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Chapter 5: Noise                                                                     82


Chapter 5: Noise
Learning Outcomes

At the end of this chapter, the student should be able to:

   1. Explain and differentiate several types or sources of noise available in
      communication system.

   2. Analyse the noise parameters such as signal-to-noise ratio, noise figure and noise
      factor.

   3. Explain and analyse the communication system performances in the presence of
      noise.

   4. Describe the use of preemphasis and deemphasis network in improving the signal-
      to-noise ratio of communication signal.




BENT 3113: Communication Principles
Chapter 5: Noise                                                                             83


Chapter 5: Noise

5.1 Noise – Representation, Types and Sources

Electrical noise is defined as any undesirable electrical energy that falls within the passband
of the signal.

Figure 5.1 shows the effect that noise has on the electrical signal:




           Figure 5.1: Effects of noise on a signal: (a) without noise; (b) with noise

Noise can be divided into two general categories: correlated and uncorrelated. Correlation
implies a relationship between the signal and the noise. Therefore, correlated noise exists
only when a signal is present. Uncorrelated noise is present all the time whether there is a
signal or not

5.1.1 Uncorrelated Noise

Uncorrelated noise can be further subdivided into two general categories: external and
internal

External noise (generated outside the device or circuit)

a. Atmospheric noise

   •   Naturally occurring electrical disturbances that originate within Earth’s atmosphere
       such as lightning
   •   Also known as static electricity

b. Extraterrestrial noise

   •   Consists of electrical signals that originate from outside Earth’s atmosphere and
       therefore also known as deep-space noise
   •   Subdivided into two categories

           o Solar noise that is generated directly from the sun’s heat
           o Cosmic noise/black-body noise that is distributed throughout the galaxies




BENT 3113: Communication Principles
Chapter 5: Noise                                                                           84


c. Man-made noise

   •   Noise that is produced by mankind
   •   The predominant sources of this noise are spark-producing mechanism, such as
       commutators in electric motors, automobile ignition systems, ac power-generating
       and switching equipment and fluorescent lights
   •   Sometimes known as industrial noise

Internal noise (generated within a device or circuit)

a. Shot noise

   •   Caused by the random arrival of carriers (holes and electrons) at the output element of
       an electronic device
   •   Shot noise is randomly varying and is superimposed onto any signal present

b. Transit-time noise

   •   Irregular, random variation due to any modification to a stream of carriers as they
       pass from the input to the output of a device
   •   This noise become noticeable when the time delay takes for a carrier to propagate
       through a device is excessive

c. Thermal/random noise

   •   Associated with the rapid and random movement of electrons within a conductor due
       to thermal agitation
   •   Also known as Brownian noise, Johnson noise and white noise
   •   Uniformly distributed across the entire electromagnetic spectrum
   •   A form of additive noise, meaning that it cannot be eliminated, and it increases in
       intensity with the number of devices and with circuit length
   •   The most significant of all noise sources
   •   Thermal noise power

                                       N = KTB                                    (5.1)

       N = noise power (watts), B = bandwidth (hertz), T = absolute temperature (kelvin)
       K = Boltzmann’s constant ( 1.38 × 10 −23 joules/kelvin)

       Note: T = 0 C + 273 0

The following figure shows the equivalent circuit for a thermal noise source when the internal
resistance of the source RI is in series with the rms noise voltage V N




BENT 3113: Communication Principles
Chapter 5: Noise                                                                               85




                           Figure 5.2: Noise source equivalent circuit

For worst-case condition and maximum transfer of noise power, the load resistance R is made
equal to internal resistance. Thus the noise power developed across the load resistor:
                                            (V / 2) 2 V N2
                                N = KTB = N          =
                                               R       4R

Thus                            V N = 4 RKTB                                         (5.2)

