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Linking international
standards to REDD+ projects
                                     Manuel Estrada, CIFOR
      Latin American MRV Workshop, Petropolis, March 8, 2012
International standards and methods for
REDD+

         Voluntary market
          Standards and            UNFCCC
          methodologies
                                Results-based
                VCS,               REDD+
                ACR,
                 etc            National level –
                                 (Subnational
           Project level –           level)
         Jurisdictional level


            IPCC GL 2006 + IPCC LULUCF GPG
REDD+ project types

 REDD:
   Avoided Planned Deforestation (APD)
   Avoided Unplanned Deforestation and Degradation (AUDD)

 Improved Forest Management (IFM)

 Afforestation, Reforestation and Revegetation (?)
VCS Approved methodologies applicable to
  AUDD REDD projects as of March 2012


VM0006 - Methodology for Carbon Accounting in Project Activities that Reduce Emissions from
         Mosaic Deforestation and Degradation, v1.0

VM0007 - REDD Methodology Modules (REDD-MF), v1.1

VM0009 - Methodology for Avoided Mosaic Deforestation of Tropical Forests, v1.1

VM0015 - Methodology for Avoided Unplanned Deforestation, v1.0
Basic elements and steps for AUDD baselines

• REDD+ baselines are comprised of 2 main elements: a land use and land
 cover (LU/LC) change component and the associated carbon stock change
 component.

• General steps for the estimation of REDD+ baselines:
       Step 1. Definition of the project type
       Step 2. Definition of the project boundary
       Step 3. Projection of LU/LC in the baseline
       Step 4. Estimation of baseline carbon stock changes
       Step 5. Estimation of baseline GHG emissions
       Step 6. Estimation of the baseline net GHG emissions and removals
Project boundaries
The project boundary is defined by:

 The geographical boundary within which the project will be implemented.
 Only land qualifying as ‘forest’ for a minimum of 10 years prior to the
 project start date can be included in the project boundary.
     Additionally, other geographical boundaries need to be established for AUDD
     projects: A Reference Region, a Leakage Belt and, if applicable, Leakage
     Prevention areas

 The project crediting period. The project crediting period for REDD projects
 shall be between 20 and 100 years.

 The sources and sinks, and associated types of GHGs (i.e. CO2, N2O and
 CH4), the project will affect.

 The carbon pools that the project will consider.
Source: “Project Developer’s Guidebook to VCS REDD Methodologies”.
Version 1.0, November 2011, developed by TerraCarbon for Conservation
international
                                                                        AUDD methodologies
                                                                        Characteristics of the RR in different
Leakage belts in different AUDD
methodologies




Source: “Project Developer’s Guidebook to VCS REDD Methodologies”. Version 1.0, November 2011, developed by
TerraCarbon for Conservation international
Projection of LU/LC in the baseline


Identify where deforestation would likely occur using spatial analysis and
projections based on historical factors over at least the previous 10 years that
explain past patterns and can be used to make future projections of deforestation.

The criteria and procedures for identifying alternative baseline scenarios shall take
into account such factors as historical deforestation and/or degradation rates and
require the development of a baseline by determining and analyzing a reference
that shall be similar to the project area in terms of drivers and agents of
deforestation and/or degradation, landscape configuration, and socio-economic
and cultural conditions
Source: “Project Developer’s Guidebook to VCS REDD Methodologies”.
Version 1.0, November 2011, developed by TerraCarbon for Conservation
international
                                                                        the LU/LC projection
                                                                        RS required by AUDD methodologies for
Estimation of baseline C stock changes


The calculation of emission factors from carbon stock changes comprises 2 steps:

   Step 1. Estimation of the carbon stocks of the forests and each post-deforestation
   LU/LC category identified in the project area

   Step 2. Determination of emission factors of all LU/LC change categories
   expected in the project area:
           The emission factors due to the transition from forest to other LU/LC
           categories are estimated by obtaining the difference between the carbon
           stocks in the forest and in the post-deforestation LU/LC category.
Source: “Project Developer’s Guidebook to VCS REDD Methodologies”.
Version 1.0, November 2011, developed by TerraCarbon for Conservation
international

                                                                        methodologies
                                                                        C stock estimates in AUDD
Simplified example – Estimating an AUD Baseline

