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INSTRUCTOR: LE NGUYEN NHU ANH
LINGUISTICS 2
M1 LESSON 5.2
5.2 WH-CLAUSES
• Contents:
– Wh-questions
– Subordinate wh-clauses
• Subordinate wh-interrogative clauses
• Relative clauses
– Omission of the wh-phrase
– That again
– Restrictive vs non-restrictive
5.2 WH-CLAUSES
– Clauses that include a wh-word are called WH-
CLAUSED
– Wh-words can appear in main or subordinate
clauses
– Wh-word in a MAIN clause => QUESTION => WH-
QUESTION
• Yes/No question asks whether something is the case
or note.
• A Wh-question questions some constituents (the
subject, direct object, etc.) => constituent questions.
5.2 WH-CLAUSES
• Wh-questions (MAIN Wh-clauses)
Vince is taking what to Athens?
=> Unfronted Question => Echo-question: they are used to echo
– and ask about – something said earlier
What is Vince taking to Athens?
=> Wh-question
5.2 WH-CLAUSES
• Wh-questions (MAIN Wh-clauses)
Vince is taking what to Athens?
What is Vince taking to Athens?
– The formation of Wh-questions include:
• The fronting of the wh-phrase
• The fronting of the tensed auxiliary
• Wh-phrase moves above-and-beyond the C position
of tensed auxiliary => a second higher C position =>
introduce S” (S-double-bar)
5.2 WH-CLAUSES
• Wh-questions (MAIN Wh-clauses)
Vince is taking what to Athens? What is Vince taking to Athens?
5.2 WH-CLAUSES
• Wh-questions (MAIN Wh-clauses)
– C1 (lower): Daughter of S-bar (S′) and sister of S
• Filled, in subordinate clauses, by that, whether, and
subordinating conjunctions.
• Filled, in main clauses, by fronted tensed auxiliaries.
– C2 (higher): Daughter of S-double-bar (S″) and
sister of S-bar (S′)
• Filled, in both main and subordinate clauses, by
fronted wh-expressions.
– THAT/WHETHER: simply complimentisers
– WH-expressions in C2 are always fronted from
within the clauses => have functions within the
clauses (indicated by the gap)
5.2 WH-CLAUSES
• Wh-questions (MAIN Wh-clauses)
– Which books are you giving • to Bill? (• = NP)
– (i) Who will Julia give the pen to • ? (• = NP)
– (ii) To whom will Julia give the pen • ? (• = PP)
– How quickly did he drink that beer • ? (• = AdvP)
– How tall is Max • ? (• = AP)
5.2 WH-CLAUSES
• Wh-questions (MAIN Wh-clauses)
– Which books are you giving • to Bill? (• = NP)
5.2 WH-CLAUSES
• Wh-questions (MAIN Wh-clauses)
– (i) Who will Julia give the pen to • ? (• = NP)
5.2 WH-CLAUSES
• Wh-questions (MAIN Wh-clauses)
– (ii) To whom will Julia give the pen • ? (• = PP)
5.2 WH-CLAUSES
• Wh-questions (MAIN Wh-clauses)
– How quickly did he drink that beer • ? (• = AdvP)
5.2 WH-CLAUSES
• Wh-questions (MAIN Wh-clauses)
– How tall is Max • ? (• = AP)
5.2 WH-CLAUSES
• Wh-questions (MAIN Wh-clauses)
– Consider this case:
Who is taking Violetta’s icon to Athens?
– Should a Wh-SUBJECT be represented as
actually being in the subject position or
represented as fronted to the C2 position?
• YES
– Should there be auxiliary-fronting in this case?
• YES
5.2 WH-CLAUSES
• Wh-questions (MAIN Wh-clauses)
Who is taking Violetta’s icon to Athens?
5.2 WH-CLAUSES
• Wh-questions (MAIN Wh-clauses)
– For where, when, how, and why, decide on the
most likely category of the gap it has left behind:
• AdvP
• PP
• AP
How are you? => (Possible answer: well/good.)
Where did Lisa put it? => (Possible answer: under
the bed.)
5.2 WH-CLAUSES
• Wh-questions (MAIN Wh-clauses)
How are you? => (Possible answer: well/good.)
5.2 WH-CLAUSES
• Wh-questions (MAIN Wh-clauses)
Where did Lisa put it? => (Possible answer: under the bed.)
