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Language Policy and Planning
Between Economics and Identity
Federico Gobbo
Amsterdam
⟨F.Gobbo@uva.nl⟩
9th Int’al Teaching and Training Week EUBA, Bratislava, 15 Oct 2019
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What is Language Policy and
Planning?
The place of LPP in Linguistics
■ General Linguistics : ‘a study of the phenomena, historical changes, and
functions of language without restriction to a particular language or to a
particular aspect (as phonetics, grammar, stylistics) of language’.
(Merriam-Webster dictionary)
□ Theoretical Linguistics (…)
□ Applied Linguistics : ‘refers to a broad range of activities which involve
solving some language-related problem or addressing some
language-related concern’ (G. R. Tucker, LSA)
■ (…)
■ Sociolinguistics
■ Ethnolinguistics
■ Language Policy and Planning (LPP)
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The place of LPP in Linguistics
■ General Linguistics : ‘a study of the phenomena, historical changes, and
functions of language without restriction to a particular language or to a
particular aspect (as phonetics, grammar, stylistics) of language’.
(Merriam-Webster dictionary)
□ Theoretical Linguistics (…)
□ Applied Linguistics : ‘refers to a broad range of activities which involve
solving some language-related problem or addressing some
language-related concern’ (G. R. Tucker, LSA)
■ (…)
■ Sociolinguistics
■ Ethnolinguistics
■ Language Policy and Planning (LPP) ⇐ here we are
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Some basic definitions of LPP and its siblings
■ Sociolinguistics investigates language behaviour in relation with
society.
■ Ethnolinguistics investigates the relation between language and
identity, in particular ethnic identity.
■ Language Policy deals with the policies concerning languages: what
they are, what they should be. It is found at the border with law,
economics, and political science.
■ Language Planning is the set of tools to manipulate languages at any
level (status, corpus, acquisition) to apply language policies. You
need knowledge in many aspects of General, Socio- and
Ethno-linguistics.
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What LPP and its siblings have in common
■ Language as a social construction they do not take language as an
abstract uniform entity, but as a real-world interaction between
speakers (language-in-use) that produces cultural phenomena.
■ Engagement in society, as in the motto by Maks Vaynraykh: A
shprakh iz a diyalekt mit an armey un a flot.
■ Open boundaries cross-disciplinary fertilization is normal (and raise
difficulties in establishing a canon)
■ Emic vs etic they have to pay attention to the perspective of who
does (emic) and does not (etic) participate in the culture under
scrutiny.
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Beyond Shannon’s (1949) model of communication
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Immediate consequences of the anti-Shannon model
1. The message is ¨¨not transformed during the communication in the
channel.
2. The receiver is not passive in receiving the message.
3. The channel does ¨¨not modify the message.
4. Finally, communication is more than merely of messages.
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Natural languages? Yes, but…
Schuchardt maintained as early as in 1904 that all artificial
languages are more or less natural, and the natural languages are
more or less artificial. Jespersen reiterated the same in 1929. This
means that the difference between a “natural” and “artificial”
language is only one of degree, i.e. in all ethnic languages there
occur arbitrarily created elements.
Valter Pauli (1968:22, my emphasis)
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There is no zero-option
[I]n making policies on, among other things, education or simply
courtroom practices, states unavoidably have to make linguistic
decisions: fully a-linguistic state policies simply do not exist. The
correct opposition is therefore not one between linguistic freedom
and linguistic regulation but rather between different forms of
linguistic regulation. In other words, there is no zero-option in the
field of language policy. We cannot not intervene.
De Schutter (2007:17)
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LPP is inherently constructivist(*)
Naïve realism Constructivism Speculativism
transparency observables thought experiments
mimetism observer’s paradox scenarios
reality as it is modelling reality reality as it should be
(*) with a grain of speculation, at the end.
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Einar Haugen invents ‘language planning’ in 1959
By language planning I understand the activity of preparing a
normative orthography, grammar, and dictionary for the guidance
of writers and speakers in a nonhomogeneous speech
community. In this practical application of linguistic knowledge
we are proceeding beyond descriptive linguistics into an area where
judgment must be exercised in the form of making choices among
available linguistic forms. Planning implies an attempt to guide the
development of a language in a direction desired by the planners. It
means not only predicting the future on the basis of available
knowledge concerning the past, but a deliberate effort to
influence it.
Einar Haugen, 1959: 8, my emphasis
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Enter Language Policy (Cassels-Johnson 2013:9)
1. Official regulations – often enacted in the form of written
documents, intended to effect some change in the form,
function, use or acquisition of language – which can influence
economic, political and educational opportunity;
2. Unofficial, covert, de facto, and implicit mechanism, connected to
language beliefs and practices, that have regulation power
over language use and interaction within communities,
workplaces, and schools;
3. Not just products but processes – “policy” as a verb, not a noun
– that are driven by a diversity of language policy agents across
multiple layers of policy creation, interpretation, appropriation,
and instantiation;
4. Policy texts and discourses across multiple contexts and layers
of policy activity, which are influenced by the ideologies and
discourses unique to that context.
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The method of case study
analysis in LPP
LPP works mainly through exemplary case studies
deductive inductive abductive
rule/law (1) rule/law (3) rule/law (2)
case/example (2) case/example (2) case/example (3)
observation (3) observation (1) observation (1)
The Levels of Abstraction
■ it is borrowed from the Philosophy of Information (Floridi et al)
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The Levels of Abstraction
■ it is borrowed from the Philosophy of Information (Floridi et al)
■ information (and also language) is a social construction
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The Levels of Abstraction
■ it is borrowed from the Philosophy of Information (Floridi et al)
■ information (and also language) is a social construction
■ rigorous, mutuated from Formal Methods in Computer Science
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The Levels of Abstraction
■ it is borrowed from the Philosophy of Information (Floridi et al)
■ information (and also language) is a social construction
■ rigorous, mutuated from Formal Methods in Computer Science
There are three aspects:
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The Levels of Abstraction
■ it is borrowed from the Philosophy of Information (Floridi et al)
■ information (and also language) is a social construction
■ rigorous, mutuated from Formal Methods in Computer Science
There are three aspects:
1. LoAs : Levels of Abstraction : describe a model of reality in terms of
observable variables, all other being abstracted
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The Levels of Abstraction
■ it is borrowed from the Philosophy of Information (Floridi et al)
■ information (and also language) is a social construction
■ rigorous, mutuated from Formal Methods in Computer Science
There are three aspects:
1. LoAs : Levels of Abstraction : describe a model of reality in terms of
observable variables, all other being abstracted
2. LoOs : Levels of Organisation : describe raw data, de re
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The Levels of Abstraction
■ it is borrowed from the Philosophy of Information (Floridi et al)
■ information (and also language) is a social construction
■ rigorous, mutuated from Formal Methods in Computer Science
There are three aspects:
1. LoAs : Levels of Abstraction : describe a model of reality in terms of
observable variables, all other being abstracted
2. LoOs : Levels of Organisation : describe raw data, de re
3. LoEs: Levels of Epistemology : describe purposes behind actions
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Step 0: prima facie
1. Quite often, a case study is raised to public attention.
2. Which are our emotions, feelings, sentiments, prima facie, that is
before any rational analysis?
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Step 0: prima facie
1. Quite often, a case study is raised to public attention.
2. Which are our emotions, feelings, sentiments, prima facie, that is
before any rational analysis?
□ identify your degree of involvement;
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Step 0: prima facie
1. Quite often, a case study is raised to public attention.
2. Which are our emotions, feelings, sentiments, prima facie, that is
before any rational analysis?
□ identify your degree of involvement;
□ establish the right distance before to analyse it;
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Step 0: prima facie
1. Quite often, a case study is raised to public attention.
2. Which are our emotions, feelings, sentiments, prima facie, that is
before any rational analysis?
