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Unit II: SCIENTIFIC CONDUCT (5 Hrs.)
Ethics with respect to science and research - Intellectual honesty and research integrity -
Scientific misconducts: Falsification, Fabrication and Plagiarism (FFP) - Redundant
Publications: duplicate and overlapping publications, salami slicing - Selective reporting and
misrepresentation of data.
Ethics with respect to science and research
This research found ten ethical principles common across scientific disciplines. They are duty
to society; beneficence; conflict of interest; informed consent; integrity; nondiscrimination;
non exploitation; privacy and confidentiality; professional competence; and professional
discipline.
This research found ten ethical principles common across scientific disciplines
 They are duty to society; beneficence; conflict of interest; informed consent; integrity;
nondiscrimination; non exploitation; privacy and confidentiality; professional competence; and
professional discipline.
 Each ethical principle applies to the scientific inquiry, the conduct and behaviors of researchers,
or the ethical treatment of research participants.
 Only one ethical principle — duty to society — applies to the scientific inquiry by asking
whether the research benefits society.
 Variations in ethical principles across disciplines are usually due to whether the discipline
includes human or animal subjects.
 Variations in ethical principles across countries are usually due to local laws, oversight, and
enforcement; cultural norms; and whether research is conducted in the researchers' host country
or a foreign country.
Ethics are created, change, and evolve due to the following factors:
 significant historic events that create a reckoning
 ethical lapses that lead researchers to create new safeguards
 scientific advancements that lead to new fields of research
 changes in cultural values and behavioral norms that evolve over time.
Mechanisms to monitor and enforce research vary in effectiveness and by
country
 Professional societies and peer-reviewed journals offer consistent ethical standards across
national borders, though they lack the enforcement strength of nation-states.
 Emerging trends — including big data, open science, and citizen science — provide research
opportunities while introducing new ethical risks.
 Professional societies respond to emerging changes with updates to codes of conduct, education
and training for researchers, and governance structures for researchers, sponsors, and research
subjects.
Intellectual honesty and research integrity
Intellectual honesty in proposing, performing, and reporting research refers to honesty with respect
to the meaning of one's research. It is expected that researchers present proposals and data honestly
and communicate their best understanding of the work in writing and verbally. The descriptions of an
individual's work found in such communications frequently present selected data from the work
organized into frameworks that emphasize conceptual understanding rather than the chronology
of the discovery process. Clear and accurate research records must underlie these descriptions,
however. Researchers must be advocates for their research conclusions in the face of collegial
skepticism and must acknowledge errors.
Intellectual property provisions and secrecy allow for patents and licensure and encourage
private investment in research. Furthermore, even for publicly funded research, a degree of
discretion may permit a research group to move ahead more efficiently. Conversely, an
investigator who delays reporting important new findings risks having others publish similar
results first and receiving little recognition for the discovery. Knowing when and how much to
tell will always remain a challenge in scientific communication.
Integrity in Research
The pursuit and dissemination of knowledge enjoy a place of distinction in American culture,
and the public expects to reap considerable benefit from the creative and innovative
contributions of scientists. As science becomes increasingly intertwined with major social,
philosophical, economic, and political issues, scientists become more accountable to the larger
society of which they are a part. As a consequence, it is more important than ever that individual
scientists and their institutions periodically reassess the values and professional practices that
guide their research as well as their efforts to perform their work with integrity.
Integrity characterizes both individual researchers and the institutions in which they work. For
individuals, it is an aspect of moral character and experience.1 For institutions, it is a matter of
creating an environment that promotes responsible conduct by embracing standards of
excellence, trustworthiness, and lawfulness that inform institutional practices.
For the individual scientist, integrity embodies above all a commitment to intellectual honesty
and personal responsibility for one's actions and to a range of practices that characterize
responsible research conduct. These practices include:
 intellectual honesty in proposing, performing, and reporting research;
 accuracy in representing contributions to research proposals and reports;
 fairness in peer review;
 collegiality in scientific interactions, including communications and sharing of resources;
 transparency in conflicts of interest or potential conflicts of interest;
 protection of human subjects in the conduct of research;
 humane care of animals in the conduct of research; and
 adherence to the mutual responsibilities between investigators and their research teams.
