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Nature’s anonymous donor:

The hidden contribution of
      forests to rural
        livelihoods



     Frances Seymour
     IFAD
     March 4, 2011
Presentation outline

 Brief introduction to CIFOR
 Contributions of forests to rural livelihoods
    Wood, food, energy, health
    Agricultural goods and services
    Employment
 CRP6: A framework for exploiting 
 opportunities and managing risk
Brief introduction to
         CIFOR
CIFOR…
• an international organization headquartered in Bogor, Indonesia
                     g              q              g ,
• a member of the CGIAR
• purpose to conduct research to inform policies and practices that affect 
  forests in developing countries
  forests in developing countries
• staff of about 200 globally
• annual budget of about $27 million
CIFOR’s vision
We envision a world where:
  Forests are high on the political 
  agenda
  People recognize the value of forests 
  for maintaining livelihoods and 
  for maintaining livelihoods and
  ecosystems
  Decisions that influence forests and 
  the people that depend on them are 
  based on solid science and principles 
  of good governance, and reflect the
  of good governance, and reflect the 
  perspectives of developing countries 
  and forest‐dependent people
CIFOR’s research domains

1   Enhancing the role of forests in mitigating climate change


2   Enhancing the role of forests in adapting to climate
    change

3   Improving livelihoods through smallholder and
    community forestry

4   Managing trade-offs between conservation and
    development at the landscape scale

5
    Managing impacts of globalised trade and investment on
    forests and forest communities

6   Sustainably managing tropical production forests
Contributions of forests to
     rural livelihoods
Net change in forest area 2005‐2010
          (13 million ha lost per year)
          (13 million ha lost per year)




        Source: FAO Forest Resource Assessment (FRA) 2010
On average, households in
forest communities derive
24% of their income from
forests – not captured in national
accounts

  CIFOR’s Poverty and Environment Network
  study of forest-based contributions to incomes
  in more than 8,000 households
  40 study sites in 25 developing countries
  Income and other socio-economic and
  environmental data, collected on a quarterly
  basis over a 12-month period
  Majority f
  M j it of research carried out by 38 partners
                   h      i d  tb          t
  (mainly PhD students) from Asia, Africa & Latin
  America
  Launch planned for June 15, 2011 in London
                          15
Wood products
                     p
Local communities exploit forests for construction timber, poles,
boats, tools, baskets, and many other uses
Ulin (ironwood) species identified by local communities in East
Kalimantan as one of the most valued forest products
Food
Forests provide wild fruits, honey, mushrooms, tubers, grubs, and
many other diet supplements
Fish are often the most important non timber forest product, and
                                    non-timber      product
fisheries depend on healthy forest ecosystems
• Bushmeat can constitute up to 80% of the protein and
  fat in the diets of households in rural areas of Central
  Africa
• Research suggests importance of bushmeat to AIDS
  orphans in Southern Africa
    p


                                          THINKING beyond the canopy
Energy
Up to 80 percent of rural energy needs in sub‐Saharan Africa 
are met by fuelwood and charcoal from forests
Health

Forests provide:
 Access to nutritious food
 Access to medicinal plants
 Disease control
               l
Employment
                          p y




•   Research in Cameroon highlights the significance of the domestic
    timber sector
•   Some 45,000 people derive income from the sector




                                                 THINKING beyond the canopy
Forest-related employment also
includes
   Gathering non-timber forest
   products for sale
   Household processing

Such employment is especially
important for women, as it is
compatible with other household
responsibilities
Goods and services to
agriculture
Forests and trees on farms provide fodder and
enhance soil fertility


Forests contain the preponderance of the Earth’s
                                             Earth s
terrestrial biodiversity – including wild relatives
of important crop species


Forests provide environmental services important
to the agriculture sector, including hydrological
regulation and pollination
CRP6: A framework for exploiting
 opportunities and managing risk
CGIAR Research Program on
Forests, Trees,
Forests Trees and Agroforestry
Conceptual framework
Component
            1    Smallholder production systems and markets

