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1
THEORY OF
NUCLEAR MAGNETIC RESONANCE SPECTROSCOPY
By
Sayyad Ali Khan. Ph.D. Scholar
Reg. # FA13-R60-002/ATD
COMSATS Abbottabad Pakistan
2
Nuclear Magnetic Resonance Spectroscopy
• Nuclear magnetic resonance spectroscopy is a powerful
analytical technique used to characterize organic molecules by
identifying carbon-hydrogen frameworks within molecules.
• Two common types of NMR spectroscopy are used to
characterize organic structure: 1
H NMR is used to determine
the type and number of H atoms in a molecule; 13
C NMR is
used to determine the type of carbon atoms in the molecule.
• The source of energy in NMR is radio waves which have long
wavelengths, and thus low energy and frequency.
• When low-energy radio waves interact with a molecule, they
can change the nuclear spins of some elements, including 1
H
and 13
C.
Introduction to NMR Spectroscopy
3
• When a charged particle such as a proton spins on its axis, it
creates a magnetic field. Thus, the nucleus can be considered
to be a tiny bar magnet.
• Normally, these tiny bar magnets are randomly oriented in
space. However, in the presence of a magnetic field B0, they
are oriented with or against the applied M. field. More nuclei
are oriented with the applied field because this arrangement is
lower in energy.
Introduction to NMR Spectroscopy
4
• In a magnetic field, there are now two energy states for a
proton: a lower energy state with the nucleus aligned in the
same direction as B0, and a higher energy state in which the
nucleus aligned against B0.
• When an external energy source (hν) that matches the energy
difference (∆E) between these two states is applied, energy is
absorbed, causing the nucleus to “spin flip” from one
orientation to another.
• The energy difference between these two nuclear spin states
corresponds to the low frequency RF region of the
electromagnetic spectrum.
Introduction to NMR Spectroscopy
5
• Thus, two variables characterize NMR: an applied magnetic field B0, the
strength of which is measured in tesla (T), and the frequency ν of radiation
used for resonance, measured in hertz (Hz), or megahertz (MHz)—(1 MHz
= 106
Hz).
Introduction to NMR Spectroscopy
Radiofrequency (RF) frequency ranges from 3 kilohertz (kHz) to 300
Megahertz (MHz), and microwave (MW) radiation are electromagnetic
radiation from 300 MHz to 300 gigahertz (GHz).
6
• The frequency of the light needed for resonance and the
applied magnetic field strength are proportionally related:
• NMR spectrometers are referred to as 300 MHz instruments,
500 MHz instruments, and so forth, depending on the
frequency of the RF radiation used for resonance.
• These spectrometers use very powerful magnets to create a
small but measurable energy difference between two possible
spin states.
Introduction to NMR Spectroscopy
7
Introduction to NMR Spectroscopy
Schematic of an NMR spectrometer
8
• Protons in different environments absorb at slightly
different frequencies, so they are distinguishable by NMR.
• The frequency at which a particular proton absorbs is
determined by its electronic environment.
• Modern NMR spectrometers use a constant magnetic field
strength B0, and then a narrow range of frequencies is
applied to achieve the resonance of all protons.
• Only nuclei that contain odd mass numbers (such as 1
H, 13
C,
19
F and 31
P) or odd atomic numbers (such as 2
H and 14
N) give
rise to NMR signals.
Introduction to NMR Spectroscopy
9
• An NMR spectrum is a plot of the intensity of a peak against
its chemical shift, measured in parts per million (ppm).
1
H NMR—The Spectrum
10
• NMR absorptions generally appear as sharp peaks.
• Increasing chemical shift is plotted from right to left.
• Most protons absorb between 0-10 ppm.
• The terms “upfield” and “downfield” describe the relative
location of peaks. Upfield means to the right. Downfield means
to the left.
• NMR absorptions are measured relative to the position of a
reference peak at 0 ppm on the δ scale due to tetramethylsilane
(TMS). TMS is a volatile inert compound that gives a single peak
upfield from typical NMR absorptions and taken as “0”.
1
H NMR—The Spectrum
11
• The chemical shift of the x axis gives the position of an NMR signal,
measured in ppm, according to the following equation:
1
H NMR—The Spectrum
• Four different features of a 1
H NMR spectrum provide information
about a compound’s structure:
a. Number of signals
b. Position of signals
c. Intensity of signals.
d. Spin-spin splitting of signals.
12
• The number of NMR signals equals the number of different types of
protons in a compound.
• Protons in different environments give different NMR signals.
• Equivalent protons give the same NMR signal.
1
H NMR—Number of Signals
• To determine equivalent protons in cycloalkanes and alkenes, one
should always draw all bonds to hydrogen.
13
• In comparing two H atoms on a ring or double bond, two
protons are equivalent only if they are cis (or trans) to the
same groups.
