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Chapter 2: Process Groups and 
Knowledge Areas 
 What Is a Process? 
 The Five Overarching Process Groups 
 Interacting Cycles 
 The Nine Project Management 
Knowledge Areas
Learning Objectives 
After completing this chapter, you will be able to: 
 Describe what a process is and what constitutes 
the inputs, tools and techniques, and outputs 
related to a process 
 Describe the five project management Process 
Groups and list the life cycle steps that take place 
in each 
 Compare the project management life cycle to the 
Plan-Do-Check-Act and project life cycles 
 Describe the nine PMI Knowledge Areas and 
classify their processes by Process Group
Knowledge Areas
What Is a Process? 
According to the PMI, “A process is a set of interrelated 
actions and activities performed to achieve a pre-specified 
product, result, or service.” 
The PMBOK Guide lists 42 distinct processes.
What Is a Process? 
Inputs, Tools and Techniques, and Outputs 
Inputs refer to documents or Tools are tangible items 
documentable items that will used in performing an 
be acted upon. activity to produce a result 
(e.g. templates). 
Techniques are procedures 
used to perform an activity 
to produce a result (e.g. 
estimating). 
Outputs are tangible and 
measurable (usually a 
deliverable). 
Outputs from one process 
often show up as inputs to 
another.
Closing 
processes
Initiating Process Group 
Processes 
Develop Project Charter 
Identify Stakeholders
Planning Process Group 
Processes 
Develop Project Management Plan Determine Budget 
Collect Requirements Plan Quality 
Define Scope Develop Human Resource Plan 
Create WBS Plan Communications 
Define Activities Plan Risk Management 
Sequence Activities Identify Risks 
Estimate Activity Resources Perform Qualitative Risk Analysis 
Estimate Activity Durations Perform Quantitative Risk Analysis 
Develop Schedule Plan Risk Responses 
Estimate Costs Plan Procurements
Executing Process Group 
Processes 
Direct and Manage Project Execution 
Perform Quality Assurance 
Acquire Project Team 
Develop Project Team 
Manage Project Team 
Distribute Information 
Manage Stakeholder Expectations 
Conduct Procurements
Monitoring and Controlling Process Group 
Processes 
Monitor and Control Project Work 
Perform Integrated Change Control 
Verify Scope 
Control Scope 
Control Schedule 
Control Costs 
Perform Quality Control 
Report Performance 
Monitor and Control Risks 
Administer Procurements
Closing Process Group 
Processes 
Close Project or Phase 
Close Procurements
Project Integration Management 
Six Processes 
Initiating Planning Executing Monitoring & 
Controlling Closing 
Develop Project Develop Project Direct and Manage Monitor and Control Close Project or Phase 
Charter Management Plan Project Execution Project Work 
Perform Integrated 
Change Control
Project Scope Management 
Five Processes 
Initiating Planning Executing 
Monitoring & 
Controlling 
Closing 
Collect Requirements Verify Scope 
Define Scope Control Scope 
Create WBS
Project Time Management 
Six Processes 
Initiating Planning Executing Monitoring & 
Controlling 
Closing 
Define Activities 
Sequence Activities Control Schedule 
Estimate Activity 
Resources 
Estimate Activity 
Durations 
Develop Schedule
Project Cost Management 
Three Processes 
Initiating Planning Executing Monitoring & 
Controlling 
Closing 
Estimate Costs Control Costs 
Determine Budget
Project Quality Management 
Three Processes 
Initiating Planning Executing Monitoring & 
Controlling 
Closing 
Plan Quality 
Perform Quality Perform Quality 
Assurance Control
Project Human Resource Management 
Four Processes 
Initiating Planning Executing Monitoring & 
Controlling Closing 
Develop Human 
Resource Plan 
Acquire Project Team 
Develop Project Team 
Manage Project Team
Project Communications Management 
Five Processes 
Initiating Planning Executing Monitoring & 
Controlling Closing 
Identify Stakeholders Plan Communications Distribute Information Report Performance 
Manage Stakeholder 
Expectations
Project Risk Management 
Six Processes 
Initiating Planning Executing Monitoring & 
Controlling Closing 
Plan Risk Management 
Identify Risks 
Perform Qualitative 
Risk Analysis 
Perform Quantitative 
Risk 
Analysis 
Plan Risk Responses 
Monitor and Control 
Risks
Project Procurement Management 
Four Processes 
Initiating Planning Executing Monitoring & 
Controlling Closing 
Plan Procurements Conduct Procurements 
Administer Close Procurements 
Procurements
Knowledge Areas and Process 
Groups Summary (1 of 2) 
Process Groups 
Knowledge Area Initiating Planning Executing Monitoring & 
Controlling Closing 
Project Integration Develop Project Develop Project Direct and Manage Monitor and 
Management Charter Management Plan Close Project or Project Execution 
Control Project 
Work Phase 
Perform Integrated 
Change Control 
Project Scope Collect Verify Scope 
Management Requirements Control Scope 
Define Scope 
Create WBS 
Project Time Management 
Define Activities 
Sequence Control Schedule 
Activities 
Estimate Activity 
