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STABILITY STUDY as per
ICH Guideline
PREPARED BY : RAKESH RATHAVA
Quality Assurance , Roll no : 15
M.Pharm 2nd semester
Parul institute of pharmacy
Asst. Professor:Surjyanarayan Mandal
1
Most important guidelines are:
o Food and Drug Administration (FDA)
o International Conference on Harmonization (ICH)
o European Union Guidelines (EU)
o Japanese Guidelines (MHW)
o World Health Organization (WHO) Guidelines
Currently ICH guidelines are most commonly accepted which
provides information on stability testing within the areas of
European Union (EU), Japan, and United States.
 ICH :
The International Conference on Harmonization of Technical
Requirements for Registration of Pharmaceuticals for Human Use
(ICH) is a unique project that brings together the regulatory
authorities of Europe, Japan and the United States and experts
from the pharmaceutical industry in the three regions to discuss
scientific and technical aspects of product registration. 2
Objectives of ICH:
More economical use of human, animal,
and material resources.
Elimination of unnecessary delay in the
global development & availability of new
medicines.
Maintaining safeguards on Quality, safety
& efficacy, and regulatory obligations to
protect public health.
3
Quality (Q): Topics related to Manufacturing QA
Safety (S): Topics related to non-clinical pharmacology & toxicology
studies.
Efficacy (E): Topics related to Clinical studies in humans.Quality
Multidisciplinary (M): Topics affecting more than one discipline.
TOPICS OF ICH:
 Four Broad Categories - QSEM
4
QUALITY TOPICS:
Stability Q1A - Q1F
Analytical Validation Q2
Impurities Q3A - Q3D
Pharmacopoeias Q4 - Q4B
Quality of Biotechnological Products Q5A - Q5E
Specifications Q6A- Q6B
Good Manufacturing Practice Q7
Pharmaceutical Development Q8
Quality Risk Management Q9
Pharmaceutical Quality System Q10
Development and Manufacture of Drug Substances Q11
Cross-cutting Topics
 My seminar concern is only with Stability study.
5
Stability Q1A - Q1F :
Q1A : Stability Testing of New Drug Substances
and Products
Q1B : Stability Testing : Photostability Testing of
New Drug Substances and Products
Q1C : Stability Testing for New Dosage Forms
Q1D : Bracketing and Matrixing Designs for
Stability Testing of New Drug Substances and
Products
Q1E : Evaluation of Stability Data
Q1F : Stability Data Package for Registration
Applications in Climatic Zones III and IV
6
ICH guideline Q1-A(stability studies):
OBJECTIVE OF THE GUIDELINE:
 It defines stability of drug substance and
drug product for registration of
application of NCE or associated drug,
within three regions of ICH i. e; EU,
Japan, USA
7
PRINCIPLES OF THE GUIDELINE :
1. Purpose of stability testing is to provide evidence how quality
varies with time under influence of
- temperature
- humidity
- light
2. establish re-test period for drug substances
 RETEST PERIOD: the period after which samples of the drug
substance should be examined to ensure that the material is still in
compliance with the specification, and thus suitable for use in
manufacturing.
3. establish shelf life for drug products
4. recommends storage conditions
5.divided world into four climatic zone I-IV
- This guideline addresses climatic zones I and II
8
Drug Substance Drug Product
Stress Testing Photostability Testing
Selection of Batches Selection of Batches
Container Closure System Container Closure System
Specification Specification
Testing frequency Testing frequency
Storage Conditions Storage Conditions
Stability Commitment Stability Commitment
Evaluation Evaluation
Statements/Labelling Statements/Labelling
 STEPS IN STABILITY TESTING OF DRUG SUBSTANCE OR PRODUCT :
9
STRESS STABILITY TESTING
It provides stability assessment of the drug substance or the drug
product.
Provides information abt. degradation mechanisms & degradation
products & this information can be used to develop manufacturing
processes or proper packaging.
The nature of the stress testing will depend on the individual drug
substance and the type of drug product involved.
Stress testing is likely to be carried out on a single batch of the
drug substance.
It should include:-
The effect of Temperature
Humidity
Photo stability testing
Hydrolysis
10
Selection of Batches :
 Data from formal stability studies should be
provided
 at least three primary batches are selected.
 From batches manufactured to a minimum of
pilot scale
 from batches having same synthetic route
 From a batch where method of manufacture and
procedure simulates final process.
 Other supporting data can be provided
11
 Container Closure System :
The stability studies should be conducted on the drug
substance packaged in a container closure system that is the
same as or simulates the packaging proposed for storage
and distribution.
Specification :
Specification, which is a list of tests, reference to analytical
procedures, and proposed acceptance criteria.
The testing should cover, as appropriate, the physical, chemical,
biological, and microbiological attributes. That is susceptible to
change during storage and is likely to influence quality, safety,
and/or efficacy.
Validated stability-indicating analytical procedures should be
applied.
