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IJRET: International Journal of Research in Engineering and Technology eISSN: 2319-1163 | pISSN: 2321-7308
_______________________________________________________________________________________
Volume: 04 Issue: 05 | May-2015, Available @ http://www.ijret.org 606
CONTROL OF NON-LINEAR SYSTEM USING BACKSTEPPING
Anamika Vyas Ojha1
, Achala Khandelwal2
1
Asst Prof, Department of Electronics and Communication Engineering, Acropolis Institute of Technology &
Research, Madhya Pradesh, India
2
Asst Prof, Department of Electrical Engineering, Shri Vaishnav Institute of Technology & Science , Madhya Pradesh,
India
Abstract
The defining attribute of a servomechanism is that the controlled output of a mechanism is automatically compared with the
controlling input. The difference between the settings or positions of the output and the input is called the error signal, which acts
to bring the output to its desired value.The paper work shows the application of backstepping technique to stabilize a nonlinear
dynamical system. Any nonlinear dynamical system can be stabilized only by means of Lyapunov function approach. In this
approach backstepping technique is invariably adopted. In case of normal backstepping technique stabilizing function is designed
at every step of dynamics starting from the output towards input. The Backstepping approach provides a recursive method for
stabilizing the origin of a system in strict-feedback form. The controller contains the terms of system state variables, reference
input & its derivatives, and error. The basic aim of the controller is to settle down error and its derivatives to zero. The controller
is designed through Lyapunov based function so as to render strong closed loop stability.In the theory of control systems,
Lyapunov functions are scalar functions that may be used to prove the stability of equilibrium of a control system.
Keywords: Lyapunov function, backstepping, nonlinear system, stability, derivative
----------------------------------------------------------------------***--------------------------------------------------------------------
1. INTRODUCTION
Prior moving towards the projected technique we must be
acquainted with some common terminology .We must have a
clear comprehension of control system. A control system is a
seamless interconnection of components associated in such a
manner as to command and regulates itself or some other
system. A control system that manages the behaviour of
another system is called a Controller. On the foundation of
number of input-output a system can either be elucidated as a
MIMO system, with multiple inputs and outputs, therefore
needing more than one controller. And SISO system,
comprising of a single input and single output, hence having
only a single controller. Depending on the set-up of the
system, adjusting the system's input variable will influence
the operating parameter, otherwise known as the controlled
output variable. On receiving the error signal that marks the
discrepancy between the desired output and the actual output,
the controller will then stab to regulate controlled output
behavior.
The system may be linear or nonlinear that is being
controlled by a controller. In the same way the methods are
different for designing a controller for linear and non-linear
systems. A linear system is one which satisfies the properties
of superposition and scaling or homogeneity. One more
aspect of a linear system is that its output is directly
proportional to its input. Also these systems have one
equilibrium point at the origin. A non-linear system is one
which does not obey any of the above properties. Each
system must assure the stability for closed loop behaviour.
Stability needs to be precisely defined for nonlinear systems.
For linear systems this can be obtained by directly placing
the poles.
1.1 Where Do Nonlinearities come from?
Many of physical quantities, such as a vehicle’s velocity, or
electrical signals, have an upper bound. When that upper
bound is reached, linearity is lost. The differential equations
governing some systems, such as some thermal, fluidic, or
biological systems, are nonlinear in nature. It is therefore
advantageous to consider the nonlinearities directly while
analyzing and designing controllers for such systems.
Mechanical systems may be designed with backlash – this is
so a very small signal will produce no output (for example, in
gearboxes). In addition, many mechanical systems are subject
to nonlinear friction. Relays, which are part of many practical
control systems, are inherently nonlinear. Finally,
ferromagnetic cores in electrical machines and transformers
are often described with nonlinear magnetization curves and
equations.
2. METHODOLOGY
2.1 Backstepping
Non-linear systems use specific theories and methods to
ensure stability without regard to the inner dynamics of the
system. Backstepping and Integrator backstepping control are
few of the methods. Backstepping is a technique developed
circa 1990 by Petar V. Kokotovic and others for designing
stabilizing controls for a special class of nonlinear dynamical
systems. These systems are built from subsystems that radiate
out from an irreducible subsystem that can be stabilized using
some other method. Because of this recursive structure, the
designer can start the design process at the known-stable
system and "back out" new controllers that progressively
stabilize each outer subsystem. The process terminates when
the final external control is reached. Hence, this process is
known as Backstepping
IJRET: International Journal of Research in Engineering and Technology eISSN: 2319-1163 | pISSN: 2321-7308
_______________________________________________________________________________________
Volume: 04 Issue: 05 | May-2015, Available @ http://www.ijret.org 607
2.2 Controller Design of Second Order Nonlinear
System
An example to illustrate Backstepping Control applied on a
second order single input nonlinear system. The system is
given by equations





