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ANALYSIS OF USAGE AND 
CITATIONS PATTERNS – SOME 
OBSERVATIONS 
Henk Moed & Gali Halevi 
STI 2014 | Leiden
DATA
• Journal Level Data: 
• The first set of data contained downloads data for all journals 
covered in ScienceDirect™ (appr. 1,800) Elsevier full text 
database. 
• Citation data to these journals was extracted from Scopus™ 
• Both download and citation data relate to the time period 
2004-2010, and were aggregated by year and by journal. 
• Document Level Data: 
• Download and citation counts on a per document basis were 
collected for all documents published in 62 ScienceDirect™ 
journals between 2008 and 2012 covering all domains of 
science and scholarship. 
• Downloads and citations counts on document level are up to 
September 2013.
• User sessions: Data related to downloads from 
ScienceDirect made by two European academic institutions 
during 2002-2003. 
• User institutions: Data on downloads from ScienceDirect 
of documents published during January 2009-May 2013 made 
from selected institutions during the same time period. 
• User countries: Data on downloads from ScienceDirect of 
documents published during January 2009-May 2013 made 
from selected countries (China and UK) during the same time 
period.
Terms 
• Usage : any type of activity relating to the use made 
of electronic publication archives in the broadest 
sense, and recorded in the archive’s electronic log 
files. 
• It includes activities such as downloading in pdf, viewing in 
html format, browsing through abstracts, and also saving, 
sharing or annotating documents in reference managers. 
• Download is accessing the full text, either in PDF or 
in HTML format, of a document indexed in Science 
Direct.
USER LEVEL OBSERVATIONS
Download counts from three account countries 
(ScienceDirect) 
Seasonal 
variations: USA 
and UK tend to 
have holidays 
in August; 
China in 
February
Download counts from Italy (ScienceDirect) 
Effect of National Research 
Assessment Excercises
Monthly downloads for 3 user institutions: large 
variations over time [Moed & Halevi, JASIST, 2014a]
ARTICLE LEVEL 
OBSERVATIONS
Downloads vs. citations 
(article from J. of Wind Energy and Industrial Aerodynamics) 
Citations (red curve, low 
numbers) 
The effect of citations 
upon downloads 
Corrected proof online 
04-03-2008 
Corrected paginated proof online 22-08- 
Downloads 2008 
11
Number of Downloads as a function of the articles’ age 
CLIN MED 
LIFE SCI 
MATH 
APPL SCI 
HUMAN
The number of downloads per document type as 
a function of the documents’ age 
REVIEW 
EDITORIAL
Ratio of accumulated downloads and citations of 
documents as a function of their age 
FULL 
LENGHT 
EDITORIAL 
REVIEW
DISCIPLINARY LEVEL 
OBSERVATIONS
Ratio of accumulated downloads versus 
citations for full length articles in 62 journals 
A&H 
SOCIAL 
SCI. 
MATH
Materials ChemVs. Management 
ScienceDirect 
journals only 
17
Usage vs. citations per main field 
Good coverage 
Authors = 
Readers 
? PSYCHOL 
Authors < Readers 
ScienceDirect journals only 
Moderate coverage 
18
CONCLUSIONS
10 important factors differentiating between downloads and citations [Moed & 
Halevi, JASIST, 2014a] 
1 Usage leak: Not all downloads may be recorded. 
2 Citation leak: Not all citations may be recorded. 
3 Downloading the full text of a document does not mean that it is read. 
4 The user (reader) and the author (citer) population may not coincide. 
5 Distribution # downloads less skewed than that of # cites, and depends 
upon the type of document differently 
6 Downloads and citations show different obsolescence functions. 
7 Downloads and citations measure distinct concepts. 
8 Downloads and citations may influence one another in multiple ways. 
9 Download counts are more sensitive to manipulation. 
10 Citations are public, usage is private.
http://emdp.elsevier.com 
The program supports individuals and research groups 
working on scientific evaluation metrics by offering data 
and financial sponsorship. 
The aim of the program is to encourage research into 
Bibliometrics, Altmetrics, individual or institution level 
metrics and others
THANK YOU

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Downloads and Citatations_ Henk Moed_Gali Halevi