□ identify your degree of involvement;
□ establish the right distance before to analyse it;
□ eventually, take your prima facie reaction while building scenarios (step
3, see below)
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Step 0: prima facie
1. Quite often, a case study is raised to public attention.
2. Which are our emotions, feelings, sentiments, prima facie, that is
before any rational analysis?
□ identify your degree of involvement;
□ establish the right distance before to analyse it;
□ eventually, take your prima facie reaction while building scenarios (step
3, see below)
3. Collect opinions, even if unfair or politically uncorrect.
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Step 1: acquisition of information
■ Main goal: identification of the current state-of-affairs.
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Step 1: acquisition of information
■ Main goal: identification of the current state-of-affairs.
■ ‘facts’ are not enough: we need to find, actions, processes, agents,
stakeholders, etc.
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Step 1: acquisition of information
■ Main goal: identification of the current state-of-affairs.
■ ‘facts’ are not enough: we need to find, actions, processes, agents,
stakeholders, etc.
■ agency implies the LoEs;
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Step 1: acquisition of information
■ Main goal: identification of the current state-of-affairs.
■ ‘facts’ are not enough: we need to find, actions, processes, agents,
stakeholders, etc.
■ agency implies the LoEs;
■ processes imply the identification of LoOs.
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Step 1: acquisition of information
■ Main goal: identification of the current state-of-affairs.
■ ‘facts’ are not enough: we need to find, actions, processes, agents,
stakeholders, etc.
■ agency implies the LoEs;
■ processes imply the identification of LoOs.
■ LoEs and LoOs can be partially opaque, i.e. not clearly identifiable.
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Step 1: acquisition of information
■ Main goal: identification of the current state-of-affairs.
■ ‘facts’ are not enough: we need to find, actions, processes, agents,
stakeholders, etc.
■ agency implies the LoEs;
■ processes imply the identification of LoOs.
■ LoEs and LoOs can be partially opaque, i.e. not clearly identifiable.
■ Thus, the main tool is the construction of the correct LoAs.
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Step 2: LoAs as collections of observable variables
5 10 15 20 25 30 35 40 45 50 55 60 65 70 75 80 85 90 95 100
qualitative
analogue
discrete
quantitative
■ qualitative : e.g. a set of tags, without any internal order
■ analogue : e.g. an partial order of adjectives
■ discrete : e.g. a vector of fixed values, a gradatum
■ quantitative : e.g. a range of values expressed in natural numbers
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Intermezzo
LPP, economics and identity
Schools of thought in LPP and their consequences
Paraphrasing the semiologist Umberto Eco, the tendency is:
school apocalyptics integrated
language as identity marker neutral commodity
main issue power communication
metaphor imperialism market
methodology qualitative quantitative
conceptual frame ecolinguistics postmodernism
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End of Intermezzo
Step 3: from LoAs to dilemmas
■ for each LoAs : identify participants: stakeholders, agents,
observants, etc;
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Step 3: from LoAs to dilemmas
■ for each LoAs : identify participants: stakeholders, agents,
observants, etc;
■ for each participant : identify committments and expected
outcomes (also in relation to LoEs, if possible);
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Step 3: from LoAs to dilemmas
■ for each LoAs : identify participants: stakeholders, agents,
observants, etc;
■ for each participant : identify committments and expected
outcomes (also in relation to LoEs, if possible);
■ for each outcome : identify who has access to what; is anybody
permitted to access to the outcome or only somebody in particular?
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Step 3: from LoAs to dilemmas
■ for each LoAs : identify participants: stakeholders, agents,
observants, etc;
■ for each participant : identify committments and expected
outcomes (also in relation to LoEs, if possible);
■ for each outcome : identify who has access to what; is anybody
permitted to access to the outcome or only somebody in particular?
■ do outcomes produce ethical dilemmas? Is there any conflict
between alternative that, no matter what partipants do, that
involves one or more ethical principles?
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Step 4: speculative, but grounded
The analysis is finished in steps 1-3. It’s time to propose solutions:
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Step 4: speculative, but grounded
The analysis is finished in steps 1-3. It’s time to propose solutions:
1. Idealistic scenario : describe the best possible world scenario,
where all participants are happy – beware, it should still be
realisable!
Nota bene: reprise the prima facie opinions previously collected.
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Step 4: speculative, but grounded
The analysis is finished in steps 1-3. It’s time to propose solutions:
1. Idealistic scenario : describe the best possible world scenario,
where all participants are happy – beware, it should still be
realisable!
2. Minimalistic scenario : describe the minimal requirements to
obtain an acceptable outcome that does preserve the most
important objectives not to be missed at any cost;
Nota bene: reprise the prima facie opinions previously collected.
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Step 4: speculative, but grounded
The analysis is finished in steps 1-3. It’s time to propose solutions:
1. Idealistic scenario : describe the best possible world scenario,
where all participants are happy – beware, it should still be
realisable!
2. Minimalistic scenario : describe the minimal requirements to
obtain an acceptable outcome that does preserve the most
important objectives not to be missed at any cost;
3. Pragmatistic scenario : describe a positive scenario based on
practical considerations about its feasibility.
Nota bene: reprise the prima facie opinions previously collected.
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Levels of Abstraction in LPP
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The standard model: Cooper-Hornberger (1989, 2006)
status planning
language policy modification
corpus planning
graphization, standardization, modernization
acquisition planning
formal, informal, non-formal
Status planning: two aspects, many domains
type observables
formal laws & document, currency,
public broadcasting & web sites, education, etc
informal market, music, fashion, family language use, etc
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Status planning: two aspects, many domains
type observables
formal laws & document, currency,
public broadcasting & web sites, education, etc
informal market, music, fashion, family language use, etc
Exercise: can you identify observables of (in)formal language status
and their respective LoAs?
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Exercise: currencies and language policies
Tip: think about (a) the historical sacrality of currencies, linked with
sovereignity (e.g. Czech koruna, Danish krone) and (b) linguistic
information written on them (source: MentalFloss).
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The standard model: Cooper-Hornberger (1989, 2006)
status planning
language policy modification
corpus planning ⇐ here we are
graphization, standardization, modernization
acquisition planning
formal, informal, non-formal
Language corpus: three steps
1. graphization development, selection, modification of orthographic
conventions;
2. standardization choice of a single variety (promotion) or
development of a contact variety (mélange) as normative;
3. modernization expansion of domains so to rebrand the language
(including coolification).
Nota bene: the three steps are consequent upon language planning
activities
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Exercise: where to collocate this language sample?
Background: murales in Orgosolo, Sardinia, written in Sardinian, by
Francesco Del Casino, in honour of Juanne Maria Angioy (1751 - 1808),
Sardinian politician and patriot (source: progetto Geatracks).
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Graphization example: Sardinian
Source: Which Sardinian for education? (Gobbo & Vardeu, in press)
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Exercise: where to collocate this language sample?
Background: public street sign for tourists, indicating a notable Church
(source: Wikipedia).
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Every theoretical discussion is vain; LSC functions
Written use of the Sardinian language can’t only come from above but
it is necessary to consider its end language users. We recommend:
■ to test systematically the Limba Sarda Comuna (LSC) in schools;
■ to extend the research in the South of Sardinia;
■ to consider possible southern student’s negative reactions, far from
compromising the introduction of LSC at school, could be an
opportunity to introduce some changes and to make the written
language fit speakers’ needs.
