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Paving the path to Narrowband 5G
with LTE Internet of Things (IoT)
July 2016
2
Qualcomm Technologies, Inc.
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countries. All Qualcomm Incorporated trademarks are used with permission. Other products and brand
names may be trademarks or registered trademarks of their respective owners.
Qualcomm Technologies, Inc.
5775 Morehouse Drive
San Diego, CA 92121
U.S.A.
©2016 Qualcomm Technologies, Inc.
All Rights Reserved.
Disclaimer
3
Contents
1	Abstract	 4
2	 Ushering in the era of the Internet of Things	 5
		2.1	 Connecting the IoT will require heterogeneous connectivity	 5
		2.2	Cellular technologies will enable a wide range of IoT services	 5
		2.3	LTE is a unified, scalable platform for connecting the IoT	 6
		2.4	LTE IoT is bringing significant benefits over non-3GPP LPWA solutions	 7
3	 Two new LTE IoT narrowband technologies – eMTC and NB-IoT	 7
		3.1	New LTE IoT devices can efficiently coexist with today’s services	 8
4	 New IoT-optimized narrowband technologies	 9
		4.1	Reducing complexity to enable lower cost devices	 9
		4.2	 Improving power efficiency to deliver multi-year battery life	 10
		4.3	 Enhancing coverage for better reach into challenging locations	 11
		4.4	 Optimizing LTE core network to more efficiently support IoT devices	 12
		4.5	 Delivering an end-to-end LTE IoT platform	 13
5	 Roadmap to 5G will bring even more IoT opportunities	 13
		5.1	 Evolving NB-IoT toward Narrowband 5G	 13
		5.2	 Bringing new capabilities to the massive IoT	 14
		5.3	 Enabling mission-critical control IoT services	 14
		5.4	 Delivering additional benefits with the new 5G network architecture	 15
6	 Conclusion	15
4
The Internet of Things (IoT) is bringing a massive surge of smart, connected devices that will enable new services and efficiencies
across industries. The IoT will transform businesses, change the way people live, and fuel innovations for many years to come. Over
the next decade, it is predicted that there will be 10’s of billions of connected devices deployed globally1
, growing at unprecedented
speed to generate multi-trillion dollars of economic value2
across many key markets. The Internet of Things is the foundation to a
totally interconnected world, and it is only a matter of time before it evolves into the Internet of Everything.
In this vision of a totally interconnected world, cellular technologies will play an instrumental role – and they already have; 1G and
2G networks connected people to one another via voice, and 3G and 4G extended connectivity to the mobile Internet, delivering
blazing fast mobile broadband services. Not only do cellular networks offer ubiquitous coverage, but they also bring unparalleled
level of reliability, security, and performance required by the most demanding IoT applications. 3GPP technologies, such as 4G LTE,
can provide wide-area IoT connectivity – LTE is established globally and the fastest growing wireless standard, already delivering
over one billion connections worldwide3
. It will continue to gain momentum and proliferate even further in the decade to come. LTE
has delivered on the promise of faster, better mobile broadband, and it is now scaling down for the IoT to bring multi-year battery
life and lower cost devices. It is backed by a common global standard (3GPP) with support of a strong, interoperable, end-to-end
ecosystem. Altogether, LTE provides a solid foundation for the future growth of IoT, bringing significant benefits over non-3GPP/
proprietary solutions.
Release 13 of the 3GPP standard introduces a suite of new narrowband technologies optimizing for the IoT. Collectively referred
to as LTE IoT, it includes two new User Equipment (UE) categories that can more efficiently support lower data-rate applications.
LTE Cat-M1 (eMTC) enables the broadest range of IoT capabilities, and LTE Cat-NB1 (NB-IoT) scales down further in cost and
power for low-end IoT use cases. Both device categories are part of the single, scalable LTE roadmap, and designed to coexist with
existing LTE Advanced infrastructure, spectrum, and devices. LTE IoT brings many improvements, including complexity reduction
to enable lower cost devices, more efficient low-power modes to deliver multi-year battery life, and new advanced transmission
techniques to deepen coverage. Beyond air interface improvements, LTE IoT also enhances the core network to more efficiently
handle IoT-centric traffic and to support large number of devices.
NB-IoT also establishes the foundation for Narrowband 5G, which will bring even more opportunities for the Internet of Things. 5G
will enhance massive IoT with new capabilities such as Resource Spread Multiple Access (RSMA) for grant-free transmissions, and
multi-hop mesh to further extend coverage. 5G will also enable new services, such as mission-critical control, with many innovative
use cases in robotics, aviation, healthcare, industrial control, and vehicles, where enhancement dimensions such as sub-1ms
latency, ultra-high reliability, and availability are required (but not simultaneously needed for all services). All in all, connecting the
Internet of Things will be an integral part of 5G – a unified, more capable connectivity platform for the next decade and beyond.
1	Abstract
1
Machina Research, February 2014; Cisco, July, 2013
2
Unlocking the potential of the Internet of Things, McKinsey & Company, June 2015
3
GSA, May 2016
5
The Internet of Things (IoT) broadly describes the concept of an interconnected network of physical objects, including machines,
vehicles, buildings, and many other types of devices. And these connected “things” will deliver new services in the homes,
businesses, cities, and across industries. The global IoT market is expected to grow aggressively over the next decade, and it
is predicted that there will be 25 to 50 billion connected devices by 20201
, fueling the multi-trillion-dollar economic growth2
across key markets. IoT will be much more than about connecting people to things, but extending existing networks to also bring
machines and devices to work with one another, so they can deliver new levels of efficiency.
2	 Ushering in the era of the Internet of Things
1
Machina Research, February 2014; Cisco, July, 2013
2
Unlocking the potential of the Internet of Things, McKinsey & Company, June 2015
3
GSA, May 2016
4
GSMA Intelligence, May 2016
The Internet of Things encompasses a wide variety of applications across many different industries, with devices that can drive
very diverse computing and connectivity requirements. In some use cases, devices may only require short-range communication to
the network access point, such as ones deployed in connected homes, while many other applications need wider-area, ubiquitous
coverage. In essence, connecting the Internet of Things will require heterogeneous connectivity technologies that offer different
levels of optimization to address the varying needs. Figure 1 provides a simplified illustration of the different wireless technologies
often used to connect the IoT based on how far they can reach. For example, smart lighting in an office building may be best
served with a short-range wireless technology, such as Wi-Fi, as light fixtures are usually deployed in areas with reasonable Wi-Fi
coverage (i.e. indoors). In contrast, parking meters deployed across a smart city will most likely leverage a wide-area network. Such
deployments will require a technology that can provide ubiquitous coverage in both outdoor (e.g. street parking) and indoor (e.g.
parking structure) locations.
	 Connecting the IoT will require heterogeneous connectivity2.1
Bluetooth Wi-FiNFC
Wireless Connectivity
Technology
Wider-AreaShorter-Range
e.g. secure
payment
e.g. thermostats,
televisions
e.g. utility meters,
sensors,
asset trackers
Cellular
e.g. beacons,
health trackers
For the wide-area Internet of Things, cellular is evolving to become an attractive platform to address the growing connectivity
needs. Already serving over 7 billion connections worldwide4
, cellular networks have proliferated in virtually all metropolitan cities,
	 Cellular technologies will enable a wide range of IoT services2.2
Figure 1: Examples of wireless connectivity technologies for the IoT
6
suburban, and rural areas across geographic regions. Not only do cellular-based solutions offer ubiquitous reach into both outdoor
and indoor locations, they also bring many additional benefits to the table. The highly-available network design allows IoT devices
to reliably access application services around the clock; moreover, the tried-and-true cellular deployments already deliver end-
to-end security required by the most demanding users such as governments and financial institutions. And most importantly, the
mature ecosystem is backed by global standards that ensure seamless interoperability across regions and devices. Rest assured,
cellular technologies will continue to evolve to deliver even better services for the fast-growing IoT markets, and the total number
of cellular connections for IoT/M2M is expected to exceed 5B by 20255
. Figure 2 shows a few examples of IoT verticals and use
cases that can benefit from adopting cellular-based solutions.