5.1.2 Correlated Noise

Correlated noise is a form of internal noise that is correlated to the signal and cannot be
present in a circuit unless there is a signal. It is produced by nonlinear amplification resulting
in nonlinear distortion. There are two types of nonlinear distortion that create unwanted
frequencies that interfere with the signal and degrade performance:

a. Harmonic distortion

   •   Occurs when unwanted harmonics of a signal are produced through nonlinear
       amplification
   •   Harmonics are integer multiples of the original signal. The original signal is the first
       harmonic (fundamental frequency). A frequency two times the fundamental frequency
       is the second harmonic, three times is the third harmonic, and so on
   •   Distortion measurements

           o Nth harmonic distortion = ratio of the rms amplitude of Nth harmonic to the
             rms amplitude of the fundamental
           o Total harmonic distortion (THD)

                                                  v higher
                                    % THD =                     × 100                (5.3)
                                                v fundamental

                           2    2     2             2
       Notes: v higher = v 2 + v3 + v 4 + ..... + v n and all in rms values




BENT 3113: Communication Principles
Chapter 5: Noise                                                                               86

b. Intermodulation distortion

   •     Intermodulation distortion is the generation of unwanted sum and difference
         frequencies produced when two or more signal mix in a nonlinear device (called cross
         products)
   •     The emphasis here is on the word unwanted because in communication circuits it is
         often desirable to produce harmonics or to mix two or more signals to produce sum
         and difference frequencies

Figure 5.3 shows both forms of correlated noise




       Figure 5.3: Correlated noise: (a) Harmonic distortion; (b) Intermodulation distortion

5.1.3 Other Noise Types

a. Impulse noise

   •     Characterized by high-amplitude peaks of short duration (sudden burst of irregularly
         shaped pulses) in the total noise spectrum
   •     Common sources of impulse noise: transients produced from electromechanical
         switches (relays and solenoids), electric motors, appliances, electric lights, power
         lines, poor-quality solder joints and lightning

b. Interference

   •     Electrical interference occurs when information signals from one source produce
         frequencies that fall outside their allocated bandwidth and interfere with information
         signals from another source
   •     Most occurs in the radio-frequency spectrum




BENT 3113: Communication Principles
Chapter 5: Noise                                                                               87


5.2 Noise Parameters

5.2.1 Signal-to-Noise Power Ratio

Signal-to-noise power ratio (S/N) is the ratio of the signal power level to the noise power
level and can be expressed as
                                             S Ps
                                                =                                (5.4)
                                             N Pn
                                        S              P
In logarithmic function                   (dB) = 10 log s                             (5.5)
                                        N              Pn

It can also be expressed in terms of voltages and resistance

                                        S               Vs2 / Rin     
                                          (dB) = 10 log 2
                                                       V / R          
                                                                                     (5.6)
                                        N               n      out    

If the input and output resistances are equal, Equation (5.6) can be reduced to

                                        S               V
                                          (dB ) = 20 log s                            (5.7)
                                        N               Vn

5.2.2 Noise Factor and Noise Figure

Noise factor is the ratio of input signal-to noise ratio to output signal-to-noise ratio

                                             ( S / N ) in
                                        F=                                            (5.8)
                                             ( S / N ) out

Noise figure is the noise factor stated in dB and is a parameter to indicate the quality of a
receiver

                                                       ( S / N ) in   
                                NF = 10 log F = 10 log
                                                       (S / N )       
                                                                                     (5.9)
                                                                out   

Noise Figure in Ideal and Nonideal Amplifiers

An electronic circuit amplifies signals and noise within its passband equally well. Therefore,
if the amplifier is ideal and noiseless, the input signal and noise are amplified the same and
the signal-to-noise ratio at the output will equal the signal-to-noise ratio at the input. In
reality, amplifiers are not ideal. Therefore, the amplifier adds internally generated noise to the
waveform, reducing the overall signal-to-noise ratio

The figure on the next page shows the noise figure for both ideal and nonideal amplifier.




BENT 3113: Communication Principles
Chapter 5: Noise                                                                               88




        Figure 5.4: Noise figure: (a) ideal, noiseless amplifier; (b) nonideal amplifier

   •   For Figure 5.4 (a), the input and output S/N ratios are equal
   •   For Figure 5.4 (b), the circuit adds the internally generated noise N d to the waveform.
       Consequently, the output signal-to-noise ratio is less than the ratio at the input

Noise Figure in Cascaded Amplifiers

When two or more amplifiers are cascaded as shown below, the total noise factor is the
accumulation of the individual noise factors.

