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A stepwise approach to reference
              levels
           Louis	
  Verchot	
  
Business as usual and national capacity

•  Activity data – types of deforestation and forest degradation
•  Emission factors – carbon loss per unit area for a specific
   activity
•  Drivers – to describe how much DD are caused by each
   specific change activity
•  Data on existing national monitoring capacities


                                              THINKING beyond the canopy
Table 9: Activity data on the national level can be estimated from the different approaches as suggested by the IPCC GPG:




                                                  Ac#vity	
  data	
  

                                    Approach	
  1	
                     Approach	
  2	
                       Approach	
  3	
  
 Data	
  on	
  forest	
     TOTAL	
  LAND-­‐USE	
              TOTAL	
  LAND-­‐USE	
  AREA,	
        SPATIALLY-­‐EXPLICIT	
  
 change	
  (or	
  
 emissions)	
               AREA,	
  NO	
  DATA	
  ON	
        INCLUDING	
  CHANGES	
                LAND-­‐USE	
  
 following	
  IPCC	
        CONVERSIONS	
                      BETWEEN	
  CATEGORIES	
               CONVERSION	
  DATA	
  
 approaches	
  	
                                                                                    	
  
                            BETWEEN	
  LAND	
  USES	
          	
  
                            	
                                                                       Example:	
  data	
  from	
  
                                                               Example:	
  Na:onal	
  level	
        remote	
  sensing	
  	
  
                            Example:	
  	
  FAO	
  FRA	
  
                            data	
                             data	
  on	
  gross	
  forest	
       	
  
                                                               changes	
  through	
  a	
  
                                                               change	
  matrix	
  (i.e.	
  
                                                               deforesta:on	
  vs.	
  
                                                               reforesta:on),	
  ideally	
  
                                                               disaggregated	
  by	
  
                                                               administra:ve	
  regions	
  



                                                                                              THINKING beyond the canopy
Three	
  levels	
  of	
  emission	
  factors	
  
•  Tier 1 methods are designed to be the simplest to use,
   for which equations and default parameter values (e.g.,
   emission and stock change factors) are provided by
   IPCC Guildelines.
•  Tier 2 can use the same methodological approach as Tier
   1 but applies emission and stock change factors that are
   based on country- or region-specific data
•  Tier 3, higher order methods are used, including models
   and inventory measurement systems tailored to address
   national circumstances, repeated over time, and driven
   by high-resolution activity data and disaggregated at sub-
   national level.
                                            THINKING beyond the canopy
Deforestation/degradation drivers for each continent
                             AMERICA	
                                               AFRICA	
                                                     ASIA	
  
                                              -­‐1%	
                                     -­‐2%	
  
                        -­‐2%	
   -­‐4%	
  
                                                                                                                                                  -­‐7%	
  
                                                                                 -­‐11%	
  
                                                                                                                                         -­‐10%	
  
                                                                        -­‐13%	
                        -­‐39%	
                    -­‐7%	
                   -­‐41%	
  
Deforesta#on	
      -­‐36%	
  
                                                          -­‐57%	
  
                                                                                -­‐35%	
                                                   -­‐37%	
  



                                     4%	
  
                                                                       4%	
                                                          6%	
  
                                                                                     8%	
                                                           7%	
  
                         17%	
                                                                        26%	
  

                                                                                                                                     20%	
  
Degrada#on	
        9%	
  

                                                      70%	
                                                                                                   67%	
  
                                                                                62%	
  




  Deforesta#on	
  driver	
                                                                    Forest	
  degrada#on	
  driver	
  




                                                                                                                     THINKING beyond the canopy
Changes of Deforestation Drivers:
Important for assessing historical deforestation
                             Phase1  	
       Phase2  	
           Phase3  	
        Phase4  	
                               Pre	
           Early	
              Late	
            Post	
                            Transition  	
   Transition  	
       Transition  	
    Transition  	
    Forest Cover (%)
                   	




                                                       Time
                                                          	

 Using national data from 46 countries: REDD-related data and
                           publications

                                                                                   THINKING beyond the canopy
Deforestation Drivers
                     Deforested-­‐area	
  ra:o	
  of	
  	
