This document outlines a proposed research agenda for studying low-literate adult second language acquisition (SLA). It summarizes existing research showing that alphabetic literacy affects oral language processing. The agenda proposes studying (1) the metalinguistic awareness used by emergent readers in oral SLA, (2) the longitudinal development of low-literate learners' interlanguage, (3) the impact of corrective feedback on noticing different forms, and (4) how social context impacts cognitive processes in low-literate SLA. The goal is to better understand these learners and improve instructional practices.
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Tarone Research Agenda on Second Language Acquisition by Low Literate Adults
1. A Research Agenda for
Low-Literate Adult SLA
Elaine Tarone
Center for Adv. Research on Language Acq. (CARLA)
University of Minnesota
2. Alphabetic literacy affects oral language
processing in non-literate adults
Research on adult NL literacy in cognitive psych:
Literate and non-literate adults on L1 oral tasks:
SIGNIFICANTLY DIFFERENT on oral tasks focused on formal
segments of language: involving addition, deletion and
reversal of phonemes and syllables, or repetition of
pseudo-words
NO DIFFERENCE on rhyming, phonetic discrimination
(same/different) tasks, and meaning-focused oral tasks
3. L1 oral processing in non-literate
adults
Fishing village in southern Portugal (Reis 97, Castro-
Caldas 98)
Non-literacy common in a homogeneous community; not
viewed as a handicap
Oldest daughter did child care, didn’t go to school
Sisters led similar lives, whether literate or not
Literate and non-literate groups tested on oral language
skills when in 50’s and 60’s
4. Phonological Awareness Tasks
Adrian et al, 1995
Phoneme addition
add /p/ to ‘arry’ and what do you get?
add /s/ to ‘poke’
Phoneme deletion
take the /p/ off ‘pare’
take the /s/ off ‘stan’ or ‘slide’
Phoneme reversal
what is /los/ backward? /sol/
Syllable deletion
if you take /ka/ off /kade/ what do you have? /de/
Syllable reversal
what is /kade/ backwards? /deka/
5. Awareness of Meaning vs. Form
Word Repetition
Repeat real words: ‘ballpark’
Repeat pseudo-words: ‘dallkark’
Phonological fluency
list all the words you can think of that begin with /b/
Semantic fluency
list all the animals you can think of
Reis and Castro-Caldas
(1997)
6. Alphabetic Script
Alphabetic script: ideally, one visual symbol
represents one phoneme (e.g. IPA)
Characters: one visual symbol represents a word
or morpheme
7. Alphabetic script is unique
Read et al (1986): Compared older adult Chinese readers
of character script vs. adults who could read alphabetic
script
Oral phoneme deletion and addition task using Chinese
phonological sequences
Those who could read alphabetic script (Pinyin) were
significantly better than those who could only read
characters
Conclusion: ability to manipulate phonemes & other
linguistic units, orally & cognitively, results from
alphabetic literacy, not literacy in non-alphabetic scripts
8. Brain imaging shows:
Grapheme-phoneme correspondence alters
the way humans process phonological
structure and verbal working memory
Grapheme-phoneme correspondence alters
the structural and functional properties of
the human brain.
Petersson, Ingvar & Reis
(2009)
9. Consensus (Reis & Castro-Caldas 1997)
Alphabetic literacy provides a cognitive tool enabling
adults to segment the stream of speech
Associating a visual symbol with a phoneme allows
cognitive visualization of a speech segment, and that
visualization can be mentally manipulated & stored in
working memory
Non-alphabetically literate adults primarily use
semantic processing of oral language: they focus on
meaning
10. Consensus (cont.):
Non-literate adults have full competence in their
native language, but they prefer to listen for and
seek meaning in using language, and find it
challenging to focus solely on word length or the
phonemes in a non-word
Literate adults do semantic processing and can also
do phonological processing: they can focus on
meaning but they can also process oral language in
terms of segmental form
11. What does SLA research tell us about
low-literate adult L2 learners?
Very little in mainstream
journals, conferences, book
s
The SLA of the emergent
reader is little known
12. The Goal of SLA Research
Focus on the learner
Oral learner language, as
used in communication
Document development
of learner language over
time
Describe & explain
cognitive processes
13. Current SLA theories state:
L2 learners must notice and focus on forms to
acquire those forms
But these theories are based on data from
alphabetically literate learners …
If you’re not alphabetically literate, are you
missing a cognitive tool you need to visualize
and mentally manipulate language forms that
have no meaning? To ‘notice the gap’ between
your forms and others’?
