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Quality Assessment Tool Dictionary
This document was reproduced and translated with permission from Health Evidence™. Permission was granted to
Loreto Nunez Franc of the Universidad de Talca in Chile. Health Evidence™ has not verified the accuracy of the
translation and is not responsible for this translation.
Instructions for completion: First Author:
Please refer to the attached dictionary for definition of terms and
instructions for completing each section. For each criteria, score
by placing a check mark in the appropriate box.
Year:
Journal:
Reviewer:
CRITERIA YES NO
Q1. Did the authors have a clearly focused question [population, intervention (strategy), and outcome(s)]?
Population – exposed to a public health intervention or the studies included in the systematic review
Intervention – local and national public health intervention
Outcomes – Return on investment or cost-benefit ratio
Q2. Were appropriate inclusion criteria used to select primary studies?
Q3. Did the authors describe a search strategy that was comprehensive?
Circle all strategies used:  health databases  handsearching
 psychological databases  key informants
 social science databases  reference lists
 educational databases  unpublished
 other
Q4. Did search strategy cover an adequate number of years?
Q5. Did the authors describe the level of evidence in the primary studies included in the review?
 Level I  RCTs only
 Level II  non-randomized, cohort, case-control
 Level III  uncontrolled studies
Q6. Did the review assess the methodological quality of the primary studies, including:
(Minimum requirement: 4/7 of the following)
Note: reference lists are
highlighted here,and not
handsearching because the
authors searched the
reference lists ofarticles
Refers to searching over four decades in the results section
Quality Assessment Tool Dictionary
 Research design
 Study sample
 Participation rates
 Sources of bias (confounders, respondent bias)
 Data collection (measurement of independent/dependent variables)
 Follow-up/attrition rates
 Data analysis
Q7. Are the results of the review
transparent?
Q8. Was it appropriate to combine the findings of results across studies?
Q9. Were appropriate methods used for combining or comparing results across studies?
Q.10 Do the data support the author’s interpretation?
TOTAL SCORE: 6
Quality Assessment
Rating:
Strong
(total score 8 – 10)
Moderate
(total score 5 – 7)
Weak
(total score 4 or less)
Suggested citation: Dobbins, M. (2016). Quality Assessment Tool – Review Articles. Hamilton, ON: Health
Evidence™. Adapted with permission.
This tool was adapted from:
Guyatt, G., Rennie, D., Meade, M.O., Cook, D.J. (Eds.). (2002). Users’ Guides to the Medical Literature: A Manual
for Evidence-Based Clinical Practice. Chicago, Ill: AMA Press.
Guyatt, G., & Rennie, D. (Eds.). (2002). Users Guides to the Medical Literature: Essentials of Evidence-Based
Clinical Practice. Chicago, Ill: AMA Press.
© 2016. Health Evidence™. All rights reserved.
No assessmentofindividual study components
On the webpage for the NICE checklistit is noted that it is a
checklistand not meantto judge quality, however, the study
authors use itto judge quality. The study authors should have
stated that they were making any changes to the tool.
There were two independentreviews and a third to resolve
any discrepancies.
Although the authors do provide a table
with all individual studyresults listed,it
was not appropriate in this study to have a
summarystatistic.
There was no consistentdiscussion on the
weighting and there was no information in
the methods section abouthow or why
they did weight.
Overall, the recommendations and
conclusions were positive and matched
the data presented in the article. There
could have been a separate section on the
effectiveness of interventions to enhance
this part.
Quality Assessment Tool Dictionary
A systematic review is a researchapproachto accessing,acquiring,quality-
assessing,and synthesizinga body of research on a particular topic.
All phases of systematic review development should be well described,
such that the process is transparent and replicable by others.
Q1 | Clearly focused research question
The review should have a clearly focused research question that contains the following components:
Population, Intervention, Comparisons, and Outcomes. NOTE: Remember PICO.
Population: How would you describe the population of interest?
 Details on the population of interest should be clearly outlined to the level that it would be
appropriate to determine whether the results apply directly to one’s patient(s) / community
/ constituents.
Intervention: Which main intervention or exposure is being considered?
 The intervention refers to a variety of actions that are undertaken with the expectation of
promoting and achieving specific outcomes. This may include an intervention, a strategy,
or a policy, including activities such as lobbying, coalitions, and legislation. The focus of
the review is to evaluate the impact of these activities on specific outcomes for individuals,
communities or the population. The activities being assessed should be similar enough
that it is reasonable to assess their combined impact.
Comparison: What is the main alternative to compare with the intervention?
 This might be a control group or another intervention. Often the comparison is not stated
explicitly in the research question. Either a control group or another intervention can be
used as the comparator. In some instances, due to the nature of public health, a
comparison and/or control may not be feasible.
Outcome: What do the researchers hope to accomplish, measure, improve, or affect?
 Outcomes relate to the measured impact of the activities and can be at the individual,
community or population level, e.g. health policies, health programs, or coalition
development.
