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By: Group No. 1
Akshay Joshi (1)
Anjana Viswanathan (3)
Mukta Asudani (4)
Nagesh Bhaykate (6)
Pooja Borole (7)
Gaurav Andhansare (2)
9/10/2015Regulatory Affairs2
US FDA: Federal Agency of the US Dept. of Health & Human Services
Main responsibility is protecting the public health by assuring the safety, effectiveness,
quality, and security of human and veterinary drugs, vaccines and other biological
products, and medical devices
Introduction
Organization of FDA
US FDA
Office of
Commissioner
Office of Foods &
Veterinary
Medicine
Office of Medical
Products &
Tobacco
Office of Global
Regulatory
Operations and
Policy
9/10/2015Regulatory Affairs3
Organization of FDA
9/10/2015Regulatory Affairs4
Office of Medical
Products & Tobacco
Centre for Drug
Evaluation and
Research
Office of Generic
Drugs
Office of New Drugs
SSMRDs
Office of
Prescription Drugs
Promotion
(formerly DDMAC)
Centre for Biologics
Evaluation and
Research
Centre for Devices
and Radiological
Health
Centre for Tobacco
Products
Office of Special
Medical Programs
Introduction
What does FDA regulate?
1. Animal & Veterinary
2. Cosmetics
3. Drugs
4. Food
5. Medical Devices
6. Radiation emitting products
7. Tobacco Products
8. Vaccines, Blood products and biologics
How does it regulate?
9/10/2015Regulatory Affairs5
Types of Application: IND
PURPOSE:
• Permission to ship an experimental drug across states before a marketing
application for the drug has been approved.
• To propose a study of an unapproved drug, or a study of an approved product
for a new indication or in a new patient population.
FDA's Role -- when the drug's sponsor has screened the new molecule for
pharmacological activity and acute toxicity potential in animals and wants to test
its diagnostic or therapeutic potential in humans.
9/10/2015Regulatory Affairs6
Types of Application: IND
Types:
• Investigator IND
• Emergency Use IND
• Treatment IND
Classification of IND
• Commercial
• Non Commercial (Research)
9/10/2015Regulatory Affairs7
9/10/2015Regulatory Affairs8
Types of Application: IND
Contents of IND Application:
• Animal Pharmacology and Toxicology Studies
• Manufacturing Information
• Clinical Protocols and Investigator Information
Once the IND is submitted, the sponsor must wait 30 days before initiating any clinical
trials
9/10/2015Regulatory Affairs9
9/10/2015Regulatory Affairs10
9/10/2015Regulatory Affairs11
Types of Application: NDA
• Marketing Approval of a Drug in the US
• Data gathered during the animal studies and human clinical trials of an Investigational new product
become part of the NDA
• Goals of NDA
• Types of NDA
1. 505 (b)(1)
2. 505 (b)(2)
3. 505 (j)
• Once the application is submitted, the FDA has 60 days to conduct a preliminary review which will
assess whether the NDA is "sufficiently complete to permit a substantive review”
• Form FDA 356h – Application to market a New Drug.
9/10/2015Regulatory Affairs12
9/10/2015Regulatory Affairs13
9/10/2015Regulatory Affairs14
9/10/2015Regulatory Affairs15
505(b)(1) 505(b)(2) 505(j)
Type of product
Drug molecule not approved
before by the FDA
Approved drug by the FDA but which is
either a NCE/NME or with new changes
(not just duplication)
Duplication of previously approved drug with
identical specifications (API, strength, dosage
forms, etc.)
Type of Information
required
Complete reports of Investigations
of safety and effectiveness
Complete reports of Investigations of
safety and effectiveness but some of the
information required for approval comes
from studies not conducted by the
applicant
To show that the proposed product is identical
in active ingredients, dosage form, strength,
route of administration, quality to a previously
approved product.
