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Short Paper
Proc. of Int. Conf. on Advances in Control System and Electricals Engineering 2013

Simulation and Design of SRF based Control
Algorithm for Three Phase Shunt Active Power Filter
A. Sakthivel1, Dr. P. Vijayakumar2, Dr. L. Lakshminarasimman3 and D. Gnanaprakasam1
1

Dr. Mahalingam College of Engineering and Technology/ Department of Electrical and Electronics Engineering,
Pollachi, India
Email: ersakthi@yahoo.com, gprakasamm@gmail.com
2
Kathir College of Engineering, Coimbatore, India
Email: vijay_p6@hotmail.com
3
Annamalai University, Chidambaram, India
Email: llnarasimman@gmail.com

Abstract— Active power filters are effective in mitigating line
current harmonics and compensating for the reactive power
in the line. There are basically two types of Active Power
Filters (APFs): shunt type and series type. Shunt active power
filters (SAPFs) represent the most important and most widely
used filters in industrial purposes, this is due not only to the
fact that eliminate the harmonic current but also they are
suitable for a wide range of power ratings. In this paper,
Synchronous Reference Frame (SRF) theory is employed to
calculate compensating currents while the three phase source
is feeding a highly non-linear load. The main objective is to
study and investigate the performance of Shunt active power
filter using SRF theory. The algorithm is simulated under
M ATLAB
7.8
environment
using
Simulinkand
SimPowerSystems toolbox. The results shown are within the
IEEE Standard 512-1992.
Index Terms— Power Quality, Shunt Active Power Filter,
Synchronous Reference Frame, Harmonic mitigation

I. INTRODUCTION
The advancement in semiconductor device technology
made a revolution in power electronics over the past decade.
Thus, power electronic related equipment’s have been widely
used in various areas. However, power electronic based
equipment’s which includes adjustable speed motor drives,
electronic power supplies, DC motor drives, battery chargers, electronic ballasts are responsible for the rise in power
quality related issues[1]. These nonlinear loads appear to be
prime sources of harmonic distortion in a power distribution
system. Harmonics have a number of undesirable effects on
the distribution system. The simplest solution to mitigate the
harmonic distortion is passive filtering. Although simple, it
do not always respond correctly to the dynamics of the distribution systems due to the drawbacks like electromagnetic
interference, possible resonance, fixed compensation, bulkiness, etc. which affects the stability of the power distribution systems. To cope with these disadvantages, active power
filters came into views around 1970’s.The concept of APF
was proposed by H.Sasaki and T.Machida in [2]. In 1982, an
active power filter of 800kVA, which consisted of current
source PWM inverters using GTO thyristors, was put into
practical use for harmonic compensation for the first time in
the world. Figure 1 shows the APF Configuration with VSI.
© 2013 ACEEE
DOI: 03.LSCS.2013.1. 521

Figure 1. APF configuration with VSI

II. SHUNT ACTIVE POWER FILTER
There are several types of active filter topologies used to
compensate the harmonics as well as reactive power [3], [4],
[5]. The shunt active power filter is one of the configurations
of the APFs, which is widely used for its better performance.
VSI along with capacitor is used to generate the
compensating current (ic) and the compensating current is
injected into grid by connecting the filter in parallel. So the
compensation is achieved by cancelling the harmonics
produced by non-linear loads.
The performance of SAPF is based on three design
criteria:
Extraction method: This extracts harmonic current from
load current which is considered as compensating
currents to be injected by the APF.
 Current source: Three- phase VSI, controlled as a
current source, used to inject the compensating currents
into the power system.
 Switching technique: It includes current control
39
Short Paper
Proc. of Int. Conf. on Advances in Control System and Electricals Engineering 2013
algorithm to drive the inverter using different types of
modulating techniques.
There are several extraction techniques like,
Instantaneous reactive power theory, Instantaneous power
theory based on symmetrical components, Generalized
Instantaneous reactive power theory, Synchronous reference
frame theory (SRF), Synchronous Detection Method (SDM),
etc. In this paper, SRF theory is used to generate the reference
signals applied to current control algorithm.

is taken as the cut-off frequency of the high pass filter.