                                                  Deforested	
  area	
  
                      deforesta:on	
  drivers	
                               km2	
  
      100%	
                                                                   700	
                                                       Urban	
  expansion	
  
                                                                               600	
                                                       Infrastructure	
  
       80%	
  
                                                                               500	
  
       60%	
                                                                                                                               Mining	
  
                                                                               400	
  
       40%	
                                                                   300	
                                                       Agriculture	
  	
  
                                                                               200	
                                                       (local-­‐slash	
  &	
  	
  	
  	
  urn)	
  	
  
                                                                                                                                           (subsistence)	
  b 	
  	
  	
  	
  	
  	
  	
  	
  
       20%	
                                                                                                                               Agriculture	
  	
  
                                                                               100	
                                                       (commercial)	
  
         0%	
                                                                      0	
  
                  pre	
        early	
        late	
        post	
                         pre	
     early	
      late	
      post	
  
                            Distribu:on	
  of	
  46	
  countries	
  -­‐	
  Pre:	
  7,	
  early:	
  23,	
  late:	
  12,	
  post:	
  4	
  	
  

n    Agriculture (commercial) is 45%, agriculture (local/subsistence) 38%, mining 7%,
      infrastructure 8%, urban expansion 3% and only agriculture make up 83% of total
n    Ratio of mining is decreasing and urban expansion is relatively increasing over time


                                                                                                                 THINKING beyond the canopy
Criteria	
  for	
  comparing	
  country	
  circumstances	
  and	
  
                          strategies	
  
Criteria	
  for	
  comparing	
  country	
  circumstances	
  and	
  
                          strategies	
  
RLs	
  using	
  regression	
  models
                                                                  	
  
      –  Simple,	
  easy	
  to	
  understand	
  and	
  test	
  new	
  variables	
  
      –  But,	
  data	
  demanding	
  
      –  Predic:ng	
  deforesta:on	
  in	
  a	
  period:	
  Pt	
  –	
  Pt+1,	
  based	
  on	
  
           deforesta:on	
  in	
  the	
  previous	
  period	
  Pt-­‐1	
  –	
  Pt	
  and	
  a	
  set	
  of	
  other	
  
           factors	
  (observed	
  at	
  :me	
  t).	
  
      –  Using	
  structure	
  (coefficients)	
  from	
  the	
  es:mated	
  regression	
  
           equa:on	
  to	
  predict	
  deforesta:on	
  in	
  period	
  Pt+1	
  –	
  Pt+2,	
  based	
  on	
  
           observed	
  values	
  at	
  :me	
  t+1	
  
      	
  
2000	
                                   2004	
   2005	
                        2009	
   2010	
  


    Historical	
  deforesta:on	
  	
       Es:mated/Predicted	
  deforesta:on	
  	
  


                                  Regression	
  model	
  	
                             Predic#ve	
  model,	
  based	
  on	
  structure	
  
                                                                                        from	
  regression	
  model	
  
                                                                                                                                10	
  
                                                                                                            THINKING beyond the canopy
Tier	
  1	
  case	
  for	
  4	
  countries	
  using	
  FAO	
  FRA	
  data	
  
                                           Cameroon                                                                                    Indonesia
                       3,500                                                                                            18,000
Forest C stock (Mt)




                                                                                           Forest C stock (Mt)
                       3,000                                                                                            16,000
                                                                                                                        14,000
                       2,500
                                                                                                                        12,000
                       2,000                                                                                            10,000
                       1,500                                                                                             8,000
                                                                                                                         6,000
                       1,000
                                                                                                                         4,000
                        500                                                                                              2,000
                              0                                                                                              0
                               1985 1990 1995 2000 2005 2010 2015 2020 2025                                                   1985 1990 1995 2000 2005 2010 2015 2020 2025
                                                        Year                                                                                     Year



                                             Vietnam                                                                                       Brazil
                      1,500                                                                                             80,000




                                                                                                  Forest C stock (Mt)
                                                                                                                        70,000
Forest C stock (Mt)




                      1,200
                                                                                                                        60,000