1. Definition of boundaries

2. Analysis of historical LU/LC change

3. Analysis of agents, drivers and causes of
  D and chain of events leading to D

4. Projection of annual areas and location
  of D in the RR in the baseline

5. Identification of forest classes in areas




                                                                Based on the VCS approved methodology VM0015
  that would be D in the baseline and post
  D LU classes in the project area

6. Estimation of baseline C stock changes
  and non-CO2 from fires (if any)

   Non-forest
   Forest
   Historical deforestation (e.g. 2002-2011)
   Projected deforestation (e.g. 2012-2021)
   Reference Region                  Forest          100tC/ha
   Project boundary                  Agriculture       5tC/ha
   Leakage prevention areas          C stock change: -95tC/ha
   Leakage belt
Combined projects
 Project developers may implement multiple activities across a
 landscape in connection with a REDD project, for example, carrying out
 forest protection in one area with complementary improved
 agricultural management activities in another. Project developers may
 either:
    Develop the project as a stand-alone REDD activity, being sure to
    account for any increases in emissions resulting from activities
    implemented outside the project area, unless deemed de minimis, or
    Combine multiple activities under a single VCS Project Description (PD),
    each delineated as a separate VCS project activity.

 When combining multiple activities under a single VCS project,
 different activities must be segregated spatially (i.e. no overlap) to
 facilitate accounting by activity type using an activity-specific
 methodology, or a methodology that covers multiple activities
 (currently none exists).
Results-based REDD+ under the UNFCCC


 Parties need to establish REDD+strategies, MRV and
 baselines

 Subnational allowed as an “interim” measure

 Subnational results-based actions require national monitorin

 Methodological guidance and modalities and procedures are
 still being negotiated.
UNFCCC
                                                   Review body
                                        MRV reports        Approval




                                        MRV reports        “REDD+ units”


                                                       National
                                                      government
Incentives at the national level
  Reference levels, MRV and




                                                                        Subnational       Policies and
                                   Aggregator
                                                                       governments         programs




                                                                                      Rest of the country´s
                                                Successful REDD+ activities
                                                                                          forest areas
VCS Jurisdictional & Nested REDD Initiative
 • Jurisdictional and Nested REDD Initiative
       Developing guidance and criteria for jurisdictional REDD
       programs to enable crediting at multiple scales (project,
       state/province and national)
           Create a pathway for projects to “nest” within larger scale
           jurisdictional programs (both sub-national and national)
           Develop best practice nested accounting and crediting at
           jurisdictional scales
        Frameworks may serve multiple markets (voluntary,
        bilateral, pre-compliance, potentially compliance)
           Interest and participation from a number of countries and
           donors seeking to set up jurisdictional and/or nested project
           crediting schemes

                                                                         9 March 2012
Current thinking


 Multiple accounting and crediting pathways to give
 flexibility
   Scenario 1: Project crediting only (with jurisdictional baseline)
   Scenario 2: Jurisdictional and project crediting
   Scenario 3: Jurisdictional crediting only


 “Nesting” can occur at multiple scales
   Project within jurisdiction
   Subnational jurisdiction within national jurisdiction

                                                                       9 March 2012
Simplified visual representation….
            VCS                                             VCS                                               VCS
          Registry                                        Registry                                          Registry

                                Buffer                                        Buffer                                              Buffer




                                                                                                                            ?

                                                                                                        ?

Scenario 1: Jurisdictional                      Scenario 2: Jurisdictional                           Scenario 3: Jurisdictional
baseline with stand alone                     crediting scheme with direct                            crediting scheme with
    project crediting                         crediting to nested activities                       internal allocation program

Note: Only 1 jurisdictional scale is shown. Grandfathering is not depicted

     = jurisdictional BL only        = VCS credited project           = jurisdictional BL & crediting         = jurisdiction “credited” project
9 March 2012
Developing a nested system
Requires addressing technical issues such as:
   Defining boundaries
   Developing and nesting baselines (inc. scope, pools, additionality,
   updating)
   Grandfathering
   Leakage
   MRV
   Crediting (inc. timing, distribution, double counting)
   Reversals and force majeure (inc. crediting implications in nesting)

Requires addressing other issues such as:
   Legal issues
   Safeguards
   Approvals
                                                                          9 March 2012
Process and Timeline