1
H NMR—Number of Signals
14
• In the vicinity of the nucleus, the magnetic field generated by the
circulating electron decreases the external magnetic field that the
proton “feels”.
• Since the electron experiences a lower magnetic field strength, it needs
a lower frequency to achieve resonance. Lower frequency is to the right
in an NMR spectrum, toward a lower chemical shift, so shielding shifts
the absorption upfield.
1
H NMR—Position of Signals
15
• The less shielded the nucleus becomes, the more of the
applied magnetic field (B0) it feels.
• This deshielded nucleus experiences a higher magnetic field
strength, i.e. it needs a higher frequency to achieve resonance.
• Higher frequency is to the left in an NMR spectrum, toward
higher chemical shift—so deshielding shifts an absorption
downfield.
• Protons near electronegative atoms are deshielded, so they
absorb downfield.
1
H NMR—Position of Signals
16
1
H NMR—Position of Signals
17
• The chemical shift of a C—H bond increases with increasing
alkyl substitution.
1
H NMR—Chemical Shift Values
18
• In a magnetic field, the six π electrons in benzene circulate around the
ring.
• The magnetic field induced by these moving electrons reinforces the
applied magnetic field in the vicinity of the protons.
• The protons thus feel a stronger magnetic field and a higher frequency
is needed for resonance. Thus they are deshielded and absorb
downfield.
1
H NMR—Chemical Shift
19
1
H NMR—Chemical Shift Values
20
1
H NMR—Chemical Shift Values)
Figure 14.5
Regions in the1
H NMR
spectrum
21
• Consider the spectrum below:
1
H NMR—Spin-Spin Splitting
22
• Spin-spin splitting occurs only between nonequivalent
protons on the same carbon or adjacent carbons.
1
H NMR—Spin-Spin Splitting
• When placed in an applied electric field, (B0), the adjacent
proton (—CH2Br) can be aligned with (↑) or against (↓) B0.
• Thus, the absorbing CH2 protons feel two slightly different
magnetic fields.
• Since the absorbing protons feel two different magnetic
fields, they absorb at two different frequencies in the NMR
spectrum, thus splitting a single absorption into a doublet.
23
1
H NMR—Spin-Spin Splitting
The frequency difference, measured in Hz between two peaks of the
doublet is called the coupling constant, J.
24
1
H NMR—Spin-Spin Splitting
consider how a triplet arises:
• When placed in an applied magnetic field (B0), the adjacent
protons Ha and Hb can each be aligned with (↑) or against (↓)
B0.
• Thus, the absorbing proton feels three slightly different
magnetic fields.
25
1
H NMR—Spin-Spin Splitting
26
1
H NMR—Spin-Spin Splitting
Three general rules describe the splitting patterns commonly seen
in the 1
H NMR spectra of organic compounds.
1. Equivalent protons do not split each other’s signals.
2. A set of ‘n’ non-equivalent protons splits the signal of a nearby
proton into n + 1 peaks.
3. Splitting is observed for nonequivalent protons on the same
carbon or adjacent carbons.
If Ha and Hb are not equivalent, splitting is observed when:
27
28
13
C NMR
13
C Spectra are easier to analyze than 1
H spectra because the signals are not
split. Each type of carbon atom appears as a single peak.
29
13
C NMR
• The lack of splitting in a 13
C spectrum is a consequence of the low natural
abundance of 13
C.
• As splitting occurs when two NMR active nuclei—like two protons are
close to each other. Because of the low natural abundance of 13
C nuclei
(1.1% of 12
C ), the chance of two 13
C nuclei being bonded to each other is
very small (0.01%), and so no carbon-carbon splitting is observed.
• A 13
C NMR signal can also be split by nearby protons. This 1
H-13
C splitting
is usually eliminated from the spectrum by using an instrumental
technique so that every peak in a 13
C NMR spectrum appears as a singlet.
• The two features of a 13
C NMR spectrum that provide the most structural
information are the number of signals observed and the chemical shifts
of those signals.
30
13
C NMR—Number of Signals
• The number of signals in a 13
C spectrum gives the number of different
types of carbon atoms in a molecule.
• Because 13
C NMR signals are not split, the number of signals equals the
number of lines in the 13
C spectrum.
• In contrast to the 1
H NMR situation, peak intensity is not proportional to
the number of absorbing carbons, so 13
C NMR signals are not integrated.
31
13
C NMR—Position of Signals
• In contrast to the small range of chemical shifts in 1
H NMR (1-10
ppm usually), 13
C NMR absorptions occur over a much broader
range (0-220 ppm).
• The chemical shifts of carbon atoms in 13
C NMR depend on the
same effects as the chemical shifts of protons in 1
H NMR.