buxxx
xxx
),(
)(
21222
11121




Here we considerb a constant. Let the first error be
11 xyz R 
Taking derivative
11211  xyxyz RR

1121  xyz R
The Lyapunov function is selected as
2
11
2
1
zV 
Then,
)( 1121111  xyzzzV R

From equation above, we get
)( 11211  xyzV R

Let the second error be
22 xz 
Taking derivative
buxz  2222  
Then
)( 11211   zyzV R

To make 01 V , choose such that
1111 zcyR    ,
where 01 c
Then
21
2
111 zzzcV 
Therefore
2111 zzcz 
Taking another Lyapunov function
2
212
2
1
zVV 
Then,
2221
2
112212 zzzzzczzVV   (1)
2z )( 22 bu 
From equation (1), we get
)( 2212
2
112 buzzzcV  
After solving we get as
 2111
1
1
1
1
1
1 zzcc
x
y
x
y RR 















 
Then,
  ][ 222111
1
1
1
1
1
112
2
112 buzzcc
x
y
x
yzzzcV RR 











 



 
Therefore the final control input lawu is given by
 22
2
2
2
11 5
1
zcxxz
b
u  
The controller is simulated on MATLAB Simulink Version
7.5 (R2009b) software. The simulation is shown by different
block diagram which consists of simulation of system
equations as well as controller.
  

















