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Geometrics, Inc. - www.geometrics.com - September 2009 r4a 1
Near-Surface Seismic
Refraction Surveying
Field Methods
By Deborah Underwood
Geometrics, Inc.
Geometrics, Inc. - www.geometrics.com - September 2009 r4a 2
The seismic refraction method
• First major geophysical method applied to subsurface investigation
of relatively deep oil-bearing geologic structures
• No longer the primary method in oil exploration, but has found use
for near-surface, high-resolution subsurface investigation
• Common applications for civil engineering and environmental studies
include depth-to-bedrock and groundwater investigations; also used
for shallow fault and stratigraphic studies
• Main objective is to measure the time of the “first break”, that is, the
time when a given geophone first moves in response to a seismic
energy source. Simply stated, since time and relative distances of
sources and geophones are known, the velocity of the subsurface
can be calculated
Geometrics, Inc. - www.geometrics.com - September 2009 r4a 3
Typical equipment
• Seismograph
– 12 to 24 channels
• Sensors and spread cable
– 8, 10, or 14 Hz vertical geophones
– 2 to 5-m (5 to 20-ft) spread cable takeout interval
• Source
– 10 to 20-pound sledgehammer with hammer switch,
trigger cable, and striker plate
Geometrics, Inc. - www.geometrics.com - September 2009 r4a 4
Geometrics seismographs
ES-3000
Laptop controller for
ES-3000 or Geode
Geode
StrataVisor NZ
(PC built-in)
SmartSeis ST
(PC built-in)
Geometrics, Inc. - www.geometrics.com - September 2009 r4a 5
Survey geometry – sensors
• Geophones are distributed in a line, signals are transmitted to the
seismograph by a spread cable.
• The total offset should be 3 to 5 times the depth of interest. However, this
should be balanced against the number of channels available and the
required horizontal resolution. If too few channels are used to span a large
total offset, the horizontal resolution will suffer.
SeismographGeophone interval
Total offset
distance between
first and last
geophone
distance between
geophones Spread cable
Geophone
Geometrics, Inc. - www.geometrics.com - September 2009 r4a 6
Survey geometry – sources
• At a minimum, there should be two shots (S1, S2) located at either end of
the line. Common practice is to position the shots offset from the line at a
right angle by about one-half the geophone interval. The goal is to position
the shot so it is not too close to a geophone, but also not off-end. For true
comparison of reciprocal times for delay times analysis, end shots should
not be positioned off-end.
• It is best practice to also have one center shot (S3)
• Once the crossover distance(s) is identified, that distance should be
measured off the ends of the line and shots located (S4, S5). Off-end shots
allow you to use all the geophones to sample the refractor.
• Depending on the survey objective, quarter shots (S6, S7) in the interior of
the spread and more distant off-end shots may be desired.
S1 S6 S7 S2S4 S3 S5
Off-end shot distance
approximately equal
to crossover
distance
Geometrics, Inc. - www.geometrics.com - September 2009 r4a 7
Survey geometry – sources (cont.)
• Instead of a perpendicular offset for the end shots, the end geophone can be
moved inward by one-half an interval and the shot positioned on the end.
S1 G24
G1 S2
• For S1, the geophone on the right end has normal spacing, and for S2, the geophone
on the left end has been returned to the normal spacing.
• This method allows the most accurate analysis of reciprocal times because the shots
are exactly located on the ends of the line. In theory, the time it takes for energy to
travel from S1 to G24 and from S2 to G1 should be identical.
• If end shots were located off-end (below), the travel paths would be different.