Individual scientists work within complex organizational structures. (These structures and their
interactions are described in detail in Chapter 3.) Factors that promote responsible conduct can
exert their influences at the level of the individual; at the level of the work group (e.g., the
research group); and at the level of the research institution itself. These different organizational
levels are interdependent in the conduct of research. Institutions seeking to create an
environment that promotes responsible conduct by individual scientists and that fosters integrity
must establish and continuously monitor structures, processes, policies, and procedures that:
 provide leadership in support of responsible conduct of research;
 encourage respect for everyone involved in the research enterprise;
 promote productive interactions between trainees and mentors;
 advocate adherence to the rules regarding all aspects of the conduct of research,
especially research involving human subjects and animals;
 anticipate, reveal, and manage individual and institutional conflicts of interest;
 arrange timely and thorough inquiries and investigations of allegations of scientific
misconduct and apply appropriate administrative sanctions;
 offer educational opportunities pertaining to integrity in the conduct of research; and
 monitor and evaluate the institutional environment supporting integrity in the conduct of
research and use this knowledge for continuous quality improvement.
Scientific misconducts: Falsification, Fabrication and Plagiarism (FFP)
Publication Misconduct
To respect the intellectual property rights of others and uphold the standards for academic
publishing, publishers of book or journal is adopting a zero tolerance policy towards papers
associated with publication misconduct. Publication misconduct includes plagiarism, fabrication,
falsification, inappropriate authorship, duplicate submission/multiple submissions, overlapping
publication, and salami publication.
1.Plagiarism: Plagiarism is the appropriation of another person's thoughts, ideas, data,
figures,
research methods, or words without giving appropriate credit, or the over-citation of another
person's published work.
2. Fabrication: Fabrication is the practice of making up data or results without having
performed
relevant research.
3. Falsification: Falsification is the practice of changing data or results intentionally such that
misleading conclusion is drawn.
REDUNDANT PUBLICATIONS
Duplicate Publication:
 When you publish a new paper similar to published paper by another author or your own
paper without acknowledging the source and without getting permission from the original
author is called duplicate publication.
 Even if you change the title or abstract data and results remain same.
 It violates the copyright of paper.
 Researchers who study the paper get the results count as twice.
 Wastage of editorial views/reviews.
 Republication of same work unjustly for limited space and denies the others author right
to publish a paper.
Do’s and Don’s of Duplicate Publication
 Do not replicate the contents from any other your published paper.
 Do not offer other preliminary reports about the published papers to any other
company without the permission of the journal.
 When submitting your paper in any journal or any other editors provide copies of
your published papers and related papers for complete transparency.
 When quoting data from your published paper, Include few sentences , place the
text in quotations and marks then with cites and source.
Redundant Publications
Salami Slicing
 Salami Slicing is the practice of fragmenting the single coherent bodies into as many as
smaller publications as possible.
 An author breaks up the study into two or many slices of their work.
 A single research is divided into slices called as publication unit.
 Authors do it “to increase their publication count, to achieve career progression, to gain
recognition, to get more funding, to achieve self-satisfaction.
Selective reporting and misrepresentation of data.
Selective reporting bias is when results from scientific research are deliberately not fully or
accurately reported, in order to suppress negative or undesirable findings. The end result is that
the findings are not reproducible, because they have been skewed by bias during the analysis
or writing stages.
Selective reporting is one type of bias which undermines the integrity of academic research. It is
a large contributor to the current ‘reproducibility crisis’ facing scientific publishing
Selective reporting is important, and many people still ignore the issue. And it's one of the root
causes of the current replicability crisis we are facing not only in biomedical sciences, in the
social sciences, but it's clear that it's also happening in other types of sciences.
As Professor Bouter explains, selective reporting bias can incorporate a number of other types of
bias, such as :
 Publication bias – where the results of negative clinical trials are not published or under-
published
 Outcome reporting bias – where the results of negative clinical trials are cherry-picked
or distorted to improve the overall findings
 Spin – communicating results in a way which amplifies positive findings or tones down
negative findings
 Citation bias – positive studies are more likely to be cited than negative studies
Selective reporting bias, FFP, and other examples of research misconduct, all contribute to a
culture of mistrust in science and academia. However, journal editors can play a role in helping
change this perception, by upholding a culture of research integrity on their journals.