                       900                                                                                              50,000
                                                                                                                        40,000
                       600                                                                                              30,000
                                                                                                                        20,000
                       300
                                                                                                                        10,000
                                                                                                                            0
                         0
                                                                                                                             1985 1990 1995 2000 2005 2010 2015 2020 2025
                          1985     1990   1995   2000   2005   2010   2015   2020   2025
                                                                                                                                                 Year
                                                        Year
Category	
                                  Regression	
  coefficient	
  
                             Deforesta#on	
  rate	
  (2000-­‐2004)	
              0.395	
  
                             Trend	
  variable	
                               -­‐0.136	
              -­‐0.145	
  
Step	
  2:	
  	
             Deforesta#on	
  dummy	
                           -­‐0.373	
              -­‐0.773	
  
                             Forest	
  stock	
                                     2.18	
                 4.756	
  
Brazil	
                     Forest	
  stock	
  squared	
                           -­‐1.8	
           -­‐3.826	
  
	
                           Log	
  per	
  capita	
  GDP	
                     -­‐0.034	
                 -­‐0.13	
  
Predict	
                    Agric	
  GDP	
  (%GDP)	
                              0.28	
                    0.28	
  
deforesta#on	
  rates	
      Popula#on	
  density	
                               0.081	
                 -­‐0.81	
  
for	
  legal	
  Amazon	
     Road	
  denisty	
                                    0.039	
                 0.076	
  
2005-­‐	
  2009	
  
                             R2	
                                               0.831	
                 0.789	
  
                             N	
                                                 3595	
                  3595	
  




                                                                          THINKING beyond the canopy
Category	
                                  Regression	
  coefficient	
  
                                Deforesta#on	
  rate	
  (2000-­‐2004)	
          01.464	
  
                                Trend	
  variable	
                              -­‐0.006	
                  0.003	
  
Step	
  2:	
  	
                Deforesta#on	
  dummy	
                          -­‐0.011	
               -­‐0.031	
  
                                Forest	
  stock	
                                   0.067	
                  0.260	
  
Vietnam	
                       Forest	
  stock	
  squared	
                     -­‐0.189	
               -­‐0.463	
  
	
                              Popula#on	
  density	
                           -­‐1.177	
                  1.036	
  
Predict	
                       Road	
  denisty	
                                   0.004	
               -­‐0.001	
  
deforesta#on	
  rates	
  	
  
2005-­‐	
  2009	
               R2	
                                               0.515	
                 0.052	
  
                                N	
                                                  301	
                   301	
  




                                                                             THINKING beyond the canopy
Conclusions	
  
•  Historical	
  def.	
  is	
  key	
  to	
  predict	
  future	
  deforesta:on	
  
    –  Coefficients	
  below	
  one	
  →	
  simple	
  extrapola:on	
  can	
  be	
  
       misleading	
  
•  Some	
  evidence	
  of	
  forest	
  transi:on	
  (FT)	
  hypothesis	
  
    –  Robustness	
  of	
  FT	
  depends	
  on	
  the	
  measure	
  of	
  forest	
  stock	
  	
  
        •  FT	
  supported	
  when	
  forest	
  stock	
  is	
  measured	
  rela:ve	
  
           to	
  total	
  land	
  area,	
  otherwise	
  mixed	
  results	
  emerge	
  	
  
•  Other	
  na:onal	
  circumstances	
  have	
  contradictory	
  
   effects	
  
•  Contradictory	
  rela:onships	
  may	
  be	
  linked	
  to	
  data	
  
   quality	
  	
  and	
  interrela:ons	
  of	
  econ.	
  &	
  ins:tu:ons	
  
   differ	
  	
  
                                                                     THINKING beyond the canopy
                                                                                           14	
  
MRV	
  capacity	
  gap	
  analysis	
  
                                                                       3000	
  
 Net	
  	
  change	
  in	
  forest	
  area	
  	
  since	
  1990	
  




                                                                       2000	
  

                                                                       1000	
  
                        (1000ha)	
  




                                                                             0	
  

                                                                      -­‐1000	
  

                                                                      -­‐2000	
  

                                                                      -­‐3000	
  
                                                                                     Very	
  large	
     Large	
      Medium	
             Small	
     Very	
  small	
  
                                                                                                                     Capacity	
  gap	
  
MRV	
  capacity	
  gap	
  in	
  rela:on	
  to	
  the	
  net	
  change	
  in	
  total	
  forest	
  area	
  
between	
  2005	
  and	
  2010	
  (FAO	
  FRA)	
  
