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Presented By:
Atul Adhikari
M. Pharm(Pharmaceutics) 1st sem,
Assam downtown university, Assam.
Guided By:
Satyendra Deka
Department of Pharmacy,
ADTU
WHY???
 Thalidomide catastrophe (1962)
Phocomelia(malformation of limbs)
10,000 cases reported worldwide, 50% survived
 Elixir sulphonamide(1937)
Diethylene glycol known toxin was used as solvent
More than 100 death
 Such tragic incidents led to introduction of regulations for approval of new drugs
2ADTU, Guwahati
INTRODUCTION
The new drug approval is of two phase process –
 the first phase for clinical trials and second phase for marketing authorization of drug.
 Firstly, non-clinical studies of a drug are completed to ensure efficacy and safety, and
then application for conduct of clinical trials is submitted to the competent authority of
the concerned country. Thereafter, the clinical trials can be conducted (phase I to phase
IV).
 These studies are performed to ensure the efficacy, safety and optimizing the dose of
drug in human beings.
 After the completion of clinical studies of the drug, then an application to the competent
authority of the concerned country for the approval of drug for marketing is submitted.
The competent authority review the application and approve the drug for marketing only
if the drug is found to be safe and effective in human being or the drug have more
desirable effect as compare to the adverse effect .
3ADTU, Guwahati
 Even after the approval of new drug, government should monitor its safety
due to appearance of some side effects, when it is used in larger
population. The interactions with other drugs, which were not assessed in a
pre-marketing research trial and its adverse effects
4ADTU, Guwahati
REGULATORY
ORGANIZATIONS IN
COUNTRIES USFDA(Unites States)
 CDSCO- Central drugs standard control organization ( India)
 EMEA- European Agency for the evaluation of medicinal products (
( European Union)
 MoH(Sri Lanka)
 DDA- Department of drug Administration (Nepal)
5ADTU, Guwahati
DRUG APPROVAL PROCESS IN USA
In 1820, the new era of USA drug regulation was started with the establishment of US
Pharmacopoeia. In 1906, Congress passed the original Food and Drugs Act, which
require that drugs must meet official standards of strength and purity. However, in 1937,
due to sulphanilamide tragedy, the Federal Food, Drug and Cosmetic Act (of 1938) was
enacted and added new provisions that new drugs must be shown safe before
marketing.
6ADTU, Guwahati
DIFFERENT TYPES OF DRUG
APPLICATIONS THAT CAN BE
SUBMITTED TO FDA
 IND(investigational new drug application)
 NDA(new drug application)
 ANDA( abbreviated new drug application)
 BLA(biologic license Application)
7ADTU, Guwahati
 The Food and Drug Administration (FDA) is responsible for protecting and promoting
public health.
 FDA’s new drug approval process is also accomplished in two phases: clinical trials
(CT) and new drug application (NDA) approval. FDA approval process begins only
after submission of investigational new drug (IND) application.
 The IND application should provide high quality preclinical data to justify the testing of
the drug in humans. Almost 85% of drugs are subjected to clinical trials, for which IND
applications are filed.
8ADTU, Guwahati
9ADTU, Guwahati
 A new drug application (NDA) can be filed only when the drug successfully passes all
three phases of clinical trials and includes all animal and human data, data analyses,
pharmacokinetics of drug and its manufacturing and proposed labelling.
 The preclinical, clinical reports and risk-benefit analysis are reviewed at the Center for
Drug Evaluation and Research by a team of scientists. Generally approval of an NDA
is granted within two years (on an average), however, this process can be completed
from two months to several years.
 The innovating company is allowed to market the drug after the approval of an NDA
and is considered to be in Phase IV trials. In this phase, new areas, uses or new
populations, long-term effects, and how participants respond to different dosages are
explored.
10ADTU, Guwahati
11ADTU, Guwahati
12ADTU, Guwahati
13ADTU, Guwahati
14ADTU, Guwahati
DRUG APPROVAL PROCESS
IN INDIA
 The regulatory scenario in India is changing very fast and DCGI is coming up with
precise guideline on each topic. The documentation for product registration in India
has become at par with US FDA and seems to objective of DCGI so that data
generated in India is acceptable globally.
15ADTU, Guwahati
HISTORY OF DRUG
REGULATION IN INDIA
 Back to British rule when the majority of drugs were imported.
 The Indian Council of Medical Research (ICMR) was created in 1949 to guide and
manage medical research.
 The first Drugs and Cosmetics Act came into effect in 1940 and was later amended as the
Drugs and Cosmetics Rules of 1945. The 1945 amendment established the CDSCO and
the DCGI.
 A specific sub-Drugs and Cosmetics Act was developed, called Schedule Y, to regulate
clinical research conduct.
 The Department of Biotechnology was created in 1986 to facilitate various aspects of
biotechnology.