S1 G24
G1 S2
Geometrics, Inc. - www.geometrics.com - September 2009 r4a 8
Survey geometry – coordinates
• At a minimum, relative x, y spacing is required
– Easiest to save to the file header at time of acquisition, but can
also be assigned in data analysis software
– Set y equal to zero, and vary x values only (or vice versa)
– Some deviation from a line can be tolerated, minimize deviation
to 5% or less of the line length
• If there is any vertical relief on the line, the elevations
should be surveyed
– Elevations only need be relative, unless referenced elevations are
desired
– Z values are not saved in file header, but are easily input into
data analysis software
Geometrics, Inc. - www.geometrics.com - September 2009 r4a 9
Typical recording parameters
• Sample interval: 0.125 to 0.25 ms (over-sampling is fine)
• Record length: 0.25 to 0.5 s (should be long enough to capture
distant arrivals)
• Stacking: as needed to increase signal to noise ratio, 5 to 10 times
• Delay: -10 ms allows the first break on the near geophones to be
more easily viewed
• Acquisition filters: acquisition filters are NOT recommended because
effect is irreversible; should be carefully applied to filter signal you
are certain you will never want such as 60 Hz power line noise
• Preamp gains: highest setting
• Display gains: fixed gain (same gain over time for a given trace, but
variable from trace to trace; traces far from the source will need a
higher gain setting than those that are near)
Geometrics, Inc. - www.geometrics.com - September 2009 r4a 10
Analysis of the first end shot
crossover
*Commonly incorrectly referred to as the
“critical distance”
• Analyze waveform file of the
first end shot
– What is the data quality?
There is little pre-first break
noise, the first breaks are
obvious. Quality is excellent.
– How many refractions are
there? One break in slope
indicates one refraction (two-
layers).
– What is the crossover
distance*? Break in slope is
5 traces in. Five multiplied by
a geophone interval of 2m
equals 10m.
Geometrics, Inc. - www.geometrics.com - September 2009 r4a 11
Complete dataset
S1 S2S4 S6 S3 S7 S5
Geometrics, Inc. - www.geometrics.com - September 2009 r4a 12
Picking first breaks
• Set the display gains
so the first breaks are
clearly visible
– Ground roll has a
relatively large
amplitude and can be
misidentified as the
first arrival if the
display gains are not
high enough
– Use display clipping
so the traces do not
overlap when the
gain is set very high
ground rollfirst breaks
Geometrics, Inc. - www.geometrics.com - September 2009 r4a 13
Picking first breaks (cont.)
X (m) T (ms)
• Consistently pick the
same event from trace
to trace and from shot
record to shot record
– Adjust gains as
needed during
picking to optimize
display
• Output data consists of
a travel time (T) for
each geophone
location (X), data used
to plot travel time
curve
travel time curve
Geometrics, Inc. - www.geometrics.com - September 2009 r4a 14
Complete set of picks
reciprocal
times
• Reciprocal
times are
about equal
(good quality
check)
• The forward
and reverse
shots are
symmetrical
about the
center
indicating
there is little
or no dip on
refractor
Geometrics, Inc. - www.geometrics.com - September 2009 r4a 15
Complete analysis process
green picks:
second layer
red picks:
first layer
Travel time curves
• Pick first breaks
• Select analysis method
– Time-term inversion
gives a quick solution
for 2 to 3-layer cases
with evident breaks in
slope
• Assign layers
• Input elevations (if
applicable)
• Run inversion
• Compare calculated to
observed data
• Final layered model
result
Layered model result
Vp = 2750 m/s
Vp = 500 m/s
Geometrics, Inc. - www.geometrics.com - September 2009 r4a 16
Additional topics
• Multiple spreads for long survey lines
– Set up available channels/geophones at desired interval for the
first spread
– Locate and take shot points as if entire line is instrumented with
geophones
– Move geophones to next spread
– Reoccupy the same shot points
– Repeat process until entire line has been covered by spreads
– Append together shot records from each spread by common
shot point in SeisImager/2D refraction data analysis software
• Use of horizontal geophones for shear-wave refraction
surveys
– Records of polarized shear waves can be displayed together in
SeisImager/2D to allow picking of the first break
Geometrics, Inc. - www.geometrics.com - September 2009 r4a 17
Additional topics (cont.)