12
Testing Frequency :
 General: every 3 months first year, every 6
months second year, then annually through
proposed re-test period: e.g. 0, 3, 6, 9, 12,
18, 24, 36, 48, 60 months
 Accelerated storage condition: 0, 3, 6
months.
13
Storage Conditions:
 Long term testing should cover a minimum of 12 months duration on at least three primary
batches at time of submission and should be continued sufficient to cover the proposed re-
test period.
Study Storage condition Duration
Long term* 25 C 2 C/60% RH 5%
RH or 30 C 2 C/65% RH
5% RH
12 months
Intermediate** 30 C 2 C/65% RH 5%
RH
6 months
Accelerated 40 C 2 C/75% RH 5%
RH
6 months
NOTE:
 *It is up to the applicant, to decide whether long term stability is performed at 25 C
2 C/60% 5% or 30 C 2 C/65% 5%.
 ** If 30 C 2 C/65% 5% is the long-term condition, there is no intermediate condition
14
Drug products intended for storage in a refrigerator :
Study Storage condition Minimum time period
covered by data at
submission
Long term 5 C 3 C 12 months
Accelerated 25 C 2 C/60% RH
5% RH
6 months
Drug products intended for storage in a freezer :
Study Storage condition Minimum time period
covered by data at
submission
Long term - 20 C 5 C 12 months
15
Stability Commitment :
 When Re-test period not covered or not mentioned
 long term stability data do not cover proposed re-test period
granted at time of approval, commitment should be made to
continue post approval to establish re-test period
 Not required for Submission which includes data from 3
production batches, commitment to continue through proposed re-
test period.
 Fewer than three production batches commitment continue with
these studies through proposed re-test period and place additional
production batches to a total of three on long term stability
through proposed re-test period
 No Production batches commitment to place first three production
batches on long term stability studies through proposed re-test
period.
16
Evaluation :
 Re-test period :
 Purpose of stability studies is to establish a re-test period
applicable to all further batches of the drug substance
manufactured under similar circumstances.
 It is based on results of physical, chemical, biological and
microbiological tests from three batches.
1) No formal statistical analyses needed for
The data may show so little degradation and so little variability
requested re-test period will be granted. Under these circumstances
normally unnecessary to go through the formal statistical analyses;
Providing a justification for the omission should be sufficient.
2) Statistical evaluation
For the Data that changes with time statistical evaluation is required.
17
Statements/Labelling :
 Storage Statement :
Storage statement established for labelling should be
in accordance with national/regional requirements.
 Statement based on stability evaluation
 Re-test date :
 Re-test date derived from stability information.
 The re-test date should be displayed on the
container label .
18
19

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Stability study as per ich guideline

  • 1. STABILITY STUDY as per ICH Guideline PREPARED BY : RAKESH RATHAVA Quality Assurance , Roll no : 15 M.Pharm 2nd semester Parul institute of pharmacy Asst. Professor:Surjyanarayan Mandal 1
  • 2. Most important guidelines are: o Food and Drug Administration (FDA) o International Conference on Harmonization (ICH) o European Union Guidelines (EU) o Japanese Guidelines (MHW) o World Health Organization (WHO) Guidelines Currently ICH guidelines are most commonly accepted which provides information on stability testing within the areas of European Union (EU), Japan, and United States.  ICH : The International Conference on Harmonization of Technical Requirements for Registration of Pharmaceuticals for Human Use (ICH) is a unique project that brings together the regulatory authorities of Europe, Japan and the United States and experts from the pharmaceutical industry in the three regions to discuss scientific and technical aspects of product registration. 2
  • 3. Objectives of ICH: More economical use of human, animal, and material resources. Elimination of unnecessary delay in the global development & availability of new medicines. Maintaining safeguards on Quality, safety & efficacy, and regulatory obligations to protect public health. 3
  • 4. Quality (Q): Topics related to Manufacturing QA Safety (S): Topics related to non-clinical pharmacology & toxicology studies. Efficacy (E): Topics related to Clinical studies in humans.Quality Multidisciplinary (M): Topics affecting more than one discipline. TOPICS OF ICH:  Four Broad Categories - QSEM 4
  • 5. QUALITY TOPICS: Stability Q1A - Q1F Analytical Validation Q2 Impurities Q3A - Q3D Pharmacopoeias Q4 - Q4B Quality of Biotechnological Products Q5A - Q5E Specifications Q6A- Q6B Good Manufacturing Practice Q7 Pharmaceutical Development Q8 Quality Risk Management Q9 Pharmaceutical Quality System Q10 Development and Manufacture of Drug Substances Q11 Cross-cutting Topics  My seminar concern is only with Stability study. 5
  • 6. Stability Q1A - Q1F : Q1A : Stability Testing of New Drug Substances and Products Q1B : Stability Testing : Photostability Testing of New Drug Substances and Products Q1C : Stability Testing for New Dosage Forms Q1D : Bracketing and Matrixing Designs for Stability Testing of New Drug Substances and Products Q1E : Evaluation of Stability Data Q1F : Stability Data Package for Registration Applications in Climatic Zones III and IV 6
  • 7. ICH guideline Q1-A(stability studies): OBJECTIVE OF THE GUIDELINE:  It defines stability of drug substance and drug product for registration of application of NCE or associated drug, within three regions of ICH i. e; EU, Japan, USA 7