Do SLA theories only apply to the alphabetically
literate L2 learner?
15. Selected Findings:
Kurvers, Hout & Vallen (2006, 2007): alphabetic
literacy --> awareness of the word and the phoneme as
units
Non alphabetically literate adults learning L2 viewed
language as means of communication, but not a string of
linguistic units
Onderlinden et al. (2009): degree of alphabetic literacy
correlates with degree of ability to identify word
boundaries in L2 learners
Young-Scholten & Strom (2006): L2 learners’ phonemic
awareness only after learning to read; notions of
syllable, onset, rhyme developed independently. Knowing
names of letters is NOT related to phonemic awareness or
decoding ability.
16. Bigelow, delMas, Hansen & Tarone (2006)
Replicated oral recast study with 8 low literate
Somali adolescent multilingual learners
Errors with word order or do support in
questions (don’t change meaning; totally form
based)
There was a significant positive relationship
between literacy level and the ability to recall
oral recasts of these errors
Let’s look at one individual to see what this
means
17. Abukar
15 years old, in 9th grade
Began formal schooling in US 4.5 years earlier
(after 4 yrs in refugee camp)
Scores show relatively low literacy level but
developing oral proficiency:
English literacy: 6 out of 9 possible
Somali literacy: 4 out of 9
SPEAK: 50 out of 60 possible
Question stage: 5 out of 6 possible
18. Abukar’s errors
Abukar: … what, what he is looking?
Abukar: Why he is mad?
Abukar: … why he come this room?
19. Form-Focused Corrective
Feedback (1 on 1, not classroom)
1 Abukar: What he sit on, what he SIT on, or whatever?
2 MB: What is he sitting on?
3 Abukar: Mhm.
4 MB: What is he sitting on? Again. Repeat.
5 Abukar: What he sitting on?
6 MB: What IS he sitting on?
7 Abukar: Oh. What he sitting on?
8 MB: What IS he sitting on?
9 Abukar: What IS he sitting on?
(from Tarone & Bigelow 2007)
20. What does Abukar notice?
01 Abukar: Why he is mad? Why [he], he is mad?
02 MB: [yeah]
03 MB: Why IS he mad?
04 Abukar: Why HE is mad? Why
05 MB: Why IS he mad?
06 Abukar: Why IS he mad? Why is, [is he]…
21. Summing up: What aspect of the corrections does
Abukar notice & repeat?
He most easily recalled:
New vocabulary: ‘jar’
Second position stress: daDAHdada
He struggled (=required several turns) to recall:
Difference in order of words between trigger and
recast: is he he is
22. We wonder…
Do all L2 forms have to be explicitly noticed to be
acquired?
Can low literate adult L2 learners acquire some L2 forms
implicitly, without explicit analysis? OR,
Do these learners structure their explicit working
memory for language in some way that researchers don’t
see?
Can we capitalize on what preliterate learners do notice
in oral input to improve their acquisition of L2 grammar?
23. Steps in an SLA research agenda
1. The metalinguistic awareness
emergent readers use in oral SLA
2. The longitudinal development of
low literate learners’
interlanguage, including the
linguistic forms they acquire
before, during and after becoming
literate
3. Impact of different forms of
corrective feedback on noticing of
different linguistic forms by
preliterate learners
4. Impact of social context on
cognitive processes in low literate
SLA
24. 1. Metalinguistic Awareness: Possible
Hypotheses
Non-literate adult L2 learners will not be
metalinguistically aware of any linguistic forms in L2
input; all processing will be semantic.
Non-literate adult L2 learners will be explicitly aware
of some linguistic forms but not others.
Non-literate adult L2 learners will be explicitly aware of
linguistic forms, but those forms will not be phoneme or
word segments; they may be syllables, stress
patterns, or other linguistic forms.
25. 2. Longitudinal Variationist Case Studies:
Possible Hypotheses
Interlanguage will develop systematically across
time and social context, in ways related to literacy
development, in unique patterns of emergence and
spread.
Some linguistic forms may emerge early in casual
contexts, before literacy, and spread later to
classrooms.
Other linguistic forms may be literacy
related, emerging later in classroom contexts, and
spread to casual contexts.
26. 3. Corrective Feedback: Possible
Hypotheses
When corrective feedback is structured in terms of
phonemes, morphemes and words, only some linguistic
units will be noticed.