LTE is globally established and the fastest growing wireless standard, expected to reach 75% world population coverage by 20216
.
LTE, originally introduced in release 8 of the 3GPP standard, was developed to provide faster mobile broadband access, offering
a generational performance leap over 3G. The core LTE technology has evolved over time to adapt to the ever-changing market
requirements, ensuring network longevity. LTE Advanced (3GPP release 10, 11, 12) evolved to optimize for better mobile broadband
experience, enabling gigabit-class throughput with the introduction of advanced techniques, such as carrier aggregation and
higher-order MIMO. While some IoT applications can benefit from the improvements introduced in LTE Advanced (e.g. HD security
cameras), many IoT devices require optimizations for a much reduced set of functionalities.
	 LTE is a unified, scalable platform for connecting the IoT2.3
5
Including cellular and LPWA connections, Machina Research, June 2016
6
Ericsson Mobility Report, June, 2016
>5BIoT connections
by 2025
Smart cities
Lighting, traffic sensors,
smart parking,…
Mobile health
Wearables, gateways,
remote patient,…
Environmental monitoring
Agriculture, forecast fire/
air pollution sensors,…
Smart utilities
Smart grid, gas/water/
electric meters
Connected building
Security, video surveillance,
smoke detectors,…
Connected industrial
Process/equipment monitoring
HVAC, …
Asset tracking
Fleet management, pet/kid
trackers, shipping,…
Connected retail
Vending machines, ATM,
digital ads,…
Figure 2: Cellular IoT enable a wide variety of services across many market verticals
Today Newnarrowband IoT technologies(3GPP Release13+)
LTE Cat-4 and above
>10 Mbps
n x 20 MHz
LTE Cat-1
Up to 10 Mbps
20 MHz
LTE Cat-M1 (eMTC)
Variable rate up to 1 Mbps
1.4 MHz narrowband
Cat NB1 (NB-IoT)
10s of kbps
200 kHz narrowband
Scaling up in performance and mobility
Scaling down in complexity and power
Figure 3: LTE is a scalable platform that can address a wide range of connectivity requirements
7
Release 13 of the 3GPP standard introduces a suite of new narrowband technologies optimizing for the Internet of Things.
Collectively referred to as LTE IoT, it scales down LTE to more efficiently support lower data rate applications. LTE IoT is part of the
unified LTE roadmap, providing a seamless path to deliver IoT service in existing network deployments; LTE can scale up to offer
gigabit class data rates for high performance applications, or to scale down for applications requiring high power efficiency.
	 LTE IoT is bringing significant benefits over non-3GPP LPWA solutions2.4
As the number of IoT applications continues to grow, it is expected that many new IoT-enabling connectivity technologies will
emerge. While some of these new technologies can potentially address the wide-area coverage requirement, they are likely to fall
short in other aspects compared to 3GPP standardized technologies such as eMTC and NB-IoT.
Ubiquitous coverage: LTE IoT leverages existing LTE networks without requiring a core network overlay. To date, there are
already more than 500 LTE networks deployed in over 160 countries, with many more future deployments in planning.
Scalability: LTE IoT is a part of a unified platform that can adapt to application’s performance needs. LTE can easily scale up to
support IoT use cases that require high bandwidth and low latency, and scale down to optimize for low-performance applications –
all using the same network infrastructure.
Coexistence: LTE IoT is compatible with existing and planned LTE networks and spectrum, coexisting with regular LTE traffic
without interfering with other devices or services.
Mature ecosystem: LTE IoT is backed by global 3GPP standards with a rich roadmap to 5G. Devices and networks are designed to
interoperate across different vendors and regions.
Managed quality of service (QoS): One of the most important benefits of LTE is its ability to utilize licensed spectrum, as it allows
network operators to guarantee QoS by effectively allocating network resources as well as managing and mitigating interferences
and congestions. A redundant network design also helps to ensure service availability with minimal downtime.
End-to-end security: LTE IoT will inherit the established/trusted security and authentication features delivered by LTE, meeting
the most stringent requirements of many high-security applications.
3	 Two new LTE IoT narrowband technologies – eMTC and NB-IoT
3GPP Release 13 introduces two new User Equipment (UE) categories that scale down in functionalities to bring more efficiencies
for connecting the Internet of Things.
LTE Cat-M1, defined by the eMTC (enhanced machine-type communications) standard, provides the broadest range of IoT
capabilities, delivering data rates up to 1 Mbps, while utilizing only 1.4 MHz device bandwidth (1.08 MHz in-band transmissions of
6 resource blocks) in existing LTE FDD/TDD spectrum. It is designed to fully coexist with regular LTE traffic (Cat-0 and above).
Cat-M1 can also support voice (VoLTE) and full-to-limited mobility. In enhanced coverage mode, it can deliver 15 dB of increased
link budget, allowing LTE signals to penetrate more walls and floors to reach devices deployed deep indoors or in remote locations.
8
LTE Cat-NB1, or NB-IoT (narrow band IoT), further reduces device complexity and extends coverage to address the needs of low-
end IoT use cases. Cat-NB1 leverages narrowband operations, using 200 kHz device bandwidth (180 kHz in-band transmissions
of 1 resource block) in LTE FDD, to deliver throughputs of 10’s of kbps. NB-IoT supports more flexible deployment options: LTE
in-band, LTE guard-band, and standalone. To further enhance coverage, it trades off spectral efficiency (e.g. data rate), and
capabilities (e.g. no mobility or voice support) to achieve >5 dB of extra gain over Cat-M1.
LTECat-M1
1.4MHz
Upto1Mbps
Faster data rates
Full-to-limited mobility
Voice/VoLTE support
Coverage
Performance
+5 dB
+15 dB
LTECat-NB1
200kHz
10sofkbps
LTE Cat-1
and above
n x 20 MHz
> 1 Mbps
Short-range
wireless Ultra low-cost
Ultra low-power
Delay-tolerant
Figure 4: LTE IoT - Cat-M1 and Cat-NB1 devices
	 New LTE IoT devices can efficiently coexist with today’s services3.1
Both Cat-M1 and Cat-NB1 can be deployed in existing LTE Advanced infrastructure and spectrum, efficiently coexist with today’s
mobile broadband services. Cat-M1 utilizes 1.4 MHz bandwidth, leveraging existing LTE numerology (versus NB-IoT’s new channel
bandwidth of 200 kHz), and can be deployed to operate within a regular LTE carrier (up to 20 MHz). Cat-M1 devices will leverage
legacy LTE synchronization signals (e.g. PSS7
, SSS8
), while introducing new control and data channels that are more efficient for
low bandwidth operations. LTE network supporting Cat-M1 can utilize multiple narrowband regions with frequency retuning to
enable scalable resource allocation, and also frequency hopping for diversity across the entire LTE band.
Regular data
Cat-M1 SIB
Regular data
WidebandControl
Legacy Synch Regular data
Cat-M1 Data
(User 1)
Cat-M1 Data
(User 2)
Data transmissionScheduling
Initial cellsearch
and acquisition
Figure 5: Cat-M1 (eMTC) can operate across entire regular LTE band
7
Primary Synchronization Signal
8
Secondary Synchronization Signal
9
Cat-NB1 devices can be deployed in LTE guard-bands or as a standalone carrier in addition to LTE in-band. Nevertheless, the new
200 kHz device numerology (utilizing a single LTE resource block, or RB of 180 kHz) requires a new set of narrowband control and
data channels. Unlike Cat-M1 in-band, Cat-NB1 does not allow for frequency retuning or hopping and occupies a fixed spectrum
location. For guard-band deployment, NB-IoT leverages unused resource blocks without interfering with neighboring carriers. In
standalone mode, Cat-NB1 devices can be deployed in re-farmed 2G/3G bands.