Any part of PICO that is not addressed in a review’s main research question should be clearly stated
in the inclusion criteria to receive a Yes for criterion #1. Outcomes can be general in the research
question (e.g. to allow for a broader search strategy, especially if the topic at-hand has a limited body
of literature available), and then be addressed more specifically in the evidence tables and/or
highlighted through the process of data extraction. For example, a general question may read: “The
aim of this study, therefore, was to systematically review evidence from controlled trials on the
efficacy of motor development interventions in young children.”
Overall Coding for Q1:
 If the answer to each of population, intervention and outcomeis yes, then place a checkmark
in the Yes column. Otherwise, place a check mark in the No column.
Quality Assessment Tool Dictionary
Q2 | Provision ofinclusion criteria
The review should clearly describe the criteria that were used to select included studies. This
includes decisions related to the target population, intervention, outcome(s), as well as the research
design (e.g., RCT, cohort, participatory). Using the descriptions “peer-reviewed” and/or
“measurement of a quantitative outcome” in the inclusion criteria are NOT sufficient descriptions to
count for study design.
If authors mention in their exclusion criteria that they rejected reviews, letters, editorials and case
reports, but do not specifically address what they chose to include, mark a No for this criterion.
Overall Coding for Q2:
 Place a check mark in the Yes column if selection criteria were clearly outlined.
Q3 | Comprehensive search strategy
A well-described comprehensive search strategy will include multiple database searches and a
variety of other search strategies. Relevant databases, chosen based on the key concepts in the
research question, will include those from health databases (e.g. MEDLINE, CINAHL, BIOSIS,
EMBASE), psychological databases (e.g. PsycINFO), social science databases (e.g. sociological
abstracts),and/or educational databases (e.g. ERIC). ‘Other’ databases may be used and should be
described in the space provided (e.g. TRIP, CRD, DARE). Google Scholar is categorized as an
‘Other’ database, while Google web search is an “unpublished (grey) literature” source.
For reviews measuring specifically health-related outcomes (e.g. vaccine effectiveness), at least 2
health databases need to be employed to allow for only ONE type of database to be searched.
(NOTE: The two do not have to include MEDLINE)
‘Column 2’ search strategies include:
 Handsearching – journals of relevance to the review topic
 Reference lists – reference lists of relevant reviews and single studies should be reviewed for
potential titles
 Key informants – should demonstrate consultation with experts in the field for relevant titles; this
can include pharmaceutical representatives. ‘Author’s own collection’ would also be coded as this.
 Unpublished (grey) literature – efforts to locate unpublished literature should be described. This
can include the use of the electronic database SIGLE (which is specific to grey literature), and the
searching of conference proceedings or scientific meetings. A Google search can be considered
‘unpublished’.
NOTE: If the author(s) describe the manual searching of reference lists, score as ‘Reference Lists’,
NOT as both ‘Handsearching’ and ‘Reference Lists’.
Overall Coding for Q3:
 To answer Yes, the author(s) should have used at least two strategies from each column
(one database type may be appropriate, as described above). In addition to using at least
two types of electronic databases, the author(s) must have utilized a minimum of two of the
other strategies (i.e., handsearching; key informants; reference lists; and/or unpublished
literature).
Quality Assessment Tool Dictionary
Q4 | Search strategy covers an adequate number ofyears
In order to ensure that the entire body of relevant research is included in the review, the search
strategy should cover a sufficient time period. The number of years that are adequate to search for
included studies will vary depending on the topic and the amount of literature being developed in that
field. Generally, at least 10 years should be used as a minimum length of time, however, this may
be increased if there has been little published in that time frame, or may be shortened if the review
is an update of previous work, if there has been a large volume of literature published in a short time
frame, or if the review is focused on a newer topic and/or a topic of relevance to a shorter timeframe,
e.g. SARS.
Overall Coding for Q4:
 Answer Yes if the search strategy covered enough years that it is unlikely that important
studies were missed. The authors must state the years searched (e.g. “from database
inception to… search end date”).
Q5 | Levelofevidence ofincludedstudies described
It is important to understand and to clearly describe the different levels of evidence contained within
a review; the level of evidence of included studies can help to explain variations in results from study
to study. Level 1 includes randomized controlled trials (RCTs),including quasi-randomized controlled
trials. Level 2 includes non-randomized designs that contain a control group (e.g. case control;
cohort). Level 3 includes all other uncontrolled designs (e.g. observational, case studies/series).
For reviews of reviews, select the level of evidence based on the types of included studies that
appeared in the systematic reviews/meta-analyses included in the review of reviews.
Overall Coding for Q5:
 Place a check mark in the Yes column if the study design(s) (e.g. review of reviews, RCTs,
uncontrolled studies) of the included studies is clearly identified in the review; and, indicate
the appropriate level of evidence.
