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THIN FILMS 
DEFINITION 
A thin film is a layer of material ranging from fractions of 
a nanometer (monolayer) to several micrometers in 
thickness.
METHODS OF APPLYING THIN FILMS 
• Physical vapor deposition 
• Chemical vapor deposition 
• Electrodeposition 
• Langmuir-Blodgett 
• Sol-gel method
PHYSICAL VAPOUR DEPOSITION 
The objective of these deposition processes is to controllably transfer atoms from 
a source to a substrate where film formation and growth proceed atomistically. 
IMPORTANT METHODS : 
EVAPORATION 
SPUTTERING 
LASER DEPOSITION
EVAPORATION 
In evaporation method , atoms are removed from the source by thermal means. 
Until the late 1960s, evaporation clearly surpassed sputtering as the preferred film deposition technique. 
Higher deposition rates, better vacuum, and, thus, cleaner environments for film formation and growth, and 
general applicability to all classes of materials were some of the reasons for the ascendancy of evaporation 
methods. 
Two modes of evaporation can be distinguished in practice, depending on whether the vapor effectively 
emanates from a liquid or solid source. As a rule of thumb, a melt will be required if the element in question 
does not achieve a vapor pressure greater than lop3 torr at its melting point. Most metals fall into 
this category, and effective film deposition is attained only when the source is heated into the liquid phase. 
On the other hand, elements such as Cr, Ti, Mo, Fe, and Si reach sufficiently high vapor pressures below the 
melting point and, therefore, sublime. 
The vapour composition is usually different from that of the original solid or liquid source.
Reaction Type Chemical Reaction Examples Comments 
Evaporation without 
MX(s or I) -+ MX( g) SiO, B,O, 
dissociation 
GeO, SnO, A1N 
CaFz, MgFz 
Compound 
stoichiometry 
maintained in 
deposit 
Decomposition MX(s) ⟶t M(I) + (l/n)X,(g) III-V 
semiconductors 
Separate 
sources are 
required to 
deposit these 
compounds 
Evaporation 
with dissociation 
a. Chalcogenides 
X = S, Se, Te 
MX(s) + M(g) + (1/2)Xz(g) CdS, CdSe 
CdTe 
Deposits are 
metal-rich; 
separate 
sources are 
required to 
deposit these 
compounds 
b. Oxides 
MO2 푠 ⟶ MO g + (1/2)O(g) SiO2,GeO2,TiO2, 
SnO2, 
ZrO2 
Metal-rich 
discolored 
deposits; 
dioxides are 
best deposited 
in 0, partial 
pressure 
(reactive 
evaporation)
SPUTTERING 
When the ion impact establishes a train of collision events in the 
target leading to the ejection of a matrix atom. 
DIFFERENT TYPES OF SPUTTERING: 
DC Sputtering 
RF Sputtering 
Reactive Sputtering 
Magnetron Sputtering 
Bias Sputtering
1. Thermal evaporation mechanism 
2. Low kinetic energy of evaporant 
atoms (at 1200 K, E = 0.1 eV) 
4. Directional evaporation according to cosine law 
5. Fractionation of multicomponent alloys, 
decomposition, and dissociation of compounds 
6. Availability of high evaporation source purities 
1. Ion bombardment and collisional 
2. High kinetic energy of sputtered 
4. Directional sputtering according to cosine law at 
high sputter rates 
5. Generally good maintenance of target stoichiometry, 
but some dissociation of compounds. 
6. Sputter targets of all materials are available; purity 
varies with material 
1. Evaporant atoms travel in high or ultrahightorr 
2. 2. Thermal velocity of evaporant io5 cm/sec. 
3. Mean-free path is larger than evaporant - substrate 
spacing. 
Evaporant atoms undergo no collisions in vacuum discharge 
pressure discharge region 
1. Sputtered atoms encounter high) ambient (- 100 mtorr) 
2. 2. Neutral atom velocity - 5 x lo4 
3. Mean-free path is less than targetsubstrate spacing. 
Sputtered atoms undergo many collisions in the 
1 . Condensing atoms have relatively 
2. Low gas incorporation 
3. Grain size generally larger than 
4. Few grain orientations (textured low energy 
for sputtered film). 
1. Condensing atoms have high energy 
2. Some gas incorporation 
3. Good adhesion to substrate 
4. Many grain orientations
CHEMICAL VAPOUR DEPOSITION 
Chemical vapor deposition (CVD) is the process of chemically 
reacting a volatile compound of a material to be deposited, with 
other gases, to produce a nonvolatile solid that deposits 
atomistically on a suitably placed substrate. 
low-pressure (LPCVD), 
plasma-enhanced (PECVD), and 
laser-enhanced 
(LECVD) chemical vapor deposition
SOL-GEL METHOD 
”Formation of an oxide network through polycondensation reactions of a 
molecular precursor in a liquid.” 
A sol is a stable dispersion of colloidal particles or polymers in a solvent. 
The particles may be amorphous or crystalline. An aerosol is particles in a gas 
phase, while a sol is particles in a liquid, 
A gel consists of a three dimensional continuous network, which encloses a 
liquid phase, In a colloidal gel, the network is built from agglomeration of 
colloidal particles. In a polymer gel the particles have a polymeric sub-structure 
made by aggregates of sub-colloidal particles. Generally, the sol particles may 
interact by van der Waals forces or hydrogen bonds. A gel may also be formed 
from linking polymer chains. In most gel systems used for materials synthesis, 
the interactions are of a covalent nature and the gel process is irreversible. The 
gelation process may be reversible if other interactions are involved.
•The idea behind sol-gel synthesis is to “dissolve” the compound in a 
liquid in order to bring it back as a solid in a controlled manner. 
•Multi component compounds may be prepared with a controlled 
stoichiometry by mixing sols of different compounds. 