In-band Guard-band Standalone
NB-IoT
Regular
LTE Data
Regular
LTE Data
Guard-band Guard-band
NB-IoT NB-IoT NB-IoT
4	 New IoT-optimized narrowband technologies
Figure 6: Cat-NB1 (NB-IoT) flexible deployment options
The new LTE IoT narrowband technologies are paving the path to Narrowband 5G, bringing four main areas of improvements to
better support the Internet of Things: reducing complexity, improving battery life, enhancing coverage, and enabling higher node
density deployments.
	 Reducing complexity to enable lower cost devices4.1
The proliferation of IoT will bring significant benefits to a diverse set of industries and applications. While there are many IoT
use cases that have the potential to drive higher ARPC (average revenue per connection) that is comparable to today’s mobile
broadband services (e.g. smartphones, tablets), the majority of use cases will require much lower-cost devices and subscriptions
to justify massive deployments. For example, the hardware and service cost of a smartphone is very different from a simple remote
sensor that provides temperature measurements a few times a day. For this reason, both Cat-M1 and Cat-NB1 devices will scale
down in levels of complexity to enable lower cost, while still meeting the IoT application requirements. Figure 7 summarizes the
high-level complexity differences of the two new LTE IoT UE categories.
LTE Cat-1
(Today)
LTE Cat-M1
(Rel-13)
LTE Cat-NB1
(Rel-13)
Peak data rate DL: 10 Mbps
UL: 5 Mbps
DL: 1 Mbps
UL: 1 Mbps
DL: ~20 kbps
UL: ~60 kbps
Bandwidth 20 MHz 1.4 MHz 200 kHz
Rx antenna MIMO Single Rx Single Rx
Duplex mode Full duplex
FDD/TDD
Supports half duplex
FDD/TDD
Half duplex
FDD only
Transmit power 23 dBm 20 dBm 20 dBm
Higher throughput, lower latency, full mobility
Figure 7: Reducing complexity for LTE IoT devices
10
9
MTC Physical Downlink Control Channel
10
Physical Control Format Indicator Channel, Physical Hybrid-ARQ Indicator Channel, Physical Downlink Control Channel
Peak data rate: Both Cat-M1 and Cat-NB1 devices will have reduced peak data rates compared to regular LTE devices (e.g. Cat-1).
Cat-M1 has limited throughput of up to 1 MBps in both downlink and uplink directions, while Cat-NB1 further reduces peak data
rate down to 10’s of kbps. The reduced peak data rates allow for both processing and memory savings in the device hardware.
Bandwidth: LTE supports scalable carrier bandwidths from 1.4 MHz to 20 MHz, utilizing 6 to 100 resource blocks. For LTE Cat-M1,
the device bandwidth is limited to 1.4 MHz only (1.08 MHz plus guard-band for 6 RBs in-band), to support the lower data rate. On
the other hand, Cat-NB1 further reduces device bandwidth to 200 kHz (180 kHz plus guard-band for a single RB). The bandwidth
reduction for Cat-M1 requires a new control channel (i.e. M-PDCCH9
) to replace the legacy control channels (i.e. PCFICH, PHICH,
PDCCH10
), which can no longer fit within the narrower bandwidth. While for Cat-NB1, a new set of NB-IoT synch, control, and data
channels are introduced to accommodate the narrower bandwidth.
Rx Antenna: Multiple antennas for MIMO (multiple-input, multiple-output) and receive diversity was introduced in LTE to improve
spectral efficiency. For LTE IoT applications, there is little need to push for higher data rates, but important to reduce complexity.
For both Cat-M1 and Cat-NB1, the receive RF is reduced to a single antenna, which simplifies the RF frontend. Though there
is some RF degradation due to the lack of receive diversity, the lost signal sensitivity can be compensated by other advanced
coverage enhancing techniques.
Duplex Modes: Due to the less frequent and latency-tolerant nature of IoT data transmissions, LTE IoT devices can reduce
complexity by only supporting half-duplex communications, where only the transmit or receive path is active at a given time.
Cat-M1 devices can support half-duplex FDD in addition to TDD, while Cat-NB1 devices only support half-duplex FDD. This allows
the device to implement a simpler RF switch instead of a full duplexer that is more complex and costly.
Transmit Power: For both new LTE IoT UE categories, the maximum uplink transmission power is reduced to 20 dBm (100mW)
from LTE’s 23 dBm (200mW), allowing the power amplifier (PA) to be integrated for lower device cost.
Other simplifications: Other complexity reduction techniques include Cat-NB1’s limited support for voice (VoLTE or circuit
switched services), and mobility (no link measurement or reporting).
	 Improving power efficiency to deliver multi-year battery life4.2
Many IoT devices are battery-operated, and it is highly desirable for them to last for as long as possible on a single charge. The
associated cost for field maintenance can be quite daunting, especially in massive deployments. Not only would the planning
of scheduled maintenance be an operational overhead, but physically locating these mobile devices (e.g. asset trackers
sprinkled all over the world) can also become a nightmare. Thus, maximizing battery life has become one of the most important
improvement vectors in LTE IoT. In addition to the power savings realized through reduced device complexity, two new low-power
enhancements have been introduced: power save mode (PSM) and extended discontinuous receive (eDRx) – both are applicable
to Cat-M1 and Cat-NB1 devices.
Power Save Mode (PSM): PSM is a new low-power mode that allows the device to skip the periodic page monitoring cycles
between active data transmissions, allowing the device to sleep for longer. However, the device becomes unreachable when PSM
is active; therefore, it is best utilized by device-originated or scheduled applications, where the device initiates communication with
the network. Moreover, it enables more efficient low-power mode entry/exit, as the device remains registered with the network
during PSM, without having the need to spend additional cycles to setup registration/connection after each PSM exit event.
11
Example applications that can take advantage of PSM include smart meters, sensors, and any IoT devices that periodically push
data up to the network.
Extended Discontinuous Reception (eDRx): eDRx optimizes battery life by extending the maximum time between data reception
from the network in connected mode to 10.24s, and time between page monitoring and tracking area update in idle mode to 40+
minutes. It allows the network and device to synchronize sleep periods, so that the device can check for network messages less
frequently. This; however, increases latency, so eDRx is optimized for device-terminated applications. Use cases such as asset
tracking and smart grid can benefit from the lower power consumption realized through the longer eDRx cycles.
Powerconsumption
Time
PSM
Datatransfer
Datatransfer
Page
monitoring
Device not reachable
Datatransfer
Sleep Sleep
Extended DRx
Up to 40+ minutes vs. today’s
upper limit of 2.56 seconds
Time
Powerconsumption
	 Enhancing coverage for better reach into challenging locations4.3
Figure 8: PSM and eDRx optimize device battery life
There are many IoT use cases that can benefit from deeper network coverage, especially for devices deployed in challenging
locations such as utility meters. In many use cases, trading off uplink spectral efficiency and latency can effectively increase
coverage without increasing output power that will negatively impact the device battery life.
LTE Cat-M1
>155.7 dB
LTE Cat-1
Baseline 140.7 dB
LTE Cat-NB1
Up to 164 dB
Tradingoffspectralefficiencyandlatency
Further relaxed requirements, e.g. timing
Low-order modulation, e.g. QPSK
Option for single-tone uplink transmissions
Cat-NB1 only
Repetitive transmissions & TTI bundling for redundancy
Narrowband uplink transmissions
Cat-M1 and Cat-NB1
Figure 9: Advanced techniques to deepen coverage
12
Redundant transmissions: Transmitting the same transport block multiple times in consecutive sub-frames (TTI bundling) or
repeatedly sending the same data over a period of time (repetitive transmission) can significantly increase the probability for the
receiver (cell or device) to correctly decode the transmitted messages.
