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POND Construction 
Perry L. Oakes, PE 
State Conservation Engineer 
Natural Resources Conservation Service
Did You Know? 
• Alabama is the only state without any safe dams 
legislation. 
• Alabama has a very inadequate dams inventory 
and doesn’t know where most dams are in the 
event of an emergency. 
• As long as a landowner satisfies the COE for 
wetlands and ADEM for construction, they can 
build a pond without any design, construction, or 
maintenance requirements. 
• Would you like to live below an Alabama dam?
Citronelle - 09 
St. Clair Co.
Annap Mall u.s. view
Pond Nomenclature
Pond Nomenclature 
Top Width 
Side Slope 
x 
1
Pond Nomenclature 
Berm
Pond Nomenclature 
Cut-off (core) 
Trench 
“Relatively” 
Impermeable 
Layer 
8 ft. 1 
1.5
Pond Nomenclature 
Embankment 
Core 
Shell
Pond Nomenclature 
Principal Spillway Riser Pipe 
Barrel Pipe
Pond Nomenclature 
Trash Rack 
Valve 
Anti-seep collars
Diaphragm Drain 
Sand 
Barrel Pipe 
Gravel 
Riprap 
Cut-off trench located just up stream
FILTER DIAPHRAGM
Centennial Park dam chimney 
drain construction
Filter Diaphragm 
flooding with water for 
compaction
Merkle Filter Diaphragm with 
vibrator
Pond Nomenclature 
Concrete 
Ballast
Pond Nomenclature 
Storage 
Vs 
Emergency Spillway Crest 
(level section) Elevation 
Permanent Pool or 
Inlet Elevation
Pond Nomenclature 
Maximum height Freeboard 
of Hp 
water 
through spillway
Pond Hazard Classification 
• “a” - low hazard. 
- A dam in a rural area. 
- No loss of life potential. 
- Failure may damage farm buildings, 
agricultural land or country roads.
Pond Hazard Classification 
•• ““b”” - medium hazard. 
- A dam in a predominately rural 
area. 
- No loss of life potential. 
- Failure may damage isolated homes, 
main highways, railroads and 
interrupt public utilities.
Pond Hazard Classification 
• “c” - high hazard. 
• Failure may cause loss of life. 
• Serious damage to homes, industrial 
buildings, public utilities, main 
highways, or railroads.
Shorelines 
• Deepen shorelines on all catfish ponds and other 
ponds as needed to at least 3 feet to avoid 
submerged aquatic vegetation problems. 
• If shoreline aquatic vegetation is desired, parts of 
the shoreline can be left < 3 feet deep. 
• Always estimate shoreline deepening yardage 
because excess may need to be spoiled. 
• Shorelines can be shaped to be curvilinear to 
enhance the aesthetics of the pond.
Estimating shoreline deepening. 
Permanent Pool Stage (el.) Storage (ac.) 
87.5 0 
97 8 
100 12 
103 17.5 
97.0 
100.0 
103.0 
87.5 
[(12 - 8) x 1.5 x 43560] / 27 = 9 , 6 8 0 yd3
Erosion and Sediment Control
Disturb the least amount of land 
for the least amount of time. 
• Construct the pond without delay. 
•• Disturb the pool area only after the 
embankment can serve as a sediment basin. 
• Expand the borrow area only as needed.
Divert clean water 
• Install barrel pipe away from natural ditch 
so the clean water can be diverted through 
the pipe during construction. 
•• Use diversions to divert clean runoff water 
from disturbed areas.
Stop sediment at its source. 
• Soil exposed for periods of more than one 
week without on-going construction should 
be mulched. 
•• Remove mulch when resuming work.
Control sediment 
• Leave the valve barely open so the pond 
will act as an sediment basin. 
• Shape borrow areas to retain runoff. 
• Install silt fences and brush windrows 
where needed. 
• Leave at least 20 ft of vegetation around the 
ditch in the pond. Clear this area last.
Establish permanent vegetation 
• Vegetate as soon as final grading is 
completed. 
• Use temporary seeding and mulching until 
permanent seeding dates can be met.
O & M 
for erosion and sediment control 
• Inspect site after rainfall events of 3/4 inch 
or more. 
• Repair areas that have eroded. 
• Remove and properly dispose of sediment 
accumulations.
Sequence of construction for 
erosion and sediment control 
• Clear the work area immediately adjacent to 
the barrel pipe location. 
