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Semantics and Grammar

 Grammar and lexicon
 Formal grammar
 Gender and number
 Person and deixis
 Transitivity and causitivity
Grammar and lexicon
   distinction made by Henry Sweet in terms
    of full words and form words
    full words – those that contain lexical
    meaning (e.g. table, man, go, hear, good)
    form (function) words – a word whose role
    is largely grammatical (e.g. articles,
    pronouns, conjunction, prepositions)
Grammar and lexicon
 distinction is between lexicon and
  grammar [modern linguists]
 distinction between four parts pf speech
  (verb, noun, adjective, adverb) and fifteen
  sets of function words (the, may, not, very,
  and, at, do, there, why, although, oh, yes,
  listen!, please, let’s) [C.C. Fries]
Grammar and lexicon
 Grammar is not restricted to the study of
  form or function words
 It is concerned with categories such as
  ‘tense, gender, number’ and syntactic
  functions such as subject and object
 They are marked by form words, or by
  morphemes, or by the order of the words
Grammar and lexicon
problem
 what are the relevant grammatical
  categories in any language whether a
  grammatical category is indicated by a
  form word, a morpheme or the order of the
  words
  e.g. English marks past tense with the
  past tense morpheme indicated as ‘-ed’
Grammar and lexicon
problem
e.g. English marks past tense with the past
     tense morpheme indicated as ‘-ed’
     no similar morpheme for the future
     (shall, will, going to, or other verb forms
     with appropriate adverb)
     I’m flying / fly to Cairo tomorrow.
Grammar and lexicon
problem
English conjunction words: after, before,
    when, while, if are translated into Bilin
    (a Cushitic language of Ethiopia) by
    endings of the verb
Grammar and lexicon
   In modern linguistics, problem of
    distinction between grammar and lexicon
    is posed in terms of distinction between
    sentences      that     are  deviant  for
    grammatical reasons and those that are
    deviant on lexical grounds
    e.g. The boys is in the garden.
         The water is fragile.
         The flower walked away.
Grammar and lexicon
   There have been opposing views on the
    question whether these two kinds of
    restriction are different
    colourless green ideas sleep furiously.
    (grammatically correct)
    (lexically deviant)
Grammar and lexicon
 If a grammatical rule is broken, we can
  correct the sentence
  The boys are in the garden.
 If the sentence conforms to no
  grammatical rules, we rule it out as
  gibberish.
  e.g. Been a when I tomato.
Grammar and lexicon
   Where the deviance lies in the
    collocational / lexical restrictions, we try to
    ‘make sense’ of the sentence by looking
    for a context in which it is used
    e.g. John drinks fish.
         John drinks fish soup.
         The water is fragile.
         (to find a poetic interpretation for this sentence)
Grammar and lexicon
   Even Chomsky”s Colourless green ideas
    sleep furiously can be given
    interpretation.
Grammar and lexicon
 Lexical restrictions are not a matter of
  rules but of tendencies, not of Yes/no, but
  of More/less when judged in terms of
  deviance
 When is a rule a rule?
Grammar and lexicon
 There is no clear line between
  grammatical and lexical deviance.
 If some sentences are ungrammatical and
  can be ruled out/ corrected.
 If some sentences are deviant in terms of
  lexicon, they can be contextualized
Grammar and lexicon
   There are others that are half-way and we
    are not really sure whether deviance is
    lexical or grammatical
e.g The dog scattered. (deviant because of the
  collocation of dog with scatter)
Grammar and lexicon
 The verb ‘scatter’ is normally used only
  with plural nouns.
  the dogs scattered.
 The verb ‘scatter’ is normally used with
  collective nouns.
  The herd scattered.
Grammar and lexicon
 Can we imagine a dog with magical
  powers whose way of avoiding its enemies
  was to break into many pieces and
  ‘scatter’ over a wide area?
  The dog scattered.
 The deviance would seem to be lexical
  rather than grammatical.
Grammar and lexicon
 Can we say “The dog scattered” in such a
  context OR would “The dog scattered
  itself” be more appropriate?
 We are on the borderline of grammar and
  lexicon.