Power Spectral Density (PSD) boosting: While the serving cell can simply increase transmit power in the downlink to extend
coverage, it is also possible for the device to put all the power together on some decreased bandwidth (e.g. Cat-NB1 can transmit
on 3.75 kHz sub-carrier spacing in a new numerology, vs. 15 kHz in Cat-M1 and LTE) to effectively increase the transmit power
density.
Single-tone uplink: Similarly, Cat-NB1 device can utilize single-tone uplink (3.75 kHz or 15 kHz sub-carrier spacing) to further
extend coverage, trading off peak data rate (limiting to 10’s of kbps).
Lower-order modulation: By utilizing QPSK instead of 16-QAM, the SINR (Signal to Interference plus Noise Ratio) threshold
reduces significantly, trading off modulation efficiency (fewer bits per symbol).
With these new coverage enhancements, the link budget of a Cat-M1 device is increased to 155.7dB, a +15dB improvement over
regular LTE. For Cat-NB1, it is further increased to 164dB.
	 Optimizing LTE core network to more efficiently support IoT devices4.4
IoT is bringing a massive amount of connected devices that will push the capability boundary of existing LTE networks. And much
different from mobile broadband services, network capacity will not be the limiting factor to support more low-end IoT devices
(e.g. meters), as LTE IoT traffic only makes up for a small fraction of the overall capacity requirement, but the ability to handle the
increased amount of signaling. Most IoT devices transmit small amount of data sporadically, rather than in large data packets;
therefore, the LTE core network also needs to evolve to better support IoT traffic profiles by providing more efficient signaling and
resource management.
More efficient signaling: New access control mechanisms such as Extended Access Barring (EAB) prevents devices from
generating access requests when the network is congested, thus eliminating unnecessary signaling. The network can also utilize
group-based paging and messaging to more efficiently communicate with multiple downlink devices.
Enhanced resource management: The network can allow a large set of devices to share the same subscription, such that
resources and device management can be consolidated. For example, a group of water meters in a smart city can be collectively
provisioned, controlled, and billed.
Simplified core network (EPC-lite): The LTE core network can be optimized for IoT traffic, allowing more efficient use of
resources and consolidation of the MME, S-GW, and P-GW into a single EPC-lite. With this, the operators have the option to
optimize for lower OPEX, or to minimize CAPEX spend by leveraging existing LTE core network to support LTE IoT.
13
11
Source: ITU Recommendation ITU-R M.2083-0, September, 2015
	 Delivering an end-to-end LTE IoT platform4.5
In order to make LTE IoT a success, the entire ecosystem needs to be involved to simplify the overall deployment and
management of LTE IoT services. In many ways, this effort had already begun. Hardware manufacturers are accelerating device
development by delivering certified modules, and the new embedded SIM (eUICC) initiative is picking up momentum, aiming to
enable more flexible management of cellular services. For IoT software development, protocol standardization will ensure data
transport efficiency and inter-vendor interoperability; for example, oneM2M is driving standardization of the communication
protocols to deliver faster time-to-market and reliable end-to-end security.
5	 Roadmap to 5G will bring even more IoT opportunities
5G will be a unified, more capable connectivity platform that will connect new industries, enable new services, and empower new
user experiences. And the Internet of Things will be an integral part of 5G, delivering new classes of IoT services and efficiencies
not possible with 4G LTE. The vision of 5G is now well defined, slated for commercialization by 2020, and it will further enhance
mobile broadband, more efficiently support massive IoT, and enable new mission-critical services. Figure 10 below shows the ITU-R
IMT-2020 vision of the next-generation 5G network.
	 Evolving NB-IoT toward Narrowband 5G5.1
The new 5G platform will be defined in release 15 of the 3GPP standard and beyond, but many of the foundational technologies
are already introduced as part of LTE Advanced Pro. NB-IoT will continue to evolve beyond 3GPP Release 13, taking another step
closer to Narrowband 5G to enable massive IoT. Some of the proposed enhancements for Release 14 will include, but not limited to,
voice/mobility, location services, and broadcast support for more efficient over-the-air (OTA) firmware updates.
Figure 10: Enhancement of key capabilities for IMT-202011
14
	 Bringing new capabilities to the massive IoT5.2
5G will improve upon LTE IoT’s ability to support higher node density by delivering a new uplink multiple access design called
Resource Spread Multiple Access (RSMA). RSMA is an asynchronous, non-orthogonal, and contention-based access protocol that
will further reduce device complexity and signaling overhead since it allows “things” to transmit without prior network scheduling.
To extend network coverage for IoT devices to the most extreme locations (e.g. hyper-remote, deep underground), 5G will support
multi-hop mesh, allowing out-of-coverage devices to connect directly with devices that can relay data back to the access network.
This essentially creates an edgeless network that extends coverage beyond the typical cellular access (e.g. base stations and small
cells). More importantly, 5G core network will also take on WAN management for both devices in access coverage as well as those
supported by the peer-connected mesh network.
Time
Frequency
Grant-free uplink
Resource Spread Multiple Access (RSMA)
Coverage extension
Multi-hop mesh with WAN management
Mesh on unlicensed
or partitioned with
uplink licensed
spectrum
Direct access on
licensed spectrum
Figure 11: New 5G capabilities to enable massive IoT
	 Enabling mission-critical control IoT services5.3
LTE IoT efficiently scales down to optimize for infrequent and delay-tolerant communication; while satisfying many of the lower-
end IoT applications, such as metering and sensors, there is a class of IoT applications that demand much higher performance.
Such as mission-critical services that require end-to-end latencies down to 1ms, ultra-high reliability allowing extreme low loss
rates, high availability through multiple links for failure tolerance and mobility, as well robust end-to-end security that cannot be
compromised. All of these requirements have been taken into considerations by the design of 5G mission-critical control, and
drones and industrial robots are just a couple of innovative use cases driving these extreme requirements (but not simultaneously
needed for all services).
15
	 Delivering additional benefits with the new 5G network architecture5.4
The new flexible 5G network will deliver uncompromised performance and efficiency, leveraging virtualized network functions
to create optimized network slices for a wide range of services hosted on the same physical network (e.g. enhanced mobile
broadband, mission-critical services, and massive IoT). Each network slice can be configured independently to provide end-to-
end connectivity that is optimized for the application’s needs. And this is especially beneficial for the IoT, as its diverse set of
requirements can dictate very different SLAs (service level agreement) for the different use cases supported by the same network
deployment. In addition to allowing more efficient resource allocation and utilization, the enhanced 5G network also enables flexible
subscription models and dynamic creation/control of services.
6	Conclusion
The Internet of Things is bringing a massive surge of smart, connected devices that will enable new services and efficiencies
across industries. The IoT will transform businesses, change the way people live, and fuel innovations for many years to come.
And cellular technologies will play an important role providing connectivity for a wide range of things; LTE is evolving to deliver a
unified, scalable IoT platform that brings significant benefits over other non-3GPP LPWA solutions. It not only provides ubiquitous
coverage through established global networks, but also brings unparalleled level of reliability, security, and performance required
by the most demanding IoT applications.
LTE Advanced Pro is delivering new LTE IoT narrowband technologies that will lower complexity, increase battery life, deepen
coverage, and enable high node density deployments. In release 13 of the 3GPP standard, LTE IoT introduces two new UE
categories (Cat-M1 and Cat-NB1) that will scale down LTE to enable more efficient IoT communications. Cat-M1 will offer the
broadest range of IoT capabilities with support for more advanced features such as mobility and VoLTE, while Cat-NB1 further
scales down to offer the lowest cost and power for delay-tolerant, low-throughput use cases.
Building on top of LTE IoT narrowband technologies, 5G will bring even more opportunities for the Internet of Things. Narrowband
5G will enhance massive IoT with new capabilities such as RSMA for grant-free transmissions, and multi-hop mesh to further
extend network coverage. 5G will also enable mission-critical services by delivering ultra-low latency communications, as well as
providing significant improvements to system reliability, service availability, and end-to-end security. The new flexible network
architecture will also enable uncompromised performance and efficiency for all services hosted on the next-generation 5G network.