• Excavate the cut off underneath the barrel 
pipe location. 
• Expose a small borrow area while controlling 
potential sediment from leaving the site. 
• Backfill the cutoff underneath the barrel pipe 
location.
Sequence of construction for 
erosion and sediment control 
• Install the barrel pipe and anti-seep collars or 
filter and drainage diaphragm. 
• Backfill the barrel pipe (minimum of 2 feet 
over the pipe). 
• Install the valve, riser pipe, and trash rack. 
• Install riser ballast. 
• Divert the drainage ditch in the pond bottom 
to the valve inlet.
Sequence of construction for 
erosion and sediment control 
• Clear the remainder of the embankment 
footprint. 
• Place brush windrows as sediment barriers 
on the contour below cleared areas 
• Place silt fence barriers where necessary. 
• Excavate the remainder of the cutoff on both 
sides of the barrel pipe.
Sequence of construction for 
erosion and sediment control 
• Expose more borrow area as earth fill is 
required. 
• Backfill the below-ground core. 
• Begin above-ground core and embankment 
earth fill placement. 
• Leave the valve cracked open to allow for 
storm water detention. 
• Clear the pool area as needed while 
maintaining a 20-foot vegetative strip next to 
the drainage ditch.
Sequence of construction for 
erosion and sediment control 
• Complete embankment earth fill placement 
and excavation of emergency spillway. 
• Close the valve. 
• Clear the 20-foot vegetative strip next to the 
drainage ditch if needed. 
• Remove all silt fences and brush windrows. 
Remove and/or spread silt accumulations.
Sequence of construction for 
erosion and sediment control 
• Vegetate the site. 
•• Inspect vegetation and make repairs as 
needed after the first few rain events. 
• JOB FINISHED.
Slope staking an embankment 
What should be built. 
Too Flat Too Steep
Soil Compaction 
• Main keys to good soil compaction: 
- Moisture 
- Moisture 
- Moisture 
- Moisture 
- Moisture
Keys to good soil compaction 
• Soil that is too dry or too 
wet will not compact 
properly. 
• Soil is too wet when the soil 
sticks to the equipment, 
when the soil “pumps” 
underneath the tires of heavy 
equipment, or when clods 
cannot be easily blended 
with other material.
Keys to good soil compaction 
•• Soil is too dry when it cannot be easily molded in 
the hand. 
• Every square foot of the 8”” uncompacted horizontal 
layer should be traversed with at two passes of 
heavy equipment (preferably a sheepsfoot or 
pneumatic tired equipment). 
• The finished surface of the compacted layer should 
be roughened before the next layer is placed.
Compaction Equipment 
Comparison 
• Bulldozer 
• Compaction is from 
the top of the lift only. 
• 1-2 psi ground 
pressure 
• POOR Compaction
Compaction Equipment 
Comparison 
• Scraper (Pan) 
• Compaction is from the top 
of the lift only. 
• Minimum 2 passes. 
• Has the same ground 
pressure as the air pressure 
in the tires (30 - 40 psi) 
• MARGINAL Compaction
Compaction Equipment 
Comparison 
• Sheepsfoot Roller 
• Works from the bottom of the 
lift up. 
• Requires 6 -10 passes per 9” 
loose lift. 
• Works at 4 - 6 mph. 
•• 150-300 psi ground pressure. 
• Best implement to use for 
clayey soils. 
• GOOD Compaction
Compaction Equipment 
Comparison 
• Vibratory Roller 
• Can compact thick 
lifts in 2 - 3 passes. 
• Slow travel speed 
(1.5- 3 mph) 
• 150 - 300 psi ground 
pressure plus vibration 
to help rearrange and 
compact soil particles. 
• GOOD Compaction
Dam on Soft Foundation
Spillway pipe at 
end of construction
Same pipe after excessive 
foundation settlement
Stockpiling topsoil 
• Organics and surface soil (topsoil) from the 
embankment footprint, emergency spillway, 
shoreline deepening, and any borrow area 
should be stockpiled to utilize in the 
vegetation establishment process. 
•• This material can be spread on the shell of 
the dam, surface of the finished emergency 
spillway and over any borrow area to 
enhance vegetation establishment.
Why do some ponds leak? 
• The pond is built in a poor site. 
•• Inadequate compaction around pipe. 
• Cut-off not excavated into impervious 
material. 
• Core is not constructed of good clay. 