Formal Grammar
 For most traditional grammarians,
  grammatical categories were essentially
  semantic
 Many linguists have argued that grammar
  must be kept distinct from semantics and
  that grammatical categories must be
  wholly defined in terms of the form of the
  language
Formal Grammar
Two arguments for excluding meaning from
grammar
   Meaning is often vague
   Meaning categories are not easily delineated
   Semantic categories are often definable only in
    terms of the formal features of a language
   If the grammatical categories are given semantic
    definitions, the definitions are circular
Formal Grammar
e.g.
noun = a word used for naming anything
What are the things?
thing = fire, speed, place, intelligence,
        suffering & objects such as tables,
        chairs & redness, blackness
How do we know that redness and
blackness are names of things while red
and black are not?
Formal Grammar
rain         = noun (thing)
It’s raining = thing
river, spring, etc. = verb
How do we recognize things?
things       = what are designated by nouns
 Definition of noun in terms of ‘naming
    things’ is completely circular.
 There is no non-linguistic way of defining
    things
Formal Grammar
Two arguments for excluding meaning from
  grammar
 Even when we can establish semantic and
  grammatical categories independently,
  they often do not coincide
 The fact that these (e.g. wheat and oats)
  are singular and plural respectively is
  shown in the agreement with the verb
Formal Grammar
   In terms of ‘one’ and ‘more than one’
    ‘wheat’ and ‘oats’ cannot be distinguished
    ‘wheat’ = a single mass
    ‘Oats’ = a collection of individual grains
    e.g.
    The wheat is in the barn.
    The oats are in the barn.
Formal Grammar
 Hair = singular in English
       = plural in French and Italian
 Gender and sex are distinct in German
  and French
  German words for ‘young woman’ =
  neuter
  strapping young male in French =
  feminine
Formal Grammar
   In English, tense is not directly related to
    ‘time’
   The past tense is used for the future time
    in “If he came tomorrow ….”
   The basic grammatical categories of a
    language must be established
    independently of their meaning
Formal Grammar
   Some correlation between e.g. gender
    and sex, tense and time, grammatical
    number and enumeration though the
    correlation will never be exact
   nouns referring specifically to females
    males and sometimes males
Formal Grammar
  The correlation between grammar and
   semantics becomes closer and closer and it is
   difficult to declare whether the categories are
   formal or semantic
e.g. 1. John slept coming every day.
        2. John kept coming every day.
        3. John hoped to come every day.
 ‘sleep’ does not occur with an –ing form, ‘keep’
   is followed by the ‘-ing’ form (if it is a
   grammatical error)
Formal Grammar
   The sentence is impossible for semantic
    reasons, it doesn’t make sense
e.g. 4. John ran coming every day.
    Does this sentence make sense?
    If it does not, the restriction is semantic.
    If it does, the restriction is grammatical.
e.g. 5. John is seeming happy.
    This sentence is ungrammatical.
Formal Grammar
 The verb seem does not occur in the
  continuous form.
 Is this a grammatical rule or is the case
  that for semantic reasons ‘John cannot be
  in a continuous state of seeming’?
 The line between grammar and semantics
  is not a clear one
Gender and number
1. No exact correlation between gender
   and sex
   In some cases, gender is wholly
   idiosyncratic
e.g. The German words are neuter
      French occupational names are all feminine.
Gender and number
2. English has no grammatical gender
 Pronouns ‘he, she, it’ are essentially
   markers of sex
 If the sex is specially known, ‘he’ and
   ‘she’ are used; otherwise, ‘it’ is used.
 There is a difference between the use of
   pronouns for animals and for humans.
 e.g. ‘It’ may be used for animals and ‘he’
   or ‘she’ is used if the sex is known
Gender and number
 With ‘human’, it cannot be used even if the
  sex is unknown.
 For the indefinite unknown human, ‘they,
  them, their’ are used in colloquial English
 For reference to a specific human whose
  sex is unknown ‘it’ is sometimes used as
  in:
    e.g. Is it a boy or a girl?
Gender and number
3.Semantically, enumeration does not seem
  to be very important
 Many languages have grammatical
  number systems but others do not.
 It is difficult to see why the semantic
  distinction should be between singular
  (one) and plural (more than one)
 Many languages make this distinction but
  not all.