 22222111
1
1
1
1
1
11
1
zczzcc
x
y
x
yz
b
u RR 



 
Consider
2,,5,,2 2
2
2
122
3
111  bxxx 
IJRET: International Journal of Research in Engineering and Technology eISSN: 2319-1163 | pISSN: 2321-7308
_______________________________________________________________________________________
Volume: 04 Issue: 05 | May-2015, Available @ http://www.ijret.org 608
In Fig1, first block is the reference block of simulation of a
second order nonlinear system. It consists of different blocks
as yr and its derivative block with unit step signal as its input,
next block is a controller system where the above given
control law is designed, than block diagram of second order
nonlinear system block which is to be stabilized and a
recording system block which stores the result when we run
the simulated system. The output of the controller is
stabilizing function for the second order nonlinear system. A
step signal of unity magnitude is the reference input for the
system given to yr and derivative block. The recording
system is to display the simulation results.
Fig -1: Simulation block diagram of second order nonlinear system
Fig -2: Controller system block
3. RESULTS
Fig.3 shows the graph of state variable x1 with respect to
time t, to make error z1 zero, state vector x1 must follow
reference input yr. In Fig. 3 the initial value of x1 is zero but
within fraction of a second it become unity. The final value
of x1 is one show that state x1 is following the reference
input yr that is unit step signal. Fig. 4 shows graph of state
vector x2 with respect to time t, to make error z2 to be zero
x2 must follow alpha, which settle down to -2. The initial
value of x2 is zero, but within fraction of a second it becomes
-2. The final value of x2 in the graph is -2 which the desired
value as it is following
IJRET: International Journal of Research in Engineering and Technology eISSN: 2319-1163 | pISSN: 2321-7308
_______________________________________________________________________________________
Volume: 04 Issue: 05 | May-2015, Available @ http://www.ijret.org 609
Fig -3: State Response of State Vector x1
Fig -4: State Response of State Vector x2
Fig.4 and Fig.5 shows the graphs of errors z1 and z2
respectively. All this errors must die out to zero to get desired
result. The initial and final values of these errors are shown
in figure. The first two errors z1 and z2 correspond to system
state vectors x1 and x2. Final values of errors and are
practically zero so we can expect system to be stable.
Fig -5: State Response of error z1
Fig -6: State Response of error z2
4. CONCLUSION
The results shown above are of second order and systems.
From the results it can be seen that after applying
backstepping control technique the stability of the system
improved and the performance with respect to time is
reliable. We can also conclude that for multiple input systems
it is more easier to control the system with this technique So
we get a flexibility in designing the control input law during
simulation. Backstepping controller recursively uses
Lyapunov functions in each integrator level to cancel the
nonlinear terms which ensures asymptotic stability.
REFERENCES
[1]. R A Freeman and P V Kokotović, “Backstepping design
of robust controllers for a class of nonlinear systems,”
Proceedings of the IFAC Nonlinear Control Systems Design
Symposium, Bordeanx, France, June 1992, pp. 307-312.
[2]. H K Khalil, Nonlinear Systems, New York: Macmillan,
1992.
[3]. D M Dawson, J J Carroll and M Schneider, “Integrator
backstepping control of a brushed DC motor turning a robotic
load,” IEEE Transactions on Control System Technology,
Vol. 2, pp. 233-244, 1994.
[4]. Z P Jiang and J B Pomet, “Combining backstepping and
time varying techniques for a new set of adaptive
controllers,” Proceedings of the 33rd
IEEE conference on
Decision and Control, Lake Buena Vista, FL, December
1994, pp. 2207-2212.
[5]. Miroslav Krstić, Ioannis Kanellakopoulos and Petar
Kokotović, “Nonlinear and Adaptive Control Design”, A
Wiley-Interscience Publication 1995, John Wiley & sons,
Inc.
[6]. R A Freeman and P V Kokotović, Robust Nonlinear
Control Design. Boston, M A Birkhauser, 1996.
IJRET: International Journal of Research in Engineering and Technology eISSN: 2319-1163 | pISSN: 2321-7308
_______________________________________________________________________________________
Volume: 04 Issue: 05 | May-2015, Available @ http://www.ijret.org 610
BIOGRAPHIES
Mrs Anamika Vyas Ojha , Asst Prof,
Acropolis Institute of Technology and
Research, Indore ,Madhya Pradesh
Ms Achala Khandelwal, Asst Prof, Shri
Vaishnav Institute of Technology and
Science Indore ,Madhya Pradesh

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Control of non linear system using backstepping