      Research    Enhancing management and production systems for
       themes
                  smallholders (food security and nutrition)
                  Increasing income generation and market integration for
                  smallholders
                  Improving policy and institutions to enhance social assets
                  to secure rights in forest- and tree-dependent
                  communities
Suppo t to s a sca e p oduce s
         Support to small‐scale producers
•   Research suggests significant
    potential to increase the share
    of value captured by small
    producers of timber and NTFPs
•   Example: Teak producers in
    Java need
    – better information on
      market requirements, and
                q          ,
    –   access to financial services




                                       THINKING beyond the canopy
•   Women’s roles in NTFP value chains often invisible
•   Danger of marginalizing women’s roles in processing through
    interventions focused on streamlining production and marketing




                                                 THINKING beyond the canopy
2
                 Management and conservation of forest and tree
                 M         t  d         ti    ff     t   dt
Component
                 resources
      Research
       themes     Understanding threats to important tree species and
                  formulating genetic conservation strategies
                  Conserving and characterizing high-quality germplasm of
                  important tree crops and their wild relatives
                  Developing improved silvicultural, monitoring and
                  management practices for multiple use
                  Developing tools and methods to resolve conflicts over
                  distribution of benefits and resource rights
Certification

CIFOR assisted th F
           i t d the Forestry Stewardship
                           t St       d hi
Council’s efforts to refine FSC certification
standards for small-scale operations with
prospective application in Brazil
                            Brazil,
Cameroon, and Mexico.
Beyond timber
CIFOR research on the potential of
                         p
multiple-use management focuses on
barriers to integration of timber and Brazil
nut production in the Western Amazon.
3
                 Environmental services and l d
                 E i       t l     i      d landscape
Component
                 management

      Research    Understanding drivers of forest transition
       themes
                  Understanding the consequences of forest transition
                  for environmental services and livelihoods
                  Learning landscapes: dynamics of multi-functionality
Payments for Environmental
              Services
              S    i
CIFOR analysis reveals tenure constraints to PES-based approaches to
forest conservation in Brazil.
Competitiveness of REDD supply     Bottleneck: Land tenure “chaos”




                                   Legend
                                       Unknown tenure 53%

                                       Indigenous lands 9%

                                       Agricultural settlements 10%

                                       PA for sustainable use 9%
                                       PA f        i bl       9%
                                                                      Cities
                                       Community lands <1%            Roads
                                                                      State limits
                                       Registered properties 1%       Water


                                                Sources: IBAMA, INCRA 2007, Soares-Filho et al. 2006
Tenure
Research shows that strengthening community rights to forests
can lead to “win-win” outcomes:
•   improved forest condition
•   enhanced local incomes


                                           THINKING beyond the canopy
•   However, research also shows that communities require:
    – Support to defend their new rights, and to mobilize forest
         pp                         g   ,
      resource assets to generate income; and
    – Relief from unnecessary regulatory burdens



                                                 THINKING beyond the canopy
Component
            4    Climate change adaptation and mitigation


      Research    Harnessing forests, trees and agroforestry for
       themes
                  climate change mitigation
                  Enhancing climate change adaptation
                  Understanding synergies between climate change
                  mitigation and adaptation
Risks and opportunities
Deforestation and land use change
contribute 12–18% of the world’s total
annual carbon emissions
REDD+ could provide channel significant
           ld     id h     l i ifi    t
revenue flows to rural communities


Forests themselves are threatened by
climate change
Forests provide an important source of
resilience for adaptation to climate change
Learning from REDD: A global
               comparative analysis




CIFOR research input to the
Indonesia – Norway Letter of
Intent on REDD
Ecosystem-based
   p
adaptation

Joint CIFOR-CATIE research on tropical
forests and climate change adaptation in
f          d li       h       d     i   i
Honduras influenced the design of one of
the first projects ever approved by the
UNFCCC s
UNFCCC’s Adaptation Fund Board
                             Board.
Component
            5    Impacts of trade and investment on forests and
                 people