5.2 WH-CLAUSES
How about…
– Whose poem did Stevens suggest would be ideal
for the lecture?
– Who did Leopold think Haydn admired?
5.2 WH-CLAUSES
– Whose poem did Stevens suggest would be ideal
for the lecture?
⚫ would be ideal for the lecture
Stevens suggest S2
did S1
Whose poem S1’
S1”
5.2 WH-CLAUSES
5.2 WH-CLAUSES
– Who did Leopold think Haydn admired?
Haydn admired ⚫
Leopold think S2
did S1
Who S1’
S1”
5.2 WH-CLAUSES
• SUBORDINATE Wh-clauses
– Subordinate wh-interrogative clauses
• Martha enquired why he wore it on his foot.
• How he would fare on the trapeze preoccupied him.
• It is my affair what I wear at night.
• Marcel wasn’t certain who he sent the flowers to.
• The immediate problem was where they could hide
those fritters.
• The little matter of who is going to pay for all this has
yet to be resolved.
5.2 WH-CLAUSES
• SUBORDINATE Wh-clauses
– Subordinate wh-interrogative clauses
5.2 WH-CLAUSES
Marcel wasn’t certain who he sent the flowers to.
5.2 WH-CLAUSES
Martha enquired why he wore it on his foot.
5.2 WH-CLAUSES
It is my affair what I wear at night.
5.2 WH-CLAUSES
• SUBORDINATE Wh-clauses
– Relative clauses
• Non-interrogative wh-clauses
• Function as MODIFIERS
5.2 WH-CLAUSES
• SUBORDINATE Wh-clauses
– Relative clauses
5.2 WH-CLAUSES
• SUBORDINATE Wh-clauses
– Relative clauses
• The conclusion [that Mars was inhabited].
• The conclusion [which Gomez disputes].
• The thought [that he should have done the washing up].
• The thought [which occurred to him].
• The claim [that syntax is good for the brain].
• The claim [with which he ended his lecture].
noun complement clauses
relative clauses
noun complement clauses
relative clauses
noun complement clauses
relative clauses
5.2 WH-CLAUSES
• SUBORDINATE Wh-clauses
– Relative clauses
• The NOUN-COMPLEMENT CLAUSES in [a] give us
central information about the head noun (the ACTUAL
CONTENT)
• The RELATIVE CLAUSES tell something else about the
head noun (PERIPHERAL CONTENT)
5.2 WH-CLAUSES
• SUBORDINATE Wh-clauses
– Relative clauses
• As complements, NOUN-COMPLEMENT CLAUSES are
sisters to the head N within NOM.
5.2 WH-CLAUSES
• SUBORDINATE Wh-clauses
– Relative clauses
• As modifiers, RELATIVE CLAUSES are represented, not as
sisters-of-N, but as sisters-of-NOM within a higher NOM.
• Relative clauses can be thought of as ADJUNCTS in NP.
5.2 WH-CLAUSES
• SUBORDINATE Wh-clauses
– Relative clauses
• *The one that Mars is inhabited.
• The one which Gomez disputes.
• *The one that he should have done the washing up.
• The one which occurred to him.
• *The one that syntax is good for the brain.
• The one with which he ended his lecture
One is a pro-NOM: it stands in place of NOMs, not Ns.
[One + relative clause]: grammatical
[One + complement clause]: ungrammatical
5.2 WH-CLAUSES
• SUBORDINATE Wh-clauses
– Relative clauses
the claim with which he ended his lecture
5.2 WH-CLAUSES
• SUBORDINATE Wh-clauses
– Relative clauses
• Omission of the wh-phrase:
– In many cases, the wh-form in a relative clause can be
omitted (by ellipsis)
The trampolines ^ they bought yesterday were dangerous.
– The fronted wh-form cannot be ellipted:
» when it functions as subject
» when other material has been fronted with it
*The fool ^ lent you all that money lent me some, too.
*A friend ^ house we borrowed needs it back next week.
*The claim with ^ he ended his lecture.
5.2 WH-CLAUSES
The trampolines ^ they bought yesterday were dangerous.
5.2 WH-CLAUSES
• SUBORDINATE Wh-clauses
– Relative clauses
• That again:
– Compare:
This is a proposal that we should support (•).
This is a proposal that we should support the strike.
The news that she had given John (•) shocked them all.