   •   Friiss’ formula is use to calculate total noise factor of several cascaded amplifiers

                                   F2 − 1 F3 − 1           FN − 1
                       FT = F1 +         +       + ... +                             (5.10)
                                    A1     A1 A2         A1 A2 ... AN

   •   The total noise figure
                                        NFT = 10 log FT                              (5.11)




                       Figure 5.5: Noise figure of cascaded amplifiers

Note: To use Friiss’ formula, the noise figures must be converted to noise factors
5.3 Noise and Angle Modulation

When thermal noise with constant spectral density is added to an angle-modulated signal, it
produces an unwanted deviation of the carrier frequency. The magnitude of this deviation



BENT 3113: Communication Principles
Chapter 5: Noise                                                                            89

depends on the relative amplitude of the noise with respect to the carrier. Consider one
interfering noise signal with amplitude Vn and frequency f n

   •   For PM, the unwanted peak phase deviation due to this interfering noise signal is
       given by
                                                 V
                                        ∆θ peak ≈ n rad                     (5.12)
                                                 Vc

   •   For FM, when Vc > Vn , the unwanted instantaneous phase deviation is approximately
                                            V
                                    θ (t ) = n sin(ω n t + θ n ) rad            (5.13)
                                            Vc
       Taking derivative, we obtain
                                              V
                                    ∆ω (t ) = n ω n cos(ω n t + θ n ) rad/s
                                              Vc

       Therefore, the unwanted peak frequency deviation is

                                  Vn                                 Vn
                      ∆ω peak =      ω n rad/s,          ∆f peak =      f n Hz     (5.14)
                                  Vc                                 Vc

When this unwanted carrier deviation is demodulated, it becomes noise.

   •   The frequency of the demodulated noise signal is equal to the difference between the
       carrier frequency and the interfering signal frequency ( f c − f n )
   •   The signal-to-noise ratio at the output demodulator due to unwanted frequency
       deviation from an interfering signal is the ratio of the peak frequency deviation due to
       the information signal to the peak frequency deviation due to the interfering signal

                                        S   ∆ f signal
                                          =                                        (5.15)
                                        N   ∆ f noise

The spectral shape of the demodulated noise depends on whether an FM or a PM
demodulator is used as shown in Figure 5.6

   •   The noise voltage at the output of PM demodulator is constant with frequency
   •   The noise voltage at the output of FM demodulator increases linearly with frequency




BENT 3113: Communication Principles
Chapter 5: Noise                                                                             90




                                  Figure 5.6: FM and PM noise

5.4 Preemphasis and Deemphasis

From Figure 5.6, there is nonuniform distribution of noise in FM. Noise at the higher-
modulating signal frequency is greater than noise at lower frequencies. Therefore, for
information signal with a uniform signal level, a nonuniform signal-to-noise ratio is produced
as shown below




       Figure 5.7: FM signal-to-noise ratio: (a) without preemphasis; (b) with preemphasis

   •     S/N ratio is lower at the high-frequency ends of the triangle (Figure 5.7 (a))
   •     To compensate for this, the high-frequency modulating signals are emphasized or
         boosted in amplitude prior to performing modulation (Figure 5.7 (b))
   •     At the receiver, to compensate this boost, the high frequency signals are
         deemphasized or attenuated after the demodulation is performed

In essence, the preemphasis network allows the high-frequency modulating signal to
modulate the carrier at a higher level while the deemphasis network restores the original
amplitude-versus-frequency characteristics to the information signals

   •     A preemphasis network is a high pass filter (i.e. a differentiator)
   •     A deemphasis network is a low pass filter (i.e. a integrator)

The following figure shows the schematic diagrams for preemphasis and deemphasis and
their corresponding frequency response curves




BENT 3113: Communication Principles
Chapter 5: Noise                                                                         91




  Figure 5.8: Preemphasis and deemphasis: (a) schematic diagrams, (b) frequency-response

   •   The break frequency (the frequency where pre- and deemphasis begins) is determined
       by the RC or L/R time constant of the network