We surveyed 17 REDD+ demonstration projects

§  53% use site specific biomass equations
§  24% had methods for belowgound C
§  41% had methods for dead wood and litter
§  Most projects will use IPCC defaults for soil-C

                                        THINKING beyond the canopy
Thank	
  you   	
  

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A stepwise approach to reference levels

  • 1. A stepwise approach to reference levels Louis  Verchot  
  • 2. Business as usual and national capacity •  Activity data – types of deforestation and forest degradation •  Emission factors – carbon loss per unit area for a specific activity •  Drivers – to describe how much DD are caused by each specific change activity •  Data on existing national monitoring capacities THINKING beyond the canopy
  • 3. Table 9: Activity data on the national level can be estimated from the different approaches as suggested by the IPCC GPG: Ac#vity  data   Approach  1   Approach  2   Approach  3   Data  on  forest   TOTAL  LAND-­‐USE   TOTAL  LAND-­‐USE  AREA,   SPATIALLY-­‐EXPLICIT   change  (or   emissions)   AREA,  NO  DATA  ON   INCLUDING  CHANGES   LAND-­‐USE   following  IPCC   CONVERSIONS   BETWEEN  CATEGORIES   CONVERSION  DATA   approaches       BETWEEN  LAND  USES       Example:  data  from   Example:  Na:onal  level   remote  sensing     Example:    FAO  FRA   data   data  on  gross  forest     changes  through  a   change  matrix  (i.e.   deforesta:on  vs.   reforesta:on),  ideally   disaggregated  by   administra:ve  regions   THINKING beyond the canopy
  • 4. Three  levels  of  emission  factors   •  Tier 1 methods are designed to be the simplest to use, for which equations and default parameter values (e.g., emission and stock change factors) are provided by IPCC Guildelines. •  Tier 2 can use the same methodological approach as Tier 1 but applies emission and stock change factors that are based on country- or region-specific data •  Tier 3, higher order methods are used, including models and inventory measurement systems tailored to address national circumstances, repeated over time, and driven by high-resolution activity data and disaggregated at sub- national level. THINKING beyond the canopy
  • 5. Deforestation/degradation drivers for each continent AMERICA   AFRICA   ASIA   -­‐1%   -­‐2%   -­‐2%   -­‐4%   -­‐7%   -­‐11%   -­‐10%   -­‐13%   -­‐39%   -­‐7%   -­‐41%   Deforesta#on   -­‐36%   -­‐57%   -­‐35%   -­‐37%   4%   4%   6%   8%   7%   17%   26%   20%   Degrada#on   9%   70%   67%   62%   Deforesta#on  driver   Forest  degrada#on  driver   THINKING beyond the canopy
  • 6. Changes of Deforestation Drivers: Important for assessing historical deforestation   Phase1 Phase2   Phase3 Phase4 Pre Early Late Post Transition Transition Transition Transition Forest Cover (%) Time Using national data from 46 countries: REDD-related data and publications THINKING beyond the canopy
  • 7. Deforestation Drivers Deforested-­‐area  ra:o  of     Deforested  area   deforesta:on  drivers   km2   100%   700   Urban  expansion   600   Infrastructure   80%   500   60%   Mining   400   40%   300   Agriculture     200   (local-­‐slash  &        urn)     (subsistence)  b                 20%   Agriculture     100   (commercial)   0%   0   pre   early   late   post   pre   early   late   post   Distribu:on  of  46  countries  -­‐  Pre:  7,  early:  23,  late:  12,  post:  4     n  Agriculture (commercial) is 45%, agriculture (local/subsistence) 38%, mining 7%, infrastructure 8%, urban expansion 3% and only agriculture make up 83% of total n  Ratio of mining is decreasing and urban expansion is relatively increasing over time THINKING beyond the canopy