Figure 3. Seperation of Harmonic Components

Finally, the harmonic components are converted back into
three phase quantities by applying Reverse Park’s and
Reverse Clarke’s Transformations as shown in equations 4
and 5. These signals are taken as reference signals to the
hysteresis current controller to generate the gate pulses to
the Inverter.

III. SYNCHRONOUS REFERENCE FRAME THEORY BASED
COMPENSATION
Three phase load currents have taken as input for extraction algorithm. Figure 2 depicts the extraction algorithm used
in MATLAB/Simulink.

(4)

(5)

Here, PI controller is used whose output is added with
the d-axis harmonics reference to generate the total d-axis
current reference for the current controller. PI controller output
is based on capacitor voltage and reference voltage (Vdc).
IV. HYSTERESIS CURRENT CONTROLLER
Hysteresis current control technique is employed to
design the control part of the APF. The compensating current
control using the hysteresis approach is shown in Figure 4.
Hysteresis band (HB) is used as the boundary of
compensating current (ic). This current is controlled between
upper and lower hysteresis limits [6]. The compensating
current can be increased or decreased depending on the
pattern switch of inverter inside the APF. When IGBT turns
on, ic will be increased. It is continually increased until
reaching the upper hysteresis limit.

Figure 2. MATLAB/Simulink model of SRF Based Extraction
algorithm

Park’s Transformation and Clarke’s Transformation are
used to decouple the active and reactive components. Park’s
Transformation is used to simplify the computational
complexity by converting the three phase components into
equivalent two phase components. Equations 1 and 2 shows
the Clarke and Park Transformers applied to phasors [5], [7].
(1)

(2)
Figure 4. Hysteresis Current Controller

At this state, IGBT will be automatically turned off to
decrease the compensating current. If the current falls down
to the lower limit, inverter will be automatically turned on
again to increase the compensating current. Therefore, the
compensating current swings inside HB following the
reference current ic*. The reference current can be identified
by SRF harmonic detection. Note that the upper and lower
limits of hysteresis are controlled by the hysteresis band.
Figure 5 depicts operating principle of hysteresis current
controller.
Figure 6. shows hysteresis current control block used in
MATLAB/Simulink.

The equations to explain these load current on dq frame
are
(3)
When
and
are the DC components and
,
,
AC component of the load currents on dq- frame, respectively.
From equation (3), it is shown that the dq load currents consist
of two terms. The high-pass filter (HPF) is used to separate
the harmonic components
from the dq load currents
(iLd, iLq) as shown in Fig.3. Half of the fundamental frequency
© 2013 ACEEE
DOI: 03.LSCS.2013.1.521

40
Short Paper
Proc. of Int. Conf. on Advances in Control System and Electricals Engineering 2013
Waveforms of source voltage, source current and load
current before compensation are shown in Figure 8. THD of
Source current before compensation is 27.28 %. Nature of
source current is polluted by harmonics produced by nonlinear load. So source and load current waveform shapes are
similar before compensation

Figure 5. Hysteresis Current Control Operation

Figure 8. Waveforms of Three Phase System before Compensation

Spectrum of Source current after compensation is shown
in Figure 9.
Figure 6. MATLAB/Simulink Model of Hysteresis Current
Controller

V. SIMULATION RESULTS
The Shunt Active Power Filter system based on
Synchronous Reference Frame Theory has been successfully
modelled and simulated using MATLAB/ SIMULINK power
system toolbox software. The load is taken as a three phase
diode bridge rectifier feeding resistive load of 6.7 with the
line inductance of 20mH. Figure 7 shows harmonic spectrum
of system before compensation applied.

Figure 9. Harmonic Spectrum of System after Compensation

The performance of the proposed approach for the
regulation of APF is analysed and the waveforms shows the
response of the filter after compensation is applied. The total
harmonic distortion (THD) in the source current is reduced
to 2.58 %.
Figure 10. depicts the waveforms of line current after SAPF
connected at PCC.
CONCLUSIONS
In this paper SRF theory is applied to the shunt active
power filter to compensate reactive and harmonic currents
under balanced source voltage conditions. This method
compensates the source current and the THD is evidently
Figure 7. Harmonic Spectrum before Compensation