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Unit 2

  • 1. Unit II: SCIENTIFIC CONDUCT (5 Hrs.) Ethics with respect to science and research - Intellectual honesty and research integrity - Scientific misconducts: Falsification, Fabrication and Plagiarism (FFP) - Redundant Publications: duplicate and overlapping publications, salami slicing - Selective reporting and misrepresentation of data. Ethics with respect to science and research This research found ten ethical principles common across scientific disciplines. They are duty to society; beneficence; conflict of interest; informed consent; integrity; nondiscrimination; non exploitation; privacy and confidentiality; professional competence; and professional discipline. This research found ten ethical principles common across scientific disciplines  They are duty to society; beneficence; conflict of interest; informed consent; integrity; nondiscrimination; non exploitation; privacy and confidentiality; professional competence; and professional discipline.  Each ethical principle applies to the scientific inquiry, the conduct and behaviors of researchers, or the ethical treatment of research participants.  Only one ethical principle — duty to society — applies to the scientific inquiry by asking whether the research benefits society.  Variations in ethical principles across disciplines are usually due to whether the discipline includes human or animal subjects.  Variations in ethical principles across countries are usually due to local laws, oversight, and enforcement; cultural norms; and whether research is conducted in the researchers' host country or a foreign country. Ethics are created, change, and evolve due to the following factors:  significant historic events that create a reckoning  ethical lapses that lead researchers to create new safeguards  scientific advancements that lead to new fields of research  changes in cultural values and behavioral norms that evolve over time. Mechanisms to monitor and enforce research vary in effectiveness and by country  Professional societies and peer-reviewed journals offer consistent ethical standards across national borders, though they lack the enforcement strength of nation-states.
  • 2.  Emerging trends — including big data, open science, and citizen science — provide research opportunities while introducing new ethical risks.  Professional societies respond to emerging changes with updates to codes of conduct, education and training for researchers, and governance structures for researchers, sponsors, and research subjects. Intellectual honesty and research integrity Intellectual honesty in proposing, performing, and reporting research refers to honesty with respect to the meaning of one's research. It is expected that researchers present proposals and data honestly and communicate their best understanding of the work in writing and verbally. The descriptions of an individual's work found in such communications frequently present selected data from the work organized into frameworks that emphasize conceptual understanding rather than the chronology of the discovery process. Clear and accurate research records must underlie these descriptions, however. Researchers must be advocates for their research conclusions in the face of collegial skepticism and must acknowledge errors. Intellectual property provisions and secrecy allow for patents and licensure and encourage private investment in research. Furthermore, even for publicly funded research, a degree of discretion may permit a research group to move ahead more efficiently. Conversely, an investigator who delays reporting important new findings risks having others publish similar results first and receiving little recognition for the discovery. Knowing when and how much to tell will always remain a challenge in scientific communication. Integrity in Research The pursuit and dissemination of knowledge enjoy a place of distinction in American culture, and the public expects to reap considerable benefit from the creative and innovative contributions of scientists. As science becomes increasingly intertwined with major social, philosophical, economic, and political issues, scientists become more accountable to the larger society of which they are a part. As a consequence, it is more important than ever that individual scientists and their institutions periodically reassess the values and professional practices that guide their research as well as their efforts to perform their work with integrity. Integrity characterizes both individual researchers and the institutions in which they work. For individuals, it is an aspect of moral character and experience.1 For institutions, it is a matter of creating an environment that promotes responsible conduct by embracing standards of excellence, trustworthiness, and lawfulness that inform institutional practices. For the individual scientist, integrity embodies above all a commitment to intellectual honesty and personal responsibility for one's actions and to a range of practices that characterize responsible research conduct. These practices include:  intellectual honesty in proposing, performing, and reporting research;
