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MULTI-DISCIPLINARY ISSUES
INTERNATIONAL FUTURES PROGRAMME

OECD International Futures Project on
Future Global Shocks




                           Social Unrest :
                     A Systemic Risk Perspective
                    International Disaster Reduction Conference
                               Davos, August 27, 2012
                                  O. Renn, A. Jovanovic, R. Schröter
                                                EU-VRi
                                     European Virtual Institute for
                                     Integrated Risk Management
                                          Stuttgart, Germany
Overall objective: Provide an overall framework for
describing and analyzing social unrests
  In the context of global systemic risks social unrest can:
       cause other risks (such as explosions, infrastructure failure,
        economic losses)
       be a consequence of experiencing risk (famine, technological
        disaster)
       be a manifestation of risk (violence caused by social unrest)
       be a promoter of “other” risks (such as war, famine, economic or
        political collapse)


  Particularly important for analysis of
       Socioeconomic resilience
       Risk governance structures and processes
Definition of social unrest

   Social unrest denotes an expression of
    collective dissatisfaction with the political
    system and can manifests itself in
    unconventional forms of protest behavior


   Which actions are regarded as
    unconventional depends on the political
    culture and the dynamic evolution of
    social values


   There is no clear definition between the
    boundaries of legitimate and illegitimate
    expression of dissent
Ladder of social unrest
    Degree of social unrest



                                                                      Possible
                                                      Possible   de-escalation
                                                 de-escalation
                                   Possible
                              de-escalation
                                                                                 Actions of
                                                                                  political
                                                                 Mobilization     violence
                                                 Organization
                              Communication of
                               dissatisfaction




                                                                                  Type of action
Ladder of social unrest –
different possible views




                                      HIGH                                                   
                                                                                            
                Degree of unrest


                                                                           
                                    MEDIUM
                                                               
                                      LOW
                                                          
                                                  Communication
                                                                                                  Political
                                                         of         Organization   Mobilization
                                                                                                  violence
                                                  dissatisfaction
                                                                         Phase
                                   (a hypothetic) Cycle of an unrest: - initiation of the crisis -
                                   spontaneous protests - trade unions involved - riot police
                                   involved - casualties - protest calmed – "resignation"
Factors, drivers and indicators

  Important Drivers:

     Stage 1: relative deprivation of resources (gap between expectations and
      perceived reality) and social amplification processes within society

     Stage 2: availability of organizational capacity to form protest groups
      (interest articulation)

     Stage 3: Resources and opportunities for mobilizing people

     Stage 4: Sufficient frustration to legitimize violence

  Potential for deescalating social unrest:

     monitoring drivers

     early inclusion of protest movement organizations in policy articulation and
      decision making

     involvement of neutral and highly respected institutions and individuals for
      facilitating an agreement between protesters and public authorities
Factors, drivers and indicators
Transitions in Agent-Based Modeling: Egypt
Conclusions

 Components of the structural framework
  The escalation ladder (escalation/de-escalation mapped as a
   function of social and political context)
  Adaptive to diversity in norms, values and political culture
  Analytic methodology to prevent arbitrary or subjective results
 The framework as a diagnostic tool - enables comparative
   research beyond the idiosyncratic treatment of single cases
 The framework as a heuristic tool -identifying triggers and
   causes that lead to escalation and de-escalation

 At this point in time, many of the proposed variables that tend to
    escalate or de-escalate are still speculative and lack empirical
    verification (“state of ignorance”, complexities and
    uncertainty)
© The Financial Times Limited, 2010
Conclusions – Future work

 Concentrate and apply the framework onto
  cases like
    pandemics (swine flu?)
    financial crises (Greece?)
      cyber security (infrastructures, cyber
         attacks/cyberwars - Latvia, Georgia,
         China, “global cybercorruption” …?)                      © news.scotsman.com, 2010

   Triggers of social unrest, evolving/drift of                  China blames US cyber attack for Iran
                                                                  unrest
    other events into social unrest, social unrest
    as trigger of other risks, interconnections …                 Published Date: 25 January 2010 …
                                                                  CHINA'S Communist Party mouthpiece has
   Adjust priorities & interact with other working               accused the United States of mounting a cyber
                                                                  army and a "hacker brigade", and of exploiting
    parties                                                       social media such as Twitter or YouTube to
                                                                  foment unrest in Iran.
   Substantiate claims and provide more            © Bangkok Post, 2010

    refined explanations.                           The unrest in Bangkok and several other provinces
                                                    nationwide last week raised concerns that cyber security
   Ideas: e.g. an early warning system and         has become of paramount importance to the kingdom.
                                                    … attacks … against critical infrastructure, government and
    options in place that could help de-escalate communications systems….
                                                    .
    situations with high unrest-potential