•The sol-gel method prevents the problems with co-precipitation, which 
may be inhomogeneous, be a gelation reaction. 
•Enables mixing at an atomic level. 
•Results in small particles, which are easily sinterable
THANK YOU

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Thin films in nano particles

  • 1. THIN FILMS DEFINITION A thin film is a layer of material ranging from fractions of a nanometer (monolayer) to several micrometers in thickness.
  • 2. METHODS OF APPLYING THIN FILMS • Physical vapor deposition • Chemical vapor deposition • Electrodeposition • Langmuir-Blodgett • Sol-gel method
  • 3. PHYSICAL VAPOUR DEPOSITION The objective of these deposition processes is to controllably transfer atoms from a source to a substrate where film formation and growth proceed atomistically. IMPORTANT METHODS : EVAPORATION SPUTTERING LASER DEPOSITION
  • 4. EVAPORATION In evaporation method , atoms are removed from the source by thermal means. Until the late 1960s, evaporation clearly surpassed sputtering as the preferred film deposition technique. Higher deposition rates, better vacuum, and, thus, cleaner environments for film formation and growth, and general applicability to all classes of materials were some of the reasons for the ascendancy of evaporation methods. Two modes of evaporation can be distinguished in practice, depending on whether the vapor effectively emanates from a liquid or solid source. As a rule of thumb, a melt will be required if the element in question does not achieve a vapor pressure greater than lop3 torr at its melting point. Most metals fall into this category, and effective film deposition is attained only when the source is heated into the liquid phase. On the other hand, elements such as Cr, Ti, Mo, Fe, and Si reach sufficiently high vapor pressures below the melting point and, therefore, sublime. The vapour composition is usually different from that of the original solid or liquid source.
  • 5. Reaction Type Chemical Reaction Examples Comments Evaporation without MX(s or I) -+ MX( g) SiO, B,O, dissociation GeO, SnO, A1N CaFz, MgFz Compound stoichiometry maintained in deposit Decomposition MX(s) ⟶t M(I) + (l/n)X,(g) III-V semiconductors Separate sources are required to deposit these compounds Evaporation with dissociation a. Chalcogenides X = S, Se, Te MX(s) + M(g) + (1/2)Xz(g) CdS, CdSe CdTe Deposits are metal-rich; separate sources are required to deposit these compounds b. Oxides MO2 푠 ⟶ MO g + (1/2)O(g) SiO2,GeO2,TiO2, SnO2, ZrO2 Metal-rich discolored deposits; dioxides are best deposited in 0, partial pressure (reactive evaporation)
  • 6. SPUTTERING When the ion impact establishes a train of collision events in the target leading to the ejection of a matrix atom. DIFFERENT TYPES OF SPUTTERING: DC Sputtering RF Sputtering Reactive Sputtering Magnetron Sputtering Bias Sputtering
  • 7. 1. Thermal evaporation mechanism 2. Low kinetic energy of evaporant atoms (at 1200 K, E = 0.1 eV) 4. Directional evaporation according to cosine law 5. Fractionation of multicomponent alloys, decomposition, and dissociation of compounds 6. Availability of high evaporation source purities 1. Ion bombardment and collisional 2. High kinetic energy of sputtered 4. Directional sputtering according to cosine law at high sputter rates 5. Generally good maintenance of target stoichiometry, but some dissociation of compounds. 6. Sputter targets of all materials are available; purity varies with material 1. Evaporant atoms travel in high or ultrahightorr 2. 2. Thermal velocity of evaporant io5 cm/sec. 3. Mean-free path is larger than evaporant - substrate spacing. Evaporant atoms undergo no collisions in vacuum discharge pressure discharge region 1. Sputtered atoms encounter high) ambient (- 100 mtorr) 2. 2. Neutral atom velocity - 5 x lo4 3. Mean-free path is less than targetsubstrate spacing. Sputtered atoms undergo many collisions in the 1 . Condensing atoms have relatively 2. Low gas incorporation 3. Grain size generally larger than 4. Few grain orientations (textured low energy for sputtered film). 1. Condensing atoms have high energy 2. Some gas incorporation 3. Good adhesion to substrate 4. Many grain orientations
  • 8. CHEMICAL VAPOUR DEPOSITION Chemical vapor deposition (CVD) is the process of chemically reacting a volatile compound of a material to be deposited, with other gases, to produce a nonvolatile solid that deposits atomistically on a suitably placed substrate. low-pressure (LPCVD), plasma-enhanced (PECVD), and laser-enhanced (LECVD) chemical vapor deposition
  • 9. SOL-GEL METHOD ”Formation of an oxide network through polycondensation reactions of a molecular precursor in a liquid.” A sol is a stable dispersion of colloidal particles or polymers in a solvent. The particles may be amorphous or crystalline. An aerosol is particles in a gas phase, while a sol is particles in a liquid, A gel consists of a three dimensional continuous network, which encloses a liquid phase, In a colloidal gel, the network is built from agglomeration of colloidal particles. In a polymer gel the particles have a polymeric sub-structure made by aggregates of sub-colloidal particles. Generally, the sol particles may interact by van der Waals forces or hydrogen bonds. A gel may also be formed from linking polymer chains. In most gel systems used for materials synthesis, the interactions are of a covalent nature and the gel process is irreversible. The gelation process may be reversible if other interactions are involved.
  • 10. •The idea behind sol-gel synthesis is to “dissolve” the compound in a liquid in order to bring it back as a solid in a controlled manner. •Multi component compounds may be prepared with a controlled stoichiometry by mixing sols of different compounds. •The sol-gel method prevents the problems with co-precipitation, which may be inhomogeneous, be a gelation reaction. •Enables mixing at an atomic level. •Results in small particles, which are easily sinterable
  • 11.