      Research    Understanding the processes and impacts of forest-
       themes
                  related trade and investment
                  Enhancing responses and policy options to mitigate
                  the negative impacts and enhance the positive
                  impacts of trade and investment
Trade and investment




CIFOR research on the implications of
biofuel expansion on forests and forest
communities
Law enforcement 
• CIFOR research highlighted danger of local
  communities losing livelihood from crackdowns
  targeting “the little guy with the chainsaw
             the                     chainsaw”

                                        THINKING beyond the canopy
Cross cutting themes:
Gender
Approach:
  Gender disaggregated data collection and
  analysis
  Gender appropriate research methods
  Partnerships with key organizations to
  build capacity & share knowledge

Example of research:
CIFOR study on barriers to women’s
participation in forest decision-making and
                        decision making
benefit-sharing in Nicaragua and Uganda
Cross-cutting approach:
Sentinel Landscapes
 Follows key recommendation from the
 2009 social science “stripe” review
                      stripe
 commissioned by the CGIAR Science
 Council
 Builds on the CGIAR s comparative
               CGIAR’s
 advantage to conduct long-term,
 comparative research
 Generates data about the drivers and
 impacts of land use change, as well as
 approaches to threats and benefits for
 environmental resilience and the poor
 Integrates research and impact pathways
 to exploit potential synergies across all
 CRP6 components
International, national and local
           partnerships
Levels/Types    Research Partners          Policy and Practice      Knowledge‐sharing 
                                           Partners
                                           P                        Partners
                                                                    P

International   CIRAD, IRD, CSIRO, Forest  CPF, FAO, UNEP, World    BBC World Service 
                Landscape Denmark,         Bank, UN‐REDD, IPCC,     Trust, Panos, UN‐
                IUFRO, Norwegian 
                IUFRO Norwegian            FSC, IUCN 
                                           FSC IUCN                 REDD, CPF, IUCN
                                                                    REDD CPF IUCN
                University of Life 
                Sciences
Regional        CATIE, Amazon Initiative,  AFF, COMIFAC, Asia       RECOFTC, STCP, CATIE 
                ANAFE, FARA, SEANAFE;  Forest Partnership, 
                ASARECA, CORAF,            ECOWAS
                SAARD, STCP, 
                SA/AP/LAFORGEN
Country or      NARS, local/national       NARS, government,        Local NGOs and 
local           research organizations,    CBOs, NGOs, private      networks, 
                FORDA                      sector companies         government
Communications and knowledge    g
sharing              “Hurricane” model
                          enabled by increased
                          connectivity
                                 i i
Impact pathway example:
    climate change
http://www.cifor.cgiar.org/crp6/

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Nature’s anonymous donor: The hidden contribution of forests to rural livelihoods