Source: Gobbo & Vardeu, in press
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The strange case of standardization of Norwegian
One national language, two standards (source: Wikipedia, today)
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Bokmål and Nynorsk (L. S. Vikør (2015) in Språkrådet)
The idea of reforming the language itself was first formulated in the
1830s. Already then two different strategies were formulated: to
introduce Norwegian elements (lexically and idiomatically) into the
standard of Danish in Norway, leading to a separate version of
Danish [that lead to Bokmål]. The other strategy was to start with
an investigation of spoken dialects, particularly those that had
preserved Old Norse features in lexicon, pronunciation and
morphology, and then codify a common standard on the basis of
these features[, leading to Nynorsk.] In speech, there is much
blending between dialects, Bokmål and Nynorsk, but in writing, the
varieties are kept more clearly apart. Nynorsk is mostly used in
Western Norway as a written language (by roughly 10% of the
people, amounting to about half a million), Bokmål is dominant in
the rest of the country, and is used in writing by close to 90%.
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An entry in the Bokmål Wikipedia…
…and the corresponding entry in Nynorsk
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The constant modernization of Esperanto
Esperanto is a planned language
Languages can be planned from scratch if someone decided to do so,
writing the (normative) grammar, setting up the (basic) lexicon and
giving some texts in the language.
You can always identify double articulation (phonetic space +
morphosyntactic level) in a planned language – they are languages
for human beings – even the “alien” ones, e.g. Klingon.
Often the language planner acts alone, rarely in committees or groups
– but always with a clear leader, that is called the language planner.
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For planned languages orality is a challenge
normative variety
language planning
continuum of language variation
language use
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Why planning languages from scratch?
Languages can be planned for different purposes. The language can be
secret (esoteric) if the grammar is known only by initiates; otherwise it
is public (exoteric).
Languages planned with a public in mind can be:
1. general, if their overt purpose is to facilitate the communication
among people from different nations, in a constant strive to
modernize it for fulfilling all needs;
2. specific, when languages are planned for specific purposes, often for
art, literature, especially fiction.
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general
specific
publicsecret
<empty>
Esperanto
Latino sine Flexione
Ido
Basic English
Novial
Volapük (19th c.)
Interlingua etc.
Lojban
Lincos
Logical Languages
International Auxiliary Languages
Dothraki
Klingon
Tolkien (21st c.)
Volapük (20th c.)
Na’vi
etc.Hollywood languages
Tolkien’s (20th)
Bâl-A I-Balan Toki Pona
Europanto
Gatlòik
Araìk
Montessori Lab languages
Community of practice: a sociolinguistic definition
The value of the notion ‘communities of practice’ to
Sociolinguistics and Linguistic Anthropology lies in the fact that it
identifies a social grouping not in virtue of shared abstract
characteristics (e.g. class, gender) or simple co-presence
(e.g. neighborhood, workplace), but in virtue of shared
practice. In the course of regular joint activity, a community of
practice develops ways of doing things, views, values, power
relations, ways of talking. And the participants engage with these
practices in virtue of their place in the community of practice, and
of the place of the community of practice in the larger social order.
Penelope Eckert (2006), my emphasis
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Example of modernization candidates in Esperanto
original compound borrowing
hospital mal-san-ul-ej/o hospital/o
computer komput-il/o komputer/o, komputor/o
21st century
blog ret-ĵurnal/o blog/o
Facebook Vizaĝ-libr/o / Vizaĝ-ar/o Fejsbuk/o
Twitter Pep-ej/o Tviter/o
Legenda:
■ mal- ← antonymizer
■ -il- ← instrument, tool (of some kind)
■ -ej- ← place
■ -ul- ← guy (with a quality)
■ -ar- ← set (of)
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The standard model: Cooper-Hornberger (1989, 2006)
status planning
language policy modification
corpus planning
graphization, standardization, modernization
acquisition planning ⇐ here we are
formal, informal, non-formal
Acquisition planning: three aspects
type explicitness voluntariness examples
formal explicit, mandatory from primary school
official or voluntary to University
informal implict non-voluntary neighbourhood,
unplanned in the playground
non-formal explicit, voluntary online course,
planned no certification
After decades of case studies, we can safely say that:
school is important but it is not enough.
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Case study: school education of minorities
Tove Skutnabb-Kangas has worked for years in this field, and it offers a
model to evaluate strategies for the educational programs.
Goals:
1. high levels of multilingualism (minimum, bilingualism);
2. a fair chance of achieving academically at school;
3. a strong, positive and multicultural identity (inclusiveness);
4. a positive attitudes toward self and others.
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The three prototypical models
According to the goals above, there are three prototypes:
1. nonmodels: no goal achieved. They lead to monolingualism or
strong dominance of the majority language.
2. weak models: assimilationist, but not quite harsh for the child. They
may reach goal 2 (fair chance) and the minimal goal 1 (bilingualism).
3. strong they promote all goals, multilingualism and multiliteracy.
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The deficiency theory
Traditionally, minorities are blamed for any failure at schools. These
are the handicaps most commonly used:
■ L2-related: the minority child (and/or parents) do not know A well
enough;
■ diastratic: the children’s parents represent the lowest social groups,
little formal education, high rates of unempliyment, etc. No
school-related support at home.
■ cultural: the minority culture clashes with the value of the
dominant group; sometimes, the myth of the ‘noble savage’ is
evocated (“they need to be ‘civilized’ ”)
■ L1-related: the minority child in struggling for assimilation does not
know the home language enough, without a solid basis for
L2-learning (semilingualism).
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The nonmodels
The deficiency theory argues that minorities are themselves a problem,
bilingualism included. Typically, nonmodel schools show:
■ a sink-or-swim program: children are forced to accept instructions in
the prestige language with no linguistic help – this can be the
acrolect or the European language in post-colonial countries;
■ teachers do not care: they neither understand nor treat the minority
language as a value for the child;
■ transitional program: the “humane” way of assimilation: the home
language is auxiliary to achieve a minimum of oralcy in the
language of instruction, i.e., it is instrumental only.
■ A variant is the segregation program, where apart classes are formed,
with poorly trained teachers and few resources.
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The additive theory
The additive theory argues that early bilingualism (i.e., for pupils in
their primary school years) has many advantages:
■ social and cultural: having two identities (in some cases, more)
permit to have a broader view of the world;
■ economic: for job finding, travelling, etc.;
■ cognitive (mental): multilingualism is the natural state of the brain,
while monolingualism is a handicap;
□ children separate A and B early (8 months), even if similar (e.g.,
Catalan/Spanish): the two languages are always ‘on’ (Antonella Sorace);
□ they have better language learning abilities for any other language
□ they have higher metalinguistic awareness;
□ they are more precocious readers;
□ better in task-switching, longer focused attention
For cognition, it doesn’t matter which languages bilinguals learn.
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The weak models
Weak models consider bilingualism as a value, but treat languages as
something separate from the rest.
■ foreign language teaching: L2s are a separate subject; no clear
relation to the content of other subjects. Sometimes the language
serves no clear purposes in the life of the learners.
■ no connection with the families: L2s are learned only in school,
without engagement or ‘parents’ programs’ to learn the L2s
together;
■ strongest languages only: no apart attention is given to the minority
languages, powerful languages are preferred;
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The strong models 1/2
Strong models consider multilingualism the main asset (strong
argument: in general multilinguals get better job opportunities)
■ CLIL programs for majorities: Content and Language Integrated
Learning: A-speakers learn B through a specific content;
■ code switching for content: avoid the ‘divide et impera’: languages of
instruction are switched during semesters to avoid a domain
separation;
■ fully bilingual teachers: they answer in B to the questions in A,
initially, requiring that A-children learn to speak in B too.
■ Language shelter programs: organized by ethnolinguistic minority
communities, they offer full education in B, providing biliteracy
with A (especially for access to the material)
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The strong models 2/2
■ two-ways programs: class are organised with 50% of A-children and
50% of B-children. They alternate hours in A and B, as well as
subjects.
■ EU school model: literacy in the home language is achieved through
specific groups of children, while all other subjects are in others’
languages, introduced gradually, so that literacy is guaranteed.