Q6 | Quality assessmentofincludedstudies
Each included study should be assessed for methodological quality using a standardized
assessment tool/scale
For reviews of reviews:
If a review of reviews reports an overall quality rating for each included study (i.e., each included
review), we rate this criterion Yes.
For reviews that use GRADE:
If a review shows a table of the GRADE assessment, that includes assessment of Risk of Bias, then
we rate this criterion Yes. If the authors indicate they used GRADE, but they do not mention Risk of
Bias or quality appraisal of included studies (in the methods or results sections),we rate this criterion
No.
For reviews that do not mention use of GRADE:
Quality Assessment Tool Dictionary
Review authors need to do more than state their intent to extract quality-related data. They must also
report their assessment of each quality criterion, for each included study.
A minimum of four of the following areas should be assessedand the results described (in narrative
or table form for each included study) for quantitative studies:
 Research design (most rigorous design given the research question)
 Study sample (generalizability, baseline characteristics)
 Participation rate
 Sources of bias (confounders, respondent bias, blinding)
 Data collection (measurement of independent and dependent variables, assessment tools).
 Follow-up/attrition rates
 Data analysis (e.g., intention-to-treat)
For Cochrane Reviews authors are required to conduct a standardized ‘Risk of Bias’ assessment
(see http://www.cochrane-handbook.org/ Figure 8.6a). Their results are typically included in the
Characteristics of Included Studies table. These characteristics translate to the Health Evidence QA
tool as follows:
If Cochrane Authors assess… On the Health Evidence QAtool select…
Sequence generation  Research design
Allocation concealment  Research design
Blinding  Source of bias
Free of selective reporting  Data collection
Incomplete long-term/short-term outcome data
(authors describe assessing intention-to-treatanalysis
& whether incomplete data was dealt with correctly)
 Data analysis
The JADAD and EPOC tools are well-reputed and typically code Yes, however they must still report
the results of each criteria for each study. Systematic reviews from the Cochrane Library often
employ criteria from the Cochrane Reviewers’ Handbook, however it is important to clarify the areas
of assessment as 4 out of the 7 are not always considered.
When review authors assess whether or not a primary study used a “validated measure(s)”, this
counts toward a point for Data Collection.
Use of a Funnel plot can be used towards a point for Sources of Bias, as long as it appears in the
body of the paper and is part of a larger QA.
In some instances, different quality assessment criteria may be used for different study designs
included in the same review. For example the EPOC tool has different criteria for interrupted time
series studies, compared to randomized controlled trials. In this case, as long as the majority of
reviews are assessed with 4+ criteria then Yes is appropriate.
NOTE: Reviews synthesizing qualitative primary studies address questions on aspects other than
effectiveness, and as suchdo not meet our relevance criteria. Reviews synthesizing both quantitative
and qualitative studies may be relevant to Health EvidenceTM
if they include outcome data and
evaluate the effectiveness of an intervention / program / service / policy.
Quality Assessment Tool Dictionary
Overall Coding for Q6:
 For a review of quantitative studies, place a check mark in the Yes column if at least four of
the seven criteria are assessed and reported on.
Q7 | Are quality assessments transparent?
For quality assessments to be transparent a minimum of two review authors should assess each
included study, independently, for methodological quality and the method of conflict resolution
described. A numerical level of agreement may be identified (i.e., Kappa), but is not required. If only
inter-rater agreement scores are reported, however, review authors must report a Kappa score of at
least 0.80 in order to score a Yes for this criterion.
Overall Coding for Q7:
 Place a checkmark in the Yescolumn if two (or more)independent reviewers assessedeach
included study for methodological quality, with a method of conflict resolution identified.
Q8 | Did reviewauthors assess appropriatenessofcombining study results (i.e.,test of
homogeneity,or assess similarity ofresults in some other way)?
It is important that primary study results be assessed for similarity prior to combining them (both
statistically and/or non-statistically).
If a meta-analysis is conducted,a test for homogeneity or heterogeneity is the minimum requirement
that should be assessed across studies prior to determining the overall effect size. If significant
heterogeneity is detected, the author(s) should indicate use of a Random Effects Model, as opposed
to a Fixed Effects Model.
On occasion, an author may indicate the presenceof significant heterogeneity and still combine data
using a Fixed Effects Model. This IS appropriate if analyses have been conducted with both the
inclusion and exclusion of data sets that may notably skew results. The results of these separate
analyses, however, MUST be reviewed for the reader’s consideration. This process, often called
‘sensitivity analysis’, assesses the moderators that may have contributed to the heterogeneity.
If a systematic review or a narrative review is conducted for which statistical analysis is not
appropriate, the results of each study should be depicted in graph/table format in order to assess
similarity across the primary studies. Often the results will be in the form of a table, but in the case
of a narrative review the results of each study will be described at length within the body of the
review.
