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─ 85 ─
Microbiol. Cult. Coll. 30(2):85─96, 2014
INTRODUCTION
The Convention on Biological Diversity (CBD)
came into effect in December, 1993 (Convention on
Biological Diversity, 1992). Thereafter, the‘Nagoya
Protocol on Access to Genetic Resources and the
Fair and Equitable Sharing of Benefits Arising from
Their Utilization to the Convention on Biological
Diversity (NP)’was adopted by the Conference of
the Parties to the Convention on Biological Diversity
at its tenth meeting (COP 10) held in Nagoya, Japan
in October, 2010 (Nagoya Protocol, 2011), and it enters
into force on 12 October 2014. Upon effectuation of
the NP, the utilization and transfer of genetic
resources shall be subject to NP-related domestic
laws or regulations enacted by each contracting
party. On the other hand, as the Bonn Guidelines
(E. Objectives, 11-l) (Bonn Guidelines, 2002) clearly
state, such domestic laws or regulations should not
hinder the taxonomic study; rather, the provider
should promote access to the materials used for
taxonomy. The users, on the other hand, should
make available to the public all information obtained
as a result of the taxonomic study.
It is beyond question that conservation of
*Corresponding author
E-mail: ando-katsuhiko@nite.go.jp
Accepted: November 17, 2014
Network of International Exchange of Microbes
under the ACM (NIEMA)
─A transfer and exchange system of microbes for microbial resource centres
for non-commercial purposes according to the CBD and the Nagoya Protocol─
Katsuhiko Ando1)
*, Tae Eun Jin2)
, Rie Funabiki1)
, Linhuan Wu3)
,
Honglada Thoetkiattikul4)
, Jung-Sook Lee2)
, Bubpha Techapattaraporn4)
and Tanit Changthavorn5)
1)
Biological Resource Center, National Institute Technology and Evaluation (NITE)
2-5-8 Kazusakamatari, Kisarazu-shi, Chiba 292-0818, Japan
2)
Korean Collection for Type Cultures (KCTC), Korea Research Institute of Bioscience and Biotechnology
(KRIBB), 125 Gwahak-ro, Yuseong-gu, Daejeon 305-806, Korea
3)
Institute of Microbiology, Chinese Academy of Sciences (IMCAS), Chaoyang, Beijing 100101, China
4)
National Center for Genetic Engineering and Biotechnology, National Science and Technology Development
Agency, 113 Thailand Science Park Phahonyothin Road, Khlong Nueng, Khlong Luang, Pathum Thani 12120,
Thailand
5)
Biodiversity-Based Economy Development Office, The Government Complex Building Ratthaprasasanabhakti,
9th Floor, 120 Moo 3 Cheang-Watthana Rd., Thungsonghong Laksi, Bangkok 10210, Thailand
 The Asian Consortium for the Conservation and Sustainable Use of Microbial Resources (ACM) was established in
2004. Currently 23 organisations in 13 countries (Cambodia, China, India, Indonesia, Japan, Korea, Laos, Malaysia,
Mongolia, Myanmar, Philippines, Thailand, and Vietnam) are members of the ACM. The objective of the ACM is to
promote collaboration among governments and public organisations in Asian countries for enhancing conservation and
sustainable use of microbial resources in Asia. Having recognized the importance of Microbial Resource Centres (MRCs)
in the development of microbiology, a new scheme titled the‘Network of International Exchange of Microbes under the
ACM (NIEMA)’has been developed by the Task Force of Management of Material Transfer (MMT-TF) in the ACM.
This scheme proposes a legitimate and streamlined way of transferring and utilizing microbial resources in line with the
Convention on Biological Diversity (CBD) and the Nagoya Protocol on Access to Genetic Resources and the Fair and
Equitable Sharing of Benefits Arising from Their Utilization to the Convention on Biological Diversity (NP).
Key words: CBD, code of conduct, microbial resource centre, Nagoya protocol, NIEMA
Ando et al.NIEMA and the code of conduct
─ 86 ─
biological resources cannot be attained without the
benefit of taxonomy. Today, it is extremely rare to
have discoveries of new species of plants and
animals. However, a large number of new species of
microbes (=microorganisms) such as fungi and
bacteria have been described every year and
include about 930 new fungal species per year from
1943 to 2008 (Meredith Blackwell, 2011) and
approximately 730 new bacterial species in 2013
( I n t e r n a t i o n a l J o u r n a l o f S y s t e m a t i c a n d
Evolutionary Microbiology, 2013-2014). Recent
estimates based on high-throughput sequencing
methods suggest that as many as 5.1 million fungal
species exist, although only about 99,000 fungal
species has been described to date (Meredith
Blackwell, 2011). Thus, unlike animals and plants, a
significant number of microbes still exist
undiscovered on the earth. Therefore, microbial
searches in various environments are still needed
for the taxonomic and inventory studies of microbes.
In the taxonomic study of microbes, type cultures
and cultures ex type specimens of microbes play a
substantial role as standards of various living
organisms for identifying and describing new
species. These microbial types are preserved in
Microbial Resource Centres (MRCs), also known as
culture collections.
MRCs are an essential part of the sustainable
international scientific infrastructure underpinning
biotechnology, human health, industry, agriculture,
and other sectors (OECD Best Practice Guidelines
for Biological Resource Centres, 2007). MRCs are
also fundamental to ex-situ preservation for safely
maintaining the world’s biodiversity and genetic
resources of microbes. They also play an important
role in microbiology and serve as an essential
element of the infrastructure for scientific
investigation and research and development.
Through their functions, they contribute
significantly to the conservation and sustainable use
of biological diversity. Currently approximately 673
MRCs exist in 70 countries, and various microbial
resources, including types, are preserved in these
MRCs (WFCC-MIRCEN World Data Centre for
Microorganisms, 2012). Upon request, MRCs
distribute microbial resources to researchers, both
domestic and international, for the purpose of
commercial use and non-commercial use. Moreover,
the customary exchange of strains both domestically
and internationally continues to take place.
However, the situation is about to change due to the
effectuation of the NP. Because the national laws or
regulations of the countries of origin will supersede
precedent practices, if the laws require it,
distribution and exchange of microbial resources
might become substantially more time consuming,
and in extreme cases, distribution might be inhibited.