All in all, connecting the Internet of Things will be an integral part of 5G – a unified, more capable connectivity platform for the next
decade and beyond.
To learn more about LTE IoT and 5G, please visit:
www.qualcomm.com/LTE-IoT
www.qualcomm.com/5G
16

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Paving the path to Narrowband 5G with LTE Internet of Things

  • 1. Paving the path to Narrowband 5G with LTE Internet of Things (IoT) July 2016
  • 2. 2 Qualcomm Technologies, Inc. Qualcomm is a trademark of Qualcomm Incorporated, registered in the United States and other countries. All Qualcomm Incorporated trademarks are used with permission. Other products and brand names may be trademarks or registered trademarks of their respective owners. Qualcomm Technologies, Inc. 5775 Morehouse Drive San Diego, CA 92121 U.S.A. ©2016 Qualcomm Technologies, Inc. All Rights Reserved. Disclaimer
  • 3. 3 Contents 1 Abstract 4 2 Ushering in the era of the Internet of Things 5 2.1 Connecting the IoT will require heterogeneous connectivity 5 2.2 Cellular technologies will enable a wide range of IoT services 5 2.3 LTE is a unified, scalable platform for connecting the IoT 6 2.4 LTE IoT is bringing significant benefits over non-3GPP LPWA solutions 7 3 Two new LTE IoT narrowband technologies – eMTC and NB-IoT 7 3.1 New LTE IoT devices can efficiently coexist with today’s services 8 4 New IoT-optimized narrowband technologies 9 4.1 Reducing complexity to enable lower cost devices 9 4.2 Improving power efficiency to deliver multi-year battery life 10 4.3 Enhancing coverage for better reach into challenging locations 11 4.4 Optimizing LTE core network to more efficiently support IoT devices 12 4.5 Delivering an end-to-end LTE IoT platform 13 5 Roadmap to 5G will bring even more IoT opportunities 13 5.1 Evolving NB-IoT toward Narrowband 5G 13 5.2 Bringing new capabilities to the massive IoT 14 5.3 Enabling mission-critical control IoT services 14 5.4 Delivering additional benefits with the new 5G network architecture 15 6 Conclusion 15
  • 4. 4 The Internet of Things (IoT) is bringing a massive surge of smart, connected devices that will enable new services and efficiencies across industries. The IoT will transform businesses, change the way people live, and fuel innovations for many years to come. Over the next decade, it is predicted that there will be 10’s of billions of connected devices deployed globally1 , growing at unprecedented speed to generate multi-trillion dollars of economic value2 across many key markets. The Internet of Things is the foundation to a totally interconnected world, and it is only a matter of time before it evolves into the Internet of Everything. In this vision of a totally interconnected world, cellular technologies will play an instrumental role – and they already have; 1G and 2G networks connected people to one another via voice, and 3G and 4G extended connectivity to the mobile Internet, delivering blazing fast mobile broadband services. Not only do cellular networks offer ubiquitous coverage, but they also bring unparalleled level of reliability, security, and performance required by the most demanding IoT applications. 3GPP technologies, such as 4G LTE, can provide wide-area IoT connectivity – LTE is established globally and the fastest growing wireless standard, already delivering over one billion connections worldwide3 . It will continue to gain momentum and proliferate even further in the decade to come. LTE has delivered on the promise of faster, better mobile broadband, and it is now scaling down for the IoT to bring multi-year battery life and lower cost devices. It is backed by a common global standard (3GPP) with support of a strong, interoperable, end-to-end ecosystem. Altogether, LTE provides a solid foundation for the future growth of IoT, bringing significant benefits over non-3GPP/ proprietary solutions. Release 13 of the 3GPP standard introduces a suite of new narrowband technologies optimizing for the IoT. Collectively referred to as LTE IoT, it includes two new User Equipment (UE) categories that can more efficiently support lower data-rate applications. LTE Cat-M1 (eMTC) enables the broadest range of IoT capabilities, and LTE Cat-NB1 (NB-IoT) scales down further in cost and power for low-end IoT use cases. Both device categories are part of the single, scalable LTE roadmap, and designed to coexist with existing LTE Advanced infrastructure, spectrum, and devices. LTE IoT brings many improvements, including complexity reduction to enable lower cost devices, more efficient low-power modes to deliver multi-year battery life, and new advanced transmission techniques to deepen coverage. Beyond air interface improvements, LTE IoT also enhances the core network to more efficiently handle IoT-centric traffic and to support large number of devices. NB-IoT also establishes the foundation for Narrowband 5G, which will bring even more opportunities for the Internet of Things. 5G will enhance massive IoT with new capabilities such as Resource Spread Multiple Access (RSMA) for grant-free transmissions, and multi-hop mesh to further extend coverage. 5G will also enable new services, such as mission-critical control, with many innovative use cases in robotics, aviation, healthcare, industrial control, and vehicles, where enhancement dimensions such as sub-1ms latency, ultra-high reliability, and availability are required (but not simultaneously needed for all services). All in all, connecting the Internet of Things will be an integral part of 5G – a unified, more capable connectivity platform for the next decade and beyond. 1 Abstract 1 Machina Research, February 2014; Cisco, July, 2013 2 Unlocking the potential of the Internet of Things, McKinsey & Company, June 2015 3 GSA, May 2016
  • 5. 5 The Internet of Things (IoT) broadly describes the concept of an interconnected network of physical objects, including machines, vehicles, buildings, and many other types of devices. And these connected “things” will deliver new services in the homes, businesses, cities, and across industries. The global IoT market is expected to grow aggressively over the next decade, and it is predicted that there will be 25 to 50 billion connected devices by 20201 , fueling the multi-trillion-dollar economic growth2 across key markets. IoT will be much more than about connecting people to things, but extending existing networks to also bring machines and devices to work with one another, so they can deliver new levels of efficiency. 2 Ushering in the era of the Internet of Things 1 Machina Research, February 2014; Cisco, July, 2013 2 Unlocking the potential of the Internet of Things, McKinsey & Company, June 2015 3 GSA, May 2016 4 GSMA Intelligence, May 2016 The Internet of Things encompasses a wide variety of applications across many different industries, with devices that can drive very diverse computing and connectivity requirements. In some use cases, devices may only require short-range communication to the network access point, such as ones deployed in connected homes, while many other applications need wider-area, ubiquitous coverage. In essence, connecting the Internet of Things will require heterogeneous connectivity technologies that offer different levels of optimization to address the varying needs. Figure 1 provides a simplified illustration of the different wireless technologies often used to connect the IoT based on how far they can reach. For example, smart lighting in an office building may be best served with a short-range wireless technology, such as Wi-Fi, as light fixtures are usually deployed in areas with reasonable Wi-Fi coverage (i.e. indoors). In contrast, parking meters deployed across a smart city will most likely leverage a wide-area network. Such deployments will require a technology that can provide ubiquitous coverage in both outdoor (e.g. street parking) and indoor (e.g. parking structure) locations. Connecting the IoT will require heterogeneous connectivity2.1 Bluetooth Wi-FiNFC Wireless Connectivity Technology Wider-AreaShorter-Range e.g. secure payment e.g. thermostats, televisions e.g. utility meters, sensors, asset trackers Cellular e.g. beacons, health trackers For the wide-area Internet of Things, cellular is evolving to become an attractive platform to address the growing connectivity needs. Already serving over 7 billion connections worldwide4 , cellular networks have proliferated in virtually all metropolitan cities, Cellular technologies will enable a wide range of IoT services2.2 Figure 1: Examples of wireless connectivity technologies for the IoT