  • 1. IJRET: International Journal of Research in Engineering and Technology eISSN: 2319-1163 | pISSN: 2321-7308 _______________________________________________________________________________________ Volume: 04 Issue: 05 | May-2015, Available @ http://www.ijret.org 606 CONTROL OF NON-LINEAR SYSTEM USING BACKSTEPPING Anamika Vyas Ojha1 , Achala Khandelwal2 1 Asst Prof, Department of Electronics and Communication Engineering, Acropolis Institute of Technology & Research, Madhya Pradesh, India 2 Asst Prof, Department of Electrical Engineering, Shri Vaishnav Institute of Technology & Science , Madhya Pradesh, India Abstract The defining attribute of a servomechanism is that the controlled output of a mechanism is automatically compared with the controlling input. The difference between the settings or positions of the output and the input is called the error signal, which acts to bring the output to its desired value.The paper work shows the application of backstepping technique to stabilize a nonlinear dynamical system. Any nonlinear dynamical system can be stabilized only by means of Lyapunov function approach. In this approach backstepping technique is invariably adopted. In case of normal backstepping technique stabilizing function is designed at every step of dynamics starting from the output towards input. The Backstepping approach provides a recursive method for stabilizing the origin of a system in strict-feedback form. The controller contains the terms of system state variables, reference input & its derivatives, and error. The basic aim of the controller is to settle down error and its derivatives to zero. The controller is designed through Lyapunov based function so as to render strong closed loop stability.In the theory of control systems, Lyapunov functions are scalar functions that may be used to prove the stability of equilibrium of a control system. Keywords: Lyapunov function, backstepping, nonlinear system, stability, derivative ----------------------------------------------------------------------***-------------------------------------------------------------------- 1. INTRODUCTION Prior moving towards the projected technique we must be acquainted with some common terminology .We must have a clear comprehension of control system. A control system is a seamless interconnection of components associated in such a manner as to command and regulates itself or some other system. A control system that manages the behaviour of another system is called a Controller. On the foundation of number of input-output a system can either be elucidated as a MIMO system, with multiple inputs and outputs, therefore needing more than one controller. And SISO system, comprising of a single input and single output, hence having only a single controller. Depending on the set-up of the system, adjusting the system's input variable will influence the operating parameter, otherwise known as the controlled output variable. On receiving the error signal that marks the discrepancy between the desired output and the actual output, the controller will then stab to regulate controlled output behavior. The system may be linear or nonlinear that is being controlled by a controller. In the same way the methods are different for designing a controller for linear and non-linear systems. A linear system is one which satisfies the properties of superposition and scaling or homogeneity. One more aspect of a linear system is that its output is directly proportional to its input. Also these systems have one equilibrium point at the origin. A non-linear system is one which does not obey any of the above properties. Each system must assure the stability for closed loop behaviour. Stability needs to be precisely defined for nonlinear systems. For linear systems this can be obtained by directly placing the poles. 1.1 Where Do Nonlinearities come from? Many of physical quantities, such as a vehicle’s velocity, or electrical signals, have an upper bound. When that upper bound is reached, linearity is lost. The differential equations governing some systems, such as some thermal, fluidic, or biological systems, are nonlinear in nature. It is therefore advantageous to consider the nonlinearities directly while analyzing and designing controllers for such systems. Mechanical systems may be designed with backlash – this is so a very small signal will produce no output (for example, in gearboxes). In addition, many mechanical systems are subject to nonlinear friction. Relays, which are part of many practical control systems, are inherently nonlinear. Finally, ferromagnetic cores in electrical machines and transformers are often described with nonlinear magnetization curves and equations. 2. METHODOLOGY 2.1 Backstepping Non-linear systems use specific theories and methods to ensure stability without regard to the inner dynamics of the system. Backstepping and Integrator backstepping control are few of the methods. Backstepping is a technique developed circa 1990 by Petar V. Kokotovic and others for designing stabilizing controls for a special class of nonlinear dynamical systems. These systems are built from subsystems that radiate out from an irreducible subsystem that can be stabilized using some other method. Because of this recursive structure, the designer can start the design process at the known-stable system and "back out" new controllers that progressively stabilize each outer subsystem. The process terminates when the final external control is reached. Hence, this process is known as Backstepping