Resources 
Estimate Activity 
Durations 
Develop Schedule 
Project Cost Management Estimate Costs. Control Costs 
Determine Budget 
Project Quality 
Plan Quality 
Perform Quality Perform Quality 
Management Assurance 
Control
Knowledge Areas and Process 
Groups Summary (2 of 2) 
Process Groups 
Knowledge Area 
Initiating Planning Executing Monitoring & 
Controlling 
Closing 
Project Human Resource Develop Human Acquire Project 
Management Resource Plan Team 
Develop Project 
Team 
Manage Project 
Team 
Project Communications Identify Plan 
Communications 
Distribute Report 
Management Stakeholders 
Information Performance 
Manage 
Stakeholder 
Expectations 
Project Risk Management 
Plan Risk 
Management 
Identify Risks 
Perform 
Qualitative Risk 
Analysis 
Perform 
Quantitative Risk 
Analysis 
Plan Risk 
Responses 
Monitor and 
Control Risks 
Project Procurement Plan Procurements Conduct Administer Close 
Management Procurements Procurements Procurements
Knowledge Check 
Concepts You Should Know 
 A process is a set of interrelated actions and activities 
performed to achieve a pre-specified product, result, or 
service. 
 The PMBOK Guide defines 42 project management 
processes. 
 The 42 project management processes are grouped into 
5 Process Groups: 
 Initiating 
 Planning 
 Executing 
 Monitoring and Controlling 
 Closing Knowledge Check
Knowledge Check 
Concepts You Should Know (cont.) 
 There are nine Knowledge Areas in the PMBOK Guide: 
 Project Integration Management (6 processes) 
 Project Scope Management (5 processes) 
 Project Time Management (6 processes) 
 Project Cost Management (3 processes) 
 Project Quality Management (3processes) 
 Project Human Resource Management (4 processes) 
 Project Communications Management (5 processes) 
 Project Risk Management (6 processes) 
 Project Procurement Management (4 processes) 
Knowledge Check
Knowledge Check 
Concepts You Should Know (cont.) 
● All processes are described in terms of their inputs, 
tools and techniques, and outputs: 
 Input: Any item that is required by a process before that 
process can proceed 
 Tool: Something tangible used in performing an activity to 
produce a result 
 Technique: Defined systematic procedure to perform an 
activity to produce a result 
 Output: Product, result, or service produced by a 
process 
● The project management processes  Across the life of the project are iterative: 
 Within each phase of the project life cycle Knowledge Check
process groups and knowledge areas

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process groups and knowledge areas

  • 1. Chapter 2: Process Groups and Knowledge Areas  What Is a Process?  The Five Overarching Process Groups  Interacting Cycles  The Nine Project Management Knowledge Areas
  • 2. Learning Objectives After completing this chapter, you will be able to:  Describe what a process is and what constitutes the inputs, tools and techniques, and outputs related to a process  Describe the five project management Process Groups and list the life cycle steps that take place in each  Compare the project management life cycle to the Plan-Do-Check-Act and project life cycles  Describe the nine PMI Knowledge Areas and classify their processes by Process Group
  • 4. What Is a Process? According to the PMI, “A process is a set of interrelated actions and activities performed to achieve a pre-specified product, result, or service.” The PMBOK Guide lists 42 distinct processes.
  • 5. What Is a Process? Inputs, Tools and Techniques, and Outputs Inputs refer to documents or Tools are tangible items documentable items that will used in performing an be acted upon. activity to produce a result (e.g. templates). Techniques are procedures used to perform an activity to produce a result (e.g. estimating). Outputs are tangible and measurable (usually a deliverable). Outputs from one process often show up as inputs to another.
  • 7.
  • 8. Initiating Process Group Processes Develop Project Charter Identify Stakeholders
  • 9. Planning Process Group Processes Develop Project Management Plan Determine Budget Collect Requirements Plan Quality Define Scope Develop Human Resource Plan Create WBS Plan Communications Define Activities Plan Risk Management Sequence Activities Identify Risks Estimate Activity Resources Perform Qualitative Risk Analysis Estimate Activity Durations Perform Quantitative Risk Analysis Develop Schedule Plan Risk Responses Estimate Costs Plan Procurements
  • 10. Executing Process Group Processes Direct and Manage Project Execution Perform Quality Assurance Acquire Project Team Develop Project Team Manage Project Team Distribute Information Manage Stakeholder Expectations Conduct Procurements
  • 11. Monitoring and Controlling Process Group Processes Monitor and Control Project Work Perform Integrated Change Control Verify Scope Control Scope Control Schedule Control Costs Perform Quality Control Report Performance Monitor and Control Risks Administer Procurements
  • 12. Closing Process Group Processes Close Project or Phase Close Procurements
  • 13.