  • 6. 6 suburban, and rural areas across geographic regions. Not only do cellular-based solutions offer ubiquitous reach into both outdoor and indoor locations, they also bring many additional benefits to the table. The highly-available network design allows IoT devices to reliably access application services around the clock; moreover, the tried-and-true cellular deployments already deliver end- to-end security required by the most demanding users such as governments and financial institutions. And most importantly, the mature ecosystem is backed by global standards that ensure seamless interoperability across regions and devices. Rest assured, cellular technologies will continue to evolve to deliver even better services for the fast-growing IoT markets, and the total number of cellular connections for IoT/M2M is expected to exceed 5B by 20255 . Figure 2 shows a few examples of IoT verticals and use cases that can benefit from adopting cellular-based solutions. LTE is globally established and the fastest growing wireless standard, expected to reach 75% world population coverage by 20216 . LTE, originally introduced in release 8 of the 3GPP standard, was developed to provide faster mobile broadband access, offering a generational performance leap over 3G. The core LTE technology has evolved over time to adapt to the ever-changing market requirements, ensuring network longevity. LTE Advanced (3GPP release 10, 11, 12) evolved to optimize for better mobile broadband experience, enabling gigabit-class throughput with the introduction of advanced techniques, such as carrier aggregation and higher-order MIMO. While some IoT applications can benefit from the improvements introduced in LTE Advanced (e.g. HD security cameras), many IoT devices require optimizations for a much reduced set of functionalities. LTE is a unified, scalable platform for connecting the IoT2.3 5 Including cellular and LPWA connections, Machina Research, June 2016 6 Ericsson Mobility Report, June, 2016 >5BIoT connections by 2025 Smart cities Lighting, traffic sensors, smart parking,… Mobile health Wearables, gateways, remote patient,… Environmental monitoring Agriculture, forecast fire/ air pollution sensors,… Smart utilities Smart grid, gas/water/ electric meters Connected building Security, video surveillance, smoke detectors,… Connected industrial Process/equipment monitoring HVAC, … Asset tracking Fleet management, pet/kid trackers, shipping,… Connected retail Vending machines, ATM, digital ads,… Figure 2: Cellular IoT enable a wide variety of services across many market verticals Today Newnarrowband IoT technologies(3GPP Release13+) LTE Cat-4 and above >10 Mbps n x 20 MHz LTE Cat-1 Up to 10 Mbps 20 MHz LTE Cat-M1 (eMTC) Variable rate up to 1 Mbps 1.4 MHz narrowband Cat NB1 (NB-IoT) 10s of kbps 200 kHz narrowband Scaling up in performance and mobility Scaling down in complexity and power Figure 3: LTE is a scalable platform that can address a wide range of connectivity requirements
  • 7. 7 Release 13 of the 3GPP standard introduces a suite of new narrowband technologies optimizing for the Internet of Things. Collectively referred to as LTE IoT, it scales down LTE to more efficiently support lower data rate applications. LTE IoT is part of the unified LTE roadmap, providing a seamless path to deliver IoT service in existing network deployments; LTE can scale up to offer gigabit class data rates for high performance applications, or to scale down for applications requiring high power efficiency. LTE IoT is bringing significant benefits over non-3GPP LPWA solutions2.4 As the number of IoT applications continues to grow, it is expected that many new IoT-enabling connectivity technologies will emerge. While some of these new technologies can potentially address the wide-area coverage requirement, they are likely to fall short in other aspects compared to 3GPP standardized technologies such as eMTC and NB-IoT. Ubiquitous coverage: LTE IoT leverages existing LTE networks without requiring a core network overlay. To date, there are already more than 500 LTE networks deployed in over 160 countries, with many more future deployments in planning. Scalability: LTE IoT is a part of a unified platform that can adapt to application’s performance needs. LTE can easily scale up to support IoT use cases that require high bandwidth and low latency, and scale down to optimize for low-performance applications – all using the same network infrastructure. Coexistence: LTE IoT is compatible with existing and planned LTE networks and spectrum, coexisting with regular LTE traffic without interfering with other devices or services. Mature ecosystem: LTE IoT is backed by global 3GPP standards with a rich roadmap to 5G. Devices and networks are designed to interoperate across different vendors and regions. Managed quality of service (QoS): One of the most important benefits of LTE is its ability to utilize licensed spectrum, as it allows network operators to guarantee QoS by effectively allocating network resources as well as managing and mitigating interferences and congestions. A redundant network design also helps to ensure service availability with minimal downtime. End-to-end security: LTE IoT will inherit the established/trusted security and authentication features delivered by LTE, meeting the most stringent requirements of many high-security applications. 3 Two new LTE IoT narrowband technologies – eMTC and NB-IoT 3GPP Release 13 introduces two new User Equipment (UE) categories that scale down in functionalities to bring more efficiencies for connecting the Internet of Things. LTE Cat-M1, defined by the eMTC (enhanced machine-type communications) standard, provides the broadest range of IoT capabilities, delivering data rates up to 1 Mbps, while utilizing only 1.4 MHz device bandwidth (1.08 MHz in-band transmissions of 6 resource blocks) in existing LTE FDD/TDD spectrum. It is designed to fully coexist with regular LTE traffic (Cat-0 and above). Cat-M1 can also support voice (VoLTE) and full-to-limited mobility. In enhanced coverage mode, it can deliver 15 dB of increased link budget, allowing LTE signals to penetrate more walls and floors to reach devices deployed deep indoors or in remote locations.
  • 8. 8 LTE Cat-NB1, or NB-IoT (narrow band IoT), further reduces device complexity and extends coverage to address the needs of low- end IoT use cases. Cat-NB1 leverages narrowband operations, using 200 kHz device bandwidth (180 kHz in-band transmissions of 1 resource block) in LTE FDD, to deliver throughputs of 10’s of kbps. NB-IoT supports more flexible deployment options: LTE in-band, LTE guard-band, and standalone. To further enhance coverage, it trades off spectral efficiency (e.g. data rate), and capabilities (e.g. no mobility or voice support) to achieve >5 dB of extra gain over Cat-M1. LTECat-M1 1.4MHz Upto1Mbps Faster data rates Full-to-limited mobility Voice/VoLTE support Coverage Performance +5 dB +15 dB LTECat-NB1 200kHz 10sofkbps LTE Cat-1 and above n x 20 MHz > 1 Mbps Short-range wireless Ultra low-cost Ultra low-power Delay-tolerant Figure 4: LTE IoT - Cat-M1 and Cat-NB1 devices New LTE IoT devices can efficiently coexist with today’s services3.1 Both Cat-M1 and Cat-NB1 can be deployed in existing LTE Advanced infrastructure and spectrum, efficiently coexist with today’s mobile broadband services. Cat-M1 utilizes 1.4 MHz bandwidth, leveraging existing LTE numerology (versus NB-IoT’s new channel bandwidth of 200 kHz), and can be deployed to operate within a regular LTE carrier (up to 20 MHz). Cat-M1 devices will leverage legacy LTE synchronization signals (e.g. PSS7 , SSS8 ), while introducing new control and data channels that are more efficient for low bandwidth operations. LTE network supporting Cat-M1 can utilize multiple narrowband regions with frequency retuning to enable scalable resource allocation, and also frequency hopping for diversity across the entire LTE band. Regular data Cat-M1 SIB Regular data WidebandControl Legacy Synch Regular data Cat-M1 Data (User 1) Cat-M1 Data (User 2) Data transmissionScheduling Initial cellsearch and acquisition Figure 5: Cat-M1 (eMTC) can operate across entire regular LTE band 7 Primary Synchronization Signal 8 Secondary Synchronization Signal
  • 9. 9 Cat-NB1 devices can be deployed in LTE guard-bands or as a standalone carrier in addition to LTE in-band. Nevertheless, the new 200 kHz device numerology (utilizing a single LTE resource block, or RB of 180 kHz) requires a new set of narrowband control and data channels. Unlike Cat-M1 in-band, Cat-NB1 does not allow for frequency retuning or hopping and occupies a fixed spectrum location. For guard-band deployment, NB-IoT leverages unused resource blocks without interfering with neighboring carriers. In standalone mode, Cat-NB1 devices can be deployed in re-farmed 2G/3G bands. In-band Guard-band Standalone NB-IoT Regular LTE Data Regular LTE Data Guard-band Guard-band NB-IoT NB-IoT NB-IoT 4 New IoT-optimized narrowband technologies Figure 6: Cat-NB1 (NB-IoT) flexible deployment options The new LTE IoT narrowband technologies are paving the path to Narrowband 5G, bringing four main areas of improvements to better support the Internet of Things: reducing complexity, improving battery life, enhancing coverage, and enabling higher node density deployments. Reducing complexity to enable lower cost devices4.1 The proliferation of IoT will bring significant benefits to a diverse set of industries and applications. While there are many IoT use cases that have the potential to drive higher ARPC (average revenue per connection) that is comparable to today’s mobile broadband services (e.g. smartphones, tablets), the majority of use cases will require much lower-cost devices and subscriptions to justify massive deployments. For example, the hardware and service cost of a smartphone is very different from a simple remote sensor that provides temperature measurements a few times a day. For this reason, both Cat-M1 and Cat-NB1 devices will scale down in levels of complexity to enable lower cost, while still meeting the IoT application requirements. Figure 7 summarizes the high-level complexity differences of the two new LTE IoT UE categories. LTE Cat-1 (Today) LTE Cat-M1 (Rel-13) LTE Cat-NB1 (Rel-13) Peak data rate DL: 10 Mbps UL: 5 Mbps DL: 1 Mbps UL: 1 Mbps DL: ~20 kbps UL: ~60 kbps Bandwidth 20 MHz 1.4 MHz 200 kHz Rx antenna MIMO Single Rx Single Rx Duplex mode Full duplex FDD/TDD Supports half duplex FDD/TDD Half duplex FDD only Transmit power 23 dBm 20 dBm 20 dBm Higher throughput, lower latency, full mobility Figure 7: Reducing complexity for LTE IoT devices
