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Phase I Clinical Trials
Sara Tolaney, MD, MPH
Breast oncologist
Susan F. Smith Center for Women’s Cancers at
Dana-Farber Cancer Institute
October 5, 2013
What are clinical trials?
• Research studies that are designed to answer
questions about new ways to treat cancer
What are the different types of clinical trials?
Phase

Purpose

Phase I

Determine dose
Determine side-effects
(Number of people: 15-20)

Phase 2

Determine efficacy
(Number of people: <100)

Phase 3

Compare the new treatment to a
standard treatment
Number of people: 100-1000s)
Road To FDA Approval

Preclinical

Phase 1

Phase 2

Phase 3

FDA
Approval
Goals of Phase 1 Clinical Trials
• How much of a new drug can be given safely
• How often the drug needs to be given

• What are the side effects of the new drug
Types of Phase 1 Trials
• Disease specific phase 1 studies
• All-comer phase 1 trials open to any solid
tumor
• New agent alone
• Combining new agents
• Combining new agent with standard
chemotherapy
Dose Escalation in Phase 1 Studies: 3+3 Design
Once dose
determined

30 mg

20 mg

10 mg

3 Patients

3 Patients

3 Patients

EXPANSION COHORT
Enroll 10-20 patients
Pharmacokinetics (PKs)
• Tests how rapidly a drug is cleared from
circulation
• Challenging for patients because can
sometimes require long days and multiple
visits a week during the first cycle of therapy
Early Drug Development Center
(EDDC)
• Conducts research dedicated to studying new drugs

• Specializes in phase I clinical trials
• Has over 30 phase I studies, some of which are open to
patients with all solid tumors, and a few of which are
specific to breast cancer
• You may be referred to the EDDC to discuss trial
possibilities
• If you go on a study, you will be followed within the
EDDC, but will also continue to have your original
oncologist/team involved in your care
Trials of Interest for Breast Cancer
• BRCA Carriers
– Rucaparib
– Veliparib and Irinotecan
– Sapacitabine and Seleciclib

• ER+ Breast Cancer
– Cdk 4/6 inhibitors

• Triple-negative Breast Cancer
– Mek/akt
– Cdk/parp
– PDL1 Antibody (immunotherapy)
PARP Inhibitors

Igelhart JD and Silver DP. NEJM 2009
PARP Inhibitor Studies
• Rucaparib
– PARP inhibitor given alone

• Veliparib + Irinotecan
– PARP inhibitor given with chemotherapy

• Olaparib + BKM120
– In breast cancer group, combines PARP with PI3K
inhibitor
Sapacitabine + Seleciclib
• Sapacitabine: oral chemotherapy
• Seleciclib: oral cdk 1,2, 7, 9 inhibitor
CDK 4/6 Inhibitors
Progression-Free Survival
Progression-Free Survival Probability

PD 991 + LET
(n = 84)

LET
(n = 81)

1.0

Number of Events (%)

21 (25)

40 (49)

0.9

Median PFS, months
(95% CI)

26.1
(12.7, 26.1)

7.5
(5.6, 12.6)

0.8

Hazard Ratio
(95% CI)

0.7

P value

0.37
(0.21, 0.63)
<0.001

0.6
0.5

0.4
0.3
0.2
0.1
0
0

2

4

6

8

10

84
81

75
57

60
38

14

16

18

20

22

24

26

14
4

9
3

5
3

3
1

1
1

Time (Month)

Number of patients at risk
PD991+LET
LET

12

53
29

43
22

35
17

25
11

18
6

15
5

28
Ongoing studies with cdk 4/6 inhibitors
• LEE011
– Cdk 4/6 inhibitor given alone, in expansion phase

• Lilly cdk 4/6 inhibitor + faslodex
Triple-negative Breast Cancer
• PI3K inhibition
– GDC-0973/GDC-0068 (MEK/Akt inhibitors)
– BKM120 (phase 2)

• Dinaciclib/Veliparib
– Cdk + PARP

• Immunotherapy
– PDL1 Antibody
Conclusions
• Exciting time in drug development
• Several phase I clinical trial options for
patients with varying subtypes of breast
cancer
• Many trials require tissue prescreening with a
goal of trying to deliver personalized medicine
Common Questions
Will I get a placebo?
• No-- phase I trials do not administer placebos
How often will I need to come in
for visits?
• Each trial is different, but generally most
phase I studies have at least weekly visits for
the first cycle (3-4 weeks) then fewer visits
thereafter
How will you know if the drug is
working?
• Frequency of imaging is dependent on the
study, but generally every 6-9 weeks
Why should I do a clinical trial?
Weigh Pros and Cons
Pros:
• If a new treatment is proven to work and you are receiving it,
you may be among the first to benefit
• You can expand the number of treatment options you have
• You have a chance to help others and improve cancer care
Cons:
• New treatments may have side effects that doctors do not
expect
• Phase I trials often involve frequent visits during the first cycle
• Even if a new treatment has benefits, it may not work for you
Will my insurance pay for me to
participate in the trial?
• Generally, almost all insurance companies pay
for patients to participate in phase I clinical
trials
• Anything that is for research purposes (ie.
research blood, biopsies) is provided by
research
• Experimental medication is provided

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What Is a Phase I Clinical Trial?

