This document discusses common problems faced by investors and methods for redressal. It outlines objectives of investment like returns and risks. Common complaints by investors are listed against companies, brokers, and depository participants regarding issues like delayed transfers, non-payment of dividends, and high fees. Redressal methods are provided, including a new section in the Companies Act to protect small investors and punish non-compliance. The SEBI has also introduced a guide for investors. Problems can be reported to relevant authorities like SEBI, registrars, or stock exchanges depending on the issue and type of security. In conclusion, investor problems regarding shares can be resolved through different redressal cells.

1. INVESTOR’S PROBLEMS & THEIR REDRESSALS SUBMITTED BY: - MANPREET KAUR MB27032

2. INVESTOR Investor is that person who balances in the future income and the risk to earn profit. This includes financial person who invests to earn profits in future by investing in different types of securities Like Shares, Mutual Funds, debentures, etc.

3. Objectives of making INVESTMENTS RETURNS: - = End Period Value- beginning period value+ DIVIDEND * 100 beginning period value liquidity RISK

4. Complaints of INVESTORS Against Companies: - Delay in transfer of Shares. Not paying Dividend. Delay in payment of Dividend. Not issuing the original shares.

5. Against Brokers: - Not issuing the agreement note. Taking high payments at the time of sales & purchases. Taking high prices at the time of purchasing of shares.

6. Against Depositary Participants: - Debiting the DMAT A\c. Not sending the A\c description by the account holder.

7. Rederassal of Grievances A new SECTION – 58A has been introduced in the Company Act, 2000, which provides protections to the small investors and also punish them while not performing the rules, and more many efforts are also made in this view. Like, SEBI has introduced a pamphlet as ‘ A Quick Reference guide for Investors.’ Which is mainly introduced for the benefit of the common people. The investor can also report to different centers at the problems these can be described as follows: -

8. In the case of Govt. Issues: - Not getting refund To SEBI For Share Certificate Registrar of issue About the allotment letter Stock Exchange In the case of Listed Securities: - Transfer To SEBI Changes Stock Exchange Duplication Stock Exchange

9. Conclusions: - So it can be said that if any of the investor is facing some problems regarding Securities in the share market, so it can be solved by the different REDERRSEL Cells.

10. Thank You.