The news that she had given John a good kick shocked them all.
=> Relative clauses always include a gap
=> In that-clause (not Relative clauses), that is not fronted so
the clause itself is complete.
5.2 WH-CLAUSES
a proposal that we should support (⚫)
5.2 WH-CLAUSES
a proposal that we should support the strike
5.2 WH-CLAUSES
• SUBORDINATE Wh-clauses
– Relative clauses
• That again:
– An alternative analysis would insist that that is not a relative
word (in C2) but the familiar C1 complementiser, which is
permitted to make an overt appearance in (the C1 position of)
a relative clause only when the wh-phrase in C2 has been
ellipted.
5.2 WH-CLAUSES
• SUBORDINATE Wh-clauses
– Relative clauses
• Restrictive vs. non-restrictive:
– The books which John has consulted are out of date.
– The books, which John has consulted, are out of date.
– The dogs which have rabies are dangerous.
– The dogs, which have rabies, are dangerous.
RESTRICTIVE relative clauses specify more exactly which of the things
picked out by the head noun are being mentioned.
NON-RESTRICTIVE relative clauses serve to add extra – parenthetical –
information, without restricting the set of things (triangles, dogs, books,
etc.) being mentioned.
– The dogs, which are mammals, are dangerous.
restrictive
restrictive
non-restrictive
non-restrictive
5.2 WH-CLAUSES
• SUBORDINATE Wh-clauses
– Relative clauses
• Restrictive vs. non-restrictive:
As the modifier of a complete NP, the non-restrictive relative clause
must be represented as the sister of that NP within a higher NP
5.2 WH-CLAUSES
• SUBORDINATE Wh-clauses
– Relative clauses
• Restrictive vs. non-restrictive:
– the wh-phrase/word in non-restrictives can’t be ellipted and
it can’t be replaced by that.
5.2 WH-CLAUSES
• Summary:
– 3 kinds of clauses that can appear within NP:
– Noun-complement clause: sister of N (within
NOM).
– Restrictive relative clause: sister of NOM (within
NOM).
– Non-restrictive relative clause: sister of NP
(within NP).

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M1 lesson 5.2 WH-clauses

  • 1. INSTRUCTOR: LE NGUYEN NHU ANH LINGUISTICS 2 M1 LESSON 5.2
  • 2. 5.2 WH-CLAUSES • Contents: – Wh-questions – Subordinate wh-clauses • Subordinate wh-interrogative clauses • Relative clauses – Omission of the wh-phrase – That again – Restrictive vs non-restrictive
  • 3. 5.2 WH-CLAUSES – Clauses that include a wh-word are called WH- CLAUSED – Wh-words can appear in main or subordinate clauses – Wh-word in a MAIN clause => QUESTION => WH- QUESTION • Yes/No question asks whether something is the case or note. • A Wh-question questions some constituents (the subject, direct object, etc.) => constituent questions.
  • 4. 5.2 WH-CLAUSES • Wh-questions (MAIN Wh-clauses) Vince is taking what to Athens? => Unfronted Question => Echo-question: they are used to echo – and ask about – something said earlier What is Vince taking to Athens? => Wh-question
  • 5. 5.2 WH-CLAUSES • Wh-questions (MAIN Wh-clauses) Vince is taking what to Athens? What is Vince taking to Athens? – The formation of Wh-questions include: • The fronting of the wh-phrase • The fronting of the tensed auxiliary • Wh-phrase moves above-and-beyond the C position of tensed auxiliary => a second higher C position => introduce S” (S-double-bar)
  • 6. 5.2 WH-CLAUSES • Wh-questions (MAIN Wh-clauses) Vince is taking what to Athens? What is Vince taking to Athens?