  • 8. Criteria  for  comparing  country  circumstances  and   strategies  
  • 9. Criteria  for  comparing  country  circumstances  and   strategies  
  • 10. RLs  using  regression  models   –  Simple,  easy  to  understand  and  test  new  variables   –  But,  data  demanding   –  Predic:ng  deforesta:on  in  a  period:  Pt  –  Pt+1,  based  on   deforesta:on  in  the  previous  period  Pt-­‐1  –  Pt  and  a  set  of  other   factors  (observed  at  :me  t).   –  Using  structure  (coefficients)  from  the  es:mated  regression   equa:on  to  predict  deforesta:on  in  period  Pt+1  –  Pt+2,  based  on   observed  values  at  :me  t+1     2000   2004   2005   2009   2010   Historical  deforesta:on     Es:mated/Predicted  deforesta:on     Regression  model     Predic#ve  model,  based  on  structure   from  regression  model   10   THINKING beyond the canopy
  • 11. Tier  1  case  for  4  countries  using  FAO  FRA  data   Cameroon Indonesia 3,500 18,000 Forest C stock (Mt) Forest C stock (Mt) 3,000 16,000 14,000 2,500 12,000 2,000 10,000 1,500 8,000 6,000 1,000 4,000 500 2,000 0 0 1985 1990 1995 2000 2005 2010 2015 2020 2025 1985 1990 1995 2000 2005 2010 2015 2020 2025 Year Year Vietnam Brazil 1,500 80,000 Forest C stock (Mt) 70,000 Forest C stock (Mt) 1,200 60,000 900 50,000 40,000 600 30,000 20,000 300 10,000 0 0 1985 1990 1995 2000 2005 2010 2015 2020 2025 1985 1990 1995 2000 2005 2010 2015 2020 2025 Year Year
  • 12. Category   Regression  coefficient   Deforesta#on  rate  (2000-­‐2004)   0.395   Trend  variable   -­‐0.136   -­‐0.145   Step  2:     Deforesta#on  dummy   -­‐0.373   -­‐0.773   Forest  stock   2.18   4.756   Brazil   Forest  stock  squared   -­‐1.8   -­‐3.826     Log  per  capita  GDP   -­‐0.034   -­‐0.13   Predict   Agric  GDP  (%GDP)   0.28   0.28   deforesta#on  rates   Popula#on  density   0.081   -­‐0.81   for  legal  Amazon   Road  denisty   0.039   0.076   2005-­‐  2009   R2   0.831   0.789   N   3595   3595   THINKING beyond the canopy
  • 13. Category   Regression  coefficient   Deforesta#on  rate  (2000-­‐2004)   01.464   Trend  variable   -­‐0.006   0.003   Step  2:     Deforesta#on  dummy   -­‐0.011   -­‐0.031   Forest  stock   0.067   0.260   Vietnam   Forest  stock  squared   -­‐0.189   -­‐0.463     Popula#on  density   -­‐1.177   1.036   Predict   Road  denisty   0.004   -­‐0.001   deforesta#on  rates     2005-­‐  2009   R2   0.515   0.052   N   301   301   THINKING beyond the canopy
  • 14. Conclusions   •  Historical  def.  is  key  to  predict  future  deforesta:on   –  Coefficients  below  one  →  simple  extrapola:on  can  be   misleading   •  Some  evidence  of  forest  transi:on  (FT)  hypothesis   –  Robustness  of  FT  depends  on  the  measure  of  forest  stock     •  FT  supported  when  forest  stock  is  measured  rela:ve   to  total  land  area,  otherwise  mixed  results  emerge     •  Other  na:onal  circumstances  have  contradictory   effects   •  Contradictory  rela:onships  may  be  linked  to  data   quality    and  interrela:ons  of  econ.  &  ins:tu:ons   differ     THINKING beyond the canopy 14  
  • 15. MRV  capacity  gap  analysis   3000   Net    change  in  forest  area    since  1990   2000   1000   (1000ha)   0   -­‐1000   -­‐2000   -­‐3000   Very  large   Large   Medium   Small   Very  small   Capacity  gap   MRV  capacity  gap  in  rela:on  to  the  net  change  in  total  forest  area   between  2005  and  2010  (FAO  FRA)  
  • 16. We surveyed 17 REDD+ demonstration projects §  53% use site specific biomass equations §  24% had methods for belowgound C §  41% had methods for dead wood and litter §  Most projects will use IPCC defaults for soil-C THINKING beyond the canopy