• Other methods offered by SeisImager/2D, require high
data redundancy
– Reciprocal method for detailed analysis of travel time curves,
calculate delay times manually (vs. Time-term inversion where
delay times are calculated automatically)
– Tomographic method for gradational velocity increases with
depth, strong horizontal velocity variation, and extreme
topography
• SeisImager/SW-1D available for surface wave data
analysis for IBC Vs100/Vs30 site classification
– Calculates dispersion curve from surface waves and outputs 1D
curve of shear wave velocity with depth
– For both active and passive (microtremor) sources
• SeisImager/SW-2D available for surface wave data
analysis for 2D cross-sectional imaging of Vs
Geometrics, Inc. - www.geometrics.com - September 2009 r4a 18
Surface wave data analysis
Surface wave analysis of refraction shot record S2
Use of 4.5 Hz geophones and a longer record length of 1 to 2 s would
have provided more surface wave data, but still some information can be
gleaned from this refraction record. Not surprisingly, the calculated Vs30
is about one-half of the second layer Vp determined through refraction.
Geometrics, Inc. - www.geometrics.com - September 2009 r4a 19
References and
recommended reading
ASTM (1998), Using the Seismic Refraction Method for Subsurface Investigation,
Designation No. D 5777-95.
Fowler, C.M.R. (1990), The Solid Earth: an Introduction to Global Geophysics, Cambridge
University Press.
Geometrics, Inc. (2005), SeisImager/2D Seismic Refraction Data Analysis Software
Manual and Examples Booklet.
Lankston, R.W. (1983), High-resolution Refraction Data Acquisition and Interpretation,
Geo-Compu-Graph, Inc.
Redpath, B.B. (1973), Seismic Refraction Exploration for Engineering Site Investigation,
National Technical Information Service, US Dept. of Commerce.
Reynolds, J.M. (1997), An Introduction to Applied and Environmental Geophysics, John
Wiley and Sons.
Sheriff, R.E. and Geldart, L.P. (1995), Exploration Seismology, Cambridge University Press.
Sjögren, B. (1984), Shallow Refraction Seismics, Chapman and Hall.
Geometrics, Inc. - www.geometrics.com - September 2009 r4a 20
For more information
• Geometrics, Inc.
– Telephone
• 408-428-4245
– Email
• seismicsales@geometrics.com
• support@geometrics.com
– Address
• 2190 Fortune Drive
• San Jose, California 95131 USA

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Seismic Refraction Surveying

  • 1. Geometrics, Inc. - www.geometrics.com - September 2009 r4a 1 Near-Surface Seismic Refraction Surveying Field Methods By Deborah Underwood Geometrics, Inc.
  • 2. Geometrics, Inc. - www.geometrics.com - September 2009 r4a 2 The seismic refraction method • First major geophysical method applied to subsurface investigation of relatively deep oil-bearing geologic structures • No longer the primary method in oil exploration, but has found use for near-surface, high-resolution subsurface investigation • Common applications for civil engineering and environmental studies include depth-to-bedrock and groundwater investigations; also used for shallow fault and stratigraphic studies • Main objective is to measure the time of the “first break”, that is, the time when a given geophone first moves in response to a seismic energy source. Simply stated, since time and relative distances of sources and geophones are known, the velocity of the subsurface can be calculated
  • 3. Geometrics, Inc. - www.geometrics.com - September 2009 r4a 3 Typical equipment • Seismograph – 12 to 24 channels • Sensors and spread cable – 8, 10, or 14 Hz vertical geophones – 2 to 5-m (5 to 20-ft) spread cable takeout interval • Source – 10 to 20-pound sledgehammer with hammer switch, trigger cable, and striker plate
  • 4. Geometrics, Inc. - www.geometrics.com - September 2009 r4a 4 Geometrics seismographs ES-3000 Laptop controller for ES-3000 or Geode Geode StrataVisor NZ (PC built-in) SmartSeis ST (PC built-in)