  • 2. IJRET: International Journal of Research in Engineering and Technology eISSN: 2319-1163 | pISSN: 2321-7308 _______________________________________________________________________________________ Volume: 04 Issue: 05 | May-2015, Available @ http://www.ijret.org 607 2.2 Controller Design of Second Order Nonlinear System An example to illustrate Backstepping Control applied on a second order single input nonlinear system. The system is given by equations      buxxx xxx ),( )( 21222 11121     Here we considerb a constant. Let the first error be 11 xyz R  Taking derivative 11211  xyxyz RR  1121  xyz R The Lyapunov function is selected as 2 11 2 1 zV  Then, )( 1121111  xyzzzV R  From equation above, we get )( 11211  xyzV R  Let the second error be 22 xz  Taking derivative buxz  2222   Then )( 11211   zyzV R  To make 01 V , choose such that 1111 zcyR    , where 01 c Then 21 2 111 zzzcV  Therefore 2111 zzcz  Taking another Lyapunov function 2 212 2 1 zVV  Then, 2221 2 112212 zzzzzczzVV   (1) 2z )( 22 bu  From equation (1), we get )( 2212 2 112 buzzzcV   After solving we get as  2111 1 1 1 1 1 1 zzcc x y x y RR                   Then,   ][ 222111 1 1 1 1 1 112 2 112 buzzcc x y x yzzzcV RR                    Therefore the final control input lawu is given by  22 2 2 2 11 5 1 zcxxz b u   The controller is simulated on MATLAB Simulink Version 7.5 (R2009b) software. The simulation is shown by different block diagram which consists of simulation of system equations as well as controller.                      22222111 1 1 1 1 1 11 1 zczzcc x y x yz b u RR       Consider 2,,5,,2 2 2 2 122 3 111  bxxx 
  • 3. IJRET: International Journal of Research in Engineering and Technology eISSN: 2319-1163 | pISSN: 2321-7308 _______________________________________________________________________________________ Volume: 04 Issue: 05 | May-2015, Available @ http://www.ijret.org 608 In Fig1, first block is the reference block of simulation of a second order nonlinear system. It consists of different blocks as yr and its derivative block with unit step signal as its input, next block is a controller system where the above given control law is designed, than block diagram of second order nonlinear system block which is to be stabilized and a recording system block which stores the result when we run the simulated system. The output of the controller is stabilizing function for the second order nonlinear system. A step signal of unity magnitude is the reference input for the system given to yr and derivative block. The recording system is to display the simulation results. Fig -1: Simulation block diagram of second order nonlinear system Fig -2: Controller system block 3. RESULTS Fig.3 shows the graph of state variable x1 with respect to time t, to make error z1 zero, state vector x1 must follow reference input yr. In Fig. 3 the initial value of x1 is zero but within fraction of a second it become unity. The final value of x1 is one show that state x1 is following the reference input yr that is unit step signal. Fig. 4 shows graph of state vector x2 with respect to time t, to make error z2 to be zero x2 must follow alpha, which settle down to -2. The initial value of x2 is zero, but within fraction of a second it becomes -2. The final value of x2 in the graph is -2 which the desired value as it is following
  • 4. IJRET: International Journal of Research in Engineering and Technology eISSN: 2319-1163 | pISSN: 2321-7308 _______________________________________________________________________________________ Volume: 04 Issue: 05 | May-2015, Available @ http://www.ijret.org 609 Fig -3: State Response of State Vector x1 Fig -4: State Response of State Vector x2 Fig.4 and Fig.5 shows the graphs of errors z1 and z2 respectively. All this errors must die out to zero to get desired result. The initial and final values of these errors are shown in figure. The first two errors z1 and z2 correspond to system state vectors x1 and x2. Final values of errors and are practically zero so we can expect system to be stable. Fig -5: State Response of error z1 Fig -6: State Response of error z2 4. CONCLUSION The results shown above are of second order and systems. From the results it can be seen that after applying backstepping control technique the stability of the system improved and the performance with respect to time is reliable. We can also conclude that for multiple input systems it is more easier to control the system with this technique So we get a flexibility in designing the control input law during simulation. Backstepping controller recursively uses Lyapunov functions in each integrator level to cancel the nonlinear terms which ensures asymptotic stability. REFERENCES [1]. R A Freeman and P V Kokotović, “Backstepping design of robust controllers for a class of nonlinear systems,” Proceedings of the IFAC Nonlinear Control Systems Design Symposium, Bordeanx, France, June 1992, pp. 307-312. [2]. H K Khalil, Nonlinear Systems, New York: Macmillan, 1992. [3]. D M Dawson, J J Carroll and M Schneider, “Integrator backstepping control of a brushed DC motor turning a robotic load,” IEEE Transactions on Control System Technology, Vol. 2, pp. 233-244, 1994. [4]. Z P Jiang and J B Pomet, “Combining backstepping and time varying techniques for a new set of adaptive controllers,” Proceedings of the 33rd IEEE conference on Decision and Control, Lake Buena Vista, FL, December 1994, pp. 2207-2212. [5]. Miroslav Krstić, Ioannis Kanellakopoulos and Petar Kokotović, “Nonlinear and Adaptive Control Design”, A Wiley-Interscience Publication 1995, John Wiley & sons, Inc. [6]. R A Freeman and P V Kokotović, Robust Nonlinear Control Design. Boston, M A Birkhauser, 1996.
  • 5. IJRET: International Journal of Research in Engineering and Technology eISSN: 2319-1163 | pISSN: 2321-7308 _______________________________________________________________________________________ Volume: 04 Issue: 05 | May-2015, Available @ http://www.ijret.org 610 BIOGRAPHIES Mrs Anamika Vyas Ojha , Asst Prof, Acropolis Institute of Technology and Research, Indore ,Madhya Pradesh Ms Achala Khandelwal, Asst Prof, Shri Vaishnav Institute of Technology and Science Indore ,Madhya Pradesh