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Critical Appraisal of Published
Medical Research
Dr. Tarek Amin
Professor of Public Health
Cairo University
Background
• Every day …
– ~ 46 randomized clinical trials are published
– ~ 1000 new Medline articles
– ~ 6,000 new articles in biomedical journals
• Every year …
– ~ 3 million articles published in ~ 30,000
journals
Background
• Most research published in medical journals is
either
– T poorly done
oo
– Insufficiently relevant to be clinically
useful
• Besieged with too much information to keep
up to date.
• High quality information is often not easy to
find.
Critical appraisal is not
o Negative dismissal of any piece of research
o Assessment on results alone
o Based entirely on statistical analysis
o Undertaken by experts only
?Why critically appraise
• To find out the validity of the study
– Are the methods robust?

• To find out the reliability of the study
– What are the results and are they credible?

• To find out the applicability of the study
– Is it important enough to change my practice?
?What do I need to know
o Awareness of study designs
o Levels of evidence
o Statistics!!
o CA checklists
o CA resources
Roadmap
1.
2.
3.
4.
5.

Describe the evidence
Internal validity
External validity
Comparison with other evidence
Resources
Describe the evidence- 1
 What relationship being evaluated and what hypothesis was
tested?
 What were the exposure and the outcome variable?
 What was the study design?

Case report, series

Survey

Clinical trial

Case-control

Prospective or retrospective cohort study

Cross sectional study or
 Others
Describe the evidence- 1
 Definition of participants in terms of:
– Source populations
– Time frame
– Eligibility criteria
– Participation rates of the different groups compared
 Summary of the main results:
 What is the result in terms of association between exposure
and outcome?
 Should be possible to express the main result in a simple table
and obtain from the paper the means to calculate the
appropriate measure of association.
2- Internal Validity
o The truthfulness of inferences about the study
population.
o Causal relationship between exposure and
outcome or just an association?
Internal Validity- 2
Two aspects of internal validity
1. Non-causal explanations
2. Causal explanations
Non-causal explanations
• Bias
• Confounding
• Chance variation
Non-causal explanations
• Bias
– Selection bias, surveillance, diagnosis,
referral, non-response, length of stay, survival
bias
– Misclassification bias: recall, interviewer,
improper analysis, etc.,
Confounding
Smoking is a risk factor for cancer of the larynx
• we’ d like to quantify the strength of the
association between smoking and laryngeal
cancer, but …
• many smokers are also drinkers (which is also
a risk factor for cancer of the larynx)
• drinking is said to confound the association
between smoking and risk of laryngeal cancer
Confounding definition
(Confounding (the formal definition
• The effect of an extraneous variable that
wholly or partially accounts for the apparent
effect of the study exposure, or masks an
underlying true association
A variable is confounder
A variable is a confounder if:
1. It is causally associated with the outcome;
and
2. It is non-causally associated with the
exposure; and
3. It and the exposure variable are on two
separate causal pathways
.Confounding
A confounding variable is associated with the
exposure and it affects the outcome, but it is not an
intermediate link in the chain of causation between
.exposure and outcome

Oral contraceptive

M
yocardial infarction

Smoking
IUD insertion

Salpingitis

ST
Ds
Chance variation
A relationship between exposure and outcome
identified by chance?
Type I error: null hypothesis is rejected when,
in reality, it is true.
Non-causal explanations
The order of these non-causal explanations is
:important
o Observation (information) bias, analytical
manipulation of the data will not overcome the
problem
o Confounding, then appropriate analysis will
(in most cases) overcome the problem
Five aspects of causal explanations
1.
2.
3.
4.
5.

Is there a correct temporal relationship?
Is the relationship strong?
Is there a dose-response relationship?
Consistency of the association?
Specificity of association
Is there a correct temporal . 1
?relationship
o The exposure must act before the outcome
occurs
o No problem with prospective study designs
o Difficult in retrospective studies
?Is the relationship strong. 2
Larger relative risks (and Odds) are more
likely to reflect causal relationships.
Is there a dose-response. 3
?relationship
The greater the exposure, the greater the risk of
disease.
Consistency of the association. 4
Expected to apply across a wide range of
subjects.
An association identified in one study that is
consistent with the same association identified
in a different groups of subjects.
Specificity of association. 5
Specificity: exposure produces a specific
outcome (e.g. asbestos and mesothelioma)
External Validity- 3
External validity: can the results be applied to
?populations other than that which was studied
• If the internal validity of a study is poor, the
answer is no
Aspects of external validity:
1. Applied to the eligible population?
2. Applied to the source population?
3. Applied to other relevant populations?
1. Can the results be applied to the eligible population?
– The relationship between the study population (the
population from which samples are taken) and the
eligible population (those that met the study inclusion
criteria but did not take part) should be well
documented.
– Non-participation have to be considered carefully as
they are likely to be non-random.
Can the results be applied to the. 2
?source population
Whether the association between outcome and
exposure given by the study participants is
likely to apply to other groups
Can the results be applied to other. 3
?relevant populations
The difficulties of applying results from one
group of subjects to another will be minimal
for issues of basic physiology and maximal for
effects in which cultural and psycho-social
aspects are dominant
Comparison with other evidence- 4
. Useful to consider a hierarchy of evidence
1. Randomized [clinical] trials
2. Cohort and case-control studies
3. Other comparative studies
4. Descriptive studies, case series, case studies,
clinical experience
Three aspects of comparison should be
:considered
1. Results consistent with other evidence?
2. Results plausible biologically?
3. Coherency with the existing knowledge.
?Are the results consistent with other evidence