  • 10. 10 9 MTC Physical Downlink Control Channel 10 Physical Control Format Indicator Channel, Physical Hybrid-ARQ Indicator Channel, Physical Downlink Control Channel Peak data rate: Both Cat-M1 and Cat-NB1 devices will have reduced peak data rates compared to regular LTE devices (e.g. Cat-1). Cat-M1 has limited throughput of up to 1 MBps in both downlink and uplink directions, while Cat-NB1 further reduces peak data rate down to 10’s of kbps. The reduced peak data rates allow for both processing and memory savings in the device hardware. Bandwidth: LTE supports scalable carrier bandwidths from 1.4 MHz to 20 MHz, utilizing 6 to 100 resource blocks. For LTE Cat-M1, the device bandwidth is limited to 1.4 MHz only (1.08 MHz plus guard-band for 6 RBs in-band), to support the lower data rate. On the other hand, Cat-NB1 further reduces device bandwidth to 200 kHz (180 kHz plus guard-band for a single RB). The bandwidth reduction for Cat-M1 requires a new control channel (i.e. M-PDCCH9 ) to replace the legacy control channels (i.e. PCFICH, PHICH, PDCCH10 ), which can no longer fit within the narrower bandwidth. While for Cat-NB1, a new set of NB-IoT synch, control, and data channels are introduced to accommodate the narrower bandwidth. Rx Antenna: Multiple antennas for MIMO (multiple-input, multiple-output) and receive diversity was introduced in LTE to improve spectral efficiency. For LTE IoT applications, there is little need to push for higher data rates, but important to reduce complexity. For both Cat-M1 and Cat-NB1, the receive RF is reduced to a single antenna, which simplifies the RF frontend. Though there is some RF degradation due to the lack of receive diversity, the lost signal sensitivity can be compensated by other advanced coverage enhancing techniques. Duplex Modes: Due to the less frequent and latency-tolerant nature of IoT data transmissions, LTE IoT devices can reduce complexity by only supporting half-duplex communications, where only the transmit or receive path is active at a given time. Cat-M1 devices can support half-duplex FDD in addition to TDD, while Cat-NB1 devices only support half-duplex FDD. This allows the device to implement a simpler RF switch instead of a full duplexer that is more complex and costly. Transmit Power: For both new LTE IoT UE categories, the maximum uplink transmission power is reduced to 20 dBm (100mW) from LTE’s 23 dBm (200mW), allowing the power amplifier (PA) to be integrated for lower device cost. Other simplifications: Other complexity reduction techniques include Cat-NB1’s limited support for voice (VoLTE or circuit switched services), and mobility (no link measurement or reporting). Improving power efficiency to deliver multi-year battery life4.2 Many IoT devices are battery-operated, and it is highly desirable for them to last for as long as possible on a single charge. The associated cost for field maintenance can be quite daunting, especially in massive deployments. Not only would the planning of scheduled maintenance be an operational overhead, but physically locating these mobile devices (e.g. asset trackers sprinkled all over the world) can also become a nightmare. Thus, maximizing battery life has become one of the most important improvement vectors in LTE IoT. In addition to the power savings realized through reduced device complexity, two new low-power enhancements have been introduced: power save mode (PSM) and extended discontinuous receive (eDRx) – both are applicable to Cat-M1 and Cat-NB1 devices. Power Save Mode (PSM): PSM is a new low-power mode that allows the device to skip the periodic page monitoring cycles between active data transmissions, allowing the device to sleep for longer. However, the device becomes unreachable when PSM is active; therefore, it is best utilized by device-originated or scheduled applications, where the device initiates communication with the network. Moreover, it enables more efficient low-power mode entry/exit, as the device remains registered with the network during PSM, without having the need to spend additional cycles to setup registration/connection after each PSM exit event.
  • 11. 11 Example applications that can take advantage of PSM include smart meters, sensors, and any IoT devices that periodically push data up to the network. Extended Discontinuous Reception (eDRx): eDRx optimizes battery life by extending the maximum time between data reception from the network in connected mode to 10.24s, and time between page monitoring and tracking area update in idle mode to 40+ minutes. It allows the network and device to synchronize sleep periods, so that the device can check for network messages less frequently. This; however, increases latency, so eDRx is optimized for device-terminated applications. Use cases such as asset tracking and smart grid can benefit from the lower power consumption realized through the longer eDRx cycles. Powerconsumption Time PSM Datatransfer Datatransfer Page monitoring Device not reachable Datatransfer Sleep Sleep Extended DRx Up to 40+ minutes vs. today’s upper limit of 2.56 seconds Time Powerconsumption Enhancing coverage for better reach into challenging locations4.3 Figure 8: PSM and eDRx optimize device battery life There are many IoT use cases that can benefit from deeper network coverage, especially for devices deployed in challenging locations such as utility meters. In many use cases, trading off uplink spectral efficiency and latency can effectively increase coverage without increasing output power that will negatively impact the device battery life. LTE Cat-M1 >155.7 dB LTE Cat-1 Baseline 140.7 dB LTE Cat-NB1 Up to 164 dB Tradingoffspectralefficiencyandlatency Further relaxed requirements, e.g. timing Low-order modulation, e.g. QPSK Option for single-tone uplink transmissions Cat-NB1 only Repetitive transmissions & TTI bundling for redundancy Narrowband uplink transmissions Cat-M1 and Cat-NB1 Figure 9: Advanced techniques to deepen coverage
  • 12. 12 Redundant transmissions: Transmitting the same transport block multiple times in consecutive sub-frames (TTI bundling) or repeatedly sending the same data over a period of time (repetitive transmission) can significantly increase the probability for the receiver (cell or device) to correctly decode the transmitted messages. Power Spectral Density (PSD) boosting: While the serving cell can simply increase transmit power in the downlink to extend coverage, it is also possible for the device to put all the power together on some decreased bandwidth (e.g. Cat-NB1 can transmit on 3.75 kHz sub-carrier spacing in a new numerology, vs. 15 kHz in Cat-M1 and LTE) to effectively increase the transmit power density. Single-tone uplink: Similarly, Cat-NB1 device can utilize single-tone uplink (3.75 kHz or 15 kHz sub-carrier spacing) to further extend coverage, trading off peak data rate (limiting to 10’s of kbps). Lower-order modulation: By utilizing QPSK instead of 16-QAM, the SINR (Signal to Interference plus Noise Ratio) threshold reduces significantly, trading off modulation efficiency (fewer bits per symbol). With these new coverage enhancements, the link budget of a Cat-M1 device is increased to 155.7dB, a +15dB improvement over regular LTE. For Cat-NB1, it is further increased to 164dB. Optimizing LTE core network to more efficiently support IoT devices4.4 IoT is bringing a massive amount of connected devices that will push the capability boundary of existing LTE networks. And much different from mobile broadband services, network capacity will not be the limiting factor to support more low-end IoT devices (e.g. meters), as LTE IoT traffic only makes up for a small fraction of the overall capacity requirement, but the ability to handle the increased amount of signaling. Most IoT devices transmit small amount of data sporadically, rather than in large data packets; therefore, the LTE core network also needs to evolve to better support IoT traffic profiles by providing more efficient signaling and resource management. More efficient signaling: New access control mechanisms such as Extended Access Barring (EAB) prevents devices from generating access requests when the network is congested, thus eliminating unnecessary signaling. The network can also utilize group-based paging and messaging to more efficiently communicate with multiple downlink devices. Enhanced resource management: The network can allow a large set of devices to share the same subscription, such that resources and device management can be consolidated. For example, a group of water meters in a smart city can be collectively provisioned, controlled, and billed. Simplified core network (EPC-lite): The LTE core network can be optimized for IoT traffic, allowing more efficient use of resources and consolidation of the MME, S-GW, and P-GW into a single EPC-lite. With this, the operators have the option to optimize for lower OPEX, or to minimize CAPEX spend by leveraging existing LTE core network to support LTE IoT.
