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Rethinking Decentralization and Deconcentration in  the Unitary States Tri Widodo W. UTOMO Graduate School of International Development (GSID), Nagoya University, Japan  June 18, 2009
Structure of Presentation ,[object Object],[object Object],[object Object],[object Object]
Part 1 Understanding Decentralization
Decentralization (Rondinelli and WB, 1999) ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Decentralization & deconcentration defined Source Dec. / Dev. Deconcentration World Bank is the  transfer of authority and responsibility  for public functions from the central government to subordinate or quasi-independent government organizations and/or private sector. is the weakest form of decentralization – redistributes  decision making authority and financial responsibilities  among different levels of the national government.  UNDP concerned with the  political  as well as the  economic  (and  administrative ) arguments. concerned mainly with the  administrative  rationale and to some extent with the  economic  arguments. Hellmut Wollman powers and functions (as well as resources) are assigned to  sub-national bodies and actors  that possess some political autonomy in their own right     full municipalisation administrative functions being done through the establishment of  regional or local “field offices”      limited municipalisation .
Decentralization n deconcentration defined cont’d … Source Dec. / Dev. Deconcentration Robertson Work refers to the  full transfer   of responsibility, decision-making, resources and revenue generation  to a local level public authority that is autonomous and fully independent of the devolving authority.  can be seen as the  first step in a newly decentralizing   government  to improve service delivery.  Hutchcroft  involves a much more  extensive transfer  of decision-making authority and responsibility  to local government units   (commonly regions, provinces, and/or municipalities).  involves an  intra-organizational transfer  of particular functions and workloads from the central government  to its regional or local offices .
Administrative Decentralization (UNDP, 1999)
Disagreement ,[object Object],[object Object],[object Object],[object Object],[object Object]
5 Typology of Decentralization   (Smith, 2001)
2 Typology of Decentralization   (Ribot, 2004)
3 Typology of Decentralization   (Brilantes Jr., 2004)
Two senses of decentralization meaning: ,[object Object],[object Object]
Decentralization   is a “ two-edged of sword ” (1) ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Decentralization   is a “ two-edged of sword ” (2) ,[object Object],[object Object],[object Object]
Paradigm of Decentralization  (Smith, 2001)
Part 2 Centralization – Decentralization Debate
Centralization – Decentralization ,[object Object],[object Object],[object Object],[object Object],(Cumming 1995, Hutchcroft 2001, Dickovick 2003, Gerring, Thacker & Moreno 2004 )
Centralization – Decentralization ,[object Object],[object Object],[object Object],How do we explain the relationship between Centralization, Decentralization, and Deconcentration?
Centralization – Decentralization Centralization   V.S.   Decentralization   2 variants of centralization: Deconcentration   V.S.   Decentralization   ,[object Object],[object Object],(Dickovick 2003, Hutchcroft 2001, Cummings 1995)
[object Object],[object Object],dichotomy  OR  continuum ? Deconcentration – Decentralization
[object Object],[object Object],[object Object],Deconcentration – Decentralization
Continuum of Decon – Decent  Brillantes Jr. (2004)
Continuum of Decon – Decent  Fritzen & Lim (2006)
Equilibrium of centralization & decentralization forces  Source: Kauzya (no year)
Centralization / Decon – Decent Interface Model ,[object Object],[object Object],[object Object]
Future Possibility  ,[object Object],[object Object],[object Object],[object Object]
Country Trends  ,[object Object],[object Object],[object Object]
Part 3 Unitary States vs. Federal States & Asymmetric Decentralization
    Unitary States Federal States      Special case: Somalia  Unitary & Federal States in the World
Unitary States vs. Federal States Lower levels of government have a  constitutional guarantee  of sovereignty over specific matters .  Lower-level governments  derive their statutory frameworks from  parliamentary legislation  or an executive order . Lijphart Responsibility for fiscal problems is  distributed across different levels of government . Spending by lower-level government remains the  responsibility of the national government . Source Unitary State Federal State Wikipedia Country whose organs of state are governed as  one single unit . The political power of government may well be transferred to lower levels, but central government retains the principal right to recall such delegated power. A  union  comprising a number of partially self-governing states or regions united by a central ("federal") government.
Unitary States vs. Federal States Source Unitary State Federal State Hoessein ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
[object Object],[object Object],Unitary States vs. Federal States
A Constitutional Reform Schemata (Buchanan, 1995) Unitary States vs. Federal States
Dynamics in the development of federal system over time (USA) Boeckenfoerde, 2007
[object Object],[object Object],[object Object],Does Unitary States correspond to Centralization, while Federal System corresponds to Decentralization?  Unitary States vs. Federal States
Unitary States vs. Federal States ,[object Object],[object Object],[object Object],[object Object]
Asymmetrical Decentralization ,[object Object],[object Object],[object Object]
Part 4 Countries Experiences
JAPAN
JAPAN ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],JAPAN
CHINA
CHINA
CHINA ,[object Object],[object Object],[object Object],[object Object]
CHINA ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
FRANCE
FRANCE
FRANCE ,[object Object],[object Object],[object Object],[object Object]
FRANCE ,[object Object],[object Object],[object Object]
INDONESIA ,[object Object],[object Object],[object Object],[object Object]
INDONESIA
Local Government http://id.wikipedia.org/wiki/Jumlah_wilayah_administratif_di_Indonesia#cite_note-3 Source: http://id.wikipedia.org/wiki/Pemekaran_daerah_di_Indonesia Level of Govt 1999 2004 2009 Province 26 32 33 District / City 309 434 489 Year Number of Village Govt. (autonomous & administrative) 2002 69.255 2004 69.919 2006 70.611 2008 73.067
Degree of centralization – decentralization in Indonesia (1903-2004)
7 rounds of decentralization in Indonesia  (1903-2004)
INDONESIA ,[object Object],[object Object],[object Object]
 