• Most important characteristic used in the
judgment that an association is causal
• Lack of consistency argues against causality
Plausibility
Is the observed association biologically
understandable?
Coherency
• An association is regarded as coherent if it fits
the general features of the distribution of both
the exposure and the outcome under
assessment.
Summary
1. Describe the evidence
• – type of study, outcome measure, population investigated,
• results
2. Internal validity
• – non-causal explanations
• • bias
• • confounding
• • chance
• – causal explanations
• • temporal relationship
• • strength of relationship
• • dose-response
• • consistency
• • specificity
Summary
3. External validity
• – can the results be applied to the eligible population?
• – can the results be applied to the source population?
• – can the results be applied to other relevant populations?
4. Comparison of the results with other evidence
• – are the results consistent with other evidence?
• – are the results plausible biologically?
• – is there coherency with the distribution of the exposure and the
• outcome?
• Can we apply these results to other populations? Are the findings
reported here consistent with other studies that looked at the
same thing?
Resources
Web sites
– Users’ Guides to Evidence-Based Practice
http://www.cche.net/usersguides/main.asp
– A Student’ s Guide to the Medical Literature
http://grinch.uchsc.edu/sg/
– Pearls for Residents: Annotated Critical Appraisal
References
http://www.cfpc.ca/English/cfpc/cme/pearls/pearls
%20residents/default.asp?s=1
• Critical Appraisal of Bio-medical Literature
http://www.shef.ac.uk/scharr/ir/units/critapp/resource
s.htm
• Critical Appraisal Resources for Assessing Health
and Medical Research
http://www.etsu.edu/health/index_files/harvill_hando
ut.pdf
• Bandolier http://www.medicine.ox.ac.uk/bandolier/
Thank you

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Critical appraisal of published medical research