                                              1    1
                                     fb =       =                               (5.16)
                                            2πRC 2πL / R

   •   The networks shown are for the FM broadcast band, which uses a 75-µs time
       constant. Therefore the break frequency is approximately 2.12 kHz

From the preceding explanation and Figure 5.8, it can be seen that the output amplitude from
a preemphasis network increases with frequency for frequencies above break frequency

   •   From Equation (4.13), if changes in f m produce corresponding changes in Vm , the
       modulation index m remains constant

           o This is the characteristic of phase modulation (modulation index independent
             of frequency)
           o I.e. for frequencies below 2.12 kHz produces FM, and frequencies above 2.12
             kHz produce PM




BENT 3113: Communication Principles

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Chapter 5 noise

  • 1. Chapter 5: Noise 82 Chapter 5: Noise Learning Outcomes At the end of this chapter, the student should be able to: 1. Explain and differentiate several types or sources of noise available in communication system. 2. Analyse the noise parameters such as signal-to-noise ratio, noise figure and noise factor. 3. Explain and analyse the communication system performances in the presence of noise. 4. Describe the use of preemphasis and deemphasis network in improving the signal- to-noise ratio of communication signal. BENT 3113: Communication Principles
  • 2. Chapter 5: Noise 83 Chapter 5: Noise 5.1 Noise – Representation, Types and Sources Electrical noise is defined as any undesirable electrical energy that falls within the passband of the signal. Figure 5.1 shows the effect that noise has on the electrical signal: Figure 5.1: Effects of noise on a signal: (a) without noise; (b) with noise Noise can be divided into two general categories: correlated and uncorrelated. Correlation implies a relationship between the signal and the noise. Therefore, correlated noise exists only when a signal is present. Uncorrelated noise is present all the time whether there is a signal or not 5.1.1 Uncorrelated Noise Uncorrelated noise can be further subdivided into two general categories: external and internal External noise (generated outside the device or circuit) a. Atmospheric noise • Naturally occurring electrical disturbances that originate within Earth’s atmosphere such as lightning • Also known as static electricity b. Extraterrestrial noise • Consists of electrical signals that originate from outside Earth’s atmosphere and therefore also known as deep-space noise • Subdivided into two categories o Solar noise that is generated directly from the sun’s heat o Cosmic noise/black-body noise that is distributed throughout the galaxies BENT 3113: Communication Principles
  • 3. Chapter 5: Noise 84 c. Man-made noise • Noise that is produced by mankind • The predominant sources of this noise are spark-producing mechanism, such as commutators in electric motors, automobile ignition systems, ac power-generating and switching equipment and fluorescent lights • Sometimes known as industrial noise Internal noise (generated within a device or circuit) a. Shot noise • Caused by the random arrival of carriers (holes and electrons) at the output element of an electronic device • Shot noise is randomly varying and is superimposed onto any signal present b. Transit-time noise • Irregular, random variation due to any modification to a stream of carriers as they pass from the input to the output of a device • This noise become noticeable when the time delay takes for a carrier to propagate through a device is excessive c. Thermal/random noise • Associated with the rapid and random movement of electrons within a conductor due to thermal agitation • Also known as Brownian noise, Johnson noise and white noise • Uniformly distributed across the entire electromagnetic spectrum • A form of additive noise, meaning that it cannot be eliminated, and it increases in intensity with the number of devices and with circuit length • The most significant of all noise sources • Thermal noise power N = KTB (5.1) N = noise power (watts), B = bandwidth (hertz), T = absolute temperature (kelvin) K = Boltzmann’s constant ( 1.38 × 10 −23 joules/kelvin) Note: T = 0 C + 273 0 The following figure shows the equivalent circuit for a thermal noise source when the internal resistance of the source RI is in series with the rms noise voltage V N BENT 3113: Communication Principles
