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A Critical Overviewof Disaster TheoryDavid AlexanderUniversity College London
The Problem
Theorem: A better knowledge of naturalhazards will contribute almost nothingto resolving the disasters problem... ...unless context is taken fully into account.
Lesson to be learned: We will never even understandthe problem, let alone solve it, unless we start being realisticabout the world in which we live.
•colossal imbalances in power and wealth•immense but eminently solvable problemsthat are not solved because there ispowerful opposition to attempts to do so•huge differences in thedefinition of what is rational•many key activities are notlegitimate by any standards. What is the world actually like?
•community-level DRR: communities arenot homogeneous or harmonious units•communities are notparticularly interested in DRR•neither are governments•disasters can be explained withreference to power structuresTerry Cannon's observations onDisaster Risk Reduction (DRR) •people, governments & communities seldomact on the basis of evidence and research•rationality can only be defined in context.
•corruption•political decision-making•shoddy building (often wilful) •ignorance (sometimes wilful) •seismicity. What causes earthquake disasters? -in probable order of importance -
Without corruption, the impact ofthis earthquake would have beenabout 10%of what it actually was.
•difficult to define•virtually impossible to measure•extremely pervasive, endogenous•moral and ethical frameworks vary•links with other ills(black economy). Corruption
NB: Correlation does not 
prove causation, but....
www.bbc.co.uk/news
"Our research shows that the successof early warning is largely determinedby politics, not science." -Chatham House, London
•widening wealth gapsince 1970•failure to divert resources fromresponse to prevention and mitigation•half of world trade goesthrough 78 tax havens•one fifth of world trade is illicit(drugs, armaments, people, species) •relationship of proxy warsto aid. Reality check:
•consolidate power structures•augment profits•allow introduction of convenientlyrepressive measures•permit gratuitous social engineering. The economic and socialVALUE of disasters
•resources that debilitatelocal coping capacity•munitions, military hardware, soldiertraining and some humanitarian stuff•an instrument of political influence•a means of liningcertain people's pockets. What is aid?
•BIGconcreteon poor people's land•of direct benefit to the donorcountries•aid is in DEEP CRISIS. What is aid?
Disaster RiskReduction
On the nature of theory
"Theory isour roadmap" Prof. Thomas E. DrabekUniversity of Denver
The road map to what? 
• disaster risk reduction 
• adaptation to dynamic risks 
• crisis response planning 
• emergency management 
• recovery planning and management 
Theory tells us what we can and cannot do.
In the DRR field, theory is unique-or at least rather distinctive: it cannot wait 100 years to be tested.
Theory, if it is any good, •explains•connects•validates•qualifies•makes moreefficient.
Pioneers in DRR
Rev. DrSamuel Henry Prince1885-1960Nuova Scotia, Columbia UniversityProfessorHarlan H. Barrows1877-1960Michigan, Chicago University
1920 
1923
Gilbert Fowler White 
1911-2006
"Boundedrationality" Herbert Simon, 1916-2001homo economicus
In disasters and disaster risk, how important is gender?
Kobe 1995 earthquake deaths 
by gender and age 
― males ― females
Long term 
Short term 
Emic components 
Etic components 
METAMORPHOSISOF CULTURE 
Experiences of culture 
[mass-media and consumer culture] 
Accumulated cultural traits and beliefs 
Inherited cultural background 
Ideological 
(non-scientific) 
interpretations 
of disaster 
Learned 
(scientific) 
interpretations 
of disaster
BENIGN (healthy) at the service of the peopleMALIGN (corrupt) at the service of vested interests 
interplay 
dialecticJustificationDevelopment[spiritual, cultural, political, economic] IDEOLOGYCULTURE
Can we define disaster? 19982005
HUMAN 
CONSEQUENCES 
OF DISASTER“ORTHODOX” MODEL 
PHYSICAL 
EVENT 
HUMAN 
VULNERABILITY“RADICAL CRITIQUE” (K. HEWITT et al.) 