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An evaluation
After years of observation, results show that:
■ The EU school model is the best one for children, but there are
diastratic considerations to be taken (élitist);
■ It is better to learn L2s if they use the home language too, not only
the dominant one (e.g. English learned by Turkish in Germany with
also material in Turkish)
■ Bilingual teachers should have a strong competence in B in two-way
programs and CLIL for majorities, in order to be successful.
Unfortunately, strong models are still less frequently used. Weak
models are preferred, even if based on no scientific and pragmatic
evidence in fostering stable and effective multilingualism.
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The ultimate goal for schools
If social integration is taken to be a psychological state
characterized by positive self/ingroup identity along with positive
other/outgroup identification, then bilingualism, both at the
individual and at the social levels, seems to promote social
integration.
Ajit Mohanty
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Applying the method of case
study analysis in the real world
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Step 0: prima facie reaction
■ Amsterdam university drops bachelor’s degree in Dutch
■ by Janene Pieters on February 25, 2019, NL Times.
■ The Vrije Universiteit in Amsterdam is dropping its bachelor’s
degree in Dutch due to a lack of students. The program has been
struggling with too few students for years. This year only five new
students enrolled, and the degree has five staff members.
Spokesperson Wessel Agterhof called it a “loss-making operation”,
Het Parool reports. The number of students studying Dutch
decreased by 60 percent over the past decade, according to the
spokesperson.
■ John Koppenhol, professor of older Dutch literature, called this an
“extraordinarily regrettable” decision by the university. “We’re
talking about our mother tongue here”, he said to the newspaper. “It
is important that we continue to study it, because the mother
tongue is also the means to understand our culture.”
Step 0: prima facie reaction
■ Amsterdam university drops bachelor’s degree in Dutch
■ by Janene Pieters on February 25, 2019, NL Times.
■ The Vrije Universiteit in Amsterdam is dropping its bachelor’s
degree in Dutch due to a lack of students. The program has been
struggling with too few students for years. This year only five new
students enrolled, and the degree has five staff members.
Spokesperson Wessel Agterhof called it a “loss-making operation”,
Het Parool reports. The number of students studying Dutch
decreased by 60 percent over the past decade, according to the
spokesperson.
■ John Koppenhol, professor of older Dutch literature, called this an
“extraordinarily regrettable” decision by the university. “We’re
talking about our mother tongue here”, he said to the newspaper. “It
is important that we continue to study it, because the mother
tongue is also the means to understand our culture.”
Your turn ⇒ What is your prima facie reaction?
Step 1: acquisition of information
■ The Dutch public funding of Universities see education as a service,
students as returns to be kept as high as possible. If popularity is
the criterion for keeping courses, what is the consequence for
research? Similar numbers for mathematics.
■ The University of Amsterdam has removed language courses no
longer given anywhere else in the country.
■ Those who want to study Dutch can still do so at the University of
Amsterdam and at the universities in Leiden, Utrecht, Nijmegen and
Groningen.
■ According to newspaper AD, only some 200 students enrolled for the
degree in Nederlandistiek nationwide last year 2018-2019.
59 of 66
Step 1: who is involved?
■ Dutch national government in The Hague;
■ University Steering Boards (CvBen);
■ student population;
■ Dutch public opinion.
60 of 66
Step 1: who is involved?
■ Dutch national government in The Hague;
■ University Steering Boards (CvBen);
■ student population;
■ Dutch public opinion.
Your turn ⇒ Do you find other participants, stakeholders?
60 of 66
Step 1: identify Levels of Abstraction
■ status planning
1. formal : the top level Dutch studies reduced;
2. informal : prestige of Dutch in the society hampered;
3. meanwhile, English highens its prestige in the Dutch society;
■ corpus planning
1. risk of possible domain loss in Dutch in the long run, taken by English;
■ acquisition planning
1. proficiency level of Dutch L1 becoming lower (“I express myself better
in English talking than in Dutch about X and Y”)
61 of 66
Step 1: identify Levels of Abstraction
■ status planning
1. formal : the top level Dutch studies reduced;
2. informal : prestige of Dutch in the society hampered;
3. meanwhile, English highens its prestige in the Dutch society;
■ corpus planning
1. risk of possible domain loss in Dutch in the long run, taken by English;
■ acquisition planning
1. proficiency level of Dutch L1 becoming lower (“I express myself better
in English talking than in Dutch about X and Y”)
Your turn ⇒ Do you find any ethical dilemma here?
61 of 66
Step 2: define observable variables
■ absolute number of University students in the Netherlands show:
1. rapidly growing influx of international students (322 percent over the
past 12 years);
2. deteriorating student-to-teacher ratios;
3. severe shortages of student housing, and rising rents;
4. in 2018, English-only programmes were 23% of all BA and 74% of all MA.
■ Over-60 Dutch population: from 25% in 2017 to 34% by 2050
1. meanwhile, the overall population size is projected to remain flat.
2. attracting foreign talent though Universities can counter the aging of
Dutch society and the risk of labor shortages.
■ School teaching is underpaid;
1. Dutch (as L1 and L2) is not much attractive for students
62 of 66
Step 2: define observable variables
■ absolute number of University students in the Netherlands show:
1. rapidly growing influx of international students (322 percent over the
past 12 years);
2. deteriorating student-to-teacher ratios;
3. severe shortages of student housing, and rising rents;
4. in 2018, English-only programmes were 23% of all BA and 74% of all MA.
■ Over-60 Dutch population: from 25% in 2017 to 34% by 2050
1. meanwhile, the overall population size is projected to remain flat.
2. attracting foreign talent though Universities can counter the aging of
Dutch society and the risk of labor shortages.
■ School teaching is underpaid;
1. Dutch (as L1 and L2) is not much attractive for students
Your turn ⇒ Any other variable to be identified?
62 of 66
Step 3: possible ethical dilemmas
■ The extent and speed of internationalization: are Dutch
students marginalized? should Dutch universities put quotas to
non-Dutch (and/or non-EU) nationals?
64 of 66
Step 3: possible ethical dilemmas
■ The extent and speed of internationalization: are Dutch
students marginalized? should Dutch universities put quotas to
non-Dutch (and/or non-EU) nationals?
■ Compartimentalization of disciplines: if hard sciences like
informatics or engineering go English-only, Dutch risks to become
“heart language” only; if Dutch is pushed back by public money,
Universities can lose their international attractiveness;
64 of 66
Step 3: possible ethical dilemmas
■ The extent and speed of internationalization: are Dutch
students marginalized? should Dutch universities put quotas to
non-Dutch (and/or non-EU) nationals?
■ Compartimentalization of disciplines: if hard sciences like
informatics or engineering go English-only, Dutch risks to become
“heart language” only; if Dutch is pushed back by public money,
Universities can lose their international attractiveness;
■ Quality of teaching: growing unease in the oversimplification of
the academic discourse in L2 English (both sides: professors and
students), in spite if the general high level of English proficiency in
the Netherlands.
64 of 66
Thanks for your kind attention and participation!
Your turn: any case study?
If not now, send afterwards to:
⟨F.Gobbo@uva.nl⟩
More info about me (also in Dutch, Esperanto, Italian):
https:/federicogobbo.name/
65 of 66

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Language policy and planning : Between Economics and Identity

  • 1. Language Policy and Planning Between Economics and Identity Federico Gobbo Amsterdam ⟨F.Gobbo@uva.nl⟩ 9th Int’al Teaching and Training Week EUBA, Bratislava, 15 Oct 2019 1 of 66
  • 2. What is Language Policy and Planning?