  • 7. 5.2 WH-CLAUSES • Wh-questions (MAIN Wh-clauses) – C1 (lower): Daughter of S-bar (S′) and sister of S • Filled, in subordinate clauses, by that, whether, and subordinating conjunctions. • Filled, in main clauses, by fronted tensed auxiliaries. – C2 (higher): Daughter of S-double-bar (S″) and sister of S-bar (S′) • Filled, in both main and subordinate clauses, by fronted wh-expressions. – THAT/WHETHER: simply complimentisers – WH-expressions in C2 are always fronted from within the clauses => have functions within the clauses (indicated by the gap)
  • 8. 5.2 WH-CLAUSES • Wh-questions (MAIN Wh-clauses) – Which books are you giving • to Bill? (• = NP) – (i) Who will Julia give the pen to • ? (• = NP) – (ii) To whom will Julia give the pen • ? (• = PP) – How quickly did he drink that beer • ? (• = AdvP) – How tall is Max • ? (• = AP)
  • 9. 5.2 WH-CLAUSES • Wh-questions (MAIN Wh-clauses) – Which books are you giving • to Bill? (• = NP)
  • 10. 5.2 WH-CLAUSES • Wh-questions (MAIN Wh-clauses) – (i) Who will Julia give the pen to • ? (• = NP)
  • 11. 5.2 WH-CLAUSES • Wh-questions (MAIN Wh-clauses) – (ii) To whom will Julia give the pen • ? (• = PP)
  • 12. 5.2 WH-CLAUSES • Wh-questions (MAIN Wh-clauses) – How quickly did he drink that beer • ? (• = AdvP)
  • 13. 5.2 WH-CLAUSES • Wh-questions (MAIN Wh-clauses) – How tall is Max • ? (• = AP)
  • 14. 5.2 WH-CLAUSES • Wh-questions (MAIN Wh-clauses) – Consider this case: Who is taking Violetta’s icon to Athens? – Should a Wh-SUBJECT be represented as actually being in the subject position or represented as fronted to the C2 position? • YES – Should there be auxiliary-fronting in this case? • YES
  • 15. 5.2 WH-CLAUSES • Wh-questions (MAIN Wh-clauses) Who is taking Violetta’s icon to Athens?
  • 16. 5.2 WH-CLAUSES • Wh-questions (MAIN Wh-clauses) – For where, when, how, and why, decide on the most likely category of the gap it has left behind: • AdvP • PP • AP How are you? => (Possible answer: well/good.) Where did Lisa put it? => (Possible answer: under the bed.)
  • 17. 5.2 WH-CLAUSES • Wh-questions (MAIN Wh-clauses) How are you? => (Possible answer: well/good.)
  • 18. 5.2 WH-CLAUSES • Wh-questions (MAIN Wh-clauses) Where did Lisa put it? => (Possible answer: under the bed.)
  • 19. 5.2 WH-CLAUSES How about… – Whose poem did Stevens suggest would be ideal for the lecture? – Who did Leopold think Haydn admired?
  • 20. 5.2 WH-CLAUSES – Whose poem did Stevens suggest would be ideal for the lecture? ⚫ would be ideal for the lecture Stevens suggest S2 did S1 Whose poem S1’ S1”
  • 22. 5.2 WH-CLAUSES – Who did Leopold think Haydn admired? Haydn admired ⚫ Leopold think S2 did S1 Who S1’ S1”
  • 23. 5.2 WH-CLAUSES • SUBORDINATE Wh-clauses – Subordinate wh-interrogative clauses • Martha enquired why he wore it on his foot. • How he would fare on the trapeze preoccupied him. • It is my affair what I wear at night. • Marcel wasn’t certain who he sent the flowers to. • The immediate problem was where they could hide those fritters. • The little matter of who is going to pay for all this has yet to be resolved.
  • 24. 5.2 WH-CLAUSES • SUBORDINATE Wh-clauses – Subordinate wh-interrogative clauses
  • 25. 5.2 WH-CLAUSES Marcel wasn’t certain who he sent the flowers to.
  • 26. 5.2 WH-CLAUSES Martha enquired why he wore it on his foot.
  • 27. 5.2 WH-CLAUSES It is my affair what I wear at night.
  • 28. 5.2 WH-CLAUSES • SUBORDINATE Wh-clauses – Relative clauses • Non-interrogative wh-clauses • Function as MODIFIERS
  • 29. 5.2 WH-CLAUSES • SUBORDINATE Wh-clauses – Relative clauses
  • 30. 5.2 WH-CLAUSES • SUBORDINATE Wh-clauses – Relative clauses • The conclusion [that Mars was inhabited]. • The conclusion [which Gomez disputes]. • The thought [that he should have done the washing up]. • The thought [which occurred to him]. • The claim [that syntax is good for the brain]. • The claim [with which he ended his lecture]. noun complement clauses relative clauses noun complement clauses relative clauses noun complement clauses relative clauses
  • 31. 5.2 WH-CLAUSES • SUBORDINATE Wh-clauses – Relative clauses • The NOUN-COMPLEMENT CLAUSES in [a] give us central information about the head noun (the ACTUAL CONTENT) • The RELATIVE CLAUSES tell something else about the head noun (PERIPHERAL CONTENT)
  • 32. 5.2 WH-CLAUSES • SUBORDINATE Wh-clauses – Relative clauses • As complements, NOUN-COMPLEMENT CLAUSES are sisters to the head N within NOM.