  • 1. Phase I Clinical Trials Sara Tolaney, MD, MPH Breast oncologist Susan F. Smith Center for Women’s Cancers at Dana-Farber Cancer Institute October 5, 2013
  • 2. What are clinical trials? • Research studies that are designed to answer questions about new ways to treat cancer
  • 3. What are the different types of clinical trials? Phase Purpose Phase I Determine dose Determine side-effects (Number of people: 15-20) Phase 2 Determine efficacy (Number of people: <100) Phase 3 Compare the new treatment to a standard treatment Number of people: 100-1000s)
  • 4. Road To FDA Approval Preclinical Phase 1 Phase 2 Phase 3 FDA Approval
  • 5. Goals of Phase 1 Clinical Trials • How much of a new drug can be given safely • How often the drug needs to be given • What are the side effects of the new drug
  • 6. Types of Phase 1 Trials • Disease specific phase 1 studies • All-comer phase 1 trials open to any solid tumor • New agent alone • Combining new agents • Combining new agent with standard chemotherapy
  • 7. Dose Escalation in Phase 1 Studies: 3+3 Design Once dose determined 30 mg 20 mg 10 mg 3 Patients 3 Patients 3 Patients EXPANSION COHORT Enroll 10-20 patients
  • 8. Pharmacokinetics (PKs) • Tests how rapidly a drug is cleared from circulation • Challenging for patients because can sometimes require long days and multiple visits a week during the first cycle of therapy
  • 9. Early Drug Development Center (EDDC) • Conducts research dedicated to studying new drugs • Specializes in phase I clinical trials • Has over 30 phase I studies, some of which are open to patients with all solid tumors, and a few of which are specific to breast cancer • You may be referred to the EDDC to discuss trial possibilities • If you go on a study, you will be followed within the EDDC, but will also continue to have your original oncologist/team involved in your care
  • 10. Trials of Interest for Breast Cancer • BRCA Carriers – Rucaparib – Veliparib and Irinotecan – Sapacitabine and Seleciclib • ER+ Breast Cancer – Cdk 4/6 inhibitors • Triple-negative Breast Cancer – Mek/akt – Cdk/parp – PDL1 Antibody (immunotherapy)
  • 11. PARP Inhibitors Igelhart JD and Silver DP. NEJM 2009
  • 12. PARP Inhibitor Studies • Rucaparib – PARP inhibitor given alone • Veliparib + Irinotecan – PARP inhibitor given with chemotherapy • Olaparib + BKM120 – In breast cancer group, combines PARP with PI3K inhibitor
  • 13. Sapacitabine + Seleciclib • Sapacitabine: oral chemotherapy • Seleciclib: oral cdk 1,2, 7, 9 inhibitor
  • 15. Progression-Free Survival Progression-Free Survival Probability PD 991 + LET (n = 84) LET (n = 81) 1.0 Number of Events (%) 21 (25) 40 (49) 0.9 Median PFS, months (95% CI) 26.1 (12.7, 26.1) 7.5 (5.6, 12.6) 0.8 Hazard Ratio (95% CI) 0.7 P value 0.37 (0.21, 0.63) <0.001 0.6 0.5 0.4 0.3 0.2 0.1 0 0 2 4 6 8 10 84 81 75 57 60 38 14 16 18 20 22 24 26 14 4 9 3 5 3 3 1 1 1 Time (Month) Number of patients at risk PD991+LET LET 12 53 29 43 22 35 17 25 11 18 6 15 5 28
  • 16. Ongoing studies with cdk 4/6 inhibitors • LEE011 – Cdk 4/6 inhibitor given alone, in expansion phase • Lilly cdk 4/6 inhibitor + faslodex
  • 17. Triple-negative Breast Cancer • PI3K inhibition – GDC-0973/GDC-0068 (MEK/Akt inhibitors) – BKM120 (phase 2) • Dinaciclib/Veliparib – Cdk + PARP • Immunotherapy – PDL1 Antibody
  • 18. Conclusions • Exciting time in drug development • Several phase I clinical trial options for patients with varying subtypes of breast cancer • Many trials require tissue prescreening with a goal of trying to deliver personalized medicine
  • 20. Will I get a placebo?
  • 21. • No-- phase I trials do not administer placebos
  • 22. How often will I need to come in for visits?
  • 23. • Each trial is different, but generally most phase I studies have at least weekly visits for the first cycle (3-4 weeks) then fewer visits thereafter
  • 24. How will you know if the drug is working?
  • 25. • Frequency of imaging is dependent on the study, but generally every 6-9 weeks
  • 26. Why should I do a clinical trial?
  • 27. Weigh Pros and Cons Pros: • If a new treatment is proven to work and you are receiving it, you may be among the first to benefit • You can expand the number of treatment options you have • You have a chance to help others and improve cancer care Cons: • New treatments may have side effects that doctors do not expect • Phase I trials often involve frequent visits during the first cycle • Even if a new treatment has benefits, it may not work for you
  • 28. Will my insurance pay for me to participate in the trial?
  • 29. • Generally, almost all insurance companies pay for patients to participate in phase I clinical trials • Anything that is for research purposes (ie. research blood, biopsies) is provided by research • Experimental medication is provided