In some cases confidence intervals/effect sizes are NOT required. For a review of reviews, a
narrative presentation is appropriate (e.g. “the intervention had a positive effect on 20% of
participants); ideally, with a table listing main features of each of the systematic reviews under
review, or thorough, CONSISTENT discussion of the main features in the body of the review. If the
review of reviews doesn't consistently present the actual numerical results (e.g. effect sizes from the
original reviews) in the text, then it should score a No.
In general, trust the review author(s)’ judgment of what is significant heterogeneity. A declaration of
the specific number that was calculated (e.g. Chi-square score) is not mandatory.
Quality Assessment Tool Dictionary
NOTE: Despite extensive search strategies, some Cochrane reviews are unable to retrieve any
applicable studies. In this case, a priori methodologies are often described. Subheadings alone,
however, are sufficient to score a Yes, as Cochrane requires that they are filled in adequately before
publication. Without a Yes for these criteria, these types of reviews will be of only Moderate quality,
which may result in them being missed by users who are looking only for Strong reviews.
Overall Coding for Q8:
 Place a check mark in the Yes column if a test of homo/heterogeneity has been conducted
and the corresponding model applied, or if the individual study results have been disclosed
graphically or narratively. Please note that if study results are listed narratively, the
information must have been provided consistently for all studies within the review text.
Q9 | Weighting
Whether a meta-analysis or a systematic/narrative review the overall measure of effect should be
determined by assigning those studies of highest methodological quality greater weight.
In a meta-analysis, weighting is typically based on a variety of factors including sample size, and
variation in the outcome data. This is usually demonstrated by the sizeof the boxes in the forest plot.
If review authors have named a specific statistical software package (e.g. RevMan) they have used
to combine data, this is sufficient for weighting, as the vast majority of this software incorporates the
weighting of studies by a number of participants. Review authors may describe using the
DerSimonian and Laird approach to random-effects meta-analysis which also incorporates
weighting. Higgins and Green (2009) explain that:
"The random-effects method (DerSimonian 1986) incorporates an assumption that the different studies
are estimating different, yet related, intervention effects [...] The method is based on the inverse-vari ance
approach, making an adjustment to the study weights according to the extent of variation, or
heterogeneity, among the varying intervention effects."
Cochrane Handbook for Systematic Reviews of Interventions Version 5.1.0.,
The Cochrane Collaboration, 2011. Av ailable f rom http://www.cochrane-handbook.org
In a narrative synthesis, quality of EACH of the included studies must be discussed consistently
throughout the conclusions/discussion section to receive a Yes for this criterion. If the authors show
a GRADE assessment table, this qualifies as weighting for narrative syntheses.
If the authors set a threshold for the quality of reviews to be included in their synthesis (e.g., only
synthesizing strong & moderate quality studies), this is considered weighting and we rate Yes for
this criterion.
In a mixed-methods review which contains both a meta-analysis and a narrative synthesis, both
should incorporate a discussion of quality into the analysis.
In somecases review authors disclosethe QA scores of primary studies - in table format, for example
- and discuss those scores, but do not actually ‘weigh’ them; essentially, allowing the readers to
determine which ones have the most weight. This is NOT sufficient to score a Yes for this criterion,
as the review authors should be doing all summative work.
Quality Assessment Tool Dictionary
Reviews that weight conclusions/discussion by included study quality still receive a Yes even if < 3
quality parameters were assessed (as per QA criterion #6).
Overall Coding for Q9:
 Place a check mark in the Yes column if a weighting system has been used in determining
the overall impact.
Q10 | Interpretation ofresults
Consider the reported data and assess whether the review author’s interpretation of the results of
the included studies are supported by the data. If no numerical values or p values/confidence
intervals are given, then the reviewer cannot determine whether any conclusions are supported by
the data and should respond No to criteria #10.
Overall Coding for Q10:
 Place a check mark in the Yes column if the data for the included studies supports the
interpretations outlined in the review.
Overall Coding for the Review
An overall assessment of the methodological quality of the review will be determined based on the
results from each question. The total score is out of 10. Add all the check marks in the Yes column
and add to the Total column under Yes. Do the same for the No column. Use the following decision
rule to determine the overall assessment for the review based on the numbers in the Total columns.
 Reviews with a score of 8 or higher in the Yes column will be rated as Strong
 Reviews with a score between 5-7 in the Yes column will be rated as Moderate
 Reviews with a score of 4 or less in the Yes column will be rated as Weak
In the case that a score does not necessarily reflect your impression of the actual quality of a review
(i.e., Strong/Moderate/Weak), consider revisiting some of the criteria and Yes and/or No scores, or
discuss with a second reviewer, so that the corresponding quality category is a reflection of the
review’s overall methods and the score will be an accurate reflection for use by public health
decision-makers.
Suggested citation: Dobbins, M. (2017). Quality Assessment Tool Dictionary. Hamilton, ON: Health
Evidence™. Adapted with permission.
This tool was adapted from:
Guyatt, G., Rennie, D., Meade, M.O., Cook, D.J. (Eds.). (2002). Users’ Guides to the Medical
Literature: A Manual for Evidence-Based Clinical Practice. Chicago, Ill: AMA Press.