Gender and number
   Greek, Sanskrit and Arabic had dual – referring
    to objects
   Fijian and Tigre (Ethiopia) have distinctions of
    little plurals and big plurals
Gender and number
4. need to distinguish between ‘individual’ and
   ‘mass’ (countables and uncountables)
 Formally they can be distinguished
 Count nouns may occur in the singular with the
   indefinite article (e.g a cat) while mass nouns
   may occur with no article or with the indefinite
   quantifier ‘some’ (e.g. some rice)
 Semantically, they are different
 Count nouns individuate while mass nouns are
   not individuated
Gender and number
5. But the distinction does not correspond closely
   to any semantic distinction in the world of
   experience
   Liquids are referred to by mass nouns because
   they cannot be individuated
e.g. but there is no explanation in semantic terms
   why ‘butter’ is a mass noun while ‘jelly’ is ‘count’
   as well as ‘mass’
   Cake is count as well as ‘mass’ (because
   individual cakes can be recognized) but bread
   is only ‘mass’
Gender and number
6. Mass nouns can function as count nouns
e.g. a butter - a kind of butter
      a petrol - a kind of petrol
      a coffee – a cup of coffee
      a beer – a glass of beer
  function as types of individuation
Count nouns that refer to creatures may function
  as mass nouns (to indicate the meat)
e.g. The Chinese eat dog. (the meat of dog)
Gender and number
7. Semantically mass nouns are nearer to plurals
   than singular forms of count nouns
e.g. oats and wheat
      count       mass
8. Most count nouns can be counted. But there are
   two reservations
(1) English has the words ‘scissors, trousers,
   shears, tongs’ which are formally plural but
   cannot be enumerated except by using another
   noun ‘a pair of …’
Gender and number
(2) English uses the plural forms with
    numbers above one, but not all
    languages do.
e.g. one dog, two dogs, three dogs

   In Myanmar, we use numbers above
   ‘one’ but no plural markers
Gender and number
   Grammatical categories do not coincide
    exactly with semantic categories
Person and deixis
   ‘Person’ is often closely associated with
    number and person
   Only person and number are marked in
    Western Indo-European languages
   Gender is marked in Semitic languages
    and Eastern Indo-European language
Person and deixis
   ‘persons’ has clear semantic function but
    does not refer to any general semantic
    features such as quantity or sex, but to
    an identifiable item in the context.
Person and deixis
   First person and second person (I and
    you) have changing reference depending
    on who is present in the conversation but
    cannot be interpreted in terms of any
    generalisable semantic qualities
   ‘person’ represented by pronouns and
    endings of verbs in some languages
Person and deixis
   ‘person’ interpreted in terms of the
    speaker, hearer, non-participants in
    conversation or written correspondence
    speaker – I, We
    hearer – you
    non-participant – he, she, it, they
Person and deixis
e.g.
‘We want another’ by crowd in a football
match
‘Why are we waiting?’ By impatient group
singing
We …> (S, H), (S, N-P), (S, H, N-P)
Person and deixis
   ‘they’ is used to refer to hearer(s) and
    non-participant(s)
   A simple rule with the plural: pronoun is
    determined by the ‘highest’ ranking
    person included
   ‘I’ is included ….> I
   ‘you’ is included …> you
   ‘they’
Person and deixis
  In some languages, more polite and less
   polite form of address are used
e.g. in Myanmar
 ‘person’ is a deictic category which refers
   to identifiable in the context
 ‘article’ is used to refer to a single
   identifiable item in the context where it is
   apparent to speaker and hearer precisely
Person and deixis
  Book …> any book
 The book …> a particular book
 Identification of item is often simply in
   terms of the most familiar
e.g. the Government, the moon, the kitchen,
   the garden
Person and deixis
   articles does not occur with names (proper
    nouns) – Fred, Professor Brown
 ‘the three Freds, He is not the Fred I knew’
    used in a non-unique sense
 there are some idiosyncracies

e.g.
rivers – the Severn, the Thames, etc.
cities – the Hague
 Formal grammatical point, no semantic
    significance
Person and deixis
Other deictics
 Demonstratives – these and those
 Place adverbs – here, there, etc.