  • 3. The place of LPP in Linguistics ■ General Linguistics : ‘a study of the phenomena, historical changes, and functions of language without restriction to a particular language or to a particular aspect (as phonetics, grammar, stylistics) of language’. (Merriam-Webster dictionary) □ Theoretical Linguistics (…) □ Applied Linguistics : ‘refers to a broad range of activities which involve solving some language-related problem or addressing some language-related concern’ (G. R. Tucker, LSA) ■ (…) ■ Sociolinguistics ■ Ethnolinguistics ■ Language Policy and Planning (LPP) 3 of 66
  • 4. The place of LPP in Linguistics ■ General Linguistics : ‘a study of the phenomena, historical changes, and functions of language without restriction to a particular language or to a particular aspect (as phonetics, grammar, stylistics) of language’. (Merriam-Webster dictionary) □ Theoretical Linguistics (…) □ Applied Linguistics : ‘refers to a broad range of activities which involve solving some language-related problem or addressing some language-related concern’ (G. R. Tucker, LSA) ■ (…) ■ Sociolinguistics ■ Ethnolinguistics ■ Language Policy and Planning (LPP) ⇐ here we are 3 of 66
  • 5. Some basic definitions of LPP and its siblings ■ Sociolinguistics investigates language behaviour in relation with society. ■ Ethnolinguistics investigates the relation between language and identity, in particular ethnic identity. ■ Language Policy deals with the policies concerning languages: what they are, what they should be. It is found at the border with law, economics, and political science. ■ Language Planning is the set of tools to manipulate languages at any level (status, corpus, acquisition) to apply language policies. You need knowledge in many aspects of General, Socio- and Ethno-linguistics. 4 of 66
  • 6. What LPP and its siblings have in common ■ Language as a social construction they do not take language as an abstract uniform entity, but as a real-world interaction between speakers (language-in-use) that produces cultural phenomena. ■ Engagement in society, as in the motto by Maks Vaynraykh: A shprakh iz a diyalekt mit an armey un a flot. ■ Open boundaries cross-disciplinary fertilization is normal (and raise difficulties in establishing a canon) ■ Emic vs etic they have to pay attention to the perspective of who does (emic) and does not (etic) participate in the culture under scrutiny. 5 of 66
  • 7. Beyond Shannon’s (1949) model of communication 6 of 66
  • 8. Immediate consequences of the anti-Shannon model 1. The message is ¨¨not transformed during the communication in the channel. 2. The receiver is not passive in receiving the message. 3. The channel does ¨¨not modify the message. 4. Finally, communication is more than merely of messages. 7 of 66
  • 9. Natural languages? Yes, but… Schuchardt maintained as early as in 1904 that all artificial languages are more or less natural, and the natural languages are more or less artificial. Jespersen reiterated the same in 1929. This means that the difference between a “natural” and “artificial” language is only one of degree, i.e. in all ethnic languages there occur arbitrarily created elements. Valter Pauli (1968:22, my emphasis) 8 of 66
  • 10. There is no zero-option [I]n making policies on, among other things, education or simply courtroom practices, states unavoidably have to make linguistic decisions: fully a-linguistic state policies simply do not exist. The correct opposition is therefore not one between linguistic freedom and linguistic regulation but rather between different forms of linguistic regulation. In other words, there is no zero-option in the field of language policy. We cannot not intervene. De Schutter (2007:17) 9 of 66
  • 11. LPP is inherently constructivist(*) Naïve realism Constructivism Speculativism transparency observables thought experiments mimetism observer’s paradox scenarios reality as it is modelling reality reality as it should be (*) with a grain of speculation, at the end. 10 of 66
  • 12. Einar Haugen invents ‘language planning’ in 1959 By language planning I understand the activity of preparing a normative orthography, grammar, and dictionary for the guidance of writers and speakers in a nonhomogeneous speech community. In this practical application of linguistic knowledge we are proceeding beyond descriptive linguistics into an area where judgment must be exercised in the form of making choices among available linguistic forms. Planning implies an attempt to guide the development of a language in a direction desired by the planners. It means not only predicting the future on the basis of available knowledge concerning the past, but a deliberate effort to influence it. Einar Haugen, 1959: 8, my emphasis 11 of 66
  • 13. Enter Language Policy (Cassels-Johnson 2013:9) 1. Official regulations – often enacted in the form of written documents, intended to effect some change in the form, function, use or acquisition of language – which can influence economic, political and educational opportunity; 2. Unofficial, covert, de facto, and implicit mechanism, connected to language beliefs and practices, that have regulation power over language use and interaction within communities, workplaces, and schools; 3. Not just products but processes – “policy” as a verb, not a noun – that are driven by a diversity of language policy agents across multiple layers of policy creation, interpretation, appropriation, and instantiation; 4. Policy texts and discourses across multiple contexts and layers of policy activity, which are influenced by the ideologies and discourses unique to that context. 12 of 66
  • 14. The method of case study analysis in LPP
  • 15. LPP works mainly through exemplary case studies deductive inductive abductive rule/law (1) rule/law (3) rule/law (2) case/example (2) case/example (2) case/example (3) observation (3) observation (1) observation (1)
  • 16. The Levels of Abstraction ■ it is borrowed from the Philosophy of Information (Floridi et al) 15 of 66
  • 17. The Levels of Abstraction ■ it is borrowed from the Philosophy of Information (Floridi et al) ■ information (and also language) is a social construction 15 of 66
  • 18. The Levels of Abstraction ■ it is borrowed from the Philosophy of Information (Floridi et al) ■ information (and also language) is a social construction ■ rigorous, mutuated from Formal Methods in Computer Science 15 of 66
  • 19. The Levels of Abstraction ■ it is borrowed from the Philosophy of Information (Floridi et al) ■ information (and also language) is a social construction ■ rigorous, mutuated from Formal Methods in Computer Science There are three aspects: 15 of 66
  • 20. The Levels of Abstraction ■ it is borrowed from the Philosophy of Information (Floridi et al) ■ information (and also language) is a social construction ■ rigorous, mutuated from Formal Methods in Computer Science There are three aspects: 1. LoAs : Levels of Abstraction : describe a model of reality in terms of observable variables, all other being abstracted 15 of 66
  • 21. The Levels of Abstraction ■ it is borrowed from the Philosophy of Information (Floridi et al) ■ information (and also language) is a social construction ■ rigorous, mutuated from Formal Methods in Computer Science There are three aspects: 1. LoAs : Levels of Abstraction : describe a model of reality in terms of observable variables, all other being abstracted 2. LoOs : Levels of Organisation : describe raw data, de re 15 of 66
  • 22. The Levels of Abstraction ■ it is borrowed from the Philosophy of Information (Floridi et al) ■ information (and also language) is a social construction ■ rigorous, mutuated from Formal Methods in Computer Science There are three aspects: 1. LoAs : Levels of Abstraction : describe a model of reality in terms of observable variables, all other being abstracted 2. LoOs : Levels of Organisation : describe raw data, de re 3. LoEs: Levels of Epistemology : describe purposes behind actions 15 of 66
  • 23. Step 0: prima facie 1. Quite often, a case study is raised to public attention. 2. Which are our emotions, feelings, sentiments, prima facie, that is before any rational analysis? 16 of 66
  • 24. Step 0: prima facie 1. Quite often, a case study is raised to public attention. 2. Which are our emotions, feelings, sentiments, prima facie, that is before any rational analysis? □ identify your degree of involvement; 16 of 66
  • 25. Step 0: prima facie 1. Quite often, a case study is raised to public attention. 2. Which are our emotions, feelings, sentiments, prima facie, that is before any rational analysis? □ identify your degree of involvement; □ establish the right distance before to analyse it; 16 of 66
  • 26. Step 0: prima facie 1. Quite often, a case study is raised to public attention. 2. Which are our emotions, feelings, sentiments, prima facie, that is before any rational analysis? □ identify your degree of involvement; □ establish the right distance before to analyse it; □ eventually, take your prima facie reaction while building scenarios (step 3, see below) 16 of 66
  • 27. Step 0: prima facie 1. Quite often, a case study is raised to public attention. 2. Which are our emotions, feelings, sentiments, prima facie, that is before any rational analysis? □ identify your degree of involvement; □ establish the right distance before to analyse it; □ eventually, take your prima facie reaction while building scenarios (step 3, see below) 3. Collect opinions, even if unfair or politically uncorrect. 16 of 66
  • 28. Step 1: acquisition of information ■ Main goal: identification of the current state-of-affairs. 17 of 66