© 2013 ACEEE
DOI: 03.LSCS.2013.1.521

41
Short Paper
Proc. of Int. Conf. on Advances in Control System and Electricals Engineering 2013
APPENDIX
Design Specification And Parameters
The system parameters are given here;
Source Voltage (Vs): 100 V
Source Resistance (Rs): 0.1
Source Inductance (Ls): 0.15 mH
Load Resistance (RL): 20
Load Inductance (LL): 0.67 mH
Filter Resistance (Rf): 0.1
Filter Inductance (Lf): 0.66 mH
Reference DC Link Voltage (Vdc): 220 V
DC Capacitance (Cdc): 2000 µF
REFERENCES
[1] Dugan.C.Roger, M.F. McGranaghan, Santoso and H.W. Beaty,
“Electrical Power Systems Quality”, second edition McGrawHill, 2002, USA.
[2] H. Sasaki and T. Machida, “A new method to eliminate ac
harmonic currents by magnetic compensation – considerations
on basic design, “ IEEE Trans on PAS vol. 90, pp. 1971.
[3] Bhim singh, Kamal Al-Haddad and Ambrish Chandra, (1999)
‘A review of active power filters for power quality
improvement’, IEEE Transactions on Industrial Electronics,
vol- 46, No-5, pp. 960-971.
[4] S. Mishra, (2007) ‘Bacterial Foraging Technique-Based
Optimized Active Power Filter for Load Compensation’, IEEE
Transactions On Power Delivery, Vol. 22, No. 1, pp. 457465..
[5] Bhim singh, Jitendra Solanki, (2009) ‘A Comparison of Control
Algorithms for DSTATCOM’, IEEE Transactions on Industrial
Electronics, vol-56, No-7, pp. 2378- 2745.
[6] Murat Kale, Engin Ozdemir, (2005) ‘An adaptive hysteresis
band current controller for shunt active power filter’, Electric
Power Systems Research 73, pp. 113–119.
[7] Jeeva S. Pridaaa, P Tamizharasi and J. Baskaran (2011), ‘Implementation of Synchronous Reference Frame Strategy based
Shunt Active Filter’, IEEE.

Figure 10. Response of I d-I q Extraction Based Shunt Active Power
Filter

reduced which is within the IEEE standards. It is found that
the technique works satisfactorily yielding a sinusoidal
source current and the performance of SAPF using SRF theory
is tested through Simulink. In future, the current work would
be improved by the application of soft computing techniques
and validated through hardware implementation.

© 2013 ACEEE
DOI: 03.LSCS.2013.1.521

42

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Simulation and Design of SRF based Control Algorithm for Three Phase Shunt Active Power Filter