• Poor compaction. 
• Lack of bondage between layers. 
• ALL PONDS LEAK TO SOME EXTENT.
All Ponds Leak 
Homogeneous fill with good foundation 
Phreatic Line Dry soil 
Saturated soil
All Ponds Leak 
Dam built with a clay core.
All Ponds Leak 
Dam built with a clay core but inadequate cut-off. 
A Solution.
All Ponds Leak 
Toe Drain (sand, gravel and pipe)
All Ponds Leak 
• Some pond have a good cut-off, core and 
dam, but leak through the bottom of the 
pond into a sand layer, gravel pocket, or 
limestone fracture. 
• These must be sealed with bentonite, soil 
dispersant, or synthetic liner. 
• $$$$$$$$$$$$$$
What causes leakage at the abutments? 
The bottom of the cut-off should always extend up the abutments 
to at least one foot higher than the permanent water elevation. 
Impervious 
layer Excavation 
limits
Ponds as a water source 
for cattle 
• Ponds should be fence so cattle do not 
have uncontrolled access to the pond. 
• Install a watering ramp with heavy use 
protection, or a 
• trough or tank below the dam.
Pond Safety 
• Be sure that no buried pipelines or cables 
cross the proposed pond site. 
• Make sure the landowner calls the Alabama 
Line Location Center at 1-800-292-8525. 
• Avoid sites under powerlines. The wires 
may be within reach of a fishing rod held by 
someone fishing on the pond.
Pond Safety 
• Pond owners may need to protect themselves 
with liability insurance coverage. 
• If the pond is to be used for swimming, guards 
over pipe openings are required. 
• All undesirable trees, stumps, brush, rubbish, 
junk, and fences that might be hazardous to 
boating or swimming should be removed.
Pond Safety 
• Mark safe swimming areas and place 
warning signs at all danger points. 
• Life saving devices should be properly 
located to facilitate rescue operations should 
the need arise.
Pond Cost-Share 
• Livestock and irrigation Ponds ONLY. 
•• Must be “least cost alternative”. 
• No cost-share for recreational ponds. 
• Generally, no technical assistance for 
recreational ponds.
Small Livestock Pond 
• Excavated Pond - $2,700
Large Livestock Pond - Earthfill 
• $5,832
AWEP 
• $2 - $4 / cu.yd. depending on type of 
irrigation pond.
Sources of information 
• http://www.aces.edu/pubs/docs/A/ANR-1114/
Sources of information 
• http://www.techtransfer.osmre.gov/nttmainsite/Lib 
rary/pub/ppdc/ppdc.pdf

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NRCS Pond Construction

  • 1. POND Construction Perry L. Oakes, PE State Conservation Engineer Natural Resources Conservation Service
  • 2.
  • 3.
  • 4. Did You Know? • Alabama is the only state without any safe dams legislation. • Alabama has a very inadequate dams inventory and doesn’t know where most dams are in the event of an emergency. • As long as a landowner satisfies the COE for wetlands and ADEM for construction, they can build a pond without any design, construction, or maintenance requirements. • Would you like to live below an Alabama dam?
  • 5. Citronelle - 09 St. Clair Co.
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  • 20. Pond Nomenclature Top Width Side Slope x 1
  • 22.
  • 23. Pond Nomenclature Cut-off (core) Trench “Relatively” Impermeable Layer 8 ft. 1 1.5
  • 24.
  • 25.
  • 27. Pond Nomenclature Principal Spillway Riser Pipe Barrel Pipe
  • 28. Pond Nomenclature Trash Rack Valve Anti-seep collars
  • 29. Diaphragm Drain Sand Barrel Pipe Gravel Riprap Cut-off trench located just up stream
  • 30.
  • 31.
  • 32.
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  • 34.
  • 36. Centennial Park dam chimney drain construction
  • 37. Filter Diaphragm flooding with water for compaction
  • 38. Merkle Filter Diaphragm with vibrator
  • 40.
  • 41.
  • 42.
  • 43.
  • 44.
  • 45. Pond Nomenclature Storage Vs Emergency Spillway Crest (level section) Elevation Permanent Pool or Inlet Elevation
  • 46. Pond Nomenclature Maximum height Freeboard of Hp water through spillway
  • 47. Pond Hazard Classification • “a” - low hazard. - A dam in a rural area. - No loss of life potential. - Failure may damage farm buildings, agricultural land or country roads.