  • 1. Nature’s anonymous donor: The hidden contribution of forests to rural livelihoods Frances Seymour IFAD March 4, 2011
  • 2. Presentation outline Brief introduction to CIFOR Contributions of forests to rural livelihoods Wood, food, energy, health Agricultural goods and services Employment CRP6: A framework for exploiting  opportunities and managing risk
  • 4. CIFOR… • an international organization headquartered in Bogor, Indonesia g q g , • a member of the CGIAR • purpose to conduct research to inform policies and practices that affect  forests in developing countries forests in developing countries • staff of about 200 globally • annual budget of about $27 million
  • 5. CIFOR’s vision We envision a world where: Forests are high on the political  agenda People recognize the value of forests  for maintaining livelihoods and  for maintaining livelihoods and ecosystems Decisions that influence forests and  the people that depend on them are  based on solid science and principles  of good governance, and reflect the of good governance, and reflect the  perspectives of developing countries  and forest‐dependent people
  • 6. CIFOR’s research domains 1 Enhancing the role of forests in mitigating climate change 2 Enhancing the role of forests in adapting to climate change 3 Improving livelihoods through smallholder and community forestry 4 Managing trade-offs between conservation and development at the landscape scale 5 Managing impacts of globalised trade and investment on forests and forest communities 6 Sustainably managing tropical production forests
  • 7. Contributions of forests to rural livelihoods
  • 8. Net change in forest area 2005‐2010 (13 million ha lost per year) (13 million ha lost per year) Source: FAO Forest Resource Assessment (FRA) 2010
  • 9. On average, households in forest communities derive 24% of their income from forests – not captured in national accounts CIFOR’s Poverty and Environment Network study of forest-based contributions to incomes in more than 8,000 households 40 study sites in 25 developing countries Income and other socio-economic and environmental data, collected on a quarterly basis over a 12-month period Majority f M j it of research carried out by 38 partners h i d tb t (mainly PhD students) from Asia, Africa & Latin America Launch planned for June 15, 2011 in London 15
  • 10. Wood products p Local communities exploit forests for construction timber, poles, boats, tools, baskets, and many other uses Ulin (ironwood) species identified by local communities in East Kalimantan as one of the most valued forest products
  • 11. Food Forests provide wild fruits, honey, mushrooms, tubers, grubs, and many other diet supplements Fish are often the most important non timber forest product, and non-timber product fisheries depend on healthy forest ecosystems
  • 12. • Bushmeat can constitute up to 80% of the protein and fat in the diets of households in rural areas of Central Africa • Research suggests importance of bushmeat to AIDS orphans in Southern Africa p THINKING beyond the canopy
  • 14. Health Forests provide: Access to nutritious food Access to medicinal plants Disease control l
  • 15. Employment p y • Research in Cameroon highlights the significance of the domestic timber sector • Some 45,000 people derive income from the sector THINKING beyond the canopy
  • 16. Forest-related employment also includes Gathering non-timber forest products for sale Household processing Such employment is especially important for women, as it is compatible with other household responsibilities
  • 17. Goods and services to agriculture Forests and trees on farms provide fodder and enhance soil fertility Forests contain the preponderance of the Earth’s Earth s terrestrial biodiversity – including wild relatives of important crop species Forests provide environmental services important to the agriculture sector, including hydrological regulation and pollination
  • 18. CRP6: A framework for exploiting opportunities and managing risk
  • 19. CGIAR Research Program on Forests, Trees, Forests Trees and Agroforestry
  • 21. Component 1 Smallholder production systems and markets Research Enhancing management and production systems for themes smallholders (food security and nutrition) Increasing income generation and market integration for smallholders Improving policy and institutions to enhance social assets to secure rights in forest- and tree-dependent communities
  • 22. Suppo t to s a sca e p oduce s Support to small‐scale producers • Research suggests significant potential to increase the share of value captured by small producers of timber and NTFPs • Example: Teak producers in Java need – better information on market requirements, and q , – access to financial services THINKING beyond the canopy
  • 23. Women’s roles in NTFP value chains often invisible • Danger of marginalizing women’s roles in processing through interventions focused on streamlining production and marketing THINKING beyond the canopy