  • 1. Short Paper Proc. of Int. Conf. on Advances in Control System and Electricals Engineering 2013 Simulation and Design of SRF based Control Algorithm for Three Phase Shunt Active Power Filter A. Sakthivel1, Dr. P. Vijayakumar2, Dr. L. Lakshminarasimman3 and D. Gnanaprakasam1 1 Dr. Mahalingam College of Engineering and Technology/ Department of Electrical and Electronics Engineering, Pollachi, India Email: ersakthi@yahoo.com, gprakasamm@gmail.com 2 Kathir College of Engineering, Coimbatore, India Email: vijay_p6@hotmail.com 3 Annamalai University, Chidambaram, India Email: llnarasimman@gmail.com Abstract— Active power filters are effective in mitigating line current harmonics and compensating for the reactive power in the line. There are basically two types of Active Power Filters (APFs): shunt type and series type. Shunt active power filters (SAPFs) represent the most important and most widely used filters in industrial purposes, this is due not only to the fact that eliminate the harmonic current but also they are suitable for a wide range of power ratings. In this paper, Synchronous Reference Frame (SRF) theory is employed to calculate compensating currents while the three phase source is feeding a highly non-linear load. The main objective is to study and investigate the performance of Shunt active power filter using SRF theory. The algorithm is simulated under M ATLAB 7.8 environment using Simulinkand SimPowerSystems toolbox. The results shown are within the IEEE Standard 512-1992. Index Terms— Power Quality, Shunt Active Power Filter, Synchronous Reference Frame, Harmonic mitigation I. INTRODUCTION The advancement in semiconductor device technology made a revolution in power electronics over the past decade. Thus, power electronic related equipment’s have been widely used in various areas. However, power electronic based equipment’s which includes adjustable speed motor drives, electronic power supplies, DC motor drives, battery chargers, electronic ballasts are responsible for the rise in power quality related issues[1]. These nonlinear loads appear to be prime sources of harmonic distortion in a power distribution system. Harmonics have a number of undesirable effects on the distribution system. The simplest solution to mitigate the harmonic distortion is passive filtering. Although simple, it do not always respond correctly to the dynamics of the distribution systems due to the drawbacks like electromagnetic interference, possible resonance, fixed compensation, bulkiness, etc. which affects the stability of the power distribution systems. To cope with these disadvantages, active power filters came into views around 1970’s.The concept of APF was proposed by H.Sasaki and T.Machida in [2]. In 1982, an active power filter of 800kVA, which consisted of current source PWM inverters using GTO thyristors, was put into practical use for harmonic compensation for the first time in the world. Figure 1 shows the APF Configuration with VSI. © 2013 ACEEE DOI: 03.LSCS.2013.1. 521 Figure 1. APF configuration with VSI II. SHUNT ACTIVE POWER FILTER There are several types of active filter topologies used to compensate the harmonics as well as reactive power [3], [4], [5]. The shunt active power filter is one of the configurations of the APFs, which is widely used for its better performance. VSI along with capacitor is used to generate the compensating current (ic) and the compensating current is injected into grid by connecting the filter in parallel. So the compensation is achieved by cancelling the harmonics produced by non-linear loads. The performance of SAPF is based on three design criteria: Extraction method: This extracts harmonic current from load current which is considered as compensating currents to be injected by the APF.  Current source: Three- phase VSI, controlled as a current source, used to inject the compensating currents into the power system.  Switching technique: It includes current control 39
  • 2. Short Paper Proc. of Int. Conf. on Advances in Control System and Electricals Engineering 2013 algorithm to drive the inverter using different types of modulating techniques. There are several extraction techniques like, Instantaneous reactive power theory, Instantaneous power theory based on symmetrical components, Generalized Instantaneous reactive power theory, Synchronous reference frame theory (SRF), Synchronous Detection Method (SDM), etc. In this paper, SRF theory is used to generate the reference signals applied to current control algorithm. is taken as the cut-off frequency of the high pass filter. Figure 3. Seperation of Harmonic Components Finally, the harmonic components are converted back into three phase quantities by applying Reverse Park’s and Reverse Clarke’s Transformations as shown in equations 4 and 5. These signals are taken as reference signals to the hysteresis current controller to generate the gate pulses to the Inverter. III. SYNCHRONOUS REFERENCE FRAME THEORY BASED COMPENSATION Three phase load currents have taken as input for extraction algorithm. Figure 2 depicts the extraction algorithm used in MATLAB/Simulink. (4) (5) Here, PI controller is used whose output is added with the d-axis harmonics reference to generate the total d-axis current reference for the current controller. PI controller output is based on capacitor voltage and reference voltage (Vdc). IV. HYSTERESIS CURRENT CONTROLLER Hysteresis current control technique is employed to design the control part of the APF. The compensating current control using the hysteresis approach is shown in Figure 4. Hysteresis band (HB) is used as the boundary of compensating current (ic). This current is controlled between upper and lower hysteresis limits [6]. The compensating current can be increased or decreased depending on the pattern switch of inverter inside the APF. When IGBT turns on, ic will be increased. It is continually increased until reaching the upper hysteresis limit. Figure 2. MATLAB/Simulink model of SRF Based Extraction algorithm Park’s Transformation and Clarke’s Transformation are used to decouple the active and reactive components. Park’s Transformation is used to simplify the computational complexity by converting the three phase components into equivalent two phase components. Equations 1 and 2 shows the Clarke and Park Transformers applied to phasors [5], [7]. (1) (2) Figure 4. Hysteresis Current Controller At this state, IGBT will be automatically turned off to decrease the compensating current. If the current falls down to the lower limit, inverter will be automatically turned on again to increase the compensating current. Therefore, the compensating current swings inside HB following the reference current ic*. The reference current can be identified by SRF harmonic detection. Note that the upper and lower limits of hysteresis are controlled by the hysteresis band. Figure 5 depicts operating principle of hysteresis current controller. Figure 6. shows hysteresis current control block used in MATLAB/Simulink. The equations to explain these load current on dq frame are (3) When and are the DC components and , , AC component of the load currents on dq- frame, respectively. From equation (3), it is shown that the dq load currents consist of two terms. The high-pass filter (HPF) is used to separate the harmonic components from the dq load currents (iLd, iLq) as shown in Fig.3. Half of the fundamental frequency © 2013 ACEEE DOI: 03.LSCS.2013.1.521 40
  • 3. Short Paper Proc. of Int. Conf. on Advances in Control System and Electricals Engineering 2013 Waveforms of source voltage, source current and load current before compensation are shown in Figure 8. THD of Source current before compensation is 27.28 %. Nature of source current is polluted by harmonics produced by nonlinear load. So source and load current waveform shapes are similar before compensation Figure 5. Hysteresis Current Control Operation Figure 8. Waveforms of Three Phase System before Compensation Spectrum of Source current after compensation is shown in Figure 9. Figure 6. MATLAB/Simulink Model of Hysteresis Current Controller V. SIMULATION RESULTS The Shunt Active Power Filter system based on Synchronous Reference Frame Theory has been successfully modelled and simulated using MATLAB/ SIMULINK power system toolbox software. The load is taken as a three phase diode bridge rectifier feeding resistive load of 6.7 with the line inductance of 20mH. Figure 7 shows harmonic spectrum of system before compensation applied. Figure 9. Harmonic Spectrum of System after Compensation The performance of the proposed approach for the regulation of APF is analysed and the waveforms shows the response of the filter after compensation is applied. The total harmonic distortion (THD) in the source current is reduced to 2.58 %. Figure 10. depicts the waveforms of line current after SAPF connected at PCC. CONCLUSIONS In this paper SRF theory is applied to the shunt active power filter to compensate reactive and harmonic currents under balanced source voltage conditions. This method compensates the source current and the THD is evidently Figure 7. Harmonic Spectrum before Compensation © 2013 ACEEE DOI: 03.LSCS.2013.1.521 41
  • 4. Short Paper Proc. of Int. Conf. on Advances in Control System and Electricals Engineering 2013 APPENDIX Design Specification And Parameters The system parameters are given here; Source Voltage (Vs): 100 V Source Resistance (Rs): 0.1 Source Inductance (Ls): 0.15 mH Load Resistance (RL): 20 Load Inductance (LL): 0.67 mH Filter Resistance (Rf): 0.1 Filter Inductance (Lf): 0.66 mH Reference DC Link Voltage (Vdc): 220 V DC Capacitance (Cdc): 2000 µF REFERENCES [1] Dugan.C.Roger, M.F. McGranaghan, Santoso and H.W. Beaty, “Electrical Power Systems Quality”, second edition McGrawHill, 2002, USA. [2] H. Sasaki and T. Machida, “A new method to eliminate ac harmonic currents by magnetic compensation – considerations on basic design, “ IEEE Trans on PAS vol. 90, pp. 1971. [3] Bhim singh, Kamal Al-Haddad and Ambrish Chandra, (1999) ‘A review of active power filters for power quality improvement’, IEEE Transactions on Industrial Electronics, vol- 46, No-5, pp. 960-971. [4] S. Mishra, (2007) ‘Bacterial Foraging Technique-Based Optimized Active Power Filter for Load Compensation’, IEEE Transactions On Power Delivery, Vol. 22, No. 1, pp. 457465.. [5] Bhim singh, Jitendra Solanki, (2009) ‘A Comparison of Control Algorithms for DSTATCOM’, IEEE Transactions on Industrial Electronics, vol-56, No-7, pp. 2378- 2745. [6] Murat Kale, Engin Ozdemir, (2005) ‘An adaptive hysteresis band current controller for shunt active power filter’, Electric Power Systems Research 73, pp. 113–119. [7] Jeeva S. Pridaaa, P Tamizharasi and J. Baskaran (2011), ‘Implementation of Synchronous Reference Frame Strategy based Shunt Active Filter’, IEEE. Figure 10. Response of I d-I q Extraction Based Shunt Active Power Filter reduced which is within the IEEE standards. It is found that the technique works satisfactorily yielding a sinusoidal source current and the performance of SAPF using SRF theory is tested through Simulink. In future, the current work would be improved by the application of soft computing techniques and validated through hardware implementation. © 2013 ACEEE DOI: 03.LSCS.2013.1.521 42