 Time adverbs – now, soon, etc.
Person and deixis
  Deictics are used to refer to items in the
   context (linguistic & non-linguistic)
e.g ‘he’ to refer to someone actually present
     (a little impolite)
     ‘now’ and ‘here’ does not refer to time
   and place of speaking but are used for
   times and places referred to in the
   discourse

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Semantics5

  • 1. Semantics and Grammar  Grammar and lexicon  Formal grammar  Gender and number  Person and deixis  Transitivity and causitivity
  • 2. Grammar and lexicon  distinction made by Henry Sweet in terms of full words and form words full words – those that contain lexical meaning (e.g. table, man, go, hear, good) form (function) words – a word whose role is largely grammatical (e.g. articles, pronouns, conjunction, prepositions)
  • 3. Grammar and lexicon  distinction is between lexicon and grammar [modern linguists]  distinction between four parts pf speech (verb, noun, adjective, adverb) and fifteen sets of function words (the, may, not, very, and, at, do, there, why, although, oh, yes, listen!, please, let’s) [C.C. Fries]
  • 4. Grammar and lexicon  Grammar is not restricted to the study of form or function words  It is concerned with categories such as ‘tense, gender, number’ and syntactic functions such as subject and object  They are marked by form words, or by morphemes, or by the order of the words
  • 5. Grammar and lexicon problem  what are the relevant grammatical categories in any language whether a grammatical category is indicated by a form word, a morpheme or the order of the words e.g. English marks past tense with the past tense morpheme indicated as ‘-ed’
  • 6. Grammar and lexicon problem e.g. English marks past tense with the past tense morpheme indicated as ‘-ed’ no similar morpheme for the future (shall, will, going to, or other verb forms with appropriate adverb) I’m flying / fly to Cairo tomorrow.
  • 7. Grammar and lexicon problem English conjunction words: after, before, when, while, if are translated into Bilin (a Cushitic language of Ethiopia) by endings of the verb
  • 8. Grammar and lexicon  In modern linguistics, problem of distinction between grammar and lexicon is posed in terms of distinction between sentences that are deviant for grammatical reasons and those that are deviant on lexical grounds e.g. The boys is in the garden. The water is fragile. The flower walked away.
  • 9. Grammar and lexicon  There have been opposing views on the question whether these two kinds of restriction are different colourless green ideas sleep furiously. (grammatically correct) (lexically deviant)
  • 10. Grammar and lexicon  If a grammatical rule is broken, we can correct the sentence The boys are in the garden.  If the sentence conforms to no grammatical rules, we rule it out as gibberish. e.g. Been a when I tomato.
  • 11. Grammar and lexicon  Where the deviance lies in the collocational / lexical restrictions, we try to ‘make sense’ of the sentence by looking for a context in which it is used e.g. John drinks fish. John drinks fish soup. The water is fragile. (to find a poetic interpretation for this sentence)
  • 12. Grammar and lexicon  Even Chomsky”s Colourless green ideas sleep furiously can be given interpretation.
  • 13. Grammar and lexicon  Lexical restrictions are not a matter of rules but of tendencies, not of Yes/no, but of More/less when judged in terms of deviance  When is a rule a rule?
  • 14. Grammar and lexicon  There is no clear line between grammatical and lexical deviance.  If some sentences are ungrammatical and can be ruled out/ corrected.  If some sentences are deviant in terms of lexicon, they can be contextualized
  • 15. Grammar and lexicon  There are others that are half-way and we are not really sure whether deviance is lexical or grammatical e.g The dog scattered. (deviant because of the collocation of dog with scatter)
  • 16. Grammar and lexicon  The verb ‘scatter’ is normally used only with plural nouns. the dogs scattered.  The verb ‘scatter’ is normally used with collective nouns. The herd scattered.
  • 17. Grammar and lexicon  Can we imagine a dog with magical powers whose way of avoiding its enemies was to break into many pieces and ‘scatter’ over a wide area? The dog scattered.  The deviance would seem to be lexical rather than grammatical.
  • 18. Grammar and lexicon  Can we say “The dog scattered” in such a context OR would “The dog scattered itself” be more appropriate?  We are on the borderline of grammar and lexicon.