  • 29. Step 1: acquisition of information ■ Main goal: identification of the current state-of-affairs. ■ ‘facts’ are not enough: we need to find, actions, processes, agents, stakeholders, etc. 17 of 66
  • 30. Step 1: acquisition of information ■ Main goal: identification of the current state-of-affairs. ■ ‘facts’ are not enough: we need to find, actions, processes, agents, stakeholders, etc. ■ agency implies the LoEs; 17 of 66
  • 31. Step 1: acquisition of information ■ Main goal: identification of the current state-of-affairs. ■ ‘facts’ are not enough: we need to find, actions, processes, agents, stakeholders, etc. ■ agency implies the LoEs; ■ processes imply the identification of LoOs. 17 of 66
  • 32. Step 1: acquisition of information ■ Main goal: identification of the current state-of-affairs. ■ ‘facts’ are not enough: we need to find, actions, processes, agents, stakeholders, etc. ■ agency implies the LoEs; ■ processes imply the identification of LoOs. ■ LoEs and LoOs can be partially opaque, i.e. not clearly identifiable. 17 of 66
  • 33. Step 1: acquisition of information ■ Main goal: identification of the current state-of-affairs. ■ ‘facts’ are not enough: we need to find, actions, processes, agents, stakeholders, etc. ■ agency implies the LoEs; ■ processes imply the identification of LoOs. ■ LoEs and LoOs can be partially opaque, i.e. not clearly identifiable. ■ Thus, the main tool is the construction of the correct LoAs. 17 of 66
  • 34. Step 2: LoAs as collections of observable variables 5 10 15 20 25 30 35 40 45 50 55 60 65 70 75 80 85 90 95 100 qualitative analogue discrete quantitative ■ qualitative : e.g. a set of tags, without any internal order ■ analogue : e.g. an partial order of adjectives ■ discrete : e.g. a vector of fixed values, a gradatum ■ quantitative : e.g. a range of values expressed in natural numbers 18 of 66
  • 36. Schools of thought in LPP and their consequences Paraphrasing the semiologist Umberto Eco, the tendency is: school apocalyptics integrated language as identity marker neutral commodity main issue power communication metaphor imperialism market methodology qualitative quantitative conceptual frame ecolinguistics postmodernism 20 of 66
  • 38. Step 3: from LoAs to dilemmas ■ for each LoAs : identify participants: stakeholders, agents, observants, etc; 22 of 66
  • 39. Step 3: from LoAs to dilemmas ■ for each LoAs : identify participants: stakeholders, agents, observants, etc; ■ for each participant : identify committments and expected outcomes (also in relation to LoEs, if possible); 22 of 66
  • 40. Step 3: from LoAs to dilemmas ■ for each LoAs : identify participants: stakeholders, agents, observants, etc; ■ for each participant : identify committments and expected outcomes (also in relation to LoEs, if possible); ■ for each outcome : identify who has access to what; is anybody permitted to access to the outcome or only somebody in particular? 22 of 66
  • 41. Step 3: from LoAs to dilemmas ■ for each LoAs : identify participants: stakeholders, agents, observants, etc; ■ for each participant : identify committments and expected outcomes (also in relation to LoEs, if possible); ■ for each outcome : identify who has access to what; is anybody permitted to access to the outcome or only somebody in particular? ■ do outcomes produce ethical dilemmas? Is there any conflict between alternative that, no matter what partipants do, that involves one or more ethical principles? 22 of 66
  • 42. Step 4: speculative, but grounded The analysis is finished in steps 1-3. It’s time to propose solutions: 23 of 66
  • 43. Step 4: speculative, but grounded The analysis is finished in steps 1-3. It’s time to propose solutions: 1. Idealistic scenario : describe the best possible world scenario, where all participants are happy – beware, it should still be realisable! Nota bene: reprise the prima facie opinions previously collected. 23 of 66
  • 44. Step 4: speculative, but grounded The analysis is finished in steps 1-3. It’s time to propose solutions: 1. Idealistic scenario : describe the best possible world scenario, where all participants are happy – beware, it should still be realisable! 2. Minimalistic scenario : describe the minimal requirements to obtain an acceptable outcome that does preserve the most important objectives not to be missed at any cost; Nota bene: reprise the prima facie opinions previously collected. 23 of 66
  • 45. Step 4: speculative, but grounded The analysis is finished in steps 1-3. It’s time to propose solutions: 1. Idealistic scenario : describe the best possible world scenario, where all participants are happy – beware, it should still be realisable! 2. Minimalistic scenario : describe the minimal requirements to obtain an acceptable outcome that does preserve the most important objectives not to be missed at any cost; 3. Pragmatistic scenario : describe a positive scenario based on practical considerations about its feasibility. Nota bene: reprise the prima facie opinions previously collected. 23 of 66
  • 46. Levels of Abstraction in LPP 24 of 66
  • 47. The standard model: Cooper-Hornberger (1989, 2006) status planning language policy modification corpus planning graphization, standardization, modernization acquisition planning formal, informal, non-formal
  • 48. Status planning: two aspects, many domains type observables formal laws & document, currency, public broadcasting & web sites, education, etc informal market, music, fashion, family language use, etc 26 of 66
  • 49. Status planning: two aspects, many domains type observables formal laws & document, currency, public broadcasting & web sites, education, etc informal market, music, fashion, family language use, etc Exercise: can you identify observables of (in)formal language status and their respective LoAs? 26 of 66
  • 50. Exercise: currencies and language policies Tip: think about (a) the historical sacrality of currencies, linked with sovereignity (e.g. Czech koruna, Danish krone) and (b) linguistic information written on them (source: MentalFloss). 27 of 66
  • 51. The standard model: Cooper-Hornberger (1989, 2006) status planning language policy modification corpus planning ⇐ here we are graphization, standardization, modernization acquisition planning formal, informal, non-formal
  • 52. Language corpus: three steps 1. graphization development, selection, modification of orthographic conventions; 2. standardization choice of a single variety (promotion) or development of a contact variety (mélange) as normative; 3. modernization expansion of domains so to rebrand the language (including coolification). Nota bene: the three steps are consequent upon language planning activities 29 of 66
  • 53. Exercise: where to collocate this language sample? Background: murales in Orgosolo, Sardinia, written in Sardinian, by Francesco Del Casino, in honour of Juanne Maria Angioy (1751 - 1808), Sardinian politician and patriot (source: progetto Geatracks). 30 of 66
  • 54. Graphization example: Sardinian Source: Which Sardinian for education? (Gobbo & Vardeu, in press) 31 of 66
  • 55. Exercise: where to collocate this language sample? Background: public street sign for tourists, indicating a notable Church (source: Wikipedia). 32 of 66
  • 56. Every theoretical discussion is vain; LSC functions Written use of the Sardinian language can’t only come from above but it is necessary to consider its end language users. We recommend: ■ to test systematically the Limba Sarda Comuna (LSC) in schools; ■ to extend the research in the South of Sardinia; ■ to consider possible southern student’s negative reactions, far from compromising the introduction of LSC at school, could be an opportunity to introduce some changes and to make the written language fit speakers’ needs. Source: Gobbo & Vardeu, in press 33 of 66
  • 57. The strange case of standardization of Norwegian One national language, two standards (source: Wikipedia, today) 34 of 66
  • 58. Bokmål and Nynorsk (L. S. Vikør (2015) in Språkrådet) The idea of reforming the language itself was first formulated in the 1830s. Already then two different strategies were formulated: to introduce Norwegian elements (lexically and idiomatically) into the standard of Danish in Norway, leading to a separate version of Danish [that lead to Bokmål]. The other strategy was to start with an investigation of spoken dialects, particularly those that had preserved Old Norse features in lexicon, pronunciation and morphology, and then codify a common standard on the basis of these features[, leading to Nynorsk.] In speech, there is much blending between dialects, Bokmål and Nynorsk, but in writing, the varieties are kept more clearly apart. Nynorsk is mostly used in Western Norway as a written language (by roughly 10% of the people, amounting to about half a million), Bokmål is dominant in the rest of the country, and is used in writing by close to 90%. 35 of 66
  • 59. An entry in the Bokmål Wikipedia…
  • 60. …and the corresponding entry in Nynorsk 37 of 66
  • 62. Esperanto is a planned language Languages can be planned from scratch if someone decided to do so, writing the (normative) grammar, setting up the (basic) lexicon and giving some texts in the language. You can always identify double articulation (phonetic space + morphosyntactic level) in a planned language – they are languages for human beings – even the “alien” ones, e.g. Klingon. Often the language planner acts alone, rarely in committees or groups – but always with a clear leader, that is called the language planner. 39 of 66