Guyatt, G., & Rennie, D. (Eds.). (2002). Users Guides to the Medical Literature: Essentials of
Evidence-Based Clinical Practice. Chicago, Ill: AMA Press.
© 2017. Health Evidence™. All rights reserved.

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Health Evidence™ Critical Appraisal Tool for Economic Evaluations (Sample Answers - March 19, 2019 webinar)

  • 1. Quality Assessment Tool Dictionary This document was reproduced and translated with permission from Health Evidence™. Permission was granted to Loreto Nunez Franc of the Universidad de Talca in Chile. Health Evidence™ has not verified the accuracy of the translation and is not responsible for this translation. Instructions for completion: First Author: Please refer to the attached dictionary for definition of terms and instructions for completing each section. For each criteria, score by placing a check mark in the appropriate box. Year: Journal: Reviewer: CRITERIA YES NO Q1. Did the authors have a clearly focused question [population, intervention (strategy), and outcome(s)]? Population – exposed to a public health intervention or the studies included in the systematic review Intervention – local and national public health intervention Outcomes – Return on investment or cost-benefit ratio Q2. Were appropriate inclusion criteria used to select primary studies? Q3. Did the authors describe a search strategy that was comprehensive? Circle all strategies used:  health databases  handsearching  psychological databases  key informants  social science databases  reference lists  educational databases  unpublished  other Q4. Did search strategy cover an adequate number of years? Q5. Did the authors describe the level of evidence in the primary studies included in the review?  Level I  RCTs only  Level II  non-randomized, cohort, case-control  Level III  uncontrolled studies Q6. Did the review assess the methodological quality of the primary studies, including: (Minimum requirement: 4/7 of the following) Note: reference lists are highlighted here,and not handsearching because the authors searched the reference lists ofarticles Refers to searching over four decades in the results section
  • 2. Quality Assessment Tool Dictionary  Research design  Study sample  Participation rates  Sources of bias (confounders, respondent bias)  Data collection (measurement of independent/dependent variables)  Follow-up/attrition rates  Data analysis Q7. Are the results of the review transparent? Q8. Was it appropriate to combine the findings of results across studies? Q9. Were appropriate methods used for combining or comparing results across studies? Q.10 Do the data support the author’s interpretation? TOTAL SCORE: 6 Quality Assessment Rating: Strong (total score 8 – 10) Moderate (total score 5 – 7) Weak (total score 4 or less) Suggested citation: Dobbins, M. (2016). Quality Assessment Tool – Review Articles. Hamilton, ON: Health Evidence™. Adapted with permission. This tool was adapted from: Guyatt, G., Rennie, D., Meade, M.O., Cook, D.J. (Eds.). (2002). Users’ Guides to the Medical Literature: A Manual for Evidence-Based Clinical Practice. Chicago, Ill: AMA Press. Guyatt, G., & Rennie, D. (Eds.). (2002). Users Guides to the Medical Literature: Essentials of Evidence-Based Clinical Practice. Chicago, Ill: AMA Press. © 2016. Health Evidence™. All rights reserved. No assessmentofindividual study components On the webpage for the NICE checklistit is noted that it is a checklistand not meantto judge quality, however, the study authors use itto judge quality. The study authors should have stated that they were making any changes to the tool. There were two independentreviews and a third to resolve any discrepancies. Although the authors do provide a table with all individual studyresults listed,it was not appropriate in this study to have a summarystatistic. There was no consistentdiscussion on the weighting and there was no information in the methods section abouthow or why they did weight. Overall, the recommendations and conclusions were positive and matched the data presented in the article. There could have been a separate section on the effectiveness of interventions to enhance this part.
  • 3. Quality Assessment Tool Dictionary A systematic review is a researchapproachto accessing,acquiring,quality- assessing,and synthesizinga body of research on a particular topic. All phases of systematic review development should be well described, such that the process is transparent and replicable by others. Q1 | Clearly focused research question The review should have a clearly focused research question that contains the following components: Population, Intervention, Comparisons, and Outcomes. NOTE: Remember PICO. Population: How would you describe the population of interest?  Details on the population of interest should be clearly outlined to the level that it would be appropriate to determine whether the results apply directly to one’s patient(s) / community / constituents. Intervention: Which main intervention or exposure is being considered?  The intervention refers to a variety of actions that are undertaken with the expectation of promoting and achieving specific outcomes. This may include an intervention, a strategy, or a policy, including activities such as lobbying, coalitions, and legislation. The focus of the review is to evaluate the impact of these activities on specific outcomes for individuals, communities or the population. The activities being assessed should be similar enough that it is reasonable to assess their combined impact. Comparison: What is the main alternative to compare with the intervention?  This might be a control group or another intervention. Often the comparison is not stated explicitly in the research question. Either a control group or another intervention can be used as the comparator. In some instances, due to the nature of public health, a comparison and/or control may not be feasible. Outcome: What do the researchers hope to accomplish, measure, improve, or affect?  Outcomes relate to the measured impact of the activities and can be at the individual, community or population level, e.g. health policies, health programs, or coalition development. Any part of PICO that is not addressed in a review’s main research question should be clearly stated in the inclusion criteria to receive a Yes for criterion #1. Outcomes can be general in the research question (e.g. to allow for a broader search strategy, especially if the topic at-hand has a limited body of literature available), and then be addressed more specifically in the evidence tables and/or highlighted through the process of data extraction. For example, a general question may read: “The aim of this study, therefore, was to systematically review evidence from controlled trials on the efficacy of motor development interventions in young children.” Overall Coding for Q1:  If the answer to each of population, intervention and outcomeis yes, then place a checkmark in the Yes column. Otherwise, place a check mark in the No column.