  • 4. Chapter 5: Noise 85 Figure 5.2: Noise source equivalent circuit For worst-case condition and maximum transfer of noise power, the load resistance R is made equal to internal resistance. Thus the noise power developed across the load resistor: (V / 2) 2 V N2 N = KTB = N = R 4R Thus V N = 4 RKTB (5.2) 5.1.2 Correlated Noise Correlated noise is a form of internal noise that is correlated to the signal and cannot be present in a circuit unless there is a signal. It is produced by nonlinear amplification resulting in nonlinear distortion. There are two types of nonlinear distortion that create unwanted frequencies that interfere with the signal and degrade performance: a. Harmonic distortion • Occurs when unwanted harmonics of a signal are produced through nonlinear amplification • Harmonics are integer multiples of the original signal. The original signal is the first harmonic (fundamental frequency). A frequency two times the fundamental frequency is the second harmonic, three times is the third harmonic, and so on • Distortion measurements o Nth harmonic distortion = ratio of the rms amplitude of Nth harmonic to the rms amplitude of the fundamental o Total harmonic distortion (THD) v higher % THD = × 100 (5.3) v fundamental 2 2 2 2 Notes: v higher = v 2 + v3 + v 4 + ..... + v n and all in rms values BENT 3113: Communication Principles
  • 5. Chapter 5: Noise 86 b. Intermodulation distortion • Intermodulation distortion is the generation of unwanted sum and difference frequencies produced when two or more signal mix in a nonlinear device (called cross products) • The emphasis here is on the word unwanted because in communication circuits it is often desirable to produce harmonics or to mix two or more signals to produce sum and difference frequencies Figure 5.3 shows both forms of correlated noise Figure 5.3: Correlated noise: (a) Harmonic distortion; (b) Intermodulation distortion 5.1.3 Other Noise Types a. Impulse noise • Characterized by high-amplitude peaks of short duration (sudden burst of irregularly shaped pulses) in the total noise spectrum • Common sources of impulse noise: transients produced from electromechanical switches (relays and solenoids), electric motors, appliances, electric lights, power lines, poor-quality solder joints and lightning b. Interference • Electrical interference occurs when information signals from one source produce frequencies that fall outside their allocated bandwidth and interfere with information signals from another source • Most occurs in the radio-frequency spectrum BENT 3113: Communication Principles
  • 6. Chapter 5: Noise 87 5.2 Noise Parameters 5.2.1 Signal-to-Noise Power Ratio Signal-to-noise power ratio (S/N) is the ratio of the signal power level to the noise power level and can be expressed as S Ps = (5.4) N Pn S P In logarithmic function (dB) = 10 log s (5.5) N Pn It can also be expressed in terms of voltages and resistance S  Vs2 / Rin  (dB) = 10 log 2 V / R   (5.6) N  n out  If the input and output resistances are equal, Equation (5.6) can be reduced to S V (dB ) = 20 log s (5.7) N Vn 5.2.2 Noise Factor and Noise Figure Noise factor is the ratio of input signal-to noise ratio to output signal-to-noise ratio ( S / N ) in F= (5.8) ( S / N ) out Noise figure is the noise factor stated in dB and is a parameter to indicate the quality of a receiver  ( S / N ) in  NF = 10 log F = 10 log  (S / N )   (5.9)  out  Noise Figure in Ideal and Nonideal Amplifiers An electronic circuit amplifies signals and noise within its passband equally well. Therefore, if the amplifier is ideal and noiseless, the input signal and noise are amplified the same and the signal-to-noise ratio at the output will equal the signal-to-noise ratio at the input. In reality, amplifiers are not ideal. Therefore, the amplifier adds internally generated noise to the waveform, reducing the overall signal-to-noise ratio The figure on the next page shows the noise figure for both ideal and nonideal amplifier. BENT 3113: Communication Principles