  • 63. For planned languages orality is a challenge normative variety language planning continuum of language variation language use 40 of 66
  • 64. Why planning languages from scratch? Languages can be planned for different purposes. The language can be secret (esoteric) if the grammar is known only by initiates; otherwise it is public (exoteric). Languages planned with a public in mind can be: 1. general, if their overt purpose is to facilitate the communication among people from different nations, in a constant strive to modernize it for fulfilling all needs; 2. specific, when languages are planned for specific purposes, often for art, literature, especially fiction. 41 of 66
  • 65. general specific publicsecret <empty> Esperanto Latino sine Flexione Ido Basic English Novial Volapük (19th c.) Interlingua etc. Lojban Lincos Logical Languages International Auxiliary Languages Dothraki Klingon Tolkien (21st c.) Volapük (20th c.) Na’vi etc.Hollywood languages Tolkien’s (20th) Bâl-A I-Balan Toki Pona Europanto Gatlòik Araìk Montessori Lab languages
  • 66. Community of practice: a sociolinguistic definition The value of the notion ‘communities of practice’ to Sociolinguistics and Linguistic Anthropology lies in the fact that it identifies a social grouping not in virtue of shared abstract characteristics (e.g. class, gender) or simple co-presence (e.g. neighborhood, workplace), but in virtue of shared practice. In the course of regular joint activity, a community of practice develops ways of doing things, views, values, power relations, ways of talking. And the participants engage with these practices in virtue of their place in the community of practice, and of the place of the community of practice in the larger social order. Penelope Eckert (2006), my emphasis 43 of 66
  • 67. Example of modernization candidates in Esperanto original compound borrowing hospital mal-san-ul-ej/o hospital/o computer komput-il/o komputer/o, komputor/o 21st century blog ret-ĵurnal/o blog/o Facebook Vizaĝ-libr/o / Vizaĝ-ar/o Fejsbuk/o Twitter Pep-ej/o Tviter/o Legenda: ■ mal- ← antonymizer ■ -il- ← instrument, tool (of some kind) ■ -ej- ← place ■ -ul- ← guy (with a quality) ■ -ar- ← set (of) 44 of 66
  • 68. The standard model: Cooper-Hornberger (1989, 2006) status planning language policy modification corpus planning graphization, standardization, modernization acquisition planning ⇐ here we are formal, informal, non-formal
  • 69. Acquisition planning: three aspects type explicitness voluntariness examples formal explicit, mandatory from primary school official or voluntary to University informal implict non-voluntary neighbourhood, unplanned in the playground non-formal explicit, voluntary online course, planned no certification After decades of case studies, we can safely say that: school is important but it is not enough. 46 of 66
  • 70. Case study: school education of minorities Tove Skutnabb-Kangas has worked for years in this field, and it offers a model to evaluate strategies for the educational programs. Goals: 1. high levels of multilingualism (minimum, bilingualism); 2. a fair chance of achieving academically at school; 3. a strong, positive and multicultural identity (inclusiveness); 4. a positive attitudes toward self and others. 47 of 66
  • 71. The three prototypical models According to the goals above, there are three prototypes: 1. nonmodels: no goal achieved. They lead to monolingualism or strong dominance of the majority language. 2. weak models: assimilationist, but not quite harsh for the child. They may reach goal 2 (fair chance) and the minimal goal 1 (bilingualism). 3. strong they promote all goals, multilingualism and multiliteracy. 48 of 66
  • 72. The deficiency theory Traditionally, minorities are blamed for any failure at schools. These are the handicaps most commonly used: ■ L2-related: the minority child (and/or parents) do not know A well enough; ■ diastratic: the children’s parents represent the lowest social groups, little formal education, high rates of unempliyment, etc. No school-related support at home. ■ cultural: the minority culture clashes with the value of the dominant group; sometimes, the myth of the ‘noble savage’ is evocated (“they need to be ‘civilized’ ”) ■ L1-related: the minority child in struggling for assimilation does not know the home language enough, without a solid basis for L2-learning (semilingualism). 49 of 66
  • 73. The nonmodels The deficiency theory argues that minorities are themselves a problem, bilingualism included. Typically, nonmodel schools show: ■ a sink-or-swim program: children are forced to accept instructions in the prestige language with no linguistic help – this can be the acrolect or the European language in post-colonial countries; ■ teachers do not care: they neither understand nor treat the minority language as a value for the child; ■ transitional program: the “humane” way of assimilation: the home language is auxiliary to achieve a minimum of oralcy in the language of instruction, i.e., it is instrumental only. ■ A variant is the segregation program, where apart classes are formed, with poorly trained teachers and few resources. 50 of 66
  • 74. The additive theory The additive theory argues that early bilingualism (i.e., for pupils in their primary school years) has many advantages: ■ social and cultural: having two identities (in some cases, more) permit to have a broader view of the world; ■ economic: for job finding, travelling, etc.; ■ cognitive (mental): multilingualism is the natural state of the brain, while monolingualism is a handicap; □ children separate A and B early (8 months), even if similar (e.g., Catalan/Spanish): the two languages are always ‘on’ (Antonella Sorace); □ they have better language learning abilities for any other language □ they have higher metalinguistic awareness; □ they are more precocious readers; □ better in task-switching, longer focused attention For cognition, it doesn’t matter which languages bilinguals learn. 51 of 66
  • 75. The weak models Weak models consider bilingualism as a value, but treat languages as something separate from the rest. ■ foreign language teaching: L2s are a separate subject; no clear relation to the content of other subjects. Sometimes the language serves no clear purposes in the life of the learners. ■ no connection with the families: L2s are learned only in school, without engagement or ‘parents’ programs’ to learn the L2s together; ■ strongest languages only: no apart attention is given to the minority languages, powerful languages are preferred; 52 of 66
  • 76. The strong models 1/2 Strong models consider multilingualism the main asset (strong argument: in general multilinguals get better job opportunities) ■ CLIL programs for majorities: Content and Language Integrated Learning: A-speakers learn B through a specific content; ■ code switching for content: avoid the ‘divide et impera’: languages of instruction are switched during semesters to avoid a domain separation; ■ fully bilingual teachers: they answer in B to the questions in A, initially, requiring that A-children learn to speak in B too. ■ Language shelter programs: organized by ethnolinguistic minority communities, they offer full education in B, providing biliteracy with A (especially for access to the material) 53 of 66
  • 77. The strong models 2/2 ■ two-ways programs: class are organised with 50% of A-children and 50% of B-children. They alternate hours in A and B, as well as subjects. ■ EU school model: literacy in the home language is achieved through specific groups of children, while all other subjects are in others’ languages, introduced gradually, so that literacy is guaranteed. 54 of 66
  • 78. An evaluation After years of observation, results show that: ■ The EU school model is the best one for children, but there are diastratic considerations to be taken (élitist); ■ It is better to learn L2s if they use the home language too, not only the dominant one (e.g. English learned by Turkish in Germany with also material in Turkish) ■ Bilingual teachers should have a strong competence in B in two-way programs and CLIL for majorities, in order to be successful. Unfortunately, strong models are still less frequently used. Weak models are preferred, even if based on no scientific and pragmatic evidence in fostering stable and effective multilingualism. 55 of 66
  • 79. The ultimate goal for schools If social integration is taken to be a psychological state characterized by positive self/ingroup identity along with positive other/outgroup identification, then bilingualism, both at the individual and at the social levels, seems to promote social integration. Ajit Mohanty 56 of 66
  • 80. Applying the method of case study analysis in the real world 57 of 66
  • 81. Step 0: prima facie reaction ■ Amsterdam university drops bachelor’s degree in Dutch ■ by Janene Pieters on February 25, 2019, NL Times. ■ The Vrije Universiteit in Amsterdam is dropping its bachelor’s degree in Dutch due to a lack of students. The program has been struggling with too few students for years. This year only five new students enrolled, and the degree has five staff members. Spokesperson Wessel Agterhof called it a “loss-making operation”, Het Parool reports. The number of students studying Dutch decreased by 60 percent over the past decade, according to the spokesperson. ■ John Koppenhol, professor of older Dutch literature, called this an “extraordinarily regrettable” decision by the university. “We’re talking about our mother tongue here”, he said to the newspaper. “It is important that we continue to study it, because the mother tongue is also the means to understand our culture.”