In other words, there is a possibility that such
national laws or regulations may hamper the
development of taxonomic research, microbiology,
and science.
Article 8 (a) of the NP,‘Special Considerations’,
states as follows:‘In the development and
implementation of its access and benefit-sharing
legislation or regulatory requirements, each Party
shall: (a) Create conditions to promote and
encourage research which contributes to the
conservation and sustainable use of biological
diversity, particularly in developing countries,
including through simplified measures on access for
non-commercial research purposes, taking into
account the need to address a change of intent for
such research’. Moreover, Article 20 of the NP
‘Codes of Conduct, Guidelines and Best Practices
and/or Standards’states as follows: 1. Each Party
shall encourage, as appropriate, the development,
update and use of voluntary codes of conduct,
guidelines and best practices and/or standards in
relation to access and benefit-sharing; and 2. The
Conference of the Parties serving as the meeting of
the Parties to this Protocol shall periodically take
stock of the use of voluntary codes of conduct,
guidelines and best practices and/or standards and
consider the adoption of specific codes of conduct,
guidelines and best practices and/or standards.
Thus, the Parties to the Protocol shall not hinder the
taxonomic study, which contributes substantially to
the conservation of biological diversity and
sustainable use of its components as well as to the
publication of new species of microbes. Providers
should thus facilitate the acquisition of the microbes
to be utilized for the taxonomic studies. Then,
researchers should make relevant information on
such microbes available to the public.
In October 2004, the Asian Consortium for the
Conservation and Sustainable Use of Microbial
Resources (ACM) was established by organisations
from 12 Asian countries (Cambodia, China,
Indonesia, Japan, Korea, Laos, Malaysia, Mongolia,
Myanmar, Philippines, Thailand, and Vietnam) in
─ 87 ─
Microbiol. Cult. Coll. Dec. 2014 Vol. 30, No. 2
Tsukuba, Japan (Asian Consortium for the
Conservation and Sustainable Use of Microbial
Resources (ACM), 2013). The objectives of the ACM
are to strengthen the relationships among and
between member organisations, as well as to
encourage and facilitate research and development,
including industrial use of microbial resources,
which involves their international transfer. With the
participation of India in 2012, 23 organisations from
13 countries are members of the ACM as of August
2014 (Table 1).
In October 2006, ACM 3 was held in Beijing,
China. ACM members agreed to work together
toward the establishment of a common rule for
exchanging microbial resources among MRCs of the
ACM member organisations. Then, at ACM 4, held
in November 2007 in Cibinong, Indonesia, a Task
Force on Management of Material Transfer (MMT-
TF) was created and initiated the discussion on
MRC management in compliance with the CBD.
Furthermore, in response to the NP adopted by
COP 10 in 2010, the MMT-TF agreed to discuss
practical ways to manage MRCs in compliance with
the NP at ACM 8 held in October 2011 in Kuala
Lumpur. Here it was decided to develop a new
scheme to facilitate the international transfer of
microbes in light of the principles of the CBD and
the NP that recognize the sovereign rights of States
over their genetic resources.
Since 2007, the MMT-TF of the ACM has been
engaged in debate on how to operate the MRCs in
compliance with the CBD. In addition, since 2011,
the MMT-TF has voluntarily initiated studies on
how to operate MRCs in compliance with the NP.
Having been inspired by the concept of the
International Plant Exchange Network (IPEN)
Table 1 List of ACM Member Organisations
National Steering Committee for Biosafety, Ministry of Environment (MOE), Cambodia
Institute of Microbiology, Chinese Academy of Sciences (IMCAS), China
Microbial Type Culture Collection and Gene Bank (MTCC), Institute of Microbial Technology (IMTECH), Council of
Scientific and Industrial Research (CSIR), India
Indonesian Institute of Sciences (LIPI), Indonesia
Biological Resource Center, National Institute of Technology and Evaluation (NBRC), Japan
Japan Collection of Microorganisms (JCM), RIKEN BioResource Center (RIKEN BRC), Japan
Microbial Culture Collection (MCC), National Institute for Environmental Studies (NIES), Japan
Korean Collection for Type Cultures/BRC, Korea Research Institute of Bioscience and Biotechnology (KCTC), Korea
Korean Agricultural Culture Collection, National Academy of Agricultural Science (KACC), Korea
Korean National Research Resource Center (KNRRC), Korea
Research Institute of Science (RIS), Science Technology and Environment Agency (STEA), Laos
Malaysian Agricultural Research and Development Institute (MARDI), Malaysia
Institute of Biology, Mongolian Academy of Sciences (IB-MAS), Mongolia
Botany Department, Pathein University, Myanmar
Philippine National Collection of Microorganisms (PNCM), National Institute of Molecular Biology and Biotechnology
(BIOTECH), University of the Philippines Los Baños, Philippines
Ecosystems Research Development Bureau (ERDB), Department of Environment and Natural Resources (DENR),
Philippines
Microbiological Research and Services Laboratory, Natural Sciences Research Institute (NSRI), University of the
Philippines, Diliman (UPD), Philippines
University of Santo Tomas Collection of Microbial Strains (USTCMS), Thomas Aquinas Research Complex, Philippines
National Center for Genetic Engineering and Biotechnology (BIOTEC), National Science and Technology Development
Agency (NSTDA), Thailand
Microbiological Resource Center (MIRCEN), Thailand Institute of Scientific and Technological Research (TISTR),
Thailand
Biodiversity-Based Economy Development Office (PO), The Government Complex Commemorating His Majesty,
Thailand
Department of Science and Technology Management, Ministry of Science and Technology (MOST), Vietnam
Institute of Microbiology and Biotechnology, Vietnam National University, Hanoi (VTCC), Vietnam
Ando et al.NIEMA and the code of conduct
─ 88 ─
(International Plant Exchange Network, 2003), here
we set forth a model scheme called the‘Network of
International Exchange of Microbes under the ACM
(NIEMA)’and its draft codes of conduct that are
designed for smooth and legitimate transfers of
microbes from MRCs for the purpose of non-
commercial research in line with the principles of
the CBD and the NP. Based on this NIEMA
scheme, MRCs and their employees will be able to
contribute to achieving the objectives of the CBD
and the NP.