  • 8. PRINCIPLES OF THE GUIDELINE : 1. Purpose of stability testing is to provide evidence how quality varies with time under influence of - temperature - humidity - light 2. establish re-test period for drug substances  RETEST PERIOD: the period after which samples of the drug substance should be examined to ensure that the material is still in compliance with the specification, and thus suitable for use in manufacturing. 3. establish shelf life for drug products 4. recommends storage conditions 5.divided world into four climatic zone I-IV - This guideline addresses climatic zones I and II 8
  • 9. Drug Substance Drug Product Stress Testing Photostability Testing Selection of Batches Selection of Batches Container Closure System Container Closure System Specification Specification Testing frequency Testing frequency Storage Conditions Storage Conditions Stability Commitment Stability Commitment Evaluation Evaluation Statements/Labelling Statements/Labelling  STEPS IN STABILITY TESTING OF DRUG SUBSTANCE OR PRODUCT : 9
  • 10. STRESS STABILITY TESTING It provides stability assessment of the drug substance or the drug product. Provides information abt. degradation mechanisms & degradation products & this information can be used to develop manufacturing processes or proper packaging. The nature of the stress testing will depend on the individual drug substance and the type of drug product involved. Stress testing is likely to be carried out on a single batch of the drug substance. It should include:- The effect of Temperature Humidity Photo stability testing Hydrolysis 10
  • 11. Selection of Batches :  Data from formal stability studies should be provided  at least three primary batches are selected.  From batches manufactured to a minimum of pilot scale  from batches having same synthetic route  From a batch where method of manufacture and procedure simulates final process.  Other supporting data can be provided 11
  • 12.  Container Closure System : The stability studies should be conducted on the drug substance packaged in a container closure system that is the same as or simulates the packaging proposed for storage and distribution. Specification : Specification, which is a list of tests, reference to analytical procedures, and proposed acceptance criteria. The testing should cover, as appropriate, the physical, chemical, biological, and microbiological attributes. That is susceptible to change during storage and is likely to influence quality, safety, and/or efficacy. Validated stability-indicating analytical procedures should be applied. 12
  • 13. Testing Frequency :  General: every 3 months first year, every 6 months second year, then annually through proposed re-test period: e.g. 0, 3, 6, 9, 12, 18, 24, 36, 48, 60 months  Accelerated storage condition: 0, 3, 6 months. 13
  • 14. Storage Conditions:  Long term testing should cover a minimum of 12 months duration on at least three primary batches at time of submission and should be continued sufficient to cover the proposed re- test period. Study Storage condition Duration Long term* 25 C 2 C/60% RH 5% RH or 30 C 2 C/65% RH 5% RH 12 months Intermediate** 30 C 2 C/65% RH 5% RH 6 months Accelerated 40 C 2 C/75% RH 5% RH 6 months NOTE:  *It is up to the applicant, to decide whether long term stability is performed at 25 C 2 C/60% 5% or 30 C 2 C/65% 5%.  ** If 30 C 2 C/65% 5% is the long-term condition, there is no intermediate condition 14
  • 15. Drug products intended for storage in a refrigerator : Study Storage condition Minimum time period covered by data at submission Long term 5 C 3 C 12 months Accelerated 25 C 2 C/60% RH 5% RH 6 months Drug products intended for storage in a freezer : Study Storage condition Minimum time period covered by data at submission Long term - 20 C 5 C 12 months 15
  • 16. Stability Commitment :  When Re-test period not covered or not mentioned  long term stability data do not cover proposed re-test period granted at time of approval, commitment should be made to continue post approval to establish re-test period  Not required for Submission which includes data from 3 production batches, commitment to continue through proposed re- test period.  Fewer than three production batches commitment continue with these studies through proposed re-test period and place additional production batches to a total of three on long term stability through proposed re-test period  No Production batches commitment to place first three production batches on long term stability studies through proposed re-test period. 16
  • 17. Evaluation :  Re-test period :  Purpose of stability studies is to establish a re-test period applicable to all further batches of the drug substance manufactured under similar circumstances.  It is based on results of physical, chemical, biological and microbiological tests from three batches. 1) No formal statistical analyses needed for The data may show so little degradation and so little variability requested re-test period will be granted. Under these circumstances normally unnecessary to go through the formal statistical analyses; Providing a justification for the omission should be sufficient. 2) Statistical evaluation For the Data that changes with time statistical evaluation is required. 17
  • 18. Statements/Labelling :  Storage Statement : Storage statement established for labelling should be in accordance with national/regional requirements.  Statement based on stability evaluation  Re-test date :  Re-test date derived from stability information.  The re-test date should be displayed on the container label . 18
  • 19. 19