 ICMR issued the Ethical Guidelines for Biomedical Research on Human Subjects in 2000,
and the CDSCO released the Indian Good Clinical Practice Guidelines in 2001. Together,
these agencies assist the licensing authority in issuing final marketing approvals for
products.
16ADTU, Guwahati
17ADTU, Guwahati
18ADTU, Guwahati
 At the central level, DCGI, under the Ministry of Health and Family Welfare, approves
the drug or medical device for marketing. Manufacturing licenses are approved at the
state level by state drug control authorities. Monitoring is also performed by state
agencies in coordination with the CDSCO.
 Manufacturing, importing, or conducting a clinical trial requires permission from the
licensing authority through a Form 44 application. The application follows international
submission requirements of a Common Technical Document (CTD) and has five
modules.
19ADTU, Guwahati
20ADTU, Guwahati
 Form 44 requires information as described in Schedule Y of the Drugs and Cosmetics
Act.
 The clinical trial must be conducted in accordance with ethical principles.
 The Act has a special provision (Rule 122-A) to accept international trial data or other
information, to allow import, and to waive the clinical trial requirement in the interest of
public health. A clinical trial may also be waived for drugs that are approved and have
been used in other countries for many years.
21ADTU, Guwahati
SCHEDULE Y
• Requirements and guidelines to import and/or manufacture of new drug for sale or to
undertake clinical trials
• It has outlined extensive study criteria in line with the globally accepted formats such
as ICH and US FDA guidelines
• It can be referred to rules 122A, 122B, 122D, 122DA, 122DAA and 122E.
22ADTU, Guwahati
PURPOSE OF SCHEDULE Y
 To frame guidelines to conduct clinical research
 Control and regulation for new drugs.
 CDSCO formulated GCP under schedule Y in 2005
23ADTU, Guwahati
Fig: Flowchart of regulatory requirements for New Drug Application(NDA) in India
24ADTU, Guwahati
25ADTU, Guwahati
PRINCIPLE DIFFERENCES
BETWEEN US AND INDIA
requirements US India
Agency USFDA DCGI
Application ANDA/NDA MAA
Debarment yes no
Approval Time ≈18 months ≈12-18 months
fees Under $2
millions- NDA
$51,520-ANDA
Application
50,000 INR
26ADTU, Guwahati
https://www.fda.gov/drugs/developmentapprovalprocess/druginnovation/ucm537040.ht
m
https://www.fda.gov/drugs/developmentapprovalprocess/ucm090410.htm
http://www.pharmatutor.org/articles/new-drug-approval-procedure-india
https://amcrasto.wordpress.com/2015/02/13/drug-approval-process-in-india/amp/
http://www.cdsco.nic.in/
27ADTU, Guwahati

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Regulatory Requirements for Drug Product Approval

  • 1. Presented By: Atul Adhikari M. Pharm(Pharmaceutics) 1st sem, Assam downtown university, Assam. Guided By: Satyendra Deka Department of Pharmacy, ADTU
  • 2. WHY???  Thalidomide catastrophe (1962) Phocomelia(malformation of limbs) 10,000 cases reported worldwide, 50% survived  Elixir sulphonamide(1937) Diethylene glycol known toxin was used as solvent More than 100 death  Such tragic incidents led to introduction of regulations for approval of new drugs 2ADTU, Guwahati
  • 3. INTRODUCTION The new drug approval is of two phase process –  the first phase for clinical trials and second phase for marketing authorization of drug.  Firstly, non-clinical studies of a drug are completed to ensure efficacy and safety, and then application for conduct of clinical trials is submitted to the competent authority of the concerned country. Thereafter, the clinical trials can be conducted (phase I to phase IV).  These studies are performed to ensure the efficacy, safety and optimizing the dose of drug in human beings.  After the completion of clinical studies of the drug, then an application to the competent authority of the concerned country for the approval of drug for marketing is submitted. The competent authority review the application and approve the drug for marketing only if the drug is found to be safe and effective in human being or the drug have more desirable effect as compare to the adverse effect . 3ADTU, Guwahati
  • 4.  Even after the approval of new drug, government should monitor its safety due to appearance of some side effects, when it is used in larger population. The interactions with other drugs, which were not assessed in a pre-marketing research trial and its adverse effects 4ADTU, Guwahati
  • 5. REGULATORY ORGANIZATIONS IN COUNTRIES USFDA(Unites States)  CDSCO- Central drugs standard control organization ( India)  EMEA- European Agency for the evaluation of medicinal products ( ( European Union)  MoH(Sri Lanka)  DDA- Department of drug Administration (Nepal) 5ADTU, Guwahati
  • 6. DRUG APPROVAL PROCESS IN USA In 1820, the new era of USA drug regulation was started with the establishment of US Pharmacopoeia. In 1906, Congress passed the original Food and Drugs Act, which require that drugs must meet official standards of strength and purity. However, in 1937, due to sulphanilamide tragedy, the Federal Food, Drug and Cosmetic Act (of 1938) was enacted and added new provisions that new drugs must be shown safe before marketing. 6ADTU, Guwahati
