This document defines investors and outlines key aspects of investing in securities. It discusses the meaning and features of investors, major types of investors like investment banks and mutual funds, safeguards for investors, guidelines for investors, and the process for resolving investor grievances. Investors are defined as individuals who purchase company shares for the long term with a belief in the company's future prospects. The document outlines considerations like broker selection, formal agreements, and ensuring settlement delivery. It provides dos and don'ts for investors and describes the multi-step grievance resolution process.

1. INVESTORS
 By
 Nandhini. K

2. CONTENTS
 Meaning
 Features
 Major investors
 Safeguards for investors
 Do’s and don’t for investors
 Solving investors Grievances process

3. MEANING
A investors is the market participant the
general public most often associates with the
stock market.
Investors are those who purchase shares of a
company for the long term with the belief that
the company has strong future prospectus.

4. FEATURES
1)Genuineness:
They have the intention on the
buying and selling of the securities.
2) Safety:
The investors consumed more about
the fund that invested in securities.
3) Delivery:
At the stage of the conclusion of the
trade, the settlement will be done.

5. 4) Types:
The are various type of investors invloved in
the securities market. They are
 Bank
 Angel investors
 Peer to peer lender
 Venture capitalists
 Personal investors

6. MAJOR INVESTORS
1)Investment Banks:
 Investment banks are the organisation that
assist companies in going public and raising
money.
2)Mutual funds:
 Many individuals keep their money n mutual
funds, which make long term investments in
companies.
 Mutual funds are required by law to act as
investors not traders.
3)Institutional Investors:

7.  Institutional investors often include
company insiders, competitors
hedging themselves.
4)Retail investors:
 Retail investors are individual that
invest in the stock market.
Of their personal account.

8. Safeguards for investors
1) Selecting the broker and sub broker:
Both are register under Securities Exchange
Board Of India(SEBI) and Stock Exchange.
2)Formal Agreement:
Agreement should be broker and investor will
register
be is formal agreement.
3)Brokerage:
Broker have 2.5% in contract price.
Sub broker 1.5% in contract price.
4)Ensuring settlement:
Delivery will have 48 hours should be payout.
Demat account its physical for we should
receive and delivery.

9. 5)Delivery:
If anything physical form are
follows it consists of rules and
regulation follow by SEBI Act.

10. Do’s and don’t for investors
 Unregister intermediaries
 Clear and unambiguous instruction
 Record of all transactions
 Physical/Demat delivery
 Unrealising high return.

11. Solving investors Grievances process
1 ) Grievances against listed companies:
 It consists of less than 15 days should not exceed 45 days
the company redress the grievances.
 It is pending for 45 days the give 7 days show cause notice
and the company moves to “Z” group securities.
2) Grievance against members:
 Non receipt of delivery of shares.
 Non settlement of account.
 If the item missed their may private cases.
3)Abstraction:
 Arbitration committee consists of SEBI ,HCJ, CA, CS,
saltators others.
 Filing supporting document and hearing.

12. 4) Appeal:
 Within 15 days present date of judgement date.
 Appeal in arbitral and tribunal.
5)Arbitration procedure against defaulter member of the exchange:
 Directly in arbitration it consists within 6
months (case with appeal).

13. THANK YOU