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Dr. Asir John Samuel, BSc (Psych), BPT, MPT, PhD (Physiotherapy)
Professor
Maharishi Markandeshwar Institute of Physiotherapy and Rehabilitation
Maharishi Markandeshwar (Deemed-to-be University)
Mullana-Ambala, Haryana, India
Prof. Asir John Samuel, PhD, MPT
Qualitative research
• Provide evidence to,
• Identify
• Describe
• Ultimately understand
- Human or organizational behaviours
- Attitudes and experiences
- How they influences health
Prof. Asir John Samuel, PhD, MPT
Why qualitative research required
• Reasons for an intervention does or does not work?
• Why some patients adhere to therapeutic regimens
while others do not?
• Missing underlying elements that can influence
outcomes
Prof. Asir John Samuel, PhD, MPT
Qualities of qualitative research
• Qualitative research conduct inquiry in natural
settings where people interact
• Find ways to systematically capture, mostly in
narrative forms
• Based on text-based, involving open-ended
discussions and observations
Prof. Asir John Samuel, PhD, MPT
What does qualitative research do
• Inductive process
• Captures diverse experiences
• Truest possible representation of the real world
• Messiness
• Insider view & Insights
• Address questions that are not easily answerable
by experimental methods
Prof. Asir John Samuel, PhD, MPT
3 important purposes
• Describing groups of people or social phenomena
• Generating hypotheses
• Developing theory
Prof. Asir John Samuel, PhD, MPT
Qualitative research can be used in
• Preliminary phase in quantitative investigation
- Lack of prior research or theory
• When topic has been studied extensively with
quantitative approaches
- But phenomenon is still not well understood
- Findings are contradictory
Prof. Asir John Samuel, PhD, MPT
Qualitative research can be used in
• Clarify our understanding of patients’ perspectives
about treatment
• Better understanding of patients’ preferences
• Understanding of professional cultures
Prof. Asir John Samuel, PhD, MPT
What to why
• Why something happens, or does not
• Investigate complex phenomena
• Development of quantitative measurement scales
• Insight into potential explanatory mechanism
Prof. Asir John Samuel, PhD, MPT
Naturalistic inquiry
• Ethnography
• Grounded theory
• Phenomenology
• Case studies
- Observation and interaction in natural environments
Prof. Asir John Samuel, PhD, MPT
Ethnography
• Long history in anthropology
• Fieldwork
- Investigators immerse themselves in the settings
and activities studied
• Learning local language and customs
• Study participants – informants (not subjects)
• Inform and teach Prof. Asir John Samuel, PhD, MPT
Ethnography
• Exploration of naturally occurring viewpoints
• Cultural patterns of particular group
• Habitual customs
• Systems of moral values
• Social structures
• Symbolic meanings
Prof. Asir John Samuel, PhD, MPT
Ethnography
• Ties of trust between the researcher and
participants – Essential
• Unlikely to share details of experiences of interest –
without such bonds/trust
• Much needed when sensitive or intimate
• Not easy – desired research setting
Prof. Asir John Samuel, PhD, MPT
Grounded theory
• Simultaneous data collection and theory
development
• Continuous interplay between data collection and
interpretation
• Leading to generalizations
Prof. Asir John Samuel, PhD, MPT
Grounded theory
• Constant comparison
• Developing a theory or explanation from data built
• Each new piece of information such as,
- belief, experience, symbol, relationship
• Compared to data already collected
• Agree or conflict
Prof. Asir John Samuel, PhD, MPT
Grounded theory
• Iterative process continues until
• Saturation occurs
• Researcher makes judgment
• Additional data yields few new ideas or
relationships
Prof. Asir John Samuel, PhD, MPT
Phenomenology
• Lived experiences and meanings
• Fully knowable to those experience them
• Share experiences using language and nonverbal
behaviours
• Engage in lengthy discussions
• Listen carefully
• Summarize common themes
Prof. Asir John Samuel, PhD, MPT
Case studies
• Mode of inquiry
• Investigates and describes a phenomenon
• Real-life context
• Natural settings
• Framework to explore the subject’s condition
• Data include both qualitative and quantitative
Prof. Asir John Samuel, PhD, MPT
Methods of data collection
• Observation
• Interviews
• Written documents
Prof. Asir John Samuel, PhD, MPT
Methods of data collection
Data
collection
methods
Observation Interview
Written
Documents
Prof. Asir John Samuel, PhD, MPT
Observation
• Social process in real life situations
• Without unnaturalness of a laboratory or
• Controlled clinical setting
• Field notes – sole source of data
• Unobtrusive observer