  • 48. Pond Hazard Classification •• ““b”” - medium hazard. - A dam in a predominately rural area. - No loss of life potential. - Failure may damage isolated homes, main highways, railroads and interrupt public utilities.
  • 49. Pond Hazard Classification • “c” - high hazard. • Failure may cause loss of life. • Serious damage to homes, industrial buildings, public utilities, main highways, or railroads.
  • 50. Shorelines • Deepen shorelines on all catfish ponds and other ponds as needed to at least 3 feet to avoid submerged aquatic vegetation problems. • If shoreline aquatic vegetation is desired, parts of the shoreline can be left < 3 feet deep. • Always estimate shoreline deepening yardage because excess may need to be spoiled. • Shorelines can be shaped to be curvilinear to enhance the aesthetics of the pond.
  • 51. Estimating shoreline deepening. Permanent Pool Stage (el.) Storage (ac.) 87.5 0 97 8 100 12 103 17.5 97.0 100.0 103.0 87.5 [(12 - 8) x 1.5 x 43560] / 27 = 9 , 6 8 0 yd3
  • 53. Disturb the least amount of land for the least amount of time. • Construct the pond without delay. •• Disturb the pool area only after the embankment can serve as a sediment basin. • Expand the borrow area only as needed.
  • 54. Divert clean water • Install barrel pipe away from natural ditch so the clean water can be diverted through the pipe during construction. •• Use diversions to divert clean runoff water from disturbed areas.
  • 55. Stop sediment at its source. • Soil exposed for periods of more than one week without on-going construction should be mulched. •• Remove mulch when resuming work.
  • 56. Control sediment • Leave the valve barely open so the pond will act as an sediment basin. • Shape borrow areas to retain runoff. • Install silt fences and brush windrows where needed. • Leave at least 20 ft of vegetation around the ditch in the pond. Clear this area last.
  • 57. Establish permanent vegetation • Vegetate as soon as final grading is completed. • Use temporary seeding and mulching until permanent seeding dates can be met.
  • 58. O & M for erosion and sediment control • Inspect site after rainfall events of 3/4 inch or more. • Repair areas that have eroded. • Remove and properly dispose of sediment accumulations.
  • 59. Sequence of construction for erosion and sediment control • Clear the work area immediately adjacent to the barrel pipe location. • Excavate the cut off underneath the barrel pipe location. • Expose a small borrow area while controlling potential sediment from leaving the site. • Backfill the cutoff underneath the barrel pipe location.
  • 60. Sequence of construction for erosion and sediment control • Install the barrel pipe and anti-seep collars or filter and drainage diaphragm. • Backfill the barrel pipe (minimum of 2 feet over the pipe). • Install the valve, riser pipe, and trash rack. • Install riser ballast. • Divert the drainage ditch in the pond bottom to the valve inlet.
  • 61. Sequence of construction for erosion and sediment control • Clear the remainder of the embankment footprint. • Place brush windrows as sediment barriers on the contour below cleared areas • Place silt fence barriers where necessary. • Excavate the remainder of the cutoff on both sides of the barrel pipe.
  • 62. Sequence of construction for erosion and sediment control • Expose more borrow area as earth fill is required. • Backfill the below-ground core. • Begin above-ground core and embankment earth fill placement. • Leave the valve cracked open to allow for storm water detention. • Clear the pool area as needed while maintaining a 20-foot vegetative strip next to the drainage ditch.
  • 63. Sequence of construction for erosion and sediment control • Complete embankment earth fill placement and excavation of emergency spillway. • Close the valve. • Clear the 20-foot vegetative strip next to the drainage ditch if needed. • Remove all silt fences and brush windrows. Remove and/or spread silt accumulations.
  • 64. Sequence of construction for erosion and sediment control • Vegetate the site. •• Inspect vegetation and make repairs as needed after the first few rain events. • JOB FINISHED.
  • 65. Slope staking an embankment What should be built. Too Flat Too Steep
  • 66. Soil Compaction • Main keys to good soil compaction: - Moisture - Moisture - Moisture - Moisture - Moisture
  • 67. Keys to good soil compaction • Soil that is too dry or too wet will not compact properly. • Soil is too wet when the soil sticks to the equipment, when the soil “pumps” underneath the tires of heavy equipment, or when clods cannot be easily blended with other material.