  • 4. Quality Assessment Tool Dictionary Q2 | Provision ofinclusion criteria The review should clearly describe the criteria that were used to select included studies. This includes decisions related to the target population, intervention, outcome(s), as well as the research design (e.g., RCT, cohort, participatory). Using the descriptions “peer-reviewed” and/or “measurement of a quantitative outcome” in the inclusion criteria are NOT sufficient descriptions to count for study design. If authors mention in their exclusion criteria that they rejected reviews, letters, editorials and case reports, but do not specifically address what they chose to include, mark a No for this criterion. Overall Coding for Q2:  Place a check mark in the Yes column if selection criteria were clearly outlined. Q3 | Comprehensive search strategy A well-described comprehensive search strategy will include multiple database searches and a variety of other search strategies. Relevant databases, chosen based on the key concepts in the research question, will include those from health databases (e.g. MEDLINE, CINAHL, BIOSIS, EMBASE), psychological databases (e.g. PsycINFO), social science databases (e.g. sociological abstracts),and/or educational databases (e.g. ERIC). ‘Other’ databases may be used and should be described in the space provided (e.g. TRIP, CRD, DARE). Google Scholar is categorized as an ‘Other’ database, while Google web search is an “unpublished (grey) literature” source. For reviews measuring specifically health-related outcomes (e.g. vaccine effectiveness), at least 2 health databases need to be employed to allow for only ONE type of database to be searched. (NOTE: The two do not have to include MEDLINE) ‘Column 2’ search strategies include:  Handsearching – journals of relevance to the review topic  Reference lists – reference lists of relevant reviews and single studies should be reviewed for potential titles  Key informants – should demonstrate consultation with experts in the field for relevant titles; this can include pharmaceutical representatives. ‘Author’s own collection’ would also be coded as this.  Unpublished (grey) literature – efforts to locate unpublished literature should be described. This can include the use of the electronic database SIGLE (which is specific to grey literature), and the searching of conference proceedings or scientific meetings. A Google search can be considered ‘unpublished’. NOTE: If the author(s) describe the manual searching of reference lists, score as ‘Reference Lists’, NOT as both ‘Handsearching’ and ‘Reference Lists’. Overall Coding for Q3:  To answer Yes, the author(s) should have used at least two strategies from each column (one database type may be appropriate, as described above). In addition to using at least two types of electronic databases, the author(s) must have utilized a minimum of two of the other strategies (i.e., handsearching; key informants; reference lists; and/or unpublished literature).
  • 5. Quality Assessment Tool Dictionary Q4 | Search strategy covers an adequate number ofyears In order to ensure that the entire body of relevant research is included in the review, the search strategy should cover a sufficient time period. The number of years that are adequate to search for included studies will vary depending on the topic and the amount of literature being developed in that field. Generally, at least 10 years should be used as a minimum length of time, however, this may be increased if there has been little published in that time frame, or may be shortened if the review is an update of previous work, if there has been a large volume of literature published in a short time frame, or if the review is focused on a newer topic and/or a topic of relevance to a shorter timeframe, e.g. SARS. Overall Coding for Q4:  Answer Yes if the search strategy covered enough years that it is unlikely that important studies were missed. The authors must state the years searched (e.g. “from database inception to… search end date”). Q5 | Levelofevidence ofincludedstudies described It is important to understand and to clearly describe the different levels of evidence contained within a review; the level of evidence of included studies can help to explain variations in results from study to study. Level 1 includes randomized controlled trials (RCTs),including quasi-randomized controlled trials. Level 2 includes non-randomized designs that contain a control group (e.g. case control; cohort). Level 3 includes all other uncontrolled designs (e.g. observational, case studies/series). For reviews of reviews, select the level of evidence based on the types of included studies that appeared in the systematic reviews/meta-analyses included in the review of reviews. Overall Coding for Q5:  Place a check mark in the Yes column if the study design(s) (e.g. review of reviews, RCTs, uncontrolled studies) of the included studies is clearly identified in the review; and, indicate the appropriate level of evidence. Q6 | Quality assessmentofincludedstudies Each included study should be assessed for methodological quality using a standardized assessment tool/scale For reviews of reviews: If a review of reviews reports an overall quality rating for each included study (i.e., each included review), we rate this criterion Yes. For reviews that use GRADE: If a review shows a table of the GRADE assessment, that includes assessment of Risk of Bias, then we rate this criterion Yes. If the authors indicate they used GRADE, but they do not mention Risk of Bias or quality appraisal of included studies (in the methods or results sections),we rate this criterion No. For reviews that do not mention use of GRADE:
  • 6. Quality Assessment Tool Dictionary Review authors need to do more than state their intent to extract quality-related data. They must also report their assessment of each quality criterion, for each included study. A minimum of four of the following areas should be assessedand the results described (in narrative or table form for each included study) for quantitative studies:  Research design (most rigorous design given the research question)  Study sample (generalizability, baseline characteristics)  Participation rate  Sources of bias (confounders, respondent bias, blinding)  Data collection (measurement of independent and dependent variables, assessment tools).  Follow-up/attrition rates  Data analysis (e.g., intention-to-treat) For Cochrane Reviews authors are required to conduct a standardized ‘Risk of Bias’ assessment (see http://www.cochrane-handbook.org/ Figure 8.6a). Their results are typically included in the Characteristics of Included Studies table. These characteristics translate to the Health Evidence QA tool as follows: If Cochrane Authors assess… On the Health Evidence QAtool select… Sequence generation  Research design Allocation concealment  Research design Blinding  Source of bias Free of selective reporting  Data collection Incomplete long-term/short-term outcome data (authors describe assessing intention-to-treatanalysis & whether incomplete data was dealt with correctly)  Data analysis The JADAD and EPOC tools are well-reputed and typically code Yes, however they must still report the results of each criteria for each study. Systematic reviews from the Cochrane Library often employ criteria from the Cochrane Reviewers’ Handbook, however it is important to clarify the areas of assessment as 4 out of the 7 are not always considered. When review authors assess whether or not a primary study used a “validated measure(s)”, this counts toward a point for Data Collection. Use of a Funnel plot can be used towards a point for Sources of Bias, as long as it appears in the body of the paper and is part of a larger QA. In some instances, different quality assessment criteria may be used for different study designs included in the same review. For example the EPOC tool has different criteria for interrupted time series studies, compared to randomized controlled trials. In this case, as long as the majority of reviews are assessed with 4+ criteria then Yes is appropriate. NOTE: Reviews synthesizing qualitative primary studies address questions on aspects other than effectiveness, and as suchdo not meet our relevance criteria. Reviews synthesizing both quantitative and qualitative studies may be relevant to Health EvidenceTM if they include outcome data and evaluate the effectiveness of an intervention / program / service / policy.
  • 7. Quality Assessment Tool Dictionary Overall Coding for Q6:  For a review of quantitative studies, place a check mark in the Yes column if at least four of the seven criteria are assessed and reported on. Q7 | Are quality assessments transparent? For quality assessments to be transparent a minimum of two review authors should assess each included study, independently, for methodological quality and the method of conflict resolution described. A numerical level of agreement may be identified (i.e., Kappa), but is not required. If only inter-rater agreement scores are reported, however, review authors must report a Kappa score of at least 0.80 in order to score a Yes for this criterion. Overall Coding for Q7:  Place a checkmark in the Yescolumn if two (or more)independent reviewers assessedeach included study for methodological quality, with a method of conflict resolution identified. Q8 | Did reviewauthors assess appropriatenessofcombining study results (i.e.,test of homogeneity,or assess similarity ofresults in some other way)? It is important that primary study results be assessed for similarity prior to combining them (both statistically and/or non-statistically). If a meta-analysis is conducted,a test for homogeneity or heterogeneity is the minimum requirement that should be assessed across studies prior to determining the overall effect size. If significant heterogeneity is detected, the author(s) should indicate use of a Random Effects Model, as opposed to a Fixed Effects Model. On occasion, an author may indicate the presenceof significant heterogeneity and still combine data using a Fixed Effects Model. This IS appropriate if analyses have been conducted with both the inclusion and exclusion of data sets that may notably skew results. The results of these separate analyses, however, MUST be reviewed for the reader’s consideration. This process, often called ‘sensitivity analysis’, assesses the moderators that may have contributed to the heterogeneity. If a systematic review or a narrative review is conducted for which statistical analysis is not appropriate, the results of each study should be depicted in graph/table format in order to assess similarity across the primary studies. Often the results will be in the form of a table, but in the case of a narrative review the results of each study will be described at length within the body of the review. In some cases confidence intervals/effect sizes are NOT required. For a review of reviews, a narrative presentation is appropriate (e.g. “the intervention had a positive effect on 20% of participants); ideally, with a table listing main features of each of the systematic reviews under review, or thorough, CONSISTENT discussion of the main features in the body of the review. If the review of reviews doesn't consistently present the actual numerical results (e.g. effect sizes from the original reviews) in the text, then it should score a No. In general, trust the review author(s)’ judgment of what is significant heterogeneity. A declaration of the specific number that was calculated (e.g. Chi-square score) is not mandatory.