Prof. Asir John Samuel, PhD, MPT
Participant observation
• Used in ethnographic research
• Researcher becomes part of community
• More informed
• Researcher experiences are the same being studied
• Better position to recognize feelings and thought
• First-hand direct experience obtained
Prof. Asir John Samuel, PhD, MPT
Participant observation
• Biased by researcher’s own preconceptions
• Unavoidable
• Only way to gain access
• To be a part of them
• Insider perspective
Prof. Asir John Samuel, PhD, MPT
Getting close
• Closeness
• Attentive
• Reactive bias – alters behaviour
• “look good” in eyes of researcher
• Provide what they perceive as “the right answer”
• Fit in
• Over time – less concerned about the presence
• Reveal “true” thoughts and behaviours quickly
Prof. Asir John Samuel, PhD, MPT
Sensitive data
• Researcher into closer proximity of participants' lives
• Closer to learning sensitive and private topics
• Observing morally tenuous activities
• Well-prepared
• E.g., child abuse, elder abuse
Prof. Asir John Samuel, PhD, MPT
Data analysis
• Inductive process
• Interplay between
- Reality of study participants
- Theoretical conceptualizations of reality
• Guided by grounded theory
• Understand meaning of data
Prof. Asir John Samuel, PhD, MPT
Data analysis
• Drawing meaning from narrative data
- Coding
• Data volume
• Evaluating quality
- Credibility
- Transferability
- Dependability
- Confirmability
Prof. Asir John Samuel, PhD, MPT
Leaving the field
• How best to “exit the field” at end of the study
• Deep relationships of trust – established P/R
• “someone was interested and listened to them”
• Severing this bond
• Thank them sincerely for their contribution
Prof. Asir John Samuel, PhD, MPT
Interviews
• Face-to-face situations
• Telephone/cell phone
• Over the internet
• In-depth interview
Prof. Asir John Samuel, PhD, MPT
Types of Interviews
• Unstructured
• Structured
• Semi-structured
Prof. Asir John Samuel, PhD, MPT
Written documents
• Important information gathered
• Existing documents
• Previously collected data
• Diaries, historical documents, and reports
• Clarified
• Gathered
Prof. Asir John Samuel, PhD, MPT
Sampling
• Nonprobability sampling
• Convenience, purposive or snowball sampling
• Purposive - most common approach
• Information rich cases
• Maximum variation sampling
Prof. Asir John Samuel, PhD, MPT
Sampling techniques used
Prof. Asir John Samuel, PhD, MPT
Sample size
• n = 25-30 → Ethnographic studies
• n < 10 → Phenomenological studies
• n = 20-30 → Grounded theory studies
- Moser, 2018
Prof. Asir John Samuel, PhD, MPT
Recruitment
• Referrals from other health professionals
• Examination of medical records
• Organization
• Association
• “Who, in what setting, will help me understand X?”
Prof. Asir John Samuel, PhD, MPT
Sample size
• Misconception is all studies use small samples
• Too small – will not support claims
• Too large – will not permit in-dept claims
• Matter of judgment and experience
• Purpose of research
• Broader sample – well-studied
• Smaller sample – not yet well understood
Prof. Asir John Samuel, PhD, MPT
Theoretical sampling
• Research question formulated
• Small number of relevant participants recruited
• Interviewed and data analyzed
• Initial concepts
• New participants expand to challenge results
• More cases added until saturation
Prof. Asir John Samuel, PhD, MPT
Prof. Asir John Samuel, PhD, MPT
Evaluating quality - Trustworthiness
• Credibility
• Transferability
• Dependability
• Confirmability
Prof. Asir John Samuel, PhD, MPT
Prof. Asir John Samuel, PhD, MPT
Credibility
• Believable
• Confidence in “truth” of the findings
• Well-developed research methods
• Describing the phenomenon of interest
• Sampling procedure clear
• Requisite training and expertise
Prof. Asir John Samuel, PhD, MPT
Credibility - techniques
• Triangulation
• Negative case analysis
• Member checking
Prof. Asir John Samuel, PhD, MPT
Credibility - Triangulation
• Comparing varying sources to validate findings
• Field notes
• Observation
• Interview
• Interpretations of several data collectors
• Involving multiple person in data analysis
• Examine areas of convergence and divergence
Prof. Asir John Samuel, PhD, MPT
Credibility – Negative case analysis
• Discuss elements of data that do not support
• Appear to contradict explanations
• Identifying deviant cases
• Can explain
• Account for majority of cases
Prof. Asir John Samuel, PhD, MPT
Credibility – Member checking
• Opening up the analytical process to others
• Sharing preliminary findings
• Interpretations with research participants
• Allowing them to offer validation
• Feedback and critique
• Alternative explanations
• Most crucial in establishing credibility