QUALIFICATION OF NIEMA MEMBERSHIP
MRCs that belong to the ACM and satisfy all of
the following conditions may apply for NIEMA
membership.
1. Registered in the World Data Centre of
Microorganisms (WDCM)1
;
2. Possesses an acquisition and preservation
system for microbes;
3. Possesses a distribution system for microbes to
third parties; and
4. Possesses a database system to manage the
MRC’s tasks.
It is further imperative that MRCs and their
employees are prepared to commit themselves to
t h e N I E M A C o d e o f C o n d u c t f o r N I E M A
membership.
An MRC belonging to the ACM that wishes to
become a member of the NIEMA shall register
online and submit the signed registration form
(Annex 1: Online Registration Form for NIEMA
Membership) to the NIEMA Clearing-House
(NIEMA-CH) and the NIEMA secretariat.
Determinations on membership will be deliberated
in the annual meeting of the ACM. After approval,
the MRC receives a certificate of NIEMA from the
NIEMA secretariat and is registered in the database
of NIEMA Member MRCs in the NIEMA-CH.
If any NIEMA MRC violates the NIEMA Code of
Conduct, the NIEMA secretariat shall have the right
to exclude the MRC from the NIEMA MRC by
giving written notice to the MRC of such breach
and of the intention of exclusion. Unless the MRC
remedies such breach after receipt of the written
notice, the MRC shall be automatically excluded
from the NIEMA MRCs. Also, the NIEMA MRC
shall inform the NIEMA secretariat without undue
delay when the MRC can no longer comply with the
NIEMA Code of Conduct. Upon receipt of that
information, the NIEMA secretariat shall remove
the MRC concerned from the member list and the
database of NIEMA Member MRCs in the NIEMA-
CH.
DESCRIPTION OF THE NIEMA
The basis of the NIEMA is a common policy for
all NIEMA MRCs: the NIEMA Code of Conduct for
Microbial Resource Centres. The Code of Conduct
consists of the four obligations listed below:
1. Acquisition and entering microbes into the
NIEMA framework;
2. Transfer of NIEMA strains from a Primary-
MRC to a NIEMA MRC;
3. Distribution of NIEMA strains from a NIEMA
MRC to third parties; and
4. Maintaining a NIEMA Clearing-House
Mechanism.
The Code of Conduct covers the transfer of
microbial strains for non-commercial research
purposes and complies with the provisions of the
CBD and the NP. The NIEMA-CH shall store and
make available any data on transfer information of
NIEMA microbial strains between NIEMA MRCs.
NIEMA Code of Conduct (Draft)
for Microbial Resource Centres governing
the acquisition, distribution,
and transfer of microbial strains
Under this Code of Conduct, the Network of
International Exchange of Microbes under the
ACM (NIEMA) member Microbial Resource
Centre (MRC) (hereafter NIEMA MRC) commits
to the acquiring, distributing, and transferring
of microbial strains to act on the basis of the
principles of the‘Convention on Biological
Diversity (CBD)’and the‘Nagoya Protocol on
Access to Genetic Resources and the Fair and
Equitable Sharing of Benefits Arising from
Their Utilization to the CBD (NP)’. In addition,
1‌
World Directory of Culture Collections (sixth version, 2014), Culture Collections Information Worldwide,
WDCM, available at http://www.wfcc.info/ccinfo/ (accessed 30 September 2014)
─ 89 ─
Microbiol. Cult. Coll. Dec. 2014 Vol. 30, No. 2
the MRC will comply with relevant national and
international laws and regulations.
1. Acquisition and Entering of Microbes into
the NIEMA Framework
The biological resources subject to the
NIEMA will be restricted to microbial strains
including bacteria, archaea, fungi, algae, etc.
The microbial strains under the NIEMA that
are to be distributed by NIEMA MRCs to third
parties shall be used for non-commercial
research purposes only.
A. Criteria of NIEMA Strains
Each microbial strain entering the NIEMA
must be a microbe with a clearly identified
country of origin and must be acquired without
restrictions in respect to its use or its
distribution to third parties in order to enter
the NIEMA and be exchanged within MRCs.
B. Registration of NIEMA Strains
The MRC that initially registers a microbial
strain with the NIEMA system will be referred
to as the Primary-MRC of the NIEMA strain.
There are two types of registrations for a
NIEMA strain. One is an internal registration
of a NIEMA strain and the other is an external
registration of a NIEMA strain. In the internal
registration, the microbial strain to be
registered to the NIEMA should originate from
the same country as the Primary-MRC. In the
external registration, the microbial strain to be
registered to the NIEMA should originate from
a country other than that of the Primary-MRC.
B-1 Internal Registration of NIEMA Strains
The Primary-MRC that wishes to register a
preserved strain into the NIEMA system shall
register the strain using the Internal
Registration Form for a NIEMA Strain (Annex
2), and submit the signed form online to the
NIEMA Clearing-House (NIEMA-CH). The
strain will be generated automatically and listed
in the database of the NIEMA Strain Catalogue
in the NIEMA-CH and made available to the
public.
B-2 External Registration of NIEMA Strains
1. ‌If an organisation such as institute, university,
etc. is located in a country where no
functional MRC exists, but would like to
register its strain into the NIEMA system, it
shall send the strain to a NIEMA MRC with
related data regarding the strain along with
authorized permission that states that the
deposited strain will be a NIEMA strain and
may be distributed to third parties under the
NIEMA system, confirming the laws and
regulations of the country of origin of the
strain.
2. ‌A NIEMA MRC shall become the Primary-
MRC of the deposited strain and shall register
it as a NIEMA strain according to the
procedures of the Internal Registration of
NIEMA Strains.
3. ‌After the registration of the strain, the
Primary-MRC shall inform the institute or
university regarding the registered NIEMA
strain in the Confirmation of NIEMA Strain
Registration in which a new NIEMA strain
number will be assigned.