Only Bioequivalence need to be established
Data ownership Applicant is the Owner of the Data
Applicant does not have a right of
reference or right of use of data (or part of
it) submitted
Data from Agency of NDA is relied upon
Purpose of
Application
Approval of a new drug (for clinical
use) whose active ingredient has
not previously been approved
Approval of a new drug that relies, at least
in part, on data not developed by the
applicant
Approval of a “generic” version of a drug that
has already been approved
User Fees Yes Yes No
Patent Period /
Market Exclusivity
20 years from date of filing
Effectively 8-10 years*
3 years (Formulation/Indication)
5 years (NCE)
7 years (Orphan)
6 months if FTF
Average FDA Review
Period
Approx. 10-12 months Approx. 12 months Approx. 27 months
Types of Application: OTC
9/10/2015Regulatory Affairs16
Drugs that are safe and effective for use by the general public without a
prescription.
Play an increasingly vital role in health care system.
Are considered safe if warnings and directions are followed.
Labelling is regulated by FDA
Advertising is regulated by Federal Trade Commission(FTC)
Types of Application: OTC
• OTC Drug Categories:
9/10/2015Regulatory Affairs17
Antacids
Antiemetic
Antihistamine
Cough
Medicine
Decongestant
Laxatives
 Vitamins
Pain Killers
Herbal
Products
Types of Application: OTC
Drug Monograph Process
9/10/2015Regulatory Affairs18
 FDA's review of OTC drugs is primarily handled by CDER's Office of Drug Evaluation IV.
 Advisory panel review
• Category I: generally recognized as safe and effective for the claimed therapeutic indication
• Category II: not generally recognized as safe and effective or unacceptable indications
• Category III: insufficient data available to permit final classification
 Creation of tentative Monograph (agency’s review)
 Publication of Final monograph
 FDA approval
9/10/2015Regulatory Affairs19
Types of Application: OTC
Types of Application: OTC
9/10/2015Regulatory Affairs20
• Two Regulatory pathways exist for the legal marketing of such product
• NDA process
• OTC Monographs
NDA Process OTC Monographs
• Pre-marketing approval
• Confidential filling
• Drug product are specify
• May require a user fee
• Potential for marketing exclusivity
• Mandated FDA review timelines
• May require clinical studies
• No Pre-marketing approval
• Public process
• Active ingredient –specific
• No user fees
• No marketing exclusivity
• No mandated time lines
• May require clinical studies
9/10/2015Regulatory Affairs21
IND NDA BLA ANDA OTC
Covered under FDC Act FDC Act PHS Act
FDC Act,
Hatch-Waxman
Act, BPCIA
FDC Act
Reviewed by CDER/CBER CDER CBER CDER, OGD
CDER (ODE IV)
and FTC
Listed in - Orange Book Purple Book Orange Book
OTC Monograph
and Federal
Register
Type of application Research Marketing Marketing Marketing Marketing
Data
available/required
Preclinical,
CMC,
Proposed CT
protocol
Clinical, CMC,
proposed labelling
Clinical, CMC,
proposed labelling
BA/BE
Additional safety
studies, labelling
info
Types
Investigator
initiated
Emergency
Treatment
505(b)(1)
505(b)(2)
351(a)
Generic – 505(j)
Biosimilar – 351(k)
-
Comparison between IND, NDA, ANDA, BLA and OTC
9/10/2015Regulatory Affairs22
FAERS: FDA Adverse Event Reporting System (in accordance with ICH E2B)
• Who can report?
• How can one report?
• Is it made public?
• Any Limitations?