More noticing will occur when teacher is:
Structuring corrective feedback in terms of other
formal units (e.g. syllables, syllable stress
patterns, or intonation)
Using symbols that are not script-based (e.g. colored
blocks like Cuisinaire rods)
Framing corrective feedback in sociocultural terms
27. 4. Social Contexts of SLA: Possible
Hypotheses
Assuming that learners have different purposes for
using language in different social contexts (e.g.
formal vs. naturalistic – classrooms vs.
communities), and this affects their patterns of
interlanguage use and acquisition, we hypothesize
that:
Language use skills revealed in out-of-school
cultural practices can be identified, and
Those language use skills can be engaged in
classrooms to promote oral SLA and acquisition of
literacy.
28. Make learning mutual
Finally, in pursuing this agenda, we need to keep in
mind key ethical issues:
Value and respect the multilingual learners we
study
Try to give back at least as much as we take
Work to discover the learners’ goals and
perspectives, and help them express their own
voices both in gathering and reporting findings
My part of the panel will focus on what we know about the way low literate adults acquire oral skills in a second language. In other words, second-language acquisition research among adults who have no, or low literacy.
Here is a typical population, studied by Reis & Castro-Caldas 97, Castro-Caldas 98
Of course there is more than one kind of script. Alphabetic scripts are based on representing each phoneme with a visual grapheme. English and French orthography have strayed over time from the one-to-one ideal preserved in the IPA but that is still their core principle. Logographic scripts are fundamentally semantically based, a Chinese character primarily represents a word or morpheme. Is skill in segmentation of the stream of speech conferred, not just by alphabetic, but also by logographic scripts?
More recently, brain imaging studies have confirmed these findings.
The consensus of the cognitive psychologists working with native language literacy and oral skills should be of interest to us studying oral SLA.
That was research on native speakers’ processing of language when they are not literate
[let audience read] How much can illiterate and low literate learners focus on oral L2 forms particularly when those forms do not carry meaning? Many L2 forms of English are semantically redundant and do not affect the meaning at all: word order in questions, presence or absence of do-support, bound morphemes indicating tense or subject-verb agreement – such forms require phonological processing, since they do not alter meaning. So if L2 learners lack cognitive tools that improve phonological processing of such forms in oral language, will they: notice corrective feedback on those forms? Be able to retain those words in STM? Acquire those forms?
Since we published our study in 2006, a group of researchers in Europe and N America have carried out several studies with low literate adult L2 learners. Next conference: LESLLA 2012 Symposium Jysvaskyla Finland Aug 30 to Sept 1, 2012
Here are some sample studies and findings. Note especially the third:
Data like this lead us to wonder …
Based on our wondering, we have tried out identify next steps in an SLA research agenda, to describe and explain the way pre-literate and low literate learners acquire linguistic forms in L2: the grammar. We lay out 5 interrelated strands of an SLA research agenda, listed on your handout. In the next 5 slides, we will propose some testable hypotheses in each strand. Ask and we’ll email these to you. The 5 strands are (READ).
Research is needed on the way pre-literate or low-literate adolescent learners like Abukar perceive and acquire the linguistic structures of L2, and this strand of research has tremendous potential to revolutionize the way SLA research understands the role of Explicit and Implicit knowledge in SLA. *ONE possibility is that such learners don’t have to be explicitly aware of form at all – maybe they acquire L2 grammar forms implicitly, through semantic processing. While that is one possibility, we wonder when we hear persistent reports of community members memorizing and reciting long texts … and not just Somali texts, but the Koran in Arabic L2 which they do not understand. You can’t use semantic processing to recite text you don’t understand. In Strand 4 we’ll urge research on whether these persistent reports are true and if so how preliterate or low literate learners seem to process these Arabic L2 texts. *Returning to THIS strand, a second hypothesis is that some linguistic forms can be acquired implicitly through semantic processing, while others must be explicitly processed. Maybe basic word order is implicitly internalized, but changes in word order that don’t affect meaning require phonological awareness.*A third hypothesis is that preliterate learners HAVE explicit awareness of linguistic forms, but these are different forms that we expect …not phonemes or words, but maybe syllable stress or rhythm or rhyme.
Longitudinal ethnographic case studies have provided tremendous insight into the way L2 learners develop their interlanguages. Howard Nicholas has directed several doctoral dissertations, longitudinal case studies of child L2 learners, including Liu (1991)’s … notes
A number of hypotheses relate to the way preliterate learners process corrective feedback on the accuracy of their utterances. We’ve seen an example of how we tried to test one such hypothesis in the study that included Abukar. And I’ve hinted at some of these hypotheses already.