    Advisory and Technical Committees convened in
    Q1 2011
    Technical Recommendations released Oct 2011,
    peer and Advisory Committee review Oct-Nov
    2011, currently under revision
    Draft guidance and requirements to be issued
    for public comment by end of 1st quarter of
    2012
    Final release in mid-2012
    Phase Two: Pilots, 2012-

                                               9 March 2012
Thank you.




             mporruacop9@gmail.com

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Linking international standards to REDD+ projects

  • 1. Linking international standards to REDD+ projects Manuel Estrada, CIFOR Latin American MRV Workshop, Petropolis, March 8, 2012
  • 2. International standards and methods for REDD+ Voluntary market Standards and UNFCCC methodologies Results-based VCS, REDD+ ACR, etc National level – (Subnational Project level – level) Jurisdictional level IPCC GL 2006 + IPCC LULUCF GPG
  • 3. REDD+ project types REDD: Avoided Planned Deforestation (APD) Avoided Unplanned Deforestation and Degradation (AUDD) Improved Forest Management (IFM) Afforestation, Reforestation and Revegetation (?)
  • 4. VCS Approved methodologies applicable to AUDD REDD projects as of March 2012 VM0006 - Methodology for Carbon Accounting in Project Activities that Reduce Emissions from Mosaic Deforestation and Degradation, v1.0 VM0007 - REDD Methodology Modules (REDD-MF), v1.1 VM0009 - Methodology for Avoided Mosaic Deforestation of Tropical Forests, v1.1 VM0015 - Methodology for Avoided Unplanned Deforestation, v1.0
  • 5. Basic elements and steps for AUDD baselines • REDD+ baselines are comprised of 2 main elements: a land use and land cover (LU/LC) change component and the associated carbon stock change component. • General steps for the estimation of REDD+ baselines: Step 1. Definition of the project type Step 2. Definition of the project boundary Step 3. Projection of LU/LC in the baseline Step 4. Estimation of baseline carbon stock changes Step 5. Estimation of baseline GHG emissions Step 6. Estimation of the baseline net GHG emissions and removals
  • 6. Project boundaries The project boundary is defined by: The geographical boundary within which the project will be implemented. Only land qualifying as ‘forest’ for a minimum of 10 years prior to the project start date can be included in the project boundary. Additionally, other geographical boundaries need to be established for AUDD projects: A Reference Region, a Leakage Belt and, if applicable, Leakage Prevention areas The project crediting period. The project crediting period for REDD projects shall be between 20 and 100 years. The sources and sinks, and associated types of GHGs (i.e. CO2, N2O and CH4), the project will affect. The carbon pools that the project will consider.
  • 7. Source: “Project Developer’s Guidebook to VCS REDD Methodologies”. Version 1.0, November 2011, developed by TerraCarbon for Conservation international AUDD methodologies Characteristics of the RR in different
  • 8. Leakage belts in different AUDD methodologies Source: “Project Developer’s Guidebook to VCS REDD Methodologies”. Version 1.0, November 2011, developed by TerraCarbon for Conservation international
  • 9. Projection of LU/LC in the baseline Identify where deforestation would likely occur using spatial analysis and projections based on historical factors over at least the previous 10 years that explain past patterns and can be used to make future projections of deforestation. The criteria and procedures for identifying alternative baseline scenarios shall take into account such factors as historical deforestation and/or degradation rates and require the development of a baseline by determining and analyzing a reference that shall be similar to the project area in terms of drivers and agents of deforestation and/or degradation, landscape configuration, and socio-economic and cultural conditions
  • 10. Source: “Project Developer’s Guidebook to VCS REDD Methodologies”. Version 1.0, November 2011, developed by TerraCarbon for Conservation international the LU/LC projection RS required by AUDD methodologies for
  • 11. Estimation of baseline C stock changes The calculation of emission factors from carbon stock changes comprises 2 steps: Step 1. Estimation of the carbon stocks of the forests and each post-deforestation LU/LC category identified in the project area Step 2. Determination of emission factors of all LU/LC change categories expected in the project area: The emission factors due to the transition from forest to other LU/LC categories are estimated by obtaining the difference between the carbon stocks in the forest and in the post-deforestation LU/LC category.