  • 1. Critical Appraisal of Published Medical Research Dr. Tarek Amin Professor of Public Health Cairo University
  • 2. Background • Every day … – ~ 46 randomized clinical trials are published – ~ 1000 new Medline articles – ~ 6,000 new articles in biomedical journals • Every year … – ~ 3 million articles published in ~ 30,000 journals
  • 3. Background • Most research published in medical journals is either – T poorly done oo – Insufficiently relevant to be clinically useful • Besieged with too much information to keep up to date. • High quality information is often not easy to find.
  • 4. Critical appraisal is not o Negative dismissal of any piece of research o Assessment on results alone o Based entirely on statistical analysis o Undertaken by experts only
  • 5. ?Why critically appraise • To find out the validity of the study – Are the methods robust? • To find out the reliability of the study – What are the results and are they credible? • To find out the applicability of the study – Is it important enough to change my practice?
  • 6. ?What do I need to know o Awareness of study designs o Levels of evidence o Statistics!! o CA checklists o CA resources
  • 7. Roadmap 1. 2. 3. 4. 5. Describe the evidence Internal validity External validity Comparison with other evidence Resources
  • 8. Describe the evidence- 1  What relationship being evaluated and what hypothesis was tested?  What were the exposure and the outcome variable?  What was the study design?  Case report, series  Survey  Clinical trial  Case-control  Prospective or retrospective cohort study  Cross sectional study or  Others
  • 9. Describe the evidence- 1  Definition of participants in terms of: – Source populations – Time frame – Eligibility criteria – Participation rates of the different groups compared  Summary of the main results:  What is the result in terms of association between exposure and outcome?  Should be possible to express the main result in a simple table and obtain from the paper the means to calculate the appropriate measure of association.
  • 10. 2- Internal Validity o The truthfulness of inferences about the study population. o Causal relationship between exposure and outcome or just an association?
  • 11. Internal Validity- 2 Two aspects of internal validity 1. Non-causal explanations 2. Causal explanations
  • 12. Non-causal explanations • Bias • Confounding • Chance variation
  • 13. Non-causal explanations • Bias – Selection bias, surveillance, diagnosis, referral, non-response, length of stay, survival bias – Misclassification bias: recall, interviewer, improper analysis, etc.,
  • 14. Confounding Smoking is a risk factor for cancer of the larynx • we’ d like to quantify the strength of the association between smoking and laryngeal cancer, but … • many smokers are also drinkers (which is also a risk factor for cancer of the larynx) • drinking is said to confound the association between smoking and risk of laryngeal cancer
  • 15. Confounding definition (Confounding (the formal definition • The effect of an extraneous variable that wholly or partially accounts for the apparent effect of the study exposure, or masks an underlying true association
  • 16. A variable is confounder A variable is a confounder if: 1. It is causally associated with the outcome; and 2. It is non-causally associated with the exposure; and 3. It and the exposure variable are on two separate causal pathways
  • 17. .Confounding A confounding variable is associated with the exposure and it affects the outcome, but it is not an intermediate link in the chain of causation between .exposure and outcome Oral contraceptive M yocardial infarction Smoking IUD insertion Salpingitis ST Ds
  • 18. Chance variation A relationship between exposure and outcome identified by chance? Type I error: null hypothesis is rejected when, in reality, it is true.
  • 19. Non-causal explanations The order of these non-causal explanations is :important o Observation (information) bias, analytical manipulation of the data will not overcome the problem o Confounding, then appropriate analysis will (in most cases) overcome the problem
  • 20. Five aspects of causal explanations 1. 2. 3. 4. 5. Is there a correct temporal relationship? Is the relationship strong? Is there a dose-response relationship? Consistency of the association? Specificity of association
  • 21. Is there a correct temporal . 1 ?relationship o The exposure must act before the outcome occurs o No problem with prospective study designs o Difficult in retrospective studies
  • 22. ?Is the relationship strong. 2 Larger relative risks (and Odds) are more likely to reflect causal relationships.
  • 23. Is there a dose-response. 3 ?relationship The greater the exposure, the greater the risk of disease.
  • 24. Consistency of the association. 4 Expected to apply across a wide range of subjects. An association identified in one study that is consistent with the same association identified in a different groups of subjects.
  • 25. Specificity of association. 5 Specificity: exposure produces a specific outcome (e.g. asbestos and mesothelioma)
  • 26. External Validity- 3 External validity: can the results be applied to ?populations other than that which was studied • If the internal validity of a study is poor, the answer is no Aspects of external validity: 1. Applied to the eligible population? 2. Applied to the source population? 3. Applied to other relevant populations?
  • 27. 1. Can the results be applied to the eligible population? – The relationship between the study population (the population from which samples are taken) and the eligible population (those that met the study inclusion criteria but did not take part) should be well documented. – Non-participation have to be considered carefully as they are likely to be non-random.
  • 28. Can the results be applied to the. 2 ?source population Whether the association between outcome and exposure given by the study participants is likely to apply to other groups
  • 29. Can the results be applied to other. 3 ?relevant populations The difficulties of applying results from one group of subjects to another will be minimal for issues of basic physiology and maximal for effects in which cultural and psycho-social aspects are dominant
  • 30. Comparison with other evidence- 4 . Useful to consider a hierarchy of evidence 1. Randomized [clinical] trials 2. Cohort and case-control studies 3. Other comparative studies 4. Descriptive studies, case series, case studies, clinical experience
  • 31. Three aspects of comparison should be :considered 1. Results consistent with other evidence? 2. Results plausible biologically? 3. Coherency with the existing knowledge.
  • 32. ?Are the results consistent with other evidence • Most important characteristic used in the judgment that an association is causal • Lack of consistency argues against causality
  • 33. Plausibility Is the observed association biologically understandable?
  • 34. Coherency • An association is regarded as coherent if it fits the general features of the distribution of both the exposure and the outcome under assessment.
  • 35. Summary 1. Describe the evidence • – type of study, outcome measure, population investigated, • results 2. Internal validity • – non-causal explanations • • bias • • confounding • • chance • – causal explanations • • temporal relationship • • strength of relationship • • dose-response • • consistency • • specificity
  • 36. Summary 3. External validity • – can the results be applied to the eligible population? • – can the results be applied to the source population? • – can the results be applied to other relevant populations? 4. Comparison of the results with other evidence • – are the results consistent with other evidence? • – are the results plausible biologically? • – is there coherency with the distribution of the exposure and the • outcome? • Can we apply these results to other populations? Are the findings reported here consistent with other studies that looked at the same thing?
  • 37. Resources Web sites – Users’ Guides to Evidence-Based Practice http://www.cche.net/usersguides/main.asp – A Student’ s Guide to the Medical Literature http://grinch.uchsc.edu/sg/ – Pearls for Residents: Annotated Critical Appraisal References http://www.cfpc.ca/English/cfpc/cme/pearls/pearls %20residents/default.asp?s=1
  • 38. • Critical Appraisal of Bio-medical Literature http://www.shef.ac.uk/scharr/ir/units/critapp/resource s.htm • Critical Appraisal Resources for Assessing Health and Medical Research http://www.etsu.edu/health/index_files/harvill_hando ut.pdf • Bandolier http://www.medicine.ox.ac.uk/bandolier/