  • 82. Step 0: prima facie reaction ■ Amsterdam university drops bachelor’s degree in Dutch ■ by Janene Pieters on February 25, 2019, NL Times. ■ The Vrije Universiteit in Amsterdam is dropping its bachelor’s degree in Dutch due to a lack of students. The program has been struggling with too few students for years. This year only five new students enrolled, and the degree has five staff members. Spokesperson Wessel Agterhof called it a “loss-making operation”, Het Parool reports. The number of students studying Dutch decreased by 60 percent over the past decade, according to the spokesperson. ■ John Koppenhol, professor of older Dutch literature, called this an “extraordinarily regrettable” decision by the university. “We’re talking about our mother tongue here”, he said to the newspaper. “It is important that we continue to study it, because the mother tongue is also the means to understand our culture.” Your turn ⇒ What is your prima facie reaction?
  • 83. Step 1: acquisition of information ■ The Dutch public funding of Universities see education as a service, students as returns to be kept as high as possible. If popularity is the criterion for keeping courses, what is the consequence for research? Similar numbers for mathematics. ■ The University of Amsterdam has removed language courses no longer given anywhere else in the country. ■ Those who want to study Dutch can still do so at the University of Amsterdam and at the universities in Leiden, Utrecht, Nijmegen and Groningen. ■ According to newspaper AD, only some 200 students enrolled for the degree in Nederlandistiek nationwide last year 2018-2019. 59 of 66
  • 84. Step 1: who is involved? ■ Dutch national government in The Hague; ■ University Steering Boards (CvBen); ■ student population; ■ Dutch public opinion. 60 of 66
  • 85. Step 1: who is involved? ■ Dutch national government in The Hague; ■ University Steering Boards (CvBen); ■ student population; ■ Dutch public opinion. Your turn ⇒ Do you find other participants, stakeholders? 60 of 66
  • 86. Step 1: identify Levels of Abstraction ■ status planning 1. formal : the top level Dutch studies reduced; 2. informal : prestige of Dutch in the society hampered; 3. meanwhile, English highens its prestige in the Dutch society; ■ corpus planning 1. risk of possible domain loss in Dutch in the long run, taken by English; ■ acquisition planning 1. proficiency level of Dutch L1 becoming lower (“I express myself better in English talking than in Dutch about X and Y”) 61 of 66
  • 87. Step 1: identify Levels of Abstraction ■ status planning 1. formal : the top level Dutch studies reduced; 2. informal : prestige of Dutch in the society hampered; 3. meanwhile, English highens its prestige in the Dutch society; ■ corpus planning 1. risk of possible domain loss in Dutch in the long run, taken by English; ■ acquisition planning 1. proficiency level of Dutch L1 becoming lower (“I express myself better in English talking than in Dutch about X and Y”) Your turn ⇒ Do you find any ethical dilemma here? 61 of 66
  • 88. Step 2: define observable variables ■ absolute number of University students in the Netherlands show: 1. rapidly growing influx of international students (322 percent over the past 12 years); 2. deteriorating student-to-teacher ratios; 3. severe shortages of student housing, and rising rents; 4. in 2018, English-only programmes were 23% of all BA and 74% of all MA. ■ Over-60 Dutch population: from 25% in 2017 to 34% by 2050 1. meanwhile, the overall population size is projected to remain flat. 2. attracting foreign talent though Universities can counter the aging of Dutch society and the risk of labor shortages. ■ School teaching is underpaid; 1. Dutch (as L1 and L2) is not much attractive for students 62 of 66
  • 89. Step 2: define observable variables ■ absolute number of University students in the Netherlands show: 1. rapidly growing influx of international students (322 percent over the past 12 years); 2. deteriorating student-to-teacher ratios; 3. severe shortages of student housing, and rising rents; 4. in 2018, English-only programmes were 23% of all BA and 74% of all MA. ■ Over-60 Dutch population: from 25% in 2017 to 34% by 2050 1. meanwhile, the overall population size is projected to remain flat. 2. attracting foreign talent though Universities can counter the aging of Dutch society and the risk of labor shortages. ■ School teaching is underpaid; 1. Dutch (as L1 and L2) is not much attractive for students Your turn ⇒ Any other variable to be identified? 62 of 66
  • 90.
  • 91. Step 3: possible ethical dilemmas ■ The extent and speed of internationalization: are Dutch students marginalized? should Dutch universities put quotas to non-Dutch (and/or non-EU) nationals? 64 of 66
  • 92. Step 3: possible ethical dilemmas ■ The extent and speed of internationalization: are Dutch students marginalized? should Dutch universities put quotas to non-Dutch (and/or non-EU) nationals? ■ Compartimentalization of disciplines: if hard sciences like informatics or engineering go English-only, Dutch risks to become “heart language” only; if Dutch is pushed back by public money, Universities can lose their international attractiveness; 64 of 66
  • 93. Step 3: possible ethical dilemmas ■ The extent and speed of internationalization: are Dutch students marginalized? should Dutch universities put quotas to non-Dutch (and/or non-EU) nationals? ■ Compartimentalization of disciplines: if hard sciences like informatics or engineering go English-only, Dutch risks to become “heart language” only; if Dutch is pushed back by public money, Universities can lose their international attractiveness; ■ Quality of teaching: growing unease in the oversimplification of the academic discourse in L2 English (both sides: professors and students), in spite if the general high level of English proficiency in the Netherlands. 64 of 66
  • 94. Thanks for your kind attention and participation! Your turn: any case study? If not now, send afterwards to: ⟨F.Gobbo@uva.nl⟩ More info about me (also in Dutch, Esperanto, Italian): https:/federicogobbo.name/ 65 of 66