  • 8. Quality Assessment Tool Dictionary NOTE: Despite extensive search strategies, some Cochrane reviews are unable to retrieve any applicable studies. In this case, a priori methodologies are often described. Subheadings alone, however, are sufficient to score a Yes, as Cochrane requires that they are filled in adequately before publication. Without a Yes for these criteria, these types of reviews will be of only Moderate quality, which may result in them being missed by users who are looking only for Strong reviews. Overall Coding for Q8:  Place a check mark in the Yes column if a test of homo/heterogeneity has been conducted and the corresponding model applied, or if the individual study results have been disclosed graphically or narratively. Please note that if study results are listed narratively, the information must have been provided consistently for all studies within the review text. Q9 | Weighting Whether a meta-analysis or a systematic/narrative review the overall measure of effect should be determined by assigning those studies of highest methodological quality greater weight. In a meta-analysis, weighting is typically based on a variety of factors including sample size, and variation in the outcome data. This is usually demonstrated by the sizeof the boxes in the forest plot. If review authors have named a specific statistical software package (e.g. RevMan) they have used to combine data, this is sufficient for weighting, as the vast majority of this software incorporates the weighting of studies by a number of participants. Review authors may describe using the DerSimonian and Laird approach to random-effects meta-analysis which also incorporates weighting. Higgins and Green (2009) explain that: "The random-effects method (DerSimonian 1986) incorporates an assumption that the different studies are estimating different, yet related, intervention effects [...] The method is based on the inverse-vari ance approach, making an adjustment to the study weights according to the extent of variation, or heterogeneity, among the varying intervention effects." Cochrane Handbook for Systematic Reviews of Interventions Version 5.1.0., The Cochrane Collaboration, 2011. Av ailable f rom http://www.cochrane-handbook.org In a narrative synthesis, quality of EACH of the included studies must be discussed consistently throughout the conclusions/discussion section to receive a Yes for this criterion. If the authors show a GRADE assessment table, this qualifies as weighting for narrative syntheses. If the authors set a threshold for the quality of reviews to be included in their synthesis (e.g., only synthesizing strong & moderate quality studies), this is considered weighting and we rate Yes for this criterion. In a mixed-methods review which contains both a meta-analysis and a narrative synthesis, both should incorporate a discussion of quality into the analysis. In somecases review authors disclosethe QA scores of primary studies - in table format, for example - and discuss those scores, but do not actually ‘weigh’ them; essentially, allowing the readers to determine which ones have the most weight. This is NOT sufficient to score a Yes for this criterion, as the review authors should be doing all summative work.
  • 9. Quality Assessment Tool Dictionary Reviews that weight conclusions/discussion by included study quality still receive a Yes even if < 3 quality parameters were assessed (as per QA criterion #6). Overall Coding for Q9:  Place a check mark in the Yes column if a weighting system has been used in determining the overall impact. Q10 | Interpretation ofresults Consider the reported data and assess whether the review author’s interpretation of the results of the included studies are supported by the data. If no numerical values or p values/confidence intervals are given, then the reviewer cannot determine whether any conclusions are supported by the data and should respond No to criteria #10. Overall Coding for Q10:  Place a check mark in the Yes column if the data for the included studies supports the interpretations outlined in the review. Overall Coding for the Review An overall assessment of the methodological quality of the review will be determined based on the results from each question. The total score is out of 10. Add all the check marks in the Yes column and add to the Total column under Yes. Do the same for the No column. Use the following decision rule to determine the overall assessment for the review based on the numbers in the Total columns.  Reviews with a score of 8 or higher in the Yes column will be rated as Strong  Reviews with a score between 5-7 in the Yes column will be rated as Moderate  Reviews with a score of 4 or less in the Yes column will be rated as Weak In the case that a score does not necessarily reflect your impression of the actual quality of a review (i.e., Strong/Moderate/Weak), consider revisiting some of the criteria and Yes and/or No scores, or discuss with a second reviewer, so that the corresponding quality category is a reflection of the review’s overall methods and the score will be an accurate reflection for use by public health decision-makers. Suggested citation: Dobbins, M. (2017). Quality Assessment Tool Dictionary. Hamilton, ON: Health Evidence™. Adapted with permission. This tool was adapted from: Guyatt, G., Rennie, D., Meade, M.O., Cook, D.J. (Eds.). (2002). Users’ Guides to the Medical Literature: A Manual for Evidence-Based Clinical Practice. Chicago, Ill: AMA Press. Guyatt, G., & Rennie, D. (Eds.). (2002). Users Guides to the Medical Literature: Essentials of Evidence-Based Clinical Practice. Chicago, Ill: AMA Press. © 2017. Health Evidence™. All rights reserved.