  • 19. Formal Grammar  For most traditional grammarians, grammatical categories were essentially semantic  Many linguists have argued that grammar must be kept distinct from semantics and that grammatical categories must be wholly defined in terms of the form of the language
  • 20. Formal Grammar Two arguments for excluding meaning from grammar  Meaning is often vague  Meaning categories are not easily delineated  Semantic categories are often definable only in terms of the formal features of a language  If the grammatical categories are given semantic definitions, the definitions are circular
  • 21. Formal Grammar e.g. noun = a word used for naming anything What are the things? thing = fire, speed, place, intelligence, suffering & objects such as tables, chairs & redness, blackness How do we know that redness and blackness are names of things while red and black are not?
  • 22. Formal Grammar rain = noun (thing) It’s raining = thing river, spring, etc. = verb How do we recognize things? things = what are designated by nouns  Definition of noun in terms of ‘naming things’ is completely circular.  There is no non-linguistic way of defining things
  • 23. Formal Grammar Two arguments for excluding meaning from grammar  Even when we can establish semantic and grammatical categories independently, they often do not coincide  The fact that these (e.g. wheat and oats) are singular and plural respectively is shown in the agreement with the verb
  • 24. Formal Grammar  In terms of ‘one’ and ‘more than one’ ‘wheat’ and ‘oats’ cannot be distinguished ‘wheat’ = a single mass ‘Oats’ = a collection of individual grains e.g. The wheat is in the barn. The oats are in the barn.
  • 25. Formal Grammar  Hair = singular in English = plural in French and Italian  Gender and sex are distinct in German and French German words for ‘young woman’ = neuter strapping young male in French = feminine
  • 26. Formal Grammar  In English, tense is not directly related to ‘time’  The past tense is used for the future time in “If he came tomorrow ….”  The basic grammatical categories of a language must be established independently of their meaning
  • 27. Formal Grammar  Some correlation between e.g. gender and sex, tense and time, grammatical number and enumeration though the correlation will never be exact  nouns referring specifically to females males and sometimes males
  • 28. Formal Grammar  The correlation between grammar and semantics becomes closer and closer and it is difficult to declare whether the categories are formal or semantic e.g. 1. John slept coming every day. 2. John kept coming every day. 3. John hoped to come every day.  ‘sleep’ does not occur with an –ing form, ‘keep’ is followed by the ‘-ing’ form (if it is a grammatical error)
  • 29. Formal Grammar  The sentence is impossible for semantic reasons, it doesn’t make sense e.g. 4. John ran coming every day. Does this sentence make sense? If it does not, the restriction is semantic. If it does, the restriction is grammatical. e.g. 5. John is seeming happy. This sentence is ungrammatical.
  • 30. Formal Grammar  The verb seem does not occur in the continuous form.  Is this a grammatical rule or is the case that for semantic reasons ‘John cannot be in a continuous state of seeming’?  The line between grammar and semantics is not a clear one
  • 31. Gender and number 1. No exact correlation between gender and sex In some cases, gender is wholly idiosyncratic e.g. The German words are neuter French occupational names are all feminine.
  • 32. Gender and number 2. English has no grammatical gender  Pronouns ‘he, she, it’ are essentially markers of sex  If the sex is specially known, ‘he’ and ‘she’ are used; otherwise, ‘it’ is used.  There is a difference between the use of pronouns for animals and for humans.  e.g. ‘It’ may be used for animals and ‘he’ or ‘she’ is used if the sex is known
  • 33. Gender and number  With ‘human’, it cannot be used even if the sex is unknown.  For the indefinite unknown human, ‘they, them, their’ are used in colloquial English  For reference to a specific human whose sex is unknown ‘it’ is sometimes used as in: e.g. Is it a boy or a girl?
  • 34. Gender and number 3.Semantically, enumeration does not seem to be very important  Many languages have grammatical number systems but others do not.  It is difficult to see why the semantic distinction should be between singular (one) and plural (more than one)  Many languages make this distinction but not all.