32
13
C NMR—Number of Signals
33

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Nmr spectroscopy.

  • 1. 1 THEORY OF NUCLEAR MAGNETIC RESONANCE SPECTROSCOPY By Sayyad Ali Khan. Ph.D. Scholar Reg. # FA13-R60-002/ATD COMSATS Abbottabad Pakistan
  • 2. 2 Nuclear Magnetic Resonance Spectroscopy • Nuclear magnetic resonance spectroscopy is a powerful analytical technique used to characterize organic molecules by identifying carbon-hydrogen frameworks within molecules. • Two common types of NMR spectroscopy are used to characterize organic structure: 1 H NMR is used to determine the type and number of H atoms in a molecule; 13 C NMR is used to determine the type of carbon atoms in the molecule. • The source of energy in NMR is radio waves which have long wavelengths, and thus low energy and frequency. • When low-energy radio waves interact with a molecule, they can change the nuclear spins of some elements, including 1 H and 13 C. Introduction to NMR Spectroscopy
  • 3. 3 • When a charged particle such as a proton spins on its axis, it creates a magnetic field. Thus, the nucleus can be considered to be a tiny bar magnet. • Normally, these tiny bar magnets are randomly oriented in space. However, in the presence of a magnetic field B0, they are oriented with or against the applied M. field. More nuclei are oriented with the applied field because this arrangement is lower in energy. Introduction to NMR Spectroscopy
  • 4. 4 • In a magnetic field, there are now two energy states for a proton: a lower energy state with the nucleus aligned in the same direction as B0, and a higher energy state in which the nucleus aligned against B0. • When an external energy source (hν) that matches the energy difference (∆E) between these two states is applied, energy is absorbed, causing the nucleus to “spin flip” from one orientation to another. • The energy difference between these two nuclear spin states corresponds to the low frequency RF region of the electromagnetic spectrum. Introduction to NMR Spectroscopy
  • 5. 5 • Thus, two variables characterize NMR: an applied magnetic field B0, the strength of which is measured in tesla (T), and the frequency ν of radiation used for resonance, measured in hertz (Hz), or megahertz (MHz)—(1 MHz = 106 Hz). Introduction to NMR Spectroscopy Radiofrequency (RF) frequency ranges from 3 kilohertz (kHz) to 300 Megahertz (MHz), and microwave (MW) radiation are electromagnetic radiation from 300 MHz to 300 gigahertz (GHz).
  • 6. 6 • The frequency of the light needed for resonance and the applied magnetic field strength are proportionally related: • NMR spectrometers are referred to as 300 MHz instruments, 500 MHz instruments, and so forth, depending on the frequency of the RF radiation used for resonance. • These spectrometers use very powerful magnets to create a small but measurable energy difference between two possible spin states. Introduction to NMR Spectroscopy
  • 7. 7 Introduction to NMR Spectroscopy Schematic of an NMR spectrometer
  • 8. 8 • Protons in different environments absorb at slightly different frequencies, so they are distinguishable by NMR. • The frequency at which a particular proton absorbs is determined by its electronic environment. • Modern NMR spectrometers use a constant magnetic field strength B0, and then a narrow range of frequencies is applied to achieve the resonance of all protons. • Only nuclei that contain odd mass numbers (such as 1 H, 13 C, 19 F and 31 P) or odd atomic numbers (such as 2 H and 14 N) give rise to NMR signals. Introduction to NMR Spectroscopy
  • 9. 9 • An NMR spectrum is a plot of the intensity of a peak against its chemical shift, measured in parts per million (ppm). 1 H NMR—The Spectrum
  • 10. 10 • NMR absorptions generally appear as sharp peaks. • Increasing chemical shift is plotted from right to left. • Most protons absorb between 0-10 ppm. • The terms “upfield” and “downfield” describe the relative location of peaks. Upfield means to the right. Downfield means to the left. • NMR absorptions are measured relative to the position of a reference peak at 0 ppm on the δ scale due to tetramethylsilane (TMS). TMS is a volatile inert compound that gives a single peak upfield from typical NMR absorptions and taken as “0”. 1 H NMR—The Spectrum
  • 11. 11 • The chemical shift of the x axis gives the position of an NMR signal, measured in ppm, according to the following equation: 1 H NMR—The Spectrum • Four different features of a 1 H NMR spectrum provide information about a compound’s structure: a. Number of signals b. Position of signals c. Intensity of signals. d. Spin-spin splitting of signals.
  • 12. 12 • The number of NMR signals equals the number of different types of protons in a compound. • Protons in different environments give different NMR signals. • Equivalent protons give the same NMR signal. 1 H NMR—Number of Signals • To determine equivalent protons in cycloalkanes and alkenes, one should always draw all bonds to hydrogen.
  • 13. 13 • In comparing two H atoms on a ring or double bond, two protons are equivalent only if they are cis (or trans) to the same groups. 1 H NMR—Number of Signals
  • 14. 14 • In the vicinity of the nucleus, the magnetic field generated by the circulating electron decreases the external magnetic field that the proton “feels”. • Since the electron experiences a lower magnetic field strength, it needs a lower frequency to achieve resonance. Lower frequency is to the right in an NMR spectrum, toward a lower chemical shift, so shielding shifts the absorption upfield. 1 H NMR—Position of Signals
  • 15. 15 • The less shielded the nucleus becomes, the more of the applied magnetic field (B0) it feels. • This deshielded nucleus experiences a higher magnetic field strength, i.e. it needs a higher frequency to achieve resonance. • Higher frequency is to the left in an NMR spectrum, toward higher chemical shift—so deshielding shifts an absorption downfield. • Protons near electronegative atoms are deshielded, so they absorb downfield. 1 H NMR—Position of Signals
  • 17. 17 • The chemical shift of a C—H bond increases with increasing alkyl substitution. 1 H NMR—Chemical Shift Values
  • 18. 18 • In a magnetic field, the six π electrons in benzene circulate around the ring. • The magnetic field induced by these moving electrons reinforces the applied magnetic field in the vicinity of the protons. • The protons thus feel a stronger magnetic field and a higher frequency is needed for resonance. Thus they are deshielded and absorb downfield. 1 H NMR—Chemical Shift
  • 20. 20 1 H NMR—Chemical Shift Values) Figure 14.5 Regions in the1 H NMR spectrum
  • 21. 21 • Consider the spectrum below: 1 H NMR—Spin-Spin Splitting
  • 22. 22 • Spin-spin splitting occurs only between nonequivalent protons on the same carbon or adjacent carbons. 1 H NMR—Spin-Spin Splitting • When placed in an applied electric field, (B0), the adjacent proton (—CH2Br) can be aligned with (↑) or against (↓) B0. • Thus, the absorbing CH2 protons feel two slightly different magnetic fields. • Since the absorbing protons feel two different magnetic fields, they absorb at two different frequencies in the NMR spectrum, thus splitting a single absorption into a doublet.
  • 23. 23 1 H NMR—Spin-Spin Splitting The frequency difference, measured in Hz between two peaks of the doublet is called the coupling constant, J.
  • 24. 24 1 H NMR—Spin-Spin Splitting consider how a triplet arises: • When placed in an applied magnetic field (B0), the adjacent protons Ha and Hb can each be aligned with (↑) or against (↓) B0. • Thus, the absorbing proton feels three slightly different magnetic fields.
  • 26. 26 1 H NMR—Spin-Spin Splitting Three general rules describe the splitting patterns commonly seen in the 1 H NMR spectra of organic compounds. 1. Equivalent protons do not split each other’s signals. 2. A set of ‘n’ non-equivalent protons splits the signal of a nearby proton into n + 1 peaks. 3. Splitting is observed for nonequivalent protons on the same carbon or adjacent carbons. If Ha and Hb are not equivalent, splitting is observed when:
  • 27. 27
  • 28. 28 13 C NMR 13 C Spectra are easier to analyze than 1 H spectra because the signals are not split. Each type of carbon atom appears as a single peak.
  • 29. 29 13 C NMR • The lack of splitting in a 13 C spectrum is a consequence of the low natural abundance of 13 C. • As splitting occurs when two NMR active nuclei—like two protons are close to each other. Because of the low natural abundance of 13 C nuclei (1.1% of 12 C ), the chance of two 13 C nuclei being bonded to each other is very small (0.01%), and so no carbon-carbon splitting is observed. • A 13 C NMR signal can also be split by nearby protons. This 1 H-13 C splitting is usually eliminated from the spectrum by using an instrumental technique so that every peak in a 13 C NMR spectrum appears as a singlet. • The two features of a 13 C NMR spectrum that provide the most structural information are the number of signals observed and the chemical shifts of those signals.
  • 30. 30 13 C NMR—Number of Signals • The number of signals in a 13 C spectrum gives the number of different types of carbon atoms in a molecule. • Because 13 C NMR signals are not split, the number of signals equals the number of lines in the 13 C spectrum. • In contrast to the 1 H NMR situation, peak intensity is not proportional to the number of absorbing carbons, so 13 C NMR signals are not integrated.
  • 31. 31 13 C NMR—Position of Signals • In contrast to the small range of chemical shifts in 1 H NMR (1-10 ppm usually), 13 C NMR absorptions occur over a much broader range (0-220 ppm). • The chemical shifts of carbon atoms in 13 C NMR depend on the same effects as the chemical shifts of protons in 1 H NMR.
  • 33. 33