HUMAN 
CONSEQUENCES 
OF DISASTER 
HUMAN 
VULNERABILITY 
PHYSICAL 
EVENTLET'S CHANGE THE MODEL:- 
HUMAN 
CONSEQUENCES 
OF DISASTER 
HUMAN 
VULNERABILITY 
CULTURE 
HISTORY 
PHYSICAL 
EVENTS 
CONTEXT & CONSEQUENCES
known knowns-things we knowModified Rumsfeld Classificationunknown knowns- things we don't realisewe knowknown unknowns - things we know we don't knowunknown unknowns - things we don't know we don't know Research andapplicationsIntensifysearch Broadenour cultureWe cando nothing
DETERMINISM 
Cause Effect 
PROBABILITY 
(constrained uncertainty) 
Cause Single, multiple 
or cascading effects 
THE KNOWN 
THE UNKNOWN 
PURE UNCERTAINTY 
Causal relationship 
unknownGreyarea
Cascading effectsCollateral vulnerabilitySecondarydisastersInteraction between risksClimatechange 
ProbabilityIndeterminacy"Fat-tailed" (skewed) distributionsof impacts
C 
E 
E 
E 
E 
C 
E/C 
E 
E 
E 
E 
E 
E 
E 
E 
E/C(a) (b) C –causeE -effectDisaster
Resilience
The "cradle" of resilience: Canonbury TowerLondon N1. Built in 1509to survive theUniversal Deluge: inhabited in 1625by Francis Bacon.
Francis BaconSylva Sylvarum, 1625
LAWSTATESMANSHIPLITERATURESCIENTIFICMETHODMECHANICS 
MANU- 
FACTURINGECOLOGYMANAGEMENT(ADAPTIVE) CHILDPSYCHOLOGYANTHROPOLOGYSOCIALRESEARCHDISASTER RISKREDUCTIONSUSTAINABILITYSCIENCECLIMATE CHANGEADAPTATIONc. 50 BCAD 15291625185919301950197320002010NATURALHISTORY
•an objective, a process or a strategy? •a paradigm, diverse paradigms? •'bounce-back' or 'bounce-forward'? •focuses on the community scale? •can reconcile dynamic & static elements? Resilience
Resilience 
Vulnerability
RiskamplificationfactorsRiskmitigationfactorsTotalvulnerabilityRisk perceptionfactors-+ positivenegativeDIALECTIC
VulnerabilityTotal:life isgenerally precariousEconomic:people lackadequate occupationTechnological/technocratic:dueto the riskiness of technologyDelinquent:caused bycorruption, negligence, etc. Residual:caused bylack of modernisationNewly generated: caused bychanges in circumstances
RESILIENCE: 
as a material has brittle 
strength and ductility: 
so must society have 
an optimum combination 
of resistanceto 
hazard impacts and 
abilityto adaptto them.
RESILIENCESocial Technical Physical Psychological CLIMATE CHANGEADAPTATIONDISASTER RISKREDUCTIONOTHER HAZARDSAND RISKSnaturalsocialtechnologicalintentionalcompoundcascadingSUSTAINABILITYSCIENCE
RISKSdaily:unemployment, poverty, disease, etc. major disaster: floods, storms, quakes, etc. emerging risks:pandemics, climate changeSUSTAINABILITYdisaster risk reductionresource consumptionstewardship of the environmenteconomic activitieslifestyles and communitiesSUSTAINABILITY
Conclusion:thewords of a dwarf perched onthe shoulders of giants
•advances in knowledgehave had a positive impact•the whole problem is betterknown than ever before•interdisciplinary research and problem- solving have made some progress•but the balance is still weighted heavilyin favour of a worsening situation. Correcting a one-sided picture:-
•realism helps•transparency is necessary•gross inequality is in no one's interest•national policies are needed and can work•cultivate a flexible attitude. The positive messages
THE PILLARS OF MODERN LIFE 
idealism 
principle 
belief 
faith 
fanaticism 
ultranationalism 
authoritarianism 
backlash 
virtue 
charity 
service 
defence of principles 
unscrupulousness 
corruption 
opportunism 
censure 
capital availability 
wealth diffusion 
financial security 
financial repression 
debt burden 
consumerism 
ingegnuity 
pragmatism 
technological progress 
crass materialism 
galloping consumption 
pollution and waste 
technological hegemony 
Ideocentrism 
Morality 
Luchrocentrism 
Technocentrism 
SPIRIT 
FLESH 
PHILOSOPHICAL 
MECHANISTIC 
Positive 
Negative
...culturally conditioned. 
Ideocentrism 
+ ideal:effective disaster mitigation 
-fanaticism:politicization of humanitarian relief 
Morality 
+ virtue:untiring application of mitigation measures 
-corruption:failure to observe building codes 
Luchrocentrism 
+ financial security:monetary reserves vs. disaster 
-financial repression:poverty --> vulnerability 
Technocentrism 
+ ingenuity:new hazard monitoring systems 
-technological hegemony:unfairdistribution of 
mitigation benefits
Earthquake disasteras a negative windowof opportunityBut at the bottomthere was hope.... "Pandora's box" theory of disasters
Organisationalsystems: managementSocialsystems: behaviourNaturalsystems: functionTechnicalsystems: malfunctionVulnerabilityHazard Resilience Politicalsystems: decisions
david.alexander@ucl.ac.uk 
www.slideshare.net/dealexander 
emergency-planning.blogspot.com 
Ishinomaki, Japan

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A Critical Overview of Disaster Theory

  • 1. A Critical Overviewof Disaster TheoryDavid AlexanderUniversity College London
  • 3. Theorem: A better knowledge of naturalhazards will contribute almost nothingto resolving the disasters problem... ...unless context is taken fully into account.