  • 24. 2 Management and conservation of forest and tree M t d ti ff t dt Component resources Research themes Understanding threats to important tree species and formulating genetic conservation strategies Conserving and characterizing high-quality germplasm of important tree crops and their wild relatives Developing improved silvicultural, monitoring and management practices for multiple use Developing tools and methods to resolve conflicts over distribution of benefits and resource rights
  • 25. Certification CIFOR assisted th F i t d the Forestry Stewardship t St d hi Council’s efforts to refine FSC certification standards for small-scale operations with prospective application in Brazil Brazil, Cameroon, and Mexico.
  • 26. Beyond timber CIFOR research on the potential of p multiple-use management focuses on barriers to integration of timber and Brazil nut production in the Western Amazon.
  • 27. 3 Environmental services and l d E i t l i d landscape Component management Research Understanding drivers of forest transition themes Understanding the consequences of forest transition for environmental services and livelihoods Learning landscapes: dynamics of multi-functionality
  • 28. Payments for Environmental Services S i CIFOR analysis reveals tenure constraints to PES-based approaches to forest conservation in Brazil. Competitiveness of REDD supply Bottleneck: Land tenure “chaos” Legend Unknown tenure 53% Indigenous lands 9% Agricultural settlements 10% PA for sustainable use 9% PA f i bl 9% Cities Community lands <1% Roads State limits Registered properties 1% Water Sources: IBAMA, INCRA 2007, Soares-Filho et al. 2006
  • 29. Tenure Research shows that strengthening community rights to forests can lead to “win-win” outcomes: • improved forest condition • enhanced local incomes THINKING beyond the canopy
  • 30. However, research also shows that communities require: – Support to defend their new rights, and to mobilize forest pp g , resource assets to generate income; and – Relief from unnecessary regulatory burdens THINKING beyond the canopy
  • 31. Component 4 Climate change adaptation and mitigation Research Harnessing forests, trees and agroforestry for themes climate change mitigation Enhancing climate change adaptation Understanding synergies between climate change mitigation and adaptation
  • 32. Risks and opportunities Deforestation and land use change contribute 12–18% of the world’s total annual carbon emissions REDD+ could provide channel significant ld id h l i ifi t revenue flows to rural communities Forests themselves are threatened by climate change Forests provide an important source of resilience for adaptation to climate change
  • 33. Learning from REDD: A global comparative analysis CIFOR research input to the Indonesia – Norway Letter of Intent on REDD
  • 34. Ecosystem-based p adaptation Joint CIFOR-CATIE research on tropical forests and climate change adaptation in f d li h d i i Honduras influenced the design of one of the first projects ever approved by the UNFCCC s UNFCCC’s Adaptation Fund Board Board.
  • 35. Component 5 Impacts of trade and investment on forests and people Research Understanding the processes and impacts of forest- themes related trade and investment Enhancing responses and policy options to mitigate the negative impacts and enhance the positive impacts of trade and investment
  • 36. Trade and investment CIFOR research on the implications of biofuel expansion on forests and forest communities
  • 37. Law enforcement  • CIFOR research highlighted danger of local communities losing livelihood from crackdowns targeting “the little guy with the chainsaw the chainsaw” THINKING beyond the canopy
  • 38. Cross cutting themes: Gender Approach: Gender disaggregated data collection and analysis Gender appropriate research methods Partnerships with key organizations to build capacity & share knowledge Example of research: CIFOR study on barriers to women’s participation in forest decision-making and decision making benefit-sharing in Nicaragua and Uganda
  • 39. Cross-cutting approach: Sentinel Landscapes Follows key recommendation from the 2009 social science “stripe” review stripe commissioned by the CGIAR Science Council Builds on the CGIAR s comparative CGIAR’s advantage to conduct long-term, comparative research Generates data about the drivers and impacts of land use change, as well as approaches to threats and benefits for environmental resilience and the poor Integrates research and impact pathways to exploit potential synergies across all CRP6 components
  • 40. International, national and local partnerships Levels/Types Research Partners Policy and Practice  Knowledge‐sharing  Partners P Partners P International CIRAD, IRD, CSIRO, Forest  CPF, FAO, UNEP, World  BBC World Service  Landscape Denmark,  Bank, UN‐REDD, IPCC,  Trust, Panos, UN‐ IUFRO, Norwegian  IUFRO Norwegian FSC, IUCN  FSC IUCN REDD, CPF, IUCN REDD CPF IUCN University of Life  Sciences Regional CATIE, Amazon Initiative,  AFF, COMIFAC, Asia  RECOFTC, STCP, CATIE  ANAFE, FARA, SEANAFE;  Forest Partnership,  ASARECA, CORAF,  ECOWAS SAARD, STCP,  SA/AP/LAFORGEN Country or  NARS, local/national  NARS, government,  Local NGOs and  local research organizations,  CBOs, NGOs, private  networks,  FORDA sector companies  government
  • 41. Communications and knowledge g sharing “Hurricane” model enabled by increased connectivity i i
  • 42. Impact pathway example: climate change