as a dislocation moves through a lattice, it creates regions of compressive, tensile and shear stresses in the lattice. Atoms above an edge dislocation are squeezed together and experience compression while atoms below the dislocation are spread apart abnormally and experience tension. Shear may also occur near the dislocation Screw dislocations provide pure shear lattice strain only.
  • 15. Characteristics of Dislocations During plastic deformation, the number of dislocations increase dramatically to densities of 1010 mm-2. Grain boundaries, internal defects and surface irregularities serve as formation sites for dislocations during deformation.
  • 16. Slip Systems Usually there are preferred slip planes and directions in certain crystal systems. The combination of both the slip plane and direction form the slip system. Slip plane is generally taken as the closest packed plane in the system Slip direction is taken as the direction on the slip plane with the highest linear density.
  • 17. Slip Systems FCC and BCC materials have large numbers of slip systems (at least 12) and are considered ductile. HCP systems have few slip systems and are quite brittle.
  • 18. Slip in Single Crystals Even if an applied stress is purely tensile, there are shear components to it in directions at all but the parallel and perpendicular directions. Classified as resolved shear stresses magnitude depends on applied stress, as well as its orientation with respect to both the slip plane and slip direction
  • 19. Slip in Single Crystals t =s cosf cosl R
  • 20. Polycrystalline Deformation Slip in polycrystalline systems is more complex direction of slip will vary from one crystal to another in the system Polycrystalline slip requires higher values of applied stresses than single crystal systems. Because even favorably oriented grains cannot slip until the less favorably oriented grains are capable of deformation.
  • 21. Polycrystalline Deformation During deformation, coherency is maintained at grain boundaries grain boundaries do not rip apart, rather they remain together during deformation. This causes a level of constraint in the grains, as each grain’s shape is formed by the shape of its adjacent neighbors. Most prevalent is the fact that grains will elongate along the direction of deformation
  • 23. Dislocation Movement across GBs As dislocations move through polycrystalline materials, they have to move through grains of different orientations, which requires higher amounts of energy, if the grains are not in the preferred orientation. As they travel between grains they must be emitted across the grain boundary, usually by one half of a partial dislocation, and then annihilated by the second half at a time slightly after the first one. LINK TO HELENA2.gif
  • 24. Twinning A shear force which causes atomic displacements such that the atoms on one side of a plane (twin boundary) mirror the atoms on the other side. Displacement magnitude in the twin region is proportional to the atom’s distance from the twin plane takes place along defined planes and directions depending upon the system. Ex: BCC twinning occurs on the (112)[111] system
  • 25. Twinning Slip Twinning orientation of atoms remains the same reorientation of atomic direction across twin plane displacements take place in exact atomic spacings atomic displacement is less than interatomic spacing
  • 26. Twinning Properties of Twinning occurs in metals with BCC or HCP crystal structure occurs at low temperatures and high rates of shear loading (shock loading) conditions in which there are few present slip systems (restricting the possibility of slip) small amount of deformation when compared with slip.