Safety
9/10/2015Regulatory Affairs23
Drug Recalls
 By: Pharmaceutical firm, FDA request, other statutory body ordering FDA
 Classification:
 Class I: Reasonable probability of serious adverse health consequences or death
 Class II: May cause temporary or medically reversible adverse health consequence or
remote probability of serious adverse health consequences
 Class III: Not likely to cause adverse health consequences
 Market withdrawal: Minor violation which may not qualify for legal action by FDA
 Medical device safety alert
 Information made public through website
Safety

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Overview of US FDA: Drugs

  • 1. By: Group No. 1 Akshay Joshi (1) Anjana Viswanathan (3) Mukta Asudani (4) Nagesh Bhaykate (6) Pooja Borole (7) Gaurav Andhansare (2)
  • 2. 9/10/2015Regulatory Affairs2 US FDA: Federal Agency of the US Dept. of Health & Human Services Main responsibility is protecting the public health by assuring the safety, effectiveness, quality, and security of human and veterinary drugs, vaccines and other biological products, and medical devices Introduction
  • 3. Organization of FDA US FDA Office of Commissioner Office of Foods & Veterinary Medicine Office of Medical Products & Tobacco Office of Global Regulatory Operations and Policy 9/10/2015Regulatory Affairs3
  • 4. Organization of FDA 9/10/2015Regulatory Affairs4 Office of Medical Products & Tobacco Centre for Drug Evaluation and Research Office of Generic Drugs Office of New Drugs SSMRDs Office of Prescription Drugs Promotion (formerly DDMAC) Centre for Biologics Evaluation and Research Centre for Devices and Radiological Health Centre for Tobacco Products Office of Special Medical Programs
  • 5. Introduction What does FDA regulate? 1. Animal & Veterinary 2. Cosmetics 3. Drugs 4. Food 5. Medical Devices 6. Radiation emitting products 7. Tobacco Products 8. Vaccines, Blood products and biologics How does it regulate? 9/10/2015Regulatory Affairs5
  • 6. Types of Application: IND PURPOSE: • Permission to ship an experimental drug across states before a marketing application for the drug has been approved. • To propose a study of an unapproved drug, or a study of an approved product for a new indication or in a new patient population. FDA's Role -- when the drug's sponsor has screened the new molecule for pharmacological activity and acute toxicity potential in animals and wants to test its diagnostic or therapeutic potential in humans. 9/10/2015Regulatory Affairs6
  • 7. Types of Application: IND Types: • Investigator IND • Emergency Use IND • Treatment IND Classification of IND • Commercial • Non Commercial (Research) 9/10/2015Regulatory Affairs7
  • 9. Types of Application: IND Contents of IND Application: • Animal Pharmacology and Toxicology Studies • Manufacturing Information • Clinical Protocols and Investigator Information Once the IND is submitted, the sponsor must wait 30 days before initiating any clinical trials 9/10/2015Regulatory Affairs9
  • 12. Types of Application: NDA • Marketing Approval of a Drug in the US • Data gathered during the animal studies and human clinical trials of an Investigational new product become part of the NDA • Goals of NDA • Types of NDA 1. 505 (b)(1) 2. 505 (b)(2) 3. 505 (j) • Once the application is submitted, the FDA has 60 days to conduct a preliminary review which will assess whether the NDA is "sufficiently complete to permit a substantive review” • Form FDA 356h – Application to market a New Drug. 9/10/2015Regulatory Affairs12
  • 15. 9/10/2015Regulatory Affairs15 505(b)(1) 505(b)(2) 505(j) Type of product Drug molecule not approved before by the FDA Approved drug by the FDA but which is either a NCE/NME or with new changes (not just duplication) Duplication of previously approved drug with identical specifications (API, strength, dosage forms, etc.) Type of Information required Complete reports of Investigations of safety and effectiveness Complete reports of Investigations of safety and effectiveness but some of the information required for approval comes from studies not conducted by the applicant To show that the proposed product is identical in active ingredients, dosage form, strength, route of administration, quality to a previously approved product. Only Bioequivalence need to be established Data ownership Applicant is the Owner of the Data Applicant does not have a right of reference or right of use of data (or part of it) submitted Data from Agency of NDA is relied upon Purpose of Application Approval of a new drug (for clinical use) whose active ingredient has not previously been approved Approval of a new drug that relies, at least in part, on data not developed by the applicant Approval of a “generic” version of a drug that has already been approved User Fees Yes Yes No Patent Period / Market Exclusivity 20 years from date of filing Effectively 8-10 years* 3 years (Formulation/Indication) 5 years (NCE) 7 years (Orphan) 6 months if FTF Average FDA Review Period Approx. 10-12 months Approx. 12 months Approx. 27 months