  • 1. ANALYSIS OF USAGE AND CITATIONS PATTERNS – SOME OBSERVATIONS Henk Moed & Gali Halevi STI 2014 | Leiden
  • 3. • Journal Level Data: • The first set of data contained downloads data for all journals covered in ScienceDirect™ (appr. 1,800) Elsevier full text database. • Citation data to these journals was extracted from Scopus™ • Both download and citation data relate to the time period 2004-2010, and were aggregated by year and by journal. • Document Level Data: • Download and citation counts on a per document basis were collected for all documents published in 62 ScienceDirect™ journals between 2008 and 2012 covering all domains of science and scholarship. • Downloads and citations counts on document level are up to September 2013.
  • 4. • User sessions: Data related to downloads from ScienceDirect made by two European academic institutions during 2002-2003. • User institutions: Data on downloads from ScienceDirect of documents published during January 2009-May 2013 made from selected institutions during the same time period. • User countries: Data on downloads from ScienceDirect of documents published during January 2009-May 2013 made from selected countries (China and UK) during the same time period.
  • 5. Terms • Usage : any type of activity relating to the use made of electronic publication archives in the broadest sense, and recorded in the archive’s electronic log files. • It includes activities such as downloading in pdf, viewing in html format, browsing through abstracts, and also saving, sharing or annotating documents in reference managers. • Download is accessing the full text, either in PDF or in HTML format, of a document indexed in Science Direct.
  • 7. Download counts from three account countries (ScienceDirect) Seasonal variations: USA and UK tend to have holidays in August; China in February
  • 8. Download counts from Italy (ScienceDirect) Effect of National Research Assessment Excercises
  • 9. Monthly downloads for 3 user institutions: large variations over time [Moed & Halevi, JASIST, 2014a]
  • 11. Downloads vs. citations (article from J. of Wind Energy and Industrial Aerodynamics) Citations (red curve, low numbers) The effect of citations upon downloads Corrected proof online 04-03-2008 Corrected paginated proof online 22-08- Downloads 2008 11
  • 12. Number of Downloads as a function of the articles’ age CLIN MED LIFE SCI MATH APPL SCI HUMAN
  • 13. The number of downloads per document type as a function of the documents’ age REVIEW EDITORIAL
  • 14. Ratio of accumulated downloads and citations of documents as a function of their age FULL LENGHT EDITORIAL REVIEW
  • 16. Ratio of accumulated downloads versus citations for full length articles in 62 journals A&H SOCIAL SCI. MATH
  • 17. Materials ChemVs. Management ScienceDirect journals only 17
  • 18. Usage vs. citations per main field Good coverage Authors = Readers ? PSYCHOL Authors < Readers ScienceDirect journals only Moderate coverage 18
  • 20. 10 important factors differentiating between downloads and citations [Moed & Halevi, JASIST, 2014a] 1 Usage leak: Not all downloads may be recorded. 2 Citation leak: Not all citations may be recorded. 3 Downloading the full text of a document does not mean that it is read. 4 The user (reader) and the author (citer) population may not coincide. 5 Distribution # downloads less skewed than that of # cites, and depends upon the type of document differently 6 Downloads and citations show different obsolescence functions. 7 Downloads and citations measure distinct concepts. 8 Downloads and citations may influence one another in multiple ways. 9 Download counts are more sensitive to manipulation. 10 Citations are public, usage is private.
  • 21. http://emdp.elsevier.com The program supports individuals and research groups working on scientific evaluation metrics by offering data and financial sponsorship. The aim of the program is to encourage research into Bibliometrics, Altmetrics, individual or institution level metrics and others

Editor's Notes

  1. in about 20,000 journals published by 5,000 scientific-scholarly publishers.
  2. Longitudinal download counts for three user institutions. The vertical axis gives the percentage of downloads in a month, relative to an institution’s sum of downloads during the total time period. For University 2 the actual percentage of downloads in July 2010 is 9 %, which is 4.5 times the level one would find if the number of an institution’s downloads would be constant over time.
  3. The figure shows that downloads rate is increasing in close proximity to the first citation during months 37-40 followed by an additional peak appearing after citations are recorded in months 40-43. These download peaks may be the result of citations, as the latter increase an article’s visibility.
  4. The number of downloads per full length article as a function of the articles’ age for 6 journals covering the subject fields of social sciences (SOC SCI), applied sciences (APPL SCI), life sciences (LIFE SCI), clinical medicine (CLIN MED), mathematics (MATH) and humanities (HUMAN), respectively. Elapsed time 0 indicates the month in which the articles were published. that all journals display peak downloads in the first months following publications, despite the difference in the amount of downloads which varies considerably between journals. Yet, there are differences among the represented journals in the month in which download counts peak. For instance, for the journals in clinical medicine and life sciences downloads peak one month after the month in which they were published online, whereas for the applied science and the mathematics journal in the seventh month. Moreover, large differences exist in the decline rates in the various journals. These decline rates themselves tend to decline as the documents grow older
  5. The number of downloads per document type as a function of the documents’ age (62 Journal Set), for 4 document types published in the 62 journal set: full length articles (FLA), reviews (REV), short communications (SCO) and editorials (EDI). Elapsed time 0 indicates the month in which the articles were published. displays the development of downloads over time for four document types in the set of 62 journals: full length articles (Full text article (FLA), reviews (REV), short communications (SCO) and editorials (EDI). As can be seen in the graph, reviews, short communications and editorials reach their peak downloads in the first month after publication, and full length articles in the third month. Short communications and editorials show the most rapid decline during the first few months after publication. After two years, the decline rates of the four types are similar. The level of downloads is highest for reviews, and lowest for editorials, at least in the set of 62 journals.  
  6. Ratio of accumulated downloads and citations of documents as a function of their age (62 Journal Set). EDI: Editorials; FLA: Full Length Article; REV: Revie w; SCO: Short Communications. Elapsed time 0 indicates the month in which the articles were published. documents published during 2008-2009 the ratio of the accumulated number of downloads and citations collected up until a particular month as a function of the documents’ age in that month, or, in other words, as a function of the time elapsed since their online publication date, expressed in months. In this figure the documents from all journals in the 62 Journal Set are aggregated into one “super” journal. Ratios of downloads and citations are calculated for four types of documents: editorials, full length articles, short communications and reviews. Figure 7 clearly shows that the ratio of accumulated downloads and citations very much depends upon the type of document and upon the time elapsed since their publication date. For full length articles, reviews and short communications this ratio reaches a value of about 100 in the 45th month after online publication
  7. Shows that journals in social sciences and humanities tend to have large ratios of download versus citations and several mathematics periodicals relatively low ratios. Clinical medicine journals show large variations. It must be noted that Figure 8 revealed that the ratio of accumulated downloads and citations changes with the length of the time period during which they are counted. shows large differences in this ratio among the 62 journals. It displays on the vertical axis the ratio of accumulated downloads and citations for the aggregate of full length articles published in each of the 62 journals in the 62 Journal Set, and on the horizontal axis the number of articles published in a journal during 2008-2009. Both downloads and citations were counted during the first 45 months after online publication date. Each symbol represents a particular journal. Distinct symbols indicate the main discipline covered by a journal.
  8. In Materials Chem downloads predict citations to journals, but in Management they do less so
  9. More readers than authors in arts and humanities And in other fields the authors are the readers