  • 35. Gender and number  Greek, Sanskrit and Arabic had dual – referring to objects  Fijian and Tigre (Ethiopia) have distinctions of little plurals and big plurals
  • 36. Gender and number 4. need to distinguish between ‘individual’ and ‘mass’ (countables and uncountables)  Formally they can be distinguished  Count nouns may occur in the singular with the indefinite article (e.g a cat) while mass nouns may occur with no article or with the indefinite quantifier ‘some’ (e.g. some rice)  Semantically, they are different  Count nouns individuate while mass nouns are not individuated
  • 37. Gender and number 5. But the distinction does not correspond closely to any semantic distinction in the world of experience Liquids are referred to by mass nouns because they cannot be individuated e.g. but there is no explanation in semantic terms why ‘butter’ is a mass noun while ‘jelly’ is ‘count’ as well as ‘mass’ Cake is count as well as ‘mass’ (because individual cakes can be recognized) but bread is only ‘mass’
  • 38. Gender and number 6. Mass nouns can function as count nouns e.g. a butter - a kind of butter a petrol - a kind of petrol a coffee – a cup of coffee a beer – a glass of beer function as types of individuation Count nouns that refer to creatures may function as mass nouns (to indicate the meat) e.g. The Chinese eat dog. (the meat of dog)
  • 39. Gender and number 7. Semantically mass nouns are nearer to plurals than singular forms of count nouns e.g. oats and wheat count mass 8. Most count nouns can be counted. But there are two reservations (1) English has the words ‘scissors, trousers, shears, tongs’ which are formally plural but cannot be enumerated except by using another noun ‘a pair of …’
  • 40. Gender and number (2) English uses the plural forms with numbers above one, but not all languages do. e.g. one dog, two dogs, three dogs In Myanmar, we use numbers above ‘one’ but no plural markers
  • 41. Gender and number  Grammatical categories do not coincide exactly with semantic categories
  • 42. Person and deixis  ‘Person’ is often closely associated with number and person  Only person and number are marked in Western Indo-European languages  Gender is marked in Semitic languages and Eastern Indo-European language
  • 43. Person and deixis  ‘persons’ has clear semantic function but does not refer to any general semantic features such as quantity or sex, but to an identifiable item in the context.
  • 44. Person and deixis  First person and second person (I and you) have changing reference depending on who is present in the conversation but cannot be interpreted in terms of any generalisable semantic qualities  ‘person’ represented by pronouns and endings of verbs in some languages
  • 45. Person and deixis  ‘person’ interpreted in terms of the speaker, hearer, non-participants in conversation or written correspondence speaker – I, We hearer – you non-participant – he, she, it, they
  • 46. Person and deixis e.g. ‘We want another’ by crowd in a football match ‘Why are we waiting?’ By impatient group singing We …> (S, H), (S, N-P), (S, H, N-P)
  • 47. Person and deixis  ‘they’ is used to refer to hearer(s) and non-participant(s)  A simple rule with the plural: pronoun is determined by the ‘highest’ ranking person included  ‘I’ is included ….> I  ‘you’ is included …> you  ‘they’
  • 48. Person and deixis  In some languages, more polite and less polite form of address are used e.g. in Myanmar  ‘person’ is a deictic category which refers to identifiable in the context  ‘article’ is used to refer to a single identifiable item in the context where it is apparent to speaker and hearer precisely
  • 49. Person and deixis  Book …> any book  The book …> a particular book  Identification of item is often simply in terms of the most familiar e.g. the Government, the moon, the kitchen, the garden
  • 50. Person and deixis  articles does not occur with names (proper nouns) – Fred, Professor Brown  ‘the three Freds, He is not the Fred I knew’ used in a non-unique sense  there are some idiosyncracies e.g. rivers – the Severn, the Thames, etc. cities – the Hague  Formal grammatical point, no semantic significance
  • 51. Person and deixis Other deictics  Demonstratives – these and those  Place adverbs – here, there, etc.  Time adverbs – now, soon, etc.
  • 52. Person and deixis  Deictics are used to refer to items in the context (linguistic & non-linguistic) e.g ‘he’ to refer to someone actually present (a little impolite) ‘now’ and ‘here’ does not refer to time and place of speaking but are used for times and places referred to in the discourse