  • 7. Chapter 5: Noise 88 Figure 5.4: Noise figure: (a) ideal, noiseless amplifier; (b) nonideal amplifier • For Figure 5.4 (a), the input and output S/N ratios are equal • For Figure 5.4 (b), the circuit adds the internally generated noise N d to the waveform. Consequently, the output signal-to-noise ratio is less than the ratio at the input Noise Figure in Cascaded Amplifiers When two or more amplifiers are cascaded as shown below, the total noise factor is the accumulation of the individual noise factors. • Friiss’ formula is use to calculate total noise factor of several cascaded amplifiers F2 − 1 F3 − 1 FN − 1 FT = F1 + + + ... + (5.10) A1 A1 A2 A1 A2 ... AN • The total noise figure NFT = 10 log FT (5.11) Figure 5.5: Noise figure of cascaded amplifiers Note: To use Friiss’ formula, the noise figures must be converted to noise factors 5.3 Noise and Angle Modulation When thermal noise with constant spectral density is added to an angle-modulated signal, it produces an unwanted deviation of the carrier frequency. The magnitude of this deviation BENT 3113: Communication Principles
  • 8. Chapter 5: Noise 89 depends on the relative amplitude of the noise with respect to the carrier. Consider one interfering noise signal with amplitude Vn and frequency f n • For PM, the unwanted peak phase deviation due to this interfering noise signal is given by V ∆θ peak ≈ n rad (5.12) Vc • For FM, when Vc > Vn , the unwanted instantaneous phase deviation is approximately V θ (t ) = n sin(ω n t + θ n ) rad (5.13) Vc Taking derivative, we obtain V ∆ω (t ) = n ω n cos(ω n t + θ n ) rad/s Vc Therefore, the unwanted peak frequency deviation is Vn Vn ∆ω peak = ω n rad/s, ∆f peak = f n Hz (5.14) Vc Vc When this unwanted carrier deviation is demodulated, it becomes noise. • The frequency of the demodulated noise signal is equal to the difference between the carrier frequency and the interfering signal frequency ( f c − f n ) • The signal-to-noise ratio at the output demodulator due to unwanted frequency deviation from an interfering signal is the ratio of the peak frequency deviation due to the information signal to the peak frequency deviation due to the interfering signal S ∆ f signal = (5.15) N ∆ f noise The spectral shape of the demodulated noise depends on whether an FM or a PM demodulator is used as shown in Figure 5.6 • The noise voltage at the output of PM demodulator is constant with frequency • The noise voltage at the output of FM demodulator increases linearly with frequency BENT 3113: Communication Principles
  • 9. Chapter 5: Noise 90 Figure 5.6: FM and PM noise 5.4 Preemphasis and Deemphasis From Figure 5.6, there is nonuniform distribution of noise in FM. Noise at the higher- modulating signal frequency is greater than noise at lower frequencies. Therefore, for information signal with a uniform signal level, a nonuniform signal-to-noise ratio is produced as shown below Figure 5.7: FM signal-to-noise ratio: (a) without preemphasis; (b) with preemphasis • S/N ratio is lower at the high-frequency ends of the triangle (Figure 5.7 (a)) • To compensate for this, the high-frequency modulating signals are emphasized or boosted in amplitude prior to performing modulation (Figure 5.7 (b)) • At the receiver, to compensate this boost, the high frequency signals are deemphasized or attenuated after the demodulation is performed In essence, the preemphasis network allows the high-frequency modulating signal to modulate the carrier at a higher level while the deemphasis network restores the original amplitude-versus-frequency characteristics to the information signals • A preemphasis network is a high pass filter (i.e. a differentiator) • A deemphasis network is a low pass filter (i.e. a integrator) The following figure shows the schematic diagrams for preemphasis and deemphasis and their corresponding frequency response curves BENT 3113: Communication Principles
  • 10. Chapter 5: Noise 91 Figure 5.8: Preemphasis and deemphasis: (a) schematic diagrams, (b) frequency-response • The break frequency (the frequency where pre- and deemphasis begins) is determined by the RC or L/R time constant of the network 1 1 fb = = (5.16) 2πRC 2πL / R • The networks shown are for the FM broadcast band, which uses a 75-µs time constant. Therefore the break frequency is approximately 2.12 kHz From the preceding explanation and Figure 5.8, it can be seen that the output amplitude from a preemphasis network increases with frequency for frequencies above break frequency • From Equation (4.13), if changes in f m produce corresponding changes in Vm , the modulation index m remains constant o This is the characteristic of phase modulation (modulation index independent of frequency) o I.e. for frequencies below 2.12 kHz produces FM, and frequencies above 2.12 kHz produce PM BENT 3113: Communication Principles