Prof. Asir John Samuel, PhD, MPT
Transferability
• In all situations – “truths” – No form of inquiry
• Transferable – applied to other people
• Assessment of generalizability
• External validity – quantitative studies
• Representative part of population
• Purposive sampling
Prof. Asir John Samuel, PhD, MPT
Transferability
• Thick descriptions
• Participant characteristics
• Study settings
• Data source
• Data collection techniques
• Data collection period
• Make comparisons across studies possible
• Replicate across multiple settings – seldom done
Prof. Asir John Samuel, PhD, MPT
Dependability →Reliability
• Stability of data over a span of time
• Degree of repeating the study with similar results
• Experience of heath condition change over time
• Impact on daily life may change over time
• Grow older
• Conditions progress
• Social role change
Prof. Asir John Samuel, PhD, MPT
Dependability – Audit trial
• Independent researcher
• Who familiar with
• Qualitative study
• Methodology
• Findings
• Conclusion
• Audit research decisions
• Confirm its findings
Prof. Asir John Samuel, PhD, MPT
Confirmability
• Ensuring findings are due to
• Experiences and
• Ideas of participants
• Rather than
• Characteristics and
• Preferences of the researcher
Prof. Asir John Samuel, PhD, MPT
Confirmability
• Impossible to enter as blank slates
• Commonplace for qualitative researchers to
• Document their own biases
• Assumptions
• Thoughts
• Feelings throughout the research process
• How bias have influenced the study and findings
Prof. Asir John Samuel, PhD, MPT
Confirmability - Reflexivity
• Systematic consideration
• How researchers shape
• Shaped by qualitative research process
• Approach question with different perspectives
• Different understandings of meaning
Prof. Asir John Samuel, PhD, MPT
Confirmability - Reflexivity
• Involving multiple investigators
• Varied insight
• Transparent in reporting
• Without
• Preconceptions
• Assumptions
• Values that are relevant to research process
Prof. Asir John Samuel, PhD, MPT
Prof. Asir John Samuel, PhD, MPT
Prof. Asir John Samuel, PhD, MPT
Feedbacks
Feedbacks
asirjohnsamuel@gmail.com
Prof. Asir John Samuel, PhD, MPT

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Qualitative Research Methods

  • 1. Dr. Asir John Samuel, BSc (Psych), BPT, MPT, PhD (Physiotherapy) Professor Maharishi Markandeshwar Institute of Physiotherapy and Rehabilitation Maharishi Markandeshwar (Deemed-to-be University) Mullana-Ambala, Haryana, India
  • 2. Prof. Asir John Samuel, PhD, MPT
  • 3. Qualitative research • Provide evidence to, • Identify • Describe • Ultimately understand - Human or organizational behaviours - Attitudes and experiences - How they influences health Prof. Asir John Samuel, PhD, MPT
  • 4. Why qualitative research required • Reasons for an intervention does or does not work? • Why some patients adhere to therapeutic regimens while others do not? • Missing underlying elements that can influence outcomes Prof. Asir John Samuel, PhD, MPT
  • 5. Qualities of qualitative research • Qualitative research conduct inquiry in natural settings where people interact • Find ways to systematically capture, mostly in narrative forms • Based on text-based, involving open-ended discussions and observations Prof. Asir John Samuel, PhD, MPT
  • 6. What does qualitative research do • Inductive process • Captures diverse experiences • Truest possible representation of the real world • Messiness • Insider view & Insights • Address questions that are not easily answerable by experimental methods Prof. Asir John Samuel, PhD, MPT
  • 7. 3 important purposes • Describing groups of people or social phenomena • Generating hypotheses • Developing theory Prof. Asir John Samuel, PhD, MPT
  • 8. Qualitative research can be used in • Preliminary phase in quantitative investigation - Lack of prior research or theory • When topic has been studied extensively with quantitative approaches - But phenomenon is still not well understood - Findings are contradictory Prof. Asir John Samuel, PhD, MPT
  • 9. Qualitative research can be used in • Clarify our understanding of patients’ perspectives about treatment • Better understanding of patients’ preferences • Understanding of professional cultures Prof. Asir John Samuel, PhD, MPT
  • 10. What to why • Why something happens, or does not • Investigate complex phenomena • Development of quantitative measurement scales • Insight into potential explanatory mechanism Prof. Asir John Samuel, PhD, MPT
  • 11. Naturalistic inquiry • Ethnography • Grounded theory • Phenomenology • Case studies - Observation and interaction in natural environments Prof. Asir John Samuel, PhD, MPT