  • 7. DIFFERENT TYPES OF DRUG APPLICATIONS THAT CAN BE SUBMITTED TO FDA  IND(investigational new drug application)  NDA(new drug application)  ANDA( abbreviated new drug application)  BLA(biologic license Application) 7ADTU, Guwahati
  • 8.  The Food and Drug Administration (FDA) is responsible for protecting and promoting public health.  FDA’s new drug approval process is also accomplished in two phases: clinical trials (CT) and new drug application (NDA) approval. FDA approval process begins only after submission of investigational new drug (IND) application.  The IND application should provide high quality preclinical data to justify the testing of the drug in humans. Almost 85% of drugs are subjected to clinical trials, for which IND applications are filed. 8ADTU, Guwahati
  • 10.  A new drug application (NDA) can be filed only when the drug successfully passes all three phases of clinical trials and includes all animal and human data, data analyses, pharmacokinetics of drug and its manufacturing and proposed labelling.  The preclinical, clinical reports and risk-benefit analysis are reviewed at the Center for Drug Evaluation and Research by a team of scientists. Generally approval of an NDA is granted within two years (on an average), however, this process can be completed from two months to several years.  The innovating company is allowed to market the drug after the approval of an NDA and is considered to be in Phase IV trials. In this phase, new areas, uses or new populations, long-term effects, and how participants respond to different dosages are explored. 10ADTU, Guwahati
  • 15. DRUG APPROVAL PROCESS IN INDIA  The regulatory scenario in India is changing very fast and DCGI is coming up with precise guideline on each topic. The documentation for product registration in India has become at par with US FDA and seems to objective of DCGI so that data generated in India is acceptable globally. 15ADTU, Guwahati
  • 16. HISTORY OF DRUG REGULATION IN INDIA  Back to British rule when the majority of drugs were imported.  The Indian Council of Medical Research (ICMR) was created in 1949 to guide and manage medical research.  The first Drugs and Cosmetics Act came into effect in 1940 and was later amended as the Drugs and Cosmetics Rules of 1945. The 1945 amendment established the CDSCO and the DCGI.  A specific sub-Drugs and Cosmetics Act was developed, called Schedule Y, to regulate clinical research conduct.  The Department of Biotechnology was created in 1986 to facilitate various aspects of biotechnology.  ICMR issued the Ethical Guidelines for Biomedical Research on Human Subjects in 2000, and the CDSCO released the Indian Good Clinical Practice Guidelines in 2001. Together, these agencies assist the licensing authority in issuing final marketing approvals for products. 16ADTU, Guwahati
  • 19.  At the central level, DCGI, under the Ministry of Health and Family Welfare, approves the drug or medical device for marketing. Manufacturing licenses are approved at the state level by state drug control authorities. Monitoring is also performed by state agencies in coordination with the CDSCO.  Manufacturing, importing, or conducting a clinical trial requires permission from the licensing authority through a Form 44 application. The application follows international submission requirements of a Common Technical Document (CTD) and has five modules. 19ADTU, Guwahati
  • 21.  Form 44 requires information as described in Schedule Y of the Drugs and Cosmetics Act.  The clinical trial must be conducted in accordance with ethical principles.  The Act has a special provision (Rule 122-A) to accept international trial data or other information, to allow import, and to waive the clinical trial requirement in the interest of public health. A clinical trial may also be waived for drugs that are approved and have been used in other countries for many years. 21ADTU, Guwahati
  • 22. SCHEDULE Y • Requirements and guidelines to import and/or manufacture of new drug for sale or to undertake clinical trials • It has outlined extensive study criteria in line with the globally accepted formats such as ICH and US FDA guidelines • It can be referred to rules 122A, 122B, 122D, 122DA, 122DAA and 122E. 22ADTU, Guwahati
  • 23. PURPOSE OF SCHEDULE Y  To frame guidelines to conduct clinical research  Control and regulation for new drugs.  CDSCO formulated GCP under schedule Y in 2005 23ADTU, Guwahati
  • 24. Fig: Flowchart of regulatory requirements for New Drug Application(NDA) in India 24ADTU, Guwahati
  • 26. PRINCIPLE DIFFERENCES BETWEEN US AND INDIA requirements US India Agency USFDA DCGI Application ANDA/NDA MAA Debarment yes no Approval Time ≈18 months ≈12-18 months fees Under $2 millions- NDA $51,520-ANDA Application 50,000 INR 26ADTU, Guwahati