  • 68. Keys to good soil compaction •• Soil is too dry when it cannot be easily molded in the hand. • Every square foot of the 8”” uncompacted horizontal layer should be traversed with at two passes of heavy equipment (preferably a sheepsfoot or pneumatic tired equipment). • The finished surface of the compacted layer should be roughened before the next layer is placed.
  • 69. Compaction Equipment Comparison • Bulldozer • Compaction is from the top of the lift only. • 1-2 psi ground pressure • POOR Compaction
  • 70. Compaction Equipment Comparison • Scraper (Pan) • Compaction is from the top of the lift only. • Minimum 2 passes. • Has the same ground pressure as the air pressure in the tires (30 - 40 psi) • MARGINAL Compaction
  • 71. Compaction Equipment Comparison • Sheepsfoot Roller • Works from the bottom of the lift up. • Requires 6 -10 passes per 9” loose lift. • Works at 4 - 6 mph. •• 150-300 psi ground pressure. • Best implement to use for clayey soils. • GOOD Compaction
  • 72. Compaction Equipment Comparison • Vibratory Roller • Can compact thick lifts in 2 - 3 passes. • Slow travel speed (1.5- 3 mph) • 150 - 300 psi ground pressure plus vibration to help rearrange and compact soil particles. • GOOD Compaction
  • 73. Dam on Soft Foundation
  • 74. Spillway pipe at end of construction
  • 75.
  • 76. Same pipe after excessive foundation settlement
  • 77. Stockpiling topsoil • Organics and surface soil (topsoil) from the embankment footprint, emergency spillway, shoreline deepening, and any borrow area should be stockpiled to utilize in the vegetation establishment process. •• This material can be spread on the shell of the dam, surface of the finished emergency spillway and over any borrow area to enhance vegetation establishment.
  • 78. Why do some ponds leak? • The pond is built in a poor site. •• Inadequate compaction around pipe. • Cut-off not excavated into impervious material. • Core is not constructed of good clay. • Poor compaction. • Lack of bondage between layers. • ALL PONDS LEAK TO SOME EXTENT.
  • 79. All Ponds Leak Homogeneous fill with good foundation Phreatic Line Dry soil Saturated soil
  • 80. All Ponds Leak Dam built with a clay core.
  • 81. All Ponds Leak Dam built with a clay core but inadequate cut-off. A Solution.
  • 82. All Ponds Leak Toe Drain (sand, gravel and pipe)
  • 83. All Ponds Leak • Some pond have a good cut-off, core and dam, but leak through the bottom of the pond into a sand layer, gravel pocket, or limestone fracture. • These must be sealed with bentonite, soil dispersant, or synthetic liner. • $$$$$$$$$$$$$$
  • 84. What causes leakage at the abutments? The bottom of the cut-off should always extend up the abutments to at least one foot higher than the permanent water elevation. Impervious layer Excavation limits
  • 85. Ponds as a water source for cattle • Ponds should be fence so cattle do not have uncontrolled access to the pond. • Install a watering ramp with heavy use protection, or a • trough or tank below the dam.
  • 86.
  • 87.
  • 88. Pond Safety • Be sure that no buried pipelines or cables cross the proposed pond site. • Make sure the landowner calls the Alabama Line Location Center at 1-800-292-8525. • Avoid sites under powerlines. The wires may be within reach of a fishing rod held by someone fishing on the pond.
  • 89. Pond Safety • Pond owners may need to protect themselves with liability insurance coverage. • If the pond is to be used for swimming, guards over pipe openings are required. • All undesirable trees, stumps, brush, rubbish, junk, and fences that might be hazardous to boating or swimming should be removed.
  • 90. Pond Safety • Mark safe swimming areas and place warning signs at all danger points. • Life saving devices should be properly located to facilitate rescue operations should the need arise.
  • 91. Pond Cost-Share • Livestock and irrigation Ponds ONLY. •• Must be “least cost alternative”. • No cost-share for recreational ponds. • Generally, no technical assistance for recreational ponds.
  • 92. Small Livestock Pond • Excavated Pond - $2,700
  • 93. Large Livestock Pond - Earthfill • $5,832
  • 94. AWEP • $2 - $4 / cu.yd. depending on type of irrigation pond.
  • 95. Sources of information • http://www.aces.edu/pubs/docs/A/ANR-1114/
  • 96. Sources of information • http://www.techtransfer.osmre.gov/nttmainsite/Lib rary/pub/ppdc/ppdc.pdf