  • 33. 5.2 WH-CLAUSES • SUBORDINATE Wh-clauses – Relative clauses • As modifiers, RELATIVE CLAUSES are represented, not as sisters-of-N, but as sisters-of-NOM within a higher NOM. • Relative clauses can be thought of as ADJUNCTS in NP.
  • 34. 5.2 WH-CLAUSES • SUBORDINATE Wh-clauses – Relative clauses • *The one that Mars is inhabited. • The one which Gomez disputes. • *The one that he should have done the washing up. • The one which occurred to him. • *The one that syntax is good for the brain. • The one with which he ended his lecture One is a pro-NOM: it stands in place of NOMs, not Ns. [One + relative clause]: grammatical [One + complement clause]: ungrammatical
  • 35. 5.2 WH-CLAUSES • SUBORDINATE Wh-clauses – Relative clauses the claim with which he ended his lecture
  • 36. 5.2 WH-CLAUSES • SUBORDINATE Wh-clauses – Relative clauses • Omission of the wh-phrase: – In many cases, the wh-form in a relative clause can be omitted (by ellipsis) The trampolines ^ they bought yesterday were dangerous. – The fronted wh-form cannot be ellipted: » when it functions as subject » when other material has been fronted with it *The fool ^ lent you all that money lent me some, too. *A friend ^ house we borrowed needs it back next week. *The claim with ^ he ended his lecture.
  • 37. 5.2 WH-CLAUSES The trampolines ^ they bought yesterday were dangerous.
  • 38. 5.2 WH-CLAUSES • SUBORDINATE Wh-clauses – Relative clauses • That again: – Compare: This is a proposal that we should support (•). This is a proposal that we should support the strike. The news that she had given John (•) shocked them all. The news that she had given John a good kick shocked them all. => Relative clauses always include a gap => In that-clause (not Relative clauses), that is not fronted so the clause itself is complete.
  • 39. 5.2 WH-CLAUSES a proposal that we should support (⚫)
  • 40. 5.2 WH-CLAUSES a proposal that we should support the strike
  • 41. 5.2 WH-CLAUSES • SUBORDINATE Wh-clauses – Relative clauses • That again: – An alternative analysis would insist that that is not a relative word (in C2) but the familiar C1 complementiser, which is permitted to make an overt appearance in (the C1 position of) a relative clause only when the wh-phrase in C2 has been ellipted.
  • 42. 5.2 WH-CLAUSES • SUBORDINATE Wh-clauses – Relative clauses • Restrictive vs. non-restrictive: – The books which John has consulted are out of date. – The books, which John has consulted, are out of date. – The dogs which have rabies are dangerous. – The dogs, which have rabies, are dangerous. RESTRICTIVE relative clauses specify more exactly which of the things picked out by the head noun are being mentioned. NON-RESTRICTIVE relative clauses serve to add extra – parenthetical – information, without restricting the set of things (triangles, dogs, books, etc.) being mentioned. – The dogs, which are mammals, are dangerous. restrictive restrictive non-restrictive non-restrictive
  • 43. 5.2 WH-CLAUSES • SUBORDINATE Wh-clauses – Relative clauses • Restrictive vs. non-restrictive: As the modifier of a complete NP, the non-restrictive relative clause must be represented as the sister of that NP within a higher NP
  • 44. 5.2 WH-CLAUSES • SUBORDINATE Wh-clauses – Relative clauses • Restrictive vs. non-restrictive: – the wh-phrase/word in non-restrictives can’t be ellipted and it can’t be replaced by that.
  • 45. 5.2 WH-CLAUSES • Summary: – 3 kinds of clauses that can appear within NP: – Noun-complement clause: sister of N (within NOM). – Restrictive relative clause: sister of NOM (within NOM). – Non-restrictive relative clause: sister of NP (within NP).