  • 13. 13 11 Source: ITU Recommendation ITU-R M.2083-0, September, 2015 Delivering an end-to-end LTE IoT platform4.5 In order to make LTE IoT a success, the entire ecosystem needs to be involved to simplify the overall deployment and management of LTE IoT services. In many ways, this effort had already begun. Hardware manufacturers are accelerating device development by delivering certified modules, and the new embedded SIM (eUICC) initiative is picking up momentum, aiming to enable more flexible management of cellular services. For IoT software development, protocol standardization will ensure data transport efficiency and inter-vendor interoperability; for example, oneM2M is driving standardization of the communication protocols to deliver faster time-to-market and reliable end-to-end security. 5 Roadmap to 5G will bring even more IoT opportunities 5G will be a unified, more capable connectivity platform that will connect new industries, enable new services, and empower new user experiences. And the Internet of Things will be an integral part of 5G, delivering new classes of IoT services and efficiencies not possible with 4G LTE. The vision of 5G is now well defined, slated for commercialization by 2020, and it will further enhance mobile broadband, more efficiently support massive IoT, and enable new mission-critical services. Figure 10 below shows the ITU-R IMT-2020 vision of the next-generation 5G network. Evolving NB-IoT toward Narrowband 5G5.1 The new 5G platform will be defined in release 15 of the 3GPP standard and beyond, but many of the foundational technologies are already introduced as part of LTE Advanced Pro. NB-IoT will continue to evolve beyond 3GPP Release 13, taking another step closer to Narrowband 5G to enable massive IoT. Some of the proposed enhancements for Release 14 will include, but not limited to, voice/mobility, location services, and broadcast support for more efficient over-the-air (OTA) firmware updates. Figure 10: Enhancement of key capabilities for IMT-202011
  • 14. 14 Bringing new capabilities to the massive IoT5.2 5G will improve upon LTE IoT’s ability to support higher node density by delivering a new uplink multiple access design called Resource Spread Multiple Access (RSMA). RSMA is an asynchronous, non-orthogonal, and contention-based access protocol that will further reduce device complexity and signaling overhead since it allows “things” to transmit without prior network scheduling. To extend network coverage for IoT devices to the most extreme locations (e.g. hyper-remote, deep underground), 5G will support multi-hop mesh, allowing out-of-coverage devices to connect directly with devices that can relay data back to the access network. This essentially creates an edgeless network that extends coverage beyond the typical cellular access (e.g. base stations and small cells). More importantly, 5G core network will also take on WAN management for both devices in access coverage as well as those supported by the peer-connected mesh network. Time Frequency Grant-free uplink Resource Spread Multiple Access (RSMA) Coverage extension Multi-hop mesh with WAN management Mesh on unlicensed or partitioned with uplink licensed spectrum Direct access on licensed spectrum Figure 11: New 5G capabilities to enable massive IoT Enabling mission-critical control IoT services5.3 LTE IoT efficiently scales down to optimize for infrequent and delay-tolerant communication; while satisfying many of the lower- end IoT applications, such as metering and sensors, there is a class of IoT applications that demand much higher performance. Such as mission-critical services that require end-to-end latencies down to 1ms, ultra-high reliability allowing extreme low loss rates, high availability through multiple links for failure tolerance and mobility, as well robust end-to-end security that cannot be compromised. All of these requirements have been taken into considerations by the design of 5G mission-critical control, and drones and industrial robots are just a couple of innovative use cases driving these extreme requirements (but not simultaneously needed for all services).
  • 15. 15 Delivering additional benefits with the new 5G network architecture5.4 The new flexible 5G network will deliver uncompromised performance and efficiency, leveraging virtualized network functions to create optimized network slices for a wide range of services hosted on the same physical network (e.g. enhanced mobile broadband, mission-critical services, and massive IoT). Each network slice can be configured independently to provide end-to- end connectivity that is optimized for the application’s needs. And this is especially beneficial for the IoT, as its diverse set of requirements can dictate very different SLAs (service level agreement) for the different use cases supported by the same network deployment. In addition to allowing more efficient resource allocation and utilization, the enhanced 5G network also enables flexible subscription models and dynamic creation/control of services. 6 Conclusion The Internet of Things is bringing a massive surge of smart, connected devices that will enable new services and efficiencies across industries. The IoT will transform businesses, change the way people live, and fuel innovations for many years to come. And cellular technologies will play an important role providing connectivity for a wide range of things; LTE is evolving to deliver a unified, scalable IoT platform that brings significant benefits over other non-3GPP LPWA solutions. It not only provides ubiquitous coverage through established global networks, but also brings unparalleled level of reliability, security, and performance required by the most demanding IoT applications. LTE Advanced Pro is delivering new LTE IoT narrowband technologies that will lower complexity, increase battery life, deepen coverage, and enable high node density deployments. In release 13 of the 3GPP standard, LTE IoT introduces two new UE categories (Cat-M1 and Cat-NB1) that will scale down LTE to enable more efficient IoT communications. Cat-M1 will offer the broadest range of IoT capabilities with support for more advanced features such as mobility and VoLTE, while Cat-NB1 further scales down to offer the lowest cost and power for delay-tolerant, low-throughput use cases. Building on top of LTE IoT narrowband technologies, 5G will bring even more opportunities for the Internet of Things. Narrowband 5G will enhance massive IoT with new capabilities such as RSMA for grant-free transmissions, and multi-hop mesh to further extend network coverage. 5G will also enable mission-critical services by delivering ultra-low latency communications, as well as providing significant improvements to system reliability, service availability, and end-to-end security. The new flexible network architecture will also enable uncompromised performance and efficiency for all services hosted on the next-generation 5G network. All in all, connecting the Internet of Things will be an integral part of 5G – a unified, more capable connectivity platform for the next decade and beyond. To learn more about LTE IoT and 5G, please visit: www.qualcomm.com/LTE-IoT www.qualcomm.com/5G
  • 16. 16