  • 4. Lesson to be learned: We will never even understandthe problem, let alone solve it, unless we start being realisticabout the world in which we live.
  • 5. •colossal imbalances in power and wealth•immense but eminently solvable problemsthat are not solved because there ispowerful opposition to attempts to do so•huge differences in thedefinition of what is rational•many key activities are notlegitimate by any standards. What is the world actually like?
  • 6. •community-level DRR: communities arenot homogeneous or harmonious units•communities are notparticularly interested in DRR•neither are governments•disasters can be explained withreference to power structuresTerry Cannon's observations onDisaster Risk Reduction (DRR) •people, governments & communities seldomact on the basis of evidence and research•rationality can only be defined in context.
  • 7. •corruption•political decision-making•shoddy building (often wilful) •ignorance (sometimes wilful) •seismicity. What causes earthquake disasters? -in probable order of importance -
  • 8. Without corruption, the impact ofthis earthquake would have beenabout 10%of what it actually was.
  • 9. •difficult to define•virtually impossible to measure•extremely pervasive, endogenous•moral and ethical frameworks vary•links with other ills(black economy). Corruption
  • 10. NB: Correlation does not prove causation, but....
  • 11.
  • 13. "Our research shows that the successof early warning is largely determinedby politics, not science." -Chatham House, London
  • 14.
  • 15.
  • 16. •widening wealth gapsince 1970•failure to divert resources fromresponse to prevention and mitigation•half of world trade goesthrough 78 tax havens•one fifth of world trade is illicit(drugs, armaments, people, species) •relationship of proxy warsto aid. Reality check:
  • 17. •consolidate power structures•augment profits•allow introduction of convenientlyrepressive measures•permit gratuitous social engineering. The economic and socialVALUE of disasters
  • 18. •resources that debilitatelocal coping capacity•munitions, military hardware, soldiertraining and some humanitarian stuff•an instrument of political influence•a means of liningcertain people's pockets. What is aid?
  • 19. •BIGconcreteon poor people's land•of direct benefit to the donorcountries•aid is in DEEP CRISIS. What is aid?
  • 21. On the nature of theory
  • 22. "Theory isour roadmap" Prof. Thomas E. DrabekUniversity of Denver
  • 23. The road map to what? • disaster risk reduction • adaptation to dynamic risks • crisis response planning • emergency management • recovery planning and management Theory tells us what we can and cannot do.
  • 24. In the DRR field, theory is unique-or at least rather distinctive: it cannot wait 100 years to be tested.
  • 25. Theory, if it is any good, •explains•connects•validates•qualifies•makes moreefficient.
  • 27. Rev. DrSamuel Henry Prince1885-1960Nuova Scotia, Columbia UniversityProfessorHarlan H. Barrows1877-1960Michigan, Chicago University
  • 29. Gilbert Fowler White 1911-2006
  • 30. "Boundedrationality" Herbert Simon, 1916-2001homo economicus
  • 31. In disasters and disaster risk, how important is gender?