MENA Countries ,[object Object],[object Object],[object Object]
CONCLUSION ,[object Object],[object Object],[object Object],[object Object]
Thank you for kind attention
References ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]

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Rethinking Decentralization & Deconcentration

  • 1. Rethinking Decentralization and Deconcentration in the Unitary States Tri Widodo W. UTOMO Graduate School of International Development (GSID), Nagoya University, Japan June 18, 2009
  • 2.
  • 3. Part 1 Understanding Decentralization
  • 4.
  • 5. Decentralization & deconcentration defined Source Dec. / Dev. Deconcentration World Bank is the transfer of authority and responsibility for public functions from the central government to subordinate or quasi-independent government organizations and/or private sector. is the weakest form of decentralization – redistributes decision making authority and financial responsibilities among different levels of the national government. UNDP concerned with the political as well as the economic (and administrative ) arguments. concerned mainly with the administrative rationale and to some extent with the economic arguments. Hellmut Wollman powers and functions (as well as resources) are assigned to sub-national bodies and actors that possess some political autonomy in their own right  full municipalisation administrative functions being done through the establishment of regional or local “field offices”  limited municipalisation .
  • 6. Decentralization n deconcentration defined cont’d … Source Dec. / Dev. Deconcentration Robertson Work refers to the full transfer of responsibility, decision-making, resources and revenue generation to a local level public authority that is autonomous and fully independent of the devolving authority. can be seen as the first step in a newly decentralizing government to improve service delivery. Hutchcroft involves a much more extensive transfer of decision-making authority and responsibility to local government units (commonly regions, provinces, and/or municipalities). involves an intra-organizational transfer of particular functions and workloads from the central government to its regional or local offices .
  • 8.
  • 9. 5 Typology of Decentralization (Smith, 2001)
  • 10. 2 Typology of Decentralization (Ribot, 2004)
  • 11. 3 Typology of Decentralization (Brilantes Jr., 2004)
  • 12.
  • 13.
  • 14.
  • 16. Part 2 Centralization – Decentralization Debate
  • 17.
  • 18.
  • 19.
  • 20.
  • 21.
  • 22. Continuum of Decon – Decent Brillantes Jr. (2004)
  • 23. Continuum of Decon – Decent Fritzen & Lim (2006)
  • 24. Equilibrium of centralization & decentralization forces Source: Kauzya (no year)
  • 25.
  • 26.
  • 27.
  • 28. Part 3 Unitary States vs. Federal States & Asymmetric Decentralization
  • 29.    Unitary States Federal States    Special case: Somalia Unitary & Federal States in the World
  • 30. Unitary States vs. Federal States Lower levels of government have a constitutional guarantee of sovereignty over specific matters . Lower-level governments derive their statutory frameworks from parliamentary legislation or an executive order . Lijphart Responsibility for fiscal problems is distributed across different levels of government . Spending by lower-level government remains the responsibility of the national government . Source Unitary State Federal State Wikipedia Country whose organs of state are governed as one single unit . The political power of government may well be transferred to lower levels, but central government retains the principal right to recall such delegated power. A union comprising a number of partially self-governing states or regions united by a central ("federal") government.
  • 31.
  • 32.
  • 33. A Constitutional Reform Schemata (Buchanan, 1995) Unitary States vs. Federal States
  • 34. Dynamics in the development of federal system over time (USA) Boeckenfoerde, 2007
  • 35.
  • 36.
  • 37.
  • 38. Part 4 Countries Experiences
  • 39. JAPAN
  • 40.
  • 41.
  • 42. CHINA
  • 43. CHINA
  • 44.
  • 45.
  • 48.
  • 49.
  • 50.
  • 52. Local Government http://id.wikipedia.org/wiki/Jumlah_wilayah_administratif_di_Indonesia#cite_note-3 Source: http://id.wikipedia.org/wiki/Pemekaran_daerah_di_Indonesia Level of Govt 1999 2004 2009 Province 26 32 33 District / City 309 434 489 Year Number of Village Govt. (autonomous & administrative) 2002 69.255 2004 69.919 2006 70.611 2008 73.067
  • 53. Degree of centralization – decentralization in Indonesia (1903-2004)
  • 54. 7 rounds of decentralization in Indonesia (1903-2004)
  • 55.
  • 56.  
  • 57.
  • 58.
  • 59. Thank you for kind attention
  • 60.
  • 61.
  • 62.
  • 63.

Editor's Notes

  1. First of all, I’d like to introduce myself. I’m from Indonesia, and I’m a researcher in the field of public administration. In my country, I work for National Institute of Public Administration, regional branch of Kalimantan, one of the biggest island in Indonesia. It is really a great pleasure for me to be in GSID. During my 4-month visit, I’m focusing my research on decentralization, with a deeper investigation on deconcentration.