  • 12. Ethnography • Long history in anthropology • Fieldwork - Investigators immerse themselves in the settings and activities studied • Learning local language and customs • Study participants – informants (not subjects) • Inform and teach Prof. Asir John Samuel, PhD, MPT
  • 13. Ethnography • Exploration of naturally occurring viewpoints • Cultural patterns of particular group • Habitual customs • Systems of moral values • Social structures • Symbolic meanings Prof. Asir John Samuel, PhD, MPT
  • 14. Ethnography • Ties of trust between the researcher and participants – Essential • Unlikely to share details of experiences of interest – without such bonds/trust • Much needed when sensitive or intimate • Not easy – desired research setting Prof. Asir John Samuel, PhD, MPT
  • 15. Grounded theory • Simultaneous data collection and theory development • Continuous interplay between data collection and interpretation • Leading to generalizations Prof. Asir John Samuel, PhD, MPT
  • 16. Grounded theory • Constant comparison • Developing a theory or explanation from data built • Each new piece of information such as, - belief, experience, symbol, relationship • Compared to data already collected • Agree or conflict Prof. Asir John Samuel, PhD, MPT
  • 17. Grounded theory • Iterative process continues until • Saturation occurs • Researcher makes judgment • Additional data yields few new ideas or relationships Prof. Asir John Samuel, PhD, MPT
  • 18. Phenomenology • Lived experiences and meanings • Fully knowable to those experience them • Share experiences using language and nonverbal behaviours • Engage in lengthy discussions • Listen carefully • Summarize common themes Prof. Asir John Samuel, PhD, MPT
  • 19. Case studies • Mode of inquiry • Investigates and describes a phenomenon • Real-life context • Natural settings • Framework to explore the subject’s condition • Data include both qualitative and quantitative Prof. Asir John Samuel, PhD, MPT
  • 20. Methods of data collection • Observation • Interviews • Written documents Prof. Asir John Samuel, PhD, MPT
  • 21. Methods of data collection Data collection methods Observation Interview Written Documents Prof. Asir John Samuel, PhD, MPT
  • 22. Observation • Social process in real life situations • Without unnaturalness of a laboratory or • Controlled clinical setting • Field notes – sole source of data • Unobtrusive observer Prof. Asir John Samuel, PhD, MPT
  • 23. Participant observation • Used in ethnographic research • Researcher becomes part of community • More informed • Researcher experiences are the same being studied • Better position to recognize feelings and thought • First-hand direct experience obtained Prof. Asir John Samuel, PhD, MPT
  • 24. Participant observation • Biased by researcher’s own preconceptions • Unavoidable • Only way to gain access • To be a part of them • Insider perspective Prof. Asir John Samuel, PhD, MPT
  • 25. Getting close • Closeness • Attentive • Reactive bias – alters behaviour • “look good” in eyes of researcher • Provide what they perceive as “the right answer” • Fit in • Over time – less concerned about the presence • Reveal “true” thoughts and behaviours quickly Prof. Asir John Samuel, PhD, MPT
  • 26. Sensitive data • Researcher into closer proximity of participants' lives • Closer to learning sensitive and private topics • Observing morally tenuous activities • Well-prepared • E.g., child abuse, elder abuse Prof. Asir John Samuel, PhD, MPT
  • 27. Data analysis • Inductive process • Interplay between - Reality of study participants - Theoretical conceptualizations of reality • Guided by grounded theory • Understand meaning of data Prof. Asir John Samuel, PhD, MPT
  • 28. Data analysis • Drawing meaning from narrative data - Coding • Data volume • Evaluating quality - Credibility - Transferability - Dependability - Confirmability Prof. Asir John Samuel, PhD, MPT
  • 29. Leaving the field • How best to “exit the field” at end of the study • Deep relationships of trust – established P/R • “someone was interested and listened to them” • Severing this bond • Thank them sincerely for their contribution Prof. Asir John Samuel, PhD, MPT
  • 30. Interviews • Face-to-face situations • Telephone/cell phone • Over the internet • In-depth interview Prof. Asir John Samuel, PhD, MPT
  • 31. Types of Interviews • Unstructured • Structured • Semi-structured Prof. Asir John Samuel, PhD, MPT
  • 32. Written documents • Important information gathered • Existing documents • Previously collected data • Diaries, historical documents, and reports • Clarified • Gathered Prof. Asir John Samuel, PhD, MPT
  • 33. Sampling • Nonprobability sampling • Convenience, purposive or snowball sampling • Purposive - most common approach • Information rich cases • Maximum variation sampling Prof. Asir John Samuel, PhD, MPT