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Social unrest: a systemic risk perspective

  • 1. MULTI-DISCIPLINARY ISSUES INTERNATIONAL FUTURES PROGRAMME OECD International Futures Project on Future Global Shocks Social Unrest : A Systemic Risk Perspective International Disaster Reduction Conference Davos, August 27, 2012 O. Renn, A. Jovanovic, R. Schröter EU-VRi European Virtual Institute for Integrated Risk Management Stuttgart, Germany
  • 2. Overall objective: Provide an overall framework for describing and analyzing social unrests In the context of global systemic risks social unrest can:  cause other risks (such as explosions, infrastructure failure, economic losses)  be a consequence of experiencing risk (famine, technological disaster)  be a manifestation of risk (violence caused by social unrest)  be a promoter of “other” risks (such as war, famine, economic or political collapse) Particularly important for analysis of  Socioeconomic resilience  Risk governance structures and processes
  • 3. Definition of social unrest  Social unrest denotes an expression of collective dissatisfaction with the political system and can manifests itself in unconventional forms of protest behavior  Which actions are regarded as unconventional depends on the political culture and the dynamic evolution of social values  There is no clear definition between the boundaries of legitimate and illegitimate expression of dissent
  • 4. Ladder of social unrest Degree of social unrest Possible Possible de-escalation de-escalation Possible de-escalation Actions of political Mobilization violence Organization Communication of dissatisfaction Type of action
  • 5. Ladder of social unrest – different possible views HIGH   Degree of unrest   MEDIUM  LOW  Communication Political of Organization Mobilization violence dissatisfaction Phase (a hypothetic) Cycle of an unrest: - initiation of the crisis - spontaneous protests - trade unions involved - riot police involved - casualties - protest calmed – "resignation"
  • 6. Factors, drivers and indicators Important Drivers:  Stage 1: relative deprivation of resources (gap between expectations and perceived reality) and social amplification processes within society  Stage 2: availability of organizational capacity to form protest groups (interest articulation)  Stage 3: Resources and opportunities for mobilizing people  Stage 4: Sufficient frustration to legitimize violence Potential for deescalating social unrest:  monitoring drivers  early inclusion of protest movement organizations in policy articulation and decision making  involvement of neutral and highly respected institutions and individuals for facilitating an agreement between protesters and public authorities
  • 7. Factors, drivers and indicators
  • 8. Transitions in Agent-Based Modeling: Egypt
  • 9. Conclusions Components of the structural framework  The escalation ladder (escalation/de-escalation mapped as a function of social and political context)  Adaptive to diversity in norms, values and political culture  Analytic methodology to prevent arbitrary or subjective results The framework as a diagnostic tool - enables comparative research beyond the idiosyncratic treatment of single cases The framework as a heuristic tool -identifying triggers and causes that lead to escalation and de-escalation At this point in time, many of the proposed variables that tend to escalate or de-escalate are still speculative and lack empirical verification (“state of ignorance”, complexities and uncertainty)
  • 10. © The Financial Times Limited, 2010 Conclusions – Future work  Concentrate and apply the framework onto cases like  pandemics (swine flu?)  financial crises (Greece?)  cyber security (infrastructures, cyber attacks/cyberwars - Latvia, Georgia, China, “global cybercorruption” …?) © news.scotsman.com, 2010  Triggers of social unrest, evolving/drift of China blames US cyber attack for Iran unrest other events into social unrest, social unrest as trigger of other risks, interconnections … Published Date: 25 January 2010 … CHINA'S Communist Party mouthpiece has  Adjust priorities & interact with other working accused the United States of mounting a cyber army and a "hacker brigade", and of exploiting parties social media such as Twitter or YouTube to foment unrest in Iran.  Substantiate claims and provide more © Bangkok Post, 2010 refined explanations. The unrest in Bangkok and several other provinces nationwide last week raised concerns that cyber security  Ideas: e.g. an early warning system and has become of paramount importance to the kingdom. … attacks … against critical infrastructure, government and options in place that could help de-escalate communications systems…. . situations with high unrest-potential