  • 12. Source: “Project Developer’s Guidebook to VCS REDD Methodologies”. Version 1.0, November 2011, developed by TerraCarbon for Conservation international methodologies C stock estimates in AUDD
  • 13. Simplified example – Estimating an AUD Baseline 1. Definition of boundaries 2. Analysis of historical LU/LC change 3. Analysis of agents, drivers and causes of D and chain of events leading to D 4. Projection of annual areas and location of D in the RR in the baseline 5. Identification of forest classes in areas Based on the VCS approved methodology VM0015 that would be D in the baseline and post D LU classes in the project area 6. Estimation of baseline C stock changes and non-CO2 from fires (if any) Non-forest Forest Historical deforestation (e.g. 2002-2011) Projected deforestation (e.g. 2012-2021) Reference Region Forest 100tC/ha Project boundary Agriculture 5tC/ha Leakage prevention areas C stock change: -95tC/ha Leakage belt
  • 14. Combined projects Project developers may implement multiple activities across a landscape in connection with a REDD project, for example, carrying out forest protection in one area with complementary improved agricultural management activities in another. Project developers may either: Develop the project as a stand-alone REDD activity, being sure to account for any increases in emissions resulting from activities implemented outside the project area, unless deemed de minimis, or Combine multiple activities under a single VCS Project Description (PD), each delineated as a separate VCS project activity. When combining multiple activities under a single VCS project, different activities must be segregated spatially (i.e. no overlap) to facilitate accounting by activity type using an activity-specific methodology, or a methodology that covers multiple activities (currently none exists).
  • 15. Results-based REDD+ under the UNFCCC Parties need to establish REDD+strategies, MRV and baselines Subnational allowed as an “interim” measure Subnational results-based actions require national monitorin Methodological guidance and modalities and procedures are still being negotiated.
  • 16. UNFCCC Review body MRV reports Approval MRV reports “REDD+ units” National government Incentives at the national level Reference levels, MRV and Subnational Policies and Aggregator governments programs Rest of the country´s Successful REDD+ activities forest areas
  • 17. VCS Jurisdictional & Nested REDD Initiative • Jurisdictional and Nested REDD Initiative Developing guidance and criteria for jurisdictional REDD programs to enable crediting at multiple scales (project, state/province and national) Create a pathway for projects to “nest” within larger scale jurisdictional programs (both sub-national and national) Develop best practice nested accounting and crediting at jurisdictional scales Frameworks may serve multiple markets (voluntary, bilateral, pre-compliance, potentially compliance) Interest and participation from a number of countries and donors seeking to set up jurisdictional and/or nested project crediting schemes 9 March 2012
  • 18. Current thinking Multiple accounting and crediting pathways to give flexibility Scenario 1: Project crediting only (with jurisdictional baseline) Scenario 2: Jurisdictional and project crediting Scenario 3: Jurisdictional crediting only “Nesting” can occur at multiple scales Project within jurisdiction Subnational jurisdiction within national jurisdiction 9 March 2012
  • 19. Simplified visual representation…. VCS VCS VCS Registry Registry Registry Buffer Buffer Buffer ? ? Scenario 1: Jurisdictional Scenario 2: Jurisdictional Scenario 3: Jurisdictional baseline with stand alone crediting scheme with direct crediting scheme with project crediting crediting to nested activities internal allocation program Note: Only 1 jurisdictional scale is shown. Grandfathering is not depicted = jurisdictional BL only = VCS credited project = jurisdictional BL & crediting = jurisdiction “credited” project
  • 21. Developing a nested system Requires addressing technical issues such as: Defining boundaries Developing and nesting baselines (inc. scope, pools, additionality, updating) Grandfathering Leakage MRV Crediting (inc. timing, distribution, double counting) Reversals and force majeure (inc. crediting implications in nesting) Requires addressing other issues such as: Legal issues Safeguards Approvals 9 March 2012
  • 22. Process and Timeline Advisory and Technical Committees convened in Q1 2011 Technical Recommendations released Oct 2011, peer and Advisory Committee review Oct-Nov 2011, currently under revision Draft guidance and requirements to be issued for public comment by end of 1st quarter of 2012 Final release in mid-2012 Phase Two: Pilots, 2012- 9 March 2012
  • 23. Thank you. mporruacop9@gmail.com