  • 14.
  • 15. Project Integration Management Six Processes Initiating Planning Executing Monitoring & Controlling Closing Develop Project Develop Project Direct and Manage Monitor and Control Close Project or Phase Charter Management Plan Project Execution Project Work Perform Integrated Change Control
  • 16. Project Scope Management Five Processes Initiating Planning Executing Monitoring & Controlling Closing Collect Requirements Verify Scope Define Scope Control Scope Create WBS
  • 17. Project Time Management Six Processes Initiating Planning Executing Monitoring & Controlling Closing Define Activities Sequence Activities Control Schedule Estimate Activity Resources Estimate Activity Durations Develop Schedule
  • 18. Project Cost Management Three Processes Initiating Planning Executing Monitoring & Controlling Closing Estimate Costs Control Costs Determine Budget
  • 19. Project Quality Management Three Processes Initiating Planning Executing Monitoring & Controlling Closing Plan Quality Perform Quality Perform Quality Assurance Control
  • 20. Project Human Resource Management Four Processes Initiating Planning Executing Monitoring & Controlling Closing Develop Human Resource Plan Acquire Project Team Develop Project Team Manage Project Team
  • 21. Project Communications Management Five Processes Initiating Planning Executing Monitoring & Controlling Closing Identify Stakeholders Plan Communications Distribute Information Report Performance Manage Stakeholder Expectations
  • 22. Project Risk Management Six Processes Initiating Planning Executing Monitoring & Controlling Closing Plan Risk Management Identify Risks Perform Qualitative Risk Analysis Perform Quantitative Risk Analysis Plan Risk Responses Monitor and Control Risks
  • 23. Project Procurement Management Four Processes Initiating Planning Executing Monitoring & Controlling Closing Plan Procurements Conduct Procurements Administer Close Procurements Procurements
  • 24. Knowledge Areas and Process Groups Summary (1 of 2) Process Groups Knowledge Area Initiating Planning Executing Monitoring & Controlling Closing Project Integration Develop Project Develop Project Direct and Manage Monitor and Management Charter Management Plan Close Project or Project Execution Control Project Work Phase Perform Integrated Change Control Project Scope Collect Verify Scope Management Requirements Control Scope Define Scope Create WBS Project Time Management Define Activities Sequence Control Schedule Activities Estimate Activity Resources Estimate Activity Durations Develop Schedule Project Cost Management Estimate Costs. Control Costs Determine Budget Project Quality Plan Quality Perform Quality Perform Quality Management Assurance Control
  • 25. Knowledge Areas and Process Groups Summary (2 of 2) Process Groups Knowledge Area Initiating Planning Executing Monitoring & Controlling Closing Project Human Resource Develop Human Acquire Project Management Resource Plan Team Develop Project Team Manage Project Team Project Communications Identify Plan Communications Distribute Report Management Stakeholders Information Performance Manage Stakeholder Expectations Project Risk Management Plan Risk Management Identify Risks Perform Qualitative Risk Analysis Perform Quantitative Risk Analysis Plan Risk Responses Monitor and Control Risks Project Procurement Plan Procurements Conduct Administer Close Management Procurements Procurements Procurements
  • 26. Knowledge Check Concepts You Should Know  A process is a set of interrelated actions and activities performed to achieve a pre-specified product, result, or service.  The PMBOK Guide defines 42 project management processes.  The 42 project management processes are grouped into 5 Process Groups:  Initiating  Planning  Executing  Monitoring and Controlling  Closing Knowledge Check
  • 27. Knowledge Check Concepts You Should Know (cont.)  There are nine Knowledge Areas in the PMBOK Guide:  Project Integration Management (6 processes)  Project Scope Management (5 processes)  Project Time Management (6 processes)  Project Cost Management (3 processes)  Project Quality Management (3processes)  Project Human Resource Management (4 processes)  Project Communications Management (5 processes)  Project Risk Management (6 processes)  Project Procurement Management (4 processes) Knowledge Check
  • 28. Knowledge Check Concepts You Should Know (cont.) ● All processes are described in terms of their inputs, tools and techniques, and outputs:  Input: Any item that is required by a process before that process can proceed  Tool: Something tangible used in performing an activity to produce a result  Technique: Defined systematic procedure to perform an activity to produce a result  Output: Product, result, or service produced by a process ● The project management processes  Across the life of the project are iterative:  Within each phase of the project life cycle Knowledge Check