  • 5. Geometrics, Inc. - www.geometrics.com - September 2009 r4a 5 Survey geometry – sensors • Geophones are distributed in a line, signals are transmitted to the seismograph by a spread cable. • The total offset should be 3 to 5 times the depth of interest. However, this should be balanced against the number of channels available and the required horizontal resolution. If too few channels are used to span a large total offset, the horizontal resolution will suffer. SeismographGeophone interval Total offset distance between first and last geophone distance between geophones Spread cable Geophone
  • 6. Geometrics, Inc. - www.geometrics.com - September 2009 r4a 6 Survey geometry – sources • At a minimum, there should be two shots (S1, S2) located at either end of the line. Common practice is to position the shots offset from the line at a right angle by about one-half the geophone interval. The goal is to position the shot so it is not too close to a geophone, but also not off-end. For true comparison of reciprocal times for delay times analysis, end shots should not be positioned off-end. • It is best practice to also have one center shot (S3) • Once the crossover distance(s) is identified, that distance should be measured off the ends of the line and shots located (S4, S5). Off-end shots allow you to use all the geophones to sample the refractor. • Depending on the survey objective, quarter shots (S6, S7) in the interior of the spread and more distant off-end shots may be desired. S1 S6 S7 S2S4 S3 S5 Off-end shot distance approximately equal to crossover distance
  • 7. Geometrics, Inc. - www.geometrics.com - September 2009 r4a 7 Survey geometry – sources (cont.) • Instead of a perpendicular offset for the end shots, the end geophone can be moved inward by one-half an interval and the shot positioned on the end. S1 G24 G1 S2 • For S1, the geophone on the right end has normal spacing, and for S2, the geophone on the left end has been returned to the normal spacing. • This method allows the most accurate analysis of reciprocal times because the shots are exactly located on the ends of the line. In theory, the time it takes for energy to travel from S1 to G24 and from S2 to G1 should be identical. • If end shots were located off-end (below), the travel paths would be different. S1 G24 G1 S2
  • 8. Geometrics, Inc. - www.geometrics.com - September 2009 r4a 8 Survey geometry – coordinates • At a minimum, relative x, y spacing is required – Easiest to save to the file header at time of acquisition, but can also be assigned in data analysis software – Set y equal to zero, and vary x values only (or vice versa) – Some deviation from a line can be tolerated, minimize deviation to 5% or less of the line length • If there is any vertical relief on the line, the elevations should be surveyed – Elevations only need be relative, unless referenced elevations are desired – Z values are not saved in file header, but are easily input into data analysis software
  • 9. Geometrics, Inc. - www.geometrics.com - September 2009 r4a 9 Typical recording parameters • Sample interval: 0.125 to 0.25 ms (over-sampling is fine) • Record length: 0.25 to 0.5 s (should be long enough to capture distant arrivals) • Stacking: as needed to increase signal to noise ratio, 5 to 10 times • Delay: -10 ms allows the first break on the near geophones to be more easily viewed • Acquisition filters: acquisition filters are NOT recommended because effect is irreversible; should be carefully applied to filter signal you are certain you will never want such as 60 Hz power line noise • Preamp gains: highest setting • Display gains: fixed gain (same gain over time for a given trace, but variable from trace to trace; traces far from the source will need a higher gain setting than those that are near)
  • 10. Geometrics, Inc. - www.geometrics.com - September 2009 r4a 10 Analysis of the first end shot crossover *Commonly incorrectly referred to as the “critical distance” • Analyze waveform file of the first end shot – What is the data quality? There is little pre-first break noise, the first breaks are obvious. Quality is excellent. – How many refractions are there? One break in slope indicates one refraction (two- layers). – What is the crossover distance*? Break in slope is 5 traces in. Five multiplied by a geophone interval of 2m equals 10m.