4. ‌The Primary-MRC shall report to the
organisation that deposited the NIEMA strain
regarding information concerning the user
who received the NIEMA strain.
C. Numbering the NIEMA strain
The Primary-MRC must assign a NIEMA
number to the strain. The NIEMA number
consists of the NIEMA headline (NIEM), an
acronym of the country of origin (ISO 3166
Alpha-2 code, a two-letter code), an acronym of
the Primary-MRC (Code used in the World Data
Centre for Microorganisms, Word Federation
for Culture Collection), and an identification
number of the strain used in the Primary-MRC.
Example: NIEM JP NBRC 105312.
2. Transfer of NIEMA Strains from a
Primary-MRC to a NIEMA MRC
1. ‌When a NIEMA strain is transferred from a
Primary-MRC to a NIEMA MRC upon
request from the MRC using the Online
Request Form of a NIEMA Strain for a
NIEMA MRC (Annex 3), such strain shall be
transferred to the MRC with a Transfer
Form from a Primary-MRC to a NIEMA
MRC (Annex 4). Then, the recipient MRC
shall send an online Receipt from the MRC to
the Primary-MRC with the strain number of
the recipient MRC to the Primary-MRC and
Ando et al.NIEMA and the code of conduct
─ 90 ─
the NIEMA-CH within 3 weeks of receipt of
the requested strain. The transfer record of
the NIEMA strain transfer from the Primary-
MRC to the NIEMA MRC shall be reflected
in the database of the NIEMA-CH and made
available to the public.
2. ‌A NIEMA strain shall be transferred ONLY
from its Primary-MRC to a NIEMA MRC.
The Primary-MRC shall not transfer NIEMA
strains to non-NIEMA Member MRCs.
Under the NIEMA system, the NIEMA MRC
shall not transfer NIEMA strains to other
NIEMA MRCs.
3. ‌Upon receipt of the requested NIEMA strain
from its Primary-MRC, the recipient NIEMA
MRC shall register the NIEMA strain in its
own catalogue with both the NIEMA strain
number and the new strain number assigned
by the recipient NIEMA MRC.
3. Distribution of NIEMA strains from a
NIEMA MRC to third parties
1. ‌The Material Transfer Agreement (MTA) is
an integral part of the Online Request Form
f o r U s e r s ( A n n e x 5) . U s e r s , n a m e d
‘Recipients’in the MTA, who agree with all
the terms and conditions in the provisions of
the MTA may make an online request for the
distribution of a NIEMA strain directly to a
NIEMA MRC by submitting the completed
Request Form.
2. ‌The MRC shall confirm the status of the
requested NIEMA strain and send the strain
to the user with a Distribution Form from a
NIEMA MRC to the user.
3. ‌The user shall send an online Receipt from
the user to the provider NIEMA MRC within
3 weeks after receipt of the NIEMA strain.
Then, the provider MRC shall send a copy of
the receipt to the strain’s Primary-MRC once
a year. In a case where the Primary-MRC is
also the provider MRC, the Primary-MRC
does not have to send a copy of such receipt.
4. ‌I n t h e e v e n t o f a n y e m e r g i n g
commercialization prospects, including
application for patents or other intellectual
property rights arising from the use of the
distributed NIEMA strain, the users, on their
own, shall obtain Prior Informed Consent
(PIC) and Mutually Agreed Terms (MAT)
based on the national laws or regulations of
the country of origin. This event is outside
the scope of the NIEMA system.
4. NIEMA Clearing-House
1. ‌For the purposes of conserving biological
diversity, supporting scientific study,
education and benefit-sharing, the NIEMA
MRCs will use their best efforts to ensure the
preservation and distribution of the microbial
strains entrusted to them and to securely
maintain relevant information, especially the
records under which the microbial strains
were acquired.
2. ‌The NIEMA-CH is hereby established in the
ACM as part of its clearing-house to share
information related to the transfer of
microbial strains between the Primary-MRC
and the NIEMA MRC. There are three
principal databases: a database of NIEMA
Member MRCs, a database containing the
NIEMA Strain Catalogue, and a database of
transferred NIEMA Strains in the NIEMA-
CH. Without prejudice to the protection of
confidential information, each of the NIEMA
MRCs shall make available to the NIEMA-CH
any information required by this Code of
Conduct.
3. ‌The NIEMA-CH shall provide an annual
report to the NIEMA secretariat in the ACM,
to the ACM annual meeting, and make it
available to the public. The report shall
include information such as: (1) a member list
of NIEMA MRCs, (2) new NIEMA strains
deposited, and (3) NIEMA strains transferred
from Primary-MRCs to NIEMA MRCs.
4. ‌At the ACM annual meeting, each NIEMA
MRC shall report on the number of NIEMA
strains distributed that year from the MRC to
third parties.
ACKNOWLEDGEMENTS
We are grateful to Dr. Juncai Ma of the Institute
of Microbiology, Chinese Academy of Sciences
(IMCAS) in China, for his strong support and useful
suggestions for creating the NIEMA system and to
Dr. Seizo Sumida of the Japan Bioindustry
Association in Japan and of the Biological Resource
Center of the National Institute of Technology and
─ 91 ─
Microbiol. Cult. Coll. Dec. 2014 Vol. 30, No. 2
Evaluation (NBRC) in Japan for his valuable
suggestions and for reviewing the manuscript. We
also greatly appreciate Dr. Jeong Su Oh of the
Korea Research Institute of Bioscience and
Biotechnology (KRRIB) in Korea, Dr. Yuguang Zhou
of IMCAS in China, and Ms. Suwanee Chunhametha
of the National Center for Genetic Engineering and
Biotechnology, National Science and Technology
Development Agency (BIOTEC) in Thailand for
their useful suggestions at MMT-TF meetings for
the NIEMA. We are grateful to all participants in
the MMT-TF meetings for their considerable efforts
in developing the best practices and, in particular, to
the World Data Centre for Microorganisms (WDCM)
of the World Federation of Culture Collection
(WFCC), BIOTEC in Thailand, KCTC in Korea,
IMCAS in China and NBRC in Japan for financial
and logistical support.
REFERENCES
Asian Consortium for the Conservation and
Sustainable Use of Microbial Resources (ACM)
2013. http://www.acm-mrc.asia/index.html.