  • 32. Kobe 1995 earthquake deaths by gender and age ― males ― females
  • 33. Long term Short term Emic components Etic components METAMORPHOSISOF CULTURE Experiences of culture [mass-media and consumer culture] Accumulated cultural traits and beliefs Inherited cultural background Ideological (non-scientific) interpretations of disaster Learned (scientific) interpretations of disaster
  • 34. BENIGN (healthy) at the service of the peopleMALIGN (corrupt) at the service of vested interests interplay dialecticJustificationDevelopment[spiritual, cultural, political, economic] IDEOLOGYCULTURE
  • 35. Can we define disaster? 19982005
  • 36. HUMAN CONSEQUENCES OF DISASTER“ORTHODOX” MODEL PHYSICAL EVENT HUMAN VULNERABILITY“RADICAL CRITIQUE” (K. HEWITT et al.) HUMAN CONSEQUENCES OF DISASTER HUMAN VULNERABILITY PHYSICAL EVENTLET'S CHANGE THE MODEL:- HUMAN CONSEQUENCES OF DISASTER HUMAN VULNERABILITY CULTURE HISTORY PHYSICAL EVENTS CONTEXT & CONSEQUENCES
  • 37. known knowns-things we knowModified Rumsfeld Classificationunknown knowns- things we don't realisewe knowknown unknowns - things we know we don't knowunknown unknowns - things we don't know we don't know Research andapplicationsIntensifysearch Broadenour cultureWe cando nothing
  • 38. DETERMINISM Cause Effect PROBABILITY (constrained uncertainty) Cause Single, multiple or cascading effects THE KNOWN THE UNKNOWN PURE UNCERTAINTY Causal relationship unknownGreyarea
  • 39. Cascading effectsCollateral vulnerabilitySecondarydisastersInteraction between risksClimatechange ProbabilityIndeterminacy"Fat-tailed" (skewed) distributionsof impacts
  • 40. C E E E E C E/C E E E E E E E E E/C(a) (b) C –causeE -effectDisaster
  • 42. The "cradle" of resilience: Canonbury TowerLondon N1. Built in 1509to survive theUniversal Deluge: inhabited in 1625by Francis Bacon.
  • 44. LAWSTATESMANSHIPLITERATURESCIENTIFICMETHODMECHANICS MANU- FACTURINGECOLOGYMANAGEMENT(ADAPTIVE) CHILDPSYCHOLOGYANTHROPOLOGYSOCIALRESEARCHDISASTER RISKREDUCTIONSUSTAINABILITYSCIENCECLIMATE CHANGEADAPTATIONc. 50 BCAD 15291625185919301950197320002010NATURALHISTORY
  • 45. •an objective, a process or a strategy? •a paradigm, diverse paradigms? •'bounce-back' or 'bounce-forward'? •focuses on the community scale? •can reconcile dynamic & static elements? Resilience
  • 48. VulnerabilityTotal:life isgenerally precariousEconomic:people lackadequate occupationTechnological/technocratic:dueto the riskiness of technologyDelinquent:caused bycorruption, negligence, etc. Residual:caused bylack of modernisationNewly generated: caused bychanges in circumstances
  • 49. RESILIENCE: as a material has brittle strength and ductility: so must society have an optimum combination of resistanceto hazard impacts and abilityto adaptto them.
  • 50. RESILIENCESocial Technical Physical Psychological CLIMATE CHANGEADAPTATIONDISASTER RISKREDUCTIONOTHER HAZARDSAND RISKSnaturalsocialtechnologicalintentionalcompoundcascadingSUSTAINABILITYSCIENCE
  • 51. RISKSdaily:unemployment, poverty, disease, etc. major disaster: floods, storms, quakes, etc. emerging risks:pandemics, climate changeSUSTAINABILITYdisaster risk reductionresource consumptionstewardship of the environmenteconomic activitieslifestyles and communitiesSUSTAINABILITY
  • 52. Conclusion:thewords of a dwarf perched onthe shoulders of giants
  • 53. •advances in knowledgehave had a positive impact•the whole problem is betterknown than ever before•interdisciplinary research and problem- solving have made some progress•but the balance is still weighted heavilyin favour of a worsening situation. Correcting a one-sided picture:-
  • 54. •realism helps•transparency is necessary•gross inequality is in no one's interest•national policies are needed and can work•cultivate a flexible attitude. The positive messages
  • 55. THE PILLARS OF MODERN LIFE idealism principle belief faith fanaticism ultranationalism authoritarianism backlash virtue charity service defence of principles unscrupulousness corruption opportunism censure capital availability wealth diffusion financial security financial repression debt burden consumerism ingegnuity pragmatism technological progress crass materialism galloping consumption pollution and waste technological hegemony Ideocentrism Morality Luchrocentrism Technocentrism SPIRIT FLESH PHILOSOPHICAL MECHANISTIC Positive Negative
  • 56. ...culturally conditioned. Ideocentrism + ideal:effective disaster mitigation -fanaticism:politicization of humanitarian relief Morality + virtue:untiring application of mitigation measures -corruption:failure to observe building codes Luchrocentrism + financial security:monetary reserves vs. disaster -financial repression:poverty --> vulnerability Technocentrism + ingenuity:new hazard monitoring systems -technological hegemony:unfairdistribution of mitigation benefits
  • 57. Earthquake disasteras a negative windowof opportunityBut at the bottomthere was hope.... "Pandora's box" theory of disasters
  • 58. Organisationalsystems: managementSocialsystems: behaviourNaturalsystems: functionTechnicalsystems: malfunctionVulnerabilityHazard Resilience Politicalsystems: decisions