  • 16. Types of Application: OTC 9/10/2015Regulatory Affairs16 Drugs that are safe and effective for use by the general public without a prescription. Play an increasingly vital role in health care system. Are considered safe if warnings and directions are followed. Labelling is regulated by FDA Advertising is regulated by Federal Trade Commission(FTC)
  • 17. Types of Application: OTC • OTC Drug Categories: 9/10/2015Regulatory Affairs17 Antacids Antiemetic Antihistamine Cough Medicine Decongestant Laxatives  Vitamins Pain Killers Herbal Products
  • 18. Types of Application: OTC Drug Monograph Process 9/10/2015Regulatory Affairs18  FDA's review of OTC drugs is primarily handled by CDER's Office of Drug Evaluation IV.  Advisory panel review • Category I: generally recognized as safe and effective for the claimed therapeutic indication • Category II: not generally recognized as safe and effective or unacceptable indications • Category III: insufficient data available to permit final classification  Creation of tentative Monograph (agency’s review)  Publication of Final monograph  FDA approval
  • 20. Types of Application: OTC 9/10/2015Regulatory Affairs20 • Two Regulatory pathways exist for the legal marketing of such product • NDA process • OTC Monographs NDA Process OTC Monographs • Pre-marketing approval • Confidential filling • Drug product are specify • May require a user fee • Potential for marketing exclusivity • Mandated FDA review timelines • May require clinical studies • No Pre-marketing approval • Public process • Active ingredient –specific • No user fees • No marketing exclusivity • No mandated time lines • May require clinical studies
  • 21. 9/10/2015Regulatory Affairs21 IND NDA BLA ANDA OTC Covered under FDC Act FDC Act PHS Act FDC Act, Hatch-Waxman Act, BPCIA FDC Act Reviewed by CDER/CBER CDER CBER CDER, OGD CDER (ODE IV) and FTC Listed in - Orange Book Purple Book Orange Book OTC Monograph and Federal Register Type of application Research Marketing Marketing Marketing Marketing Data available/required Preclinical, CMC, Proposed CT protocol Clinical, CMC, proposed labelling Clinical, CMC, proposed labelling BA/BE Additional safety studies, labelling info Types Investigator initiated Emergency Treatment 505(b)(1) 505(b)(2) 351(a) Generic – 505(j) Biosimilar – 351(k) - Comparison between IND, NDA, ANDA, BLA and OTC
  • 22. 9/10/2015Regulatory Affairs22 FAERS: FDA Adverse Event Reporting System (in accordance with ICH E2B) • Who can report? • How can one report? • Is it made public? • Any Limitations? Safety
  • 23. 9/10/2015Regulatory Affairs23 Drug Recalls  By: Pharmaceutical firm, FDA request, other statutory body ordering FDA  Classification:  Class I: Reasonable probability of serious adverse health consequences or death  Class II: May cause temporary or medically reversible adverse health consequence or remote probability of serious adverse health consequences  Class III: Not likely to cause adverse health consequences  Market withdrawal: Minor violation which may not qualify for legal action by FDA  Medical device safety alert  Information made public through website Safety

Editor's Notes

  1. DDMAC – Division of Drugs Marketing, Advertising and Communication SSMRD – Specific subject matter related divisions
  2. Tonix Pharmaceuticals announced today that the U.S. Food and Drug Administration (FDA) has cleared its Investigational New Drug (IND) application to develop TNX-102 SL, a sublingual formulation of cyclobenzaprine HCl, for the treatment of post-traumatic stress disorder (PTSD). - June 10, 2014.
  3. Teva Pharmaceutical Industries Ltd. announced that the New Drug Application (NDA) for SD-809 (deutetrabenazine) has been accepted by the U.S. Food and Drug Administration (FDA) for the treatment of chorea associated with Huntington disease (HD), a rare and fatal neurodegenerative disorder caused by the progressive breakdown of nerve cells in the brain. - Aug. 12, 2015
  4. FTF – First to File NCE – New Chemical Entity NME – New Molecular Entity