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Critical
Infrastructure
Protection
David Alexander
University College London
“Those facilities, systems, sites and
networks necessary for the functioning
of society and the delivery of essential
services upon which daily life depends.”
What is critical infrastructure?
"Those infrastructure assets (physical
or electronic) that are vital to the
continued delivery and integrity of the
essential services upon which society
relies, the loss or compromise of which
would lead to severe economic or social
consequences or to loss of life."
What is critical infrastructure?
The sectors of critical infrastructure
• water
• energy
• food
• health
• transport
• communications
• finance
• government
• emergency
services
Elements of critical infrastructure
Water: dams, treatment plants, pipelines, sewers
Energy: power stations, transmission lines
Food: distribution networks, warehouses and sales points
Health: hospitals, emergency systems, pharmaceuticals
Transport: road, rail, air, water
airports, sea ports, roads, railways, bridges
Communications: telephone, radio, cyber
Finance: banks, money supply, financial services
Government: national, regional, local
Emergency services: fire, police, ambulance, specialist.
• national - of importance to the
functioning of national life and affairs
• local - of importance to the
functioning of local life and affairs.
The divisions of critical infrastructure
• natural events (floods, storms, etc.)
• technological failures and human error
• terrorism and sabotage.
Hazards to critical infrastructure
Water
treatment works Railway station
Fire station
Electricity sub-station
Broadband antenna
Hospital
Supermarket
Power station
Waste water
treatment works
FLOOD SITUATION
Generation
output
restricted
Generator
out of service
Generator
out of service
Generator
out of service
Generation
output
increased
Additional
generator
on stand-by
Example of regional flood impact on electricity grid
Previously affected
Near misses
At risk
(1 in 100)
Low risk
Risk exposure level
Low
Medium
High
Threat
Historic
Predicted
Low
Criticality scale
Impact
on life
Economic
impact
Impact on
essential
services
Impactcategories
5
4
3
2
1
Critical threshold
Critical national
infrastructure
Other national
infrastructure
Virtually
certain
HIGH
Probable
SIGNI-
FICANT
Possible
Improbable
INTER-
MEDIATE
Highly
unlikely
LOW
Trivial Low Moderate Extensive Catastrophic
Failureprobability
Effects and degree of damage
Infrastructure criticality matrix
HAZARD
VULNERABILITY
EXPOSURE
A simple
risk assessment
matrix
Different definitions of exposure:
• under threat for a
given period of time
• at risk to a given extent
of possible loss.
A person who spends five minutes
twice a day crossing a bridge that
is at risk of collapse is exposed
to that risk for 10/(60x24x7)=
0.00098 of a week
Command
& control
Delegation
to agency
Delegation
to agency &
negotiation
Enforced
self-
regulation
Voluntary
self-
regulation
More
interventionist
Less
interventionist
The regulatory continuum
Government
ownership
Market
forces
The ALARP concept
Negligible risk
Unacceptable risk
Broadly acceptable
region (no need for
detailed work to
demonstrate ALARP)
Unacceptable region
ALARP or tolerability
region: risk assumed
only if benefit warrants it
Cost of risk reduction
Risk Inefficient
measures
Disproportionate
measures
Insufficient
measures
Optimal
measures
Critical infrastructure
Safeguarding critical infrastructures
• redundant systems
• adequate levels of operating supplies
• fault-tolerant design
• "fail-safe" design
• adequate and reserve manpower
• scenarios for failures and disasters
• contingency and emergency plans
- kept current
• involvement of top management
• measuring weaknesses
• creating resilience and redundancy
• restoring essential services.
Critical infrastructure protection:
a programme, a plan or an activity
SMART criteria:
S - specific
M - measurable
A - attractive,
acceptable
R - realistic,
realisable
T - timing.
The risk management process
Establish
the context
Identify hazards
and threats
Analyse risks
Evaluate risks
Manage risks
Accept
risks
Communicateandconsult
Monitorandreview
Yes
No
1
2
3
Fully
opera-
tional
Opera-
tional
Life safe
Near
collapse
Frequent
Occa-
sional
Rare
Very
rare
Performance level
Design standards versus performance levels
Designlevel
Unacceptable
performance
for new
construction
• measure interdependency
• adopt design standards
• create resilience.
Protection strategies
Policy
adoption
Risk assessment
• hazard
• vulnerability
• exposure
Policy assessment
• costs
• benefits
• consequences
Disaster
Expected
losses
Risk Policy
Assessment
Cyber
Human
Physical
Set goals and objectives
Identify assets, systems and networks
Assess risks: vulnerabilities,
threats, consequences
Prioritise
Implement programmes
Measure effectiveness
Continuous
improvement
to enhance
protection
of
critical
infrastructure
and key
resources
Feedback loop
interim.cabinetoffice.gov.uk/media/349103/strategic-framework.pdf
http://www.bmi.bund.de/SharedDocs/Downloads/EN/Broschueren/
Basisschutzkonzept_kritische_Infrastrukturen_en.html?nn=441658

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