  • 11. Geometrics, Inc. - www.geometrics.com - September 2009 r4a 11 Complete dataset S1 S2S4 S6 S3 S7 S5
  • 12. Geometrics, Inc. - www.geometrics.com - September 2009 r4a 12 Picking first breaks • Set the display gains so the first breaks are clearly visible – Ground roll has a relatively large amplitude and can be misidentified as the first arrival if the display gains are not high enough – Use display clipping so the traces do not overlap when the gain is set very high ground rollfirst breaks
  • 13. Geometrics, Inc. - www.geometrics.com - September 2009 r4a 13 Picking first breaks (cont.) X (m) T (ms) • Consistently pick the same event from trace to trace and from shot record to shot record – Adjust gains as needed during picking to optimize display • Output data consists of a travel time (T) for each geophone location (X), data used to plot travel time curve travel time curve
  • 14. Geometrics, Inc. - www.geometrics.com - September 2009 r4a 14 Complete set of picks reciprocal times • Reciprocal times are about equal (good quality check) • The forward and reverse shots are symmetrical about the center indicating there is little or no dip on refractor
  • 15. Geometrics, Inc. - www.geometrics.com - September 2009 r4a 15 Complete analysis process green picks: second layer red picks: first layer Travel time curves • Pick first breaks • Select analysis method – Time-term inversion gives a quick solution for 2 to 3-layer cases with evident breaks in slope • Assign layers • Input elevations (if applicable) • Run inversion • Compare calculated to observed data • Final layered model result Layered model result Vp = 2750 m/s Vp = 500 m/s
  • 16. Geometrics, Inc. - www.geometrics.com - September 2009 r4a 16 Additional topics • Multiple spreads for long survey lines – Set up available channels/geophones at desired interval for the first spread – Locate and take shot points as if entire line is instrumented with geophones – Move geophones to next spread – Reoccupy the same shot points – Repeat process until entire line has been covered by spreads – Append together shot records from each spread by common shot point in SeisImager/2D refraction data analysis software • Use of horizontal geophones for shear-wave refraction surveys – Records of polarized shear waves can be displayed together in SeisImager/2D to allow picking of the first break
  • 17. Geometrics, Inc. - www.geometrics.com - September 2009 r4a 17 Additional topics (cont.) • Other methods offered by SeisImager/2D, require high data redundancy – Reciprocal method for detailed analysis of travel time curves, calculate delay times manually (vs. Time-term inversion where delay times are calculated automatically) – Tomographic method for gradational velocity increases with depth, strong horizontal velocity variation, and extreme topography • SeisImager/SW-1D available for surface wave data analysis for IBC Vs100/Vs30 site classification – Calculates dispersion curve from surface waves and outputs 1D curve of shear wave velocity with depth – For both active and passive (microtremor) sources • SeisImager/SW-2D available for surface wave data analysis for 2D cross-sectional imaging of Vs
  • 18. Geometrics, Inc. - www.geometrics.com - September 2009 r4a 18 Surface wave data analysis Surface wave analysis of refraction shot record S2 Use of 4.5 Hz geophones and a longer record length of 1 to 2 s would have provided more surface wave data, but still some information can be gleaned from this refraction record. Not surprisingly, the calculated Vs30 is about one-half of the second layer Vp determined through refraction.
  • 19. Geometrics, Inc. - www.geometrics.com - September 2009 r4a 19 References and recommended reading ASTM (1998), Using the Seismic Refraction Method for Subsurface Investigation, Designation No. D 5777-95. Fowler, C.M.R. (1990), The Solid Earth: an Introduction to Global Geophysics, Cambridge University Press. Geometrics, Inc. (2005), SeisImager/2D Seismic Refraction Data Analysis Software Manual and Examples Booklet. Lankston, R.W. (1983), High-resolution Refraction Data Acquisition and Interpretation, Geo-Compu-Graph, Inc. Redpath, B.B. (1973), Seismic Refraction Exploration for Engineering Site Investigation, National Technical Information Service, US Dept. of Commerce. Reynolds, J.M. (1997), An Introduction to Applied and Environmental Geophysics, John Wiley and Sons. Sheriff, R.E. and Geldart, L.P. (1995), Exploration Seismology, Cambridge University Press. Sjögren, B. (1984), Shallow Refraction Seismics, Chapman and Hall.
  • 20. Geometrics, Inc. - www.geometrics.com - September 2009 r4a 20 For more information • Geometrics, Inc. – Telephone • 408-428-4245 – Email • seismicsales@geometrics.com • support@geometrics.com – Address • 2190 Fortune Drive • San Jose, California 95131 USA