(accessed September 30, 2014)
Bonn Guidelines on Access to Genetic Resources and
Fair and Equitable Sharing of the Benefits Arising
out of their Utilization 2002. https://www.cbd.int/
doc/publications/cbd-bonn-gdls-en.pdf. (accessed
September 30, 2014)
Convention on Biological Diversity 1992. https://
www.cbd.int/intro/default.shtml. (accessed
September 30, 2014)
International Journal of Systematic and Evolutionary
Microbiology 2013-2014. http://ijs.sgmjournals.org/.
(accessed September 30, 2014)
International Plant Exchange Network (IPEN): an
exchange system for botanic gardens for non-
commercial purposes according to the CBD, 2003.
Botanic Gardens Conservation International
(BGCI) – German Regional Office, Consortium of
Botanic Gardens in the EU: 1-13. http://www.bgci.
org/resources/ipen/. (accessed September 30, 2014)
Meredith Blackwell 2011. The Fungi: 1, 2, 3 ... 5.1
million species? Am. J. Bot. 98 (3): 426-438.
Nagoya Protocol on Access to Genetic Resources
and the Fair and Equitable Sharing of Benefits
Arising from Their Utilization to the Convention
on Biological Diversity 2011. https://www.cbd.int/
abs/doc/protocol/nagoya-protocol-en.pdf. (accessed
September 30, 2014)
OECD Best Practice Guidelines for Biological
Resource Centres 2007. http://www.oecd.org/sti/
biotech/38777417.pdf. (accessed September 30, 2014)
W F C C - M I R C E N W o r l d D a t a C e n t r e f o r
Microorganisms (WDCM) 2012. http://www.wdcm.
org/. (accessed September 30, 2014)
ACM を基盤とする微生物の国際移動ネットワーク(NIEMA)
─生物多様性条約並びに名古屋議定書に則した微生物資源センターにおける
非商業目的のための微生物の移動・交換システム─
安藤勝彦 1)
*,Tae Eun Jin2)
,船曳理恵 1)
,Linhuan Wu3)
,Honglada Thoetkiattikul4)
,
Jung-Sook Lee2)
,Bubpha Techapattaraporn4)
,Tanit Changthavorn5)
1)
製品評価技術基盤機構バイオテクノロジーセンター(NITE),2)
Korean Collection for Type Cultures, Korea Research
Institute of Bioscience and Biotechnology(KRIBB),3)
Institute of Microbiology, Chinese Academy of Sciences(IMCAS),
4)
National Center for Genetic Engineering and Biotechnology, National Science and Technology Development Agency,
5)
Biodiversity-Based Economy Development Office
微生物資源の保全と持続可能な利用のためのアジアコンソーシアム(ACM)が 2004 年に設立された.近年,13 カ国(カ
ンボジア,中国,インド,インドネシア,日本,韓国,ラオス,マレーシア,モンゴル,ミャンマー,フィリッピン,タイ,
ベトナム),23 機関が ACM のメンバーとなっている.ACM の目的は,アジアにおける微生物資源の保全と持続可能な利
用を高めるために,アジア諸国における政府や公的機関間の協力を促進することにある.微生物学の発展において微生物資
源センター(MRC)の重要性を認識し,ACM において設立された材料移転管理作業部会(MMT-TF)において新しいスキー
ム「ACM を基盤とする微生物の国際移動ネットワーク(NIEMA)」が開発された.このスキームは,生物多様性条約(CBD)
並びに生物の多様性に関する条約の遺伝資源の取得の機会及びその利用から生ずる利益の公正かつ衡平な配分に関する名古
屋議定書(NP)に則した微生物資源の移動と利用の適法と簡素化の方策を提供するものである.
Ando et al.NIEMA and the code of conduct
─ 92 ─
To NIEMA secretariat
(Address)
(E-mail address)
Registration Form
for
Membership in the Network of International Exchange of Microbes under the
ACM(NIEMA)
declares its intent to comply with the
NIEMA Code of Conduct and applies for membership to the NIEMA.
Date:
Name of MRC:
Address:
Name:
Title:
Signature:
(Name of MRC) ,(WDCM Number)
Annex 1 Online Registration Form for NIEMA Membership
─ 93 ─
Microbiol. Cult. Coll. Dec. 2014 Vol. 30, No. 2
Annex 2 Online Internal Registration Form for a NIEMA Strain
NIEMA Strain Minimum Data Requirement
The microbe specified below has been added to the NIEMA collection of(Name of
Primary-MRC )on(Date).
1. NIEMA number:
2. Taxon:(Bacteria, Archaea, Fungi, Algae, or Other)
3. Scientific name with citation of author(s)and year:
4. Type or ex Type:
(Herbarium specimen’s number and location: )
5. Country of origin:
6. History since original isolation:
←Depositor ←
7. Deposited to MRC by(name, position, and organisation):
Date of deposit:
8. References for this strain:
9. Growth condition.
Medium:
Temperature: ℃ Oxygen relationship:
Special requirements:
10. Recommended long-term preservation method:
11. Is this strain known to be or likely to be pathogenic?
Yes(human, animal, or plant), No, or Unknown
If yes, please specify host organism(s):
(Scientific name: )
Biosafety Level:(L1, L2, or L3)
12. Please describe other relevant information.
Declaration of compliance:
I declare that I have fulfilled all requirements herein.
By (Signature)
Name:
Title:
Internal Registration Form for a NIEMA Strain
Dear NIEMA secretariat
(Name of Primary-MRC) has registered the microbial strain(s)shown below. The
strain(s)has been preserved in the(Name of Primary-MRC)with a NIEMA registration
number.
Date:
Name of Primary-MRC:
Address:
Name:
Title:
Signature:
NIEMA
Number
Original Strain
Number
Name of Microbe
1
2
3
4
5
6
7
8
9
10
Ando et al.NIEMA and the code of conduct
─ 94 ─
Annex 3 Online Request Form of a NIEMA Strain for a NIEMA MRC
Online Request Form of a NIEMA Strain for a NIEMA MRC
Dear (Name of Primary-MRC)
(Name of NIEMA MRC) requests a transfer of the NIEMA strain(s)shown below from
(Name of Primary-MRC), the Primary-MRC of the NIEMA strain(s).
Date:
Name of NIEMA MRC:
Address:
Name:
Title:
Signature:
NIEMA
Number
Original Strain
Number
Name of Microbe
1
2
3
4
5
6
7
8
9
10
─ 95 ─
Microbiol. Cult. Coll. Dec. 2014 Vol. 30, No. 2
Transfer Form of a NIEMA Strain from a Primary-MRC to a NIEMA MRC
Dear (Name of recipient NIEMA MRC)
This is to notify that (Name of Primary-MRC),(Name of country), as the Primary-MRC
of the strain(s), has transferred the NIEMA strain(s)shown below to a NIEMA MRC(Name
of recipient NIEMA MRC),(Name of country), upon request from the(Name of recipient
NIEMA MRC).
Date:
Name of Primary-MRC:
Address:
Name:
Title:
Signature:
NIEMA
Number
Name of Microbe
1
2
3
4
5
6
7
8
9
10
Annex 4 Transfer Form from a Primary-MRC to a NIEMA MRC
Ando et al.NIEMA and the code of conduct
─ 96 ─
Online Request Form of NIEMA Strain for Users
Dear (Name of NIEMA MRC) ,
The RECIPIENT requests the NIEMA strain(s)shown in the table below to a(Name of
NIEMA MRC, Name of country). The RECIPIENT agrees with the terms and conditions of
the Material Transfer Agreement(MTA)stipulated herein for the use of the requested
NIEMA strain(s).
RECIPIENT: Organisation:
Address:
(Country)
Phone Number:
E-mail address:
Name:
Title:
Signature:
NIEMA
Number
Strain Number
of MRC
Name of Microbe
1
2
3
4
5
6
7
8
9
10
Material Transfer Agreement(MTA)
ONLY.
3. The RECIPIENT shall assume full responsibility for complying with all national and inter-
national laws, regulations, and guidelines applicable to the NIEMA strain(s).
4. The RECIPIENT shall not transfer the NIEMA strain(s)and any material(s)originating
from the NIEMA strain(s)to any third party without prior written permission of the
provider NIEMA MRC.
5. The RECIPIENT shall take full responsibility for the receipt, handling, storage, disposal,
transfer, and use of the NIEMA strain(s).
6. The RECIPIENT shall acknowledge the provider NIEMA MRC, the NIEMA number, and
the country of origin in any publication presenting scientific results and related information
resulting from the use of the NIEMA strain(s).
7. The RECIPIENT shall agree that the provider NIEMA MRC will inform the Primary-MRC
of the strain(s)regarding the distribution of the NIEMA strain(s), the name of the
RECIPIENT’s organisation and the distribution date of the NIEMA strain(s).
8. The RECIPIENT shall inform the provider NIEMA MRC of the termination of the use of the
NIEMA strain(s)as early as practicable; in the eventthe RECIPIENT has destroyed the
NIEMA strain(s), whether intentionally or unintentionally.
2. The RECIPIENT shall use the NIEMA strain(s)for non-commercial research purposes
1. The RECIPIENT agrees to comply with the NIEMA Code of Conduct.
Annex 5 Online Request Form for Users

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Network of International Exchange of Microbes under the ACM (NIEMA)

  • 1. ─ 85 ─ Microbiol. Cult. Coll. 30(2):85─96, 2014 INTRODUCTION The Convention on Biological Diversity (CBD) came into effect in December, 1993 (Convention on Biological Diversity, 1992). Thereafter, the‘Nagoya Protocol on Access to Genetic Resources and the Fair and Equitable Sharing of Benefits Arising from Their Utilization to the Convention on Biological Diversity (NP)’was adopted by the Conference of the Parties to the Convention on Biological Diversity at its tenth meeting (COP 10) held in Nagoya, Japan in October, 2010 (Nagoya Protocol, 2011), and it enters into force on 12 October 2014. Upon effectuation of the NP, the utilization and transfer of genetic resources shall be subject to NP-related domestic laws or regulations enacted by each contracting party. On the other hand, as the Bonn Guidelines (E. Objectives, 11-l) (Bonn Guidelines, 2002) clearly state, such domestic laws or regulations should not hinder the taxonomic study; rather, the provider should promote access to the materials used for taxonomy. The users, on the other hand, should make available to the public all information obtained as a result of the taxonomic study. It is beyond question that conservation of *Corresponding author E-mail: ando-katsuhiko@nite.go.jp Accepted: November 17, 2014 Network of International Exchange of Microbes under the ACM (NIEMA) ─A transfer and exchange system of microbes for microbial resource centres for non-commercial purposes according to the CBD and the Nagoya Protocol─ Katsuhiko Ando1) *, Tae Eun Jin2) , Rie Funabiki1) , Linhuan Wu3) , Honglada Thoetkiattikul4) , Jung-Sook Lee2) , Bubpha Techapattaraporn4) and Tanit Changthavorn5) 1) Biological Resource Center, National Institute Technology and Evaluation (NITE) 2-5-8 Kazusakamatari, Kisarazu-shi, Chiba 292-0818, Japan 2) Korean Collection for Type Cultures (KCTC), Korea Research Institute of Bioscience and Biotechnology (KRIBB), 125 Gwahak-ro, Yuseong-gu, Daejeon 305-806, Korea 3) Institute of Microbiology, Chinese Academy of Sciences (IMCAS), Chaoyang, Beijing 100101, China 4) National Center for Genetic Engineering and Biotechnology, National Science and Technology Development Agency, 113 Thailand Science Park Phahonyothin Road, Khlong Nueng, Khlong Luang, Pathum Thani 12120, Thailand 5) Biodiversity-Based Economy Development Office, The Government Complex Building Ratthaprasasanabhakti, 9th Floor, 120 Moo 3 Cheang-Watthana Rd., Thungsonghong Laksi, Bangkok 10210, Thailand  The Asian Consortium for the Conservation and Sustainable Use of Microbial Resources (ACM) was established in 2004. Currently 23 organisations in 13 countries (Cambodia, China, India, Indonesia, Japan, Korea, Laos, Malaysia, Mongolia, Myanmar, Philippines, Thailand, and Vietnam) are members of the ACM. The objective of the ACM is to promote collaboration among governments and public organisations in Asian countries for enhancing conservation and sustainable use of microbial resources in Asia. Having recognized the importance of Microbial Resource Centres (MRCs) in the development of microbiology, a new scheme titled the‘Network of International Exchange of Microbes under the ACM (NIEMA)’has been developed by the Task Force of Management of Material Transfer (MMT-TF) in the ACM. This scheme proposes a legitimate and streamlined way of transferring and utilizing microbial resources in line with the Convention on Biological Diversity (CBD) and the Nagoya Protocol on Access to Genetic Resources and the Fair and Equitable Sharing of Benefits Arising from Their Utilization to the Convention on Biological Diversity (NP). Key words: CBD, code of conduct, microbial resource centre, Nagoya protocol, NIEMA