  • 3.  accuracy in representing contributions to research proposals and reports;  fairness in peer review;  collegiality in scientific interactions, including communications and sharing of resources;  transparency in conflicts of interest or potential conflicts of interest;  protection of human subjects in the conduct of research;  humane care of animals in the conduct of research; and  adherence to the mutual responsibilities between investigators and their research teams. Individual scientists work within complex organizational structures. (These structures and their interactions are described in detail in Chapter 3.) Factors that promote responsible conduct can exert their influences at the level of the individual; at the level of the work group (e.g., the research group); and at the level of the research institution itself. These different organizational levels are interdependent in the conduct of research. Institutions seeking to create an environment that promotes responsible conduct by individual scientists and that fosters integrity must establish and continuously monitor structures, processes, policies, and procedures that:  provide leadership in support of responsible conduct of research;  encourage respect for everyone involved in the research enterprise;  promote productive interactions between trainees and mentors;  advocate adherence to the rules regarding all aspects of the conduct of research, especially research involving human subjects and animals;  anticipate, reveal, and manage individual and institutional conflicts of interest;  arrange timely and thorough inquiries and investigations of allegations of scientific misconduct and apply appropriate administrative sanctions;  offer educational opportunities pertaining to integrity in the conduct of research; and  monitor and evaluate the institutional environment supporting integrity in the conduct of research and use this knowledge for continuous quality improvement. Scientific misconducts: Falsification, Fabrication and Plagiarism (FFP) Publication Misconduct To respect the intellectual property rights of others and uphold the standards for academic publishing, publishers of book or journal is adopting a zero tolerance policy towards papers associated with publication misconduct. Publication misconduct includes plagiarism, fabrication, falsification, inappropriate authorship, duplicate submission/multiple submissions, overlapping publication, and salami publication.
  • 4. 1.Plagiarism: Plagiarism is the appropriation of another person's thoughts, ideas, data, figures, research methods, or words without giving appropriate credit, or the over-citation of another person's published work. 2. Fabrication: Fabrication is the practice of making up data or results without having performed relevant research. 3. Falsification: Falsification is the practice of changing data or results intentionally such that misleading conclusion is drawn. REDUNDANT PUBLICATIONS Duplicate Publication:  When you publish a new paper similar to published paper by another author or your own paper without acknowledging the source and without getting permission from the original author is called duplicate publication.  Even if you change the title or abstract data and results remain same.  It violates the copyright of paper.  Researchers who study the paper get the results count as twice.  Wastage of editorial views/reviews.  Republication of same work unjustly for limited space and denies the others author right to publish a paper. Do’s and Don’s of Duplicate Publication  Do not replicate the contents from any other your published paper.  Do not offer other preliminary reports about the published papers to any other company without the permission of the journal.  When submitting your paper in any journal or any other editors provide copies of your published papers and related papers for complete transparency.  When quoting data from your published paper, Include few sentences , place the text in quotations and marks then with cites and source. Redundant Publications Salami Slicing  Salami Slicing is the practice of fragmenting the single coherent bodies into as many as smaller publications as possible.
  • 5.  An author breaks up the study into two or many slices of their work.  A single research is divided into slices called as publication unit.  Authors do it “to increase their publication count, to achieve career progression, to gain recognition, to get more funding, to achieve self-satisfaction. Selective reporting and misrepresentation of data. Selective reporting bias is when results from scientific research are deliberately not fully or accurately reported, in order to suppress negative or undesirable findings. The end result is that the findings are not reproducible, because they have been skewed by bias during the analysis or writing stages. Selective reporting is one type of bias which undermines the integrity of academic research. It is a large contributor to the current ‘reproducibility crisis’ facing scientific publishing Selective reporting is important, and many people still ignore the issue. And it's one of the root causes of the current replicability crisis we are facing not only in biomedical sciences, in the social sciences, but it's clear that it's also happening in other types of sciences. As Professor Bouter explains, selective reporting bias can incorporate a number of other types of bias, such as :  Publication bias – where the results of negative clinical trials are not published or under- published  Outcome reporting bias – where the results of negative clinical trials are cherry-picked or distorted to improve the overall findings  Spin – communicating results in a way which amplifies positive findings or tones down negative findings  Citation bias – positive studies are more likely to be cited than negative studies Selective reporting bias, FFP, and other examples of research misconduct, all contribute to a culture of mistrust in science and academia. However, journal editors can play a role in helping change this perception, by upholding a culture of research integrity on their journals.