  • 34. Sampling techniques used Prof. Asir John Samuel, PhD, MPT
  • 35. Sample size • n = 25-30 → Ethnographic studies • n < 10 → Phenomenological studies • n = 20-30 → Grounded theory studies - Moser, 2018 Prof. Asir John Samuel, PhD, MPT
  • 36. Recruitment • Referrals from other health professionals • Examination of medical records • Organization • Association • “Who, in what setting, will help me understand X?” Prof. Asir John Samuel, PhD, MPT
  • 37. Sample size • Misconception is all studies use small samples • Too small – will not support claims • Too large – will not permit in-dept claims • Matter of judgment and experience • Purpose of research • Broader sample – well-studied • Smaller sample – not yet well understood Prof. Asir John Samuel, PhD, MPT
  • 38. Theoretical sampling • Research question formulated • Small number of relevant participants recruited • Interviewed and data analyzed • Initial concepts • New participants expand to challenge results • More cases added until saturation Prof. Asir John Samuel, PhD, MPT
  • 39. Prof. Asir John Samuel, PhD, MPT
  • 40. Evaluating quality - Trustworthiness • Credibility • Transferability • Dependability • Confirmability Prof. Asir John Samuel, PhD, MPT
  • 41. Prof. Asir John Samuel, PhD, MPT
  • 42. Credibility • Believable • Confidence in “truth” of the findings • Well-developed research methods • Describing the phenomenon of interest • Sampling procedure clear • Requisite training and expertise Prof. Asir John Samuel, PhD, MPT
  • 43. Credibility - techniques • Triangulation • Negative case analysis • Member checking Prof. Asir John Samuel, PhD, MPT
  • 44. Credibility - Triangulation • Comparing varying sources to validate findings • Field notes • Observation • Interview • Interpretations of several data collectors • Involving multiple person in data analysis • Examine areas of convergence and divergence Prof. Asir John Samuel, PhD, MPT
  • 45. Credibility – Negative case analysis • Discuss elements of data that do not support • Appear to contradict explanations • Identifying deviant cases • Can explain • Account for majority of cases Prof. Asir John Samuel, PhD, MPT
  • 46. Credibility – Member checking • Opening up the analytical process to others • Sharing preliminary findings • Interpretations with research participants • Allowing them to offer validation • Feedback and critique • Alternative explanations • Most crucial in establishing credibility Prof. Asir John Samuel, PhD, MPT
  • 47. Transferability • In all situations – “truths” – No form of inquiry • Transferable – applied to other people • Assessment of generalizability • External validity – quantitative studies • Representative part of population • Purposive sampling Prof. Asir John Samuel, PhD, MPT
  • 48. Transferability • Thick descriptions • Participant characteristics • Study settings • Data source • Data collection techniques • Data collection period • Make comparisons across studies possible • Replicate across multiple settings – seldom done Prof. Asir John Samuel, PhD, MPT
  • 49. Dependability →Reliability • Stability of data over a span of time • Degree of repeating the study with similar results • Experience of heath condition change over time • Impact on daily life may change over time • Grow older • Conditions progress • Social role change Prof. Asir John Samuel, PhD, MPT
  • 50. Dependability – Audit trial • Independent researcher • Who familiar with • Qualitative study • Methodology • Findings • Conclusion • Audit research decisions • Confirm its findings Prof. Asir John Samuel, PhD, MPT
  • 51. Confirmability • Ensuring findings are due to • Experiences and • Ideas of participants • Rather than • Characteristics and • Preferences of the researcher Prof. Asir John Samuel, PhD, MPT
  • 52. Confirmability • Impossible to enter as blank slates • Commonplace for qualitative researchers to • Document their own biases • Assumptions • Thoughts • Feelings throughout the research process • How bias have influenced the study and findings Prof. Asir John Samuel, PhD, MPT
  • 53. Confirmability - Reflexivity • Systematic consideration • How researchers shape • Shaped by qualitative research process • Approach question with different perspectives • Different understandings of meaning Prof. Asir John Samuel, PhD, MPT
  • 54. Confirmability - Reflexivity • Involving multiple investigators • Varied insight • Transparent in reporting • Without • Preconceptions • Assumptions • Values that are relevant to research process Prof. Asir John Samuel, PhD, MPT
  • 55. Prof. Asir John Samuel, PhD, MPT
  • 56. Prof. Asir John Samuel, PhD, MPT