  • 2. Ando et al.NIEMA and the code of conduct ─ 86 ─ biological resources cannot be attained without the benefit of taxonomy. Today, it is extremely rare to have discoveries of new species of plants and animals. However, a large number of new species of microbes (=microorganisms) such as fungi and bacteria have been described every year and include about 930 new fungal species per year from 1943 to 2008 (Meredith Blackwell, 2011) and approximately 730 new bacterial species in 2013 ( I n t e r n a t i o n a l J o u r n a l o f S y s t e m a t i c a n d Evolutionary Microbiology, 2013-2014). Recent estimates based on high-throughput sequencing methods suggest that as many as 5.1 million fungal species exist, although only about 99,000 fungal species has been described to date (Meredith Blackwell, 2011). Thus, unlike animals and plants, a significant number of microbes still exist undiscovered on the earth. Therefore, microbial searches in various environments are still needed for the taxonomic and inventory studies of microbes. In the taxonomic study of microbes, type cultures and cultures ex type specimens of microbes play a substantial role as standards of various living organisms for identifying and describing new species. These microbial types are preserved in Microbial Resource Centres (MRCs), also known as culture collections. MRCs are an essential part of the sustainable international scientific infrastructure underpinning biotechnology, human health, industry, agriculture, and other sectors (OECD Best Practice Guidelines for Biological Resource Centres, 2007). MRCs are also fundamental to ex-situ preservation for safely maintaining the world’s biodiversity and genetic resources of microbes. They also play an important role in microbiology and serve as an essential element of the infrastructure for scientific investigation and research and development. Through their functions, they contribute significantly to the conservation and sustainable use of biological diversity. Currently approximately 673 MRCs exist in 70 countries, and various microbial resources, including types, are preserved in these MRCs (WFCC-MIRCEN World Data Centre for Microorganisms, 2012). Upon request, MRCs distribute microbial resources to researchers, both domestic and international, for the purpose of commercial use and non-commercial use. Moreover, the customary exchange of strains both domestically and internationally continues to take place. However, the situation is about to change due to the effectuation of the NP. Because the national laws or regulations of the countries of origin will supersede precedent practices, if the laws require it, distribution and exchange of microbial resources might become substantially more time consuming, and in extreme cases, distribution might be inhibited. In other words, there is a possibility that such national laws or regulations may hamper the development of taxonomic research, microbiology, and science. Article 8 (a) of the NP,‘Special Considerations’, states as follows:‘In the development and implementation of its access and benefit-sharing legislation or regulatory requirements, each Party shall: (a) Create conditions to promote and encourage research which contributes to the conservation and sustainable use of biological diversity, particularly in developing countries, including through simplified measures on access for non-commercial research purposes, taking into account the need to address a change of intent for such research’. Moreover, Article 20 of the NP ‘Codes of Conduct, Guidelines and Best Practices and/or Standards’states as follows: 1. Each Party shall encourage, as appropriate, the development, update and use of voluntary codes of conduct, guidelines and best practices and/or standards in relation to access and benefit-sharing; and 2. The Conference of the Parties serving as the meeting of the Parties to this Protocol shall periodically take stock of the use of voluntary codes of conduct, guidelines and best practices and/or standards and consider the adoption of specific codes of conduct, guidelines and best practices and/or standards. Thus, the Parties to the Protocol shall not hinder the taxonomic study, which contributes substantially to the conservation of biological diversity and sustainable use of its components as well as to the publication of new species of microbes. Providers should thus facilitate the acquisition of the microbes to be utilized for the taxonomic studies. Then, researchers should make relevant information on such microbes available to the public. In October 2004, the Asian Consortium for the Conservation and Sustainable Use of Microbial Resources (ACM) was established by organisations from 12 Asian countries (Cambodia, China, Indonesia, Japan, Korea, Laos, Malaysia, Mongolia, Myanmar, Philippines, Thailand, and Vietnam) in
  • 3. ─ 87 ─ Microbiol. Cult. Coll. Dec. 2014 Vol. 30, No. 2 Tsukuba, Japan (Asian Consortium for the Conservation and Sustainable Use of Microbial Resources (ACM), 2013). The objectives of the ACM are to strengthen the relationships among and between member organisations, as well as to encourage and facilitate research and development, including industrial use of microbial resources, which involves their international transfer. With the participation of India in 2012, 23 organisations from 13 countries are members of the ACM as of August 2014 (Table 1). In October 2006, ACM 3 was held in Beijing, China. ACM members agreed to work together toward the establishment of a common rule for exchanging microbial resources among MRCs of the ACM member organisations. Then, at ACM 4, held in November 2007 in Cibinong, Indonesia, a Task Force on Management of Material Transfer (MMT- TF) was created and initiated the discussion on MRC management in compliance with the CBD. Furthermore, in response to the NP adopted by COP 10 in 2010, the MMT-TF agreed to discuss practical ways to manage MRCs in compliance with the NP at ACM 8 held in October 2011 in Kuala Lumpur. Here it was decided to develop a new scheme to facilitate the international transfer of microbes in light of the principles of the CBD and the NP that recognize the sovereign rights of States over their genetic resources. Since 2007, the MMT-TF of the ACM has been engaged in debate on how to operate the MRCs in compliance with the CBD. In addition, since 2011, the MMT-TF has voluntarily initiated studies on how to operate MRCs in compliance with the NP. Having been inspired by the concept of the International Plant Exchange Network (IPEN) Table 1 List of ACM Member Organisations National Steering Committee for Biosafety, Ministry of Environment (MOE), Cambodia Institute of Microbiology, Chinese Academy of Sciences (IMCAS), China Microbial Type Culture Collection and Gene Bank (MTCC), Institute of Microbial Technology (IMTECH), Council of Scientific and Industrial Research (CSIR), India Indonesian Institute of Sciences (LIPI), Indonesia Biological Resource Center, National Institute of Technology and Evaluation (NBRC), Japan Japan Collection of Microorganisms (JCM), RIKEN BioResource Center (RIKEN BRC), Japan Microbial Culture Collection (MCC), National Institute for Environmental Studies (NIES), Japan Korean Collection for Type Cultures/BRC, Korea Research Institute of Bioscience and Biotechnology (KCTC), Korea Korean Agricultural Culture Collection, National Academy of Agricultural Science (KACC), Korea Korean National Research Resource Center (KNRRC), Korea Research Institute of Science (RIS), Science Technology and Environment Agency (STEA), Laos Malaysian Agricultural Research and Development Institute (MARDI), Malaysia Institute of Biology, Mongolian Academy of Sciences (IB-MAS), Mongolia Botany Department, Pathein University, Myanmar Philippine National Collection of Microorganisms (PNCM), National Institute of Molecular Biology and Biotechnology (BIOTECH), University of the Philippines Los Baños, Philippines Ecosystems Research Development Bureau (ERDB), Department of Environment and Natural Resources (DENR), Philippines Microbiological Research and Services Laboratory, Natural Sciences Research Institute (NSRI), University of the Philippines, Diliman (UPD), Philippines University of Santo Tomas Collection of Microbial Strains (USTCMS), Thomas Aquinas Research Complex, Philippines National Center for Genetic Engineering and Biotechnology (BIOTEC), National Science and Technology Development Agency (NSTDA), Thailand Microbiological Resource Center (MIRCEN), Thailand Institute of Scientific and Technological Research (TISTR), Thailand Biodiversity-Based Economy Development Office (PO), The Government Complex Commemorating His Majesty, Thailand Department of Science and Technology Management, Ministry of Science and Technology (MOST), Vietnam Institute of Microbiology and Biotechnology, Vietnam National University, Hanoi (VTCC), Vietnam
  • 4. Ando et al.NIEMA and the code of conduct ─ 88 ─ (International Plant Exchange Network, 2003), here we set forth a model scheme called the‘Network of International Exchange of Microbes under the ACM (NIEMA)’and its draft codes of conduct that are designed for smooth and legitimate transfers of microbes from MRCs for the purpose of non- commercial research in line with the principles of the CBD and the NP. Based on this NIEMA scheme, MRCs and their employees will be able to contribute to achieving the objectives of the CBD and the NP. QUALIFICATION OF NIEMA MEMBERSHIP MRCs that belong to the ACM and satisfy all of the following conditions may apply for NIEMA membership. 1. Registered in the World Data Centre of Microorganisms (WDCM)1 ; 2. Possesses an acquisition and preservation system for microbes; 3. Possesses a distribution system for microbes to third parties; and 4. Possesses a database system to manage the MRC’s tasks. It is further imperative that MRCs and their employees are prepared to commit themselves to t h e N I E M A C o d e o f C o n d u c t f o r N I E M A membership. An MRC belonging to the ACM that wishes to become a member of the NIEMA shall register online and submit the signed registration form (Annex 1: Online Registration Form for NIEMA Membership) to the NIEMA Clearing-House (NIEMA-CH) and the NIEMA secretariat. Determinations on membership will be deliberated in the annual meeting of the ACM. After approval, the MRC receives a certificate of NIEMA from the NIEMA secretariat and is registered in the database of NIEMA Member MRCs in the NIEMA-CH. If any NIEMA MRC violates the NIEMA Code of Conduct, the NIEMA secretariat shall have the right to exclude the MRC from the NIEMA MRC by giving written notice to the MRC of such breach and of the intention of exclusion. Unless the MRC remedies such breach after receipt of the written notice, the MRC shall be automatically excluded from the NIEMA MRCs. Also, the NIEMA MRC shall inform the NIEMA secretariat without undue delay when the MRC can no longer comply with the NIEMA Code of Conduct. Upon receipt of that information, the NIEMA secretariat shall remove the MRC concerned from the member list and the database of NIEMA Member MRCs in the NIEMA- CH. DESCRIPTION OF THE NIEMA The basis of the NIEMA is a common policy for all NIEMA MRCs: the NIEMA Code of Conduct for Microbial Resource Centres. The Code of Conduct consists of the four obligations listed below: 1. Acquisition and entering microbes into the NIEMA framework; 2. Transfer of NIEMA strains from a Primary- MRC to a NIEMA MRC; 3. Distribution of NIEMA strains from a NIEMA MRC to third parties; and 4. Maintaining a NIEMA Clearing-House Mechanism. The Code of Conduct covers the transfer of microbial strains for non-commercial research purposes and complies with the provisions of the CBD and the NP. The NIEMA-CH shall store and make available any data on transfer information of NIEMA microbial strains between NIEMA MRCs. NIEMA Code of Conduct (Draft) for Microbial Resource Centres governing the acquisition, distribution, and transfer of microbial strains Under this Code of Conduct, the Network of International Exchange of Microbes under the ACM (NIEMA) member Microbial Resource Centre (MRC) (hereafter NIEMA MRC) commits to the acquiring, distributing, and transferring of microbial strains to act on the basis of the principles of the‘Convention on Biological Diversity (CBD)’and the‘Nagoya Protocol on Access to Genetic Resources and the Fair and Equitable Sharing of Benefits Arising from Their Utilization to the CBD (NP)’. In addition, 1‌ World Directory of Culture Collections (sixth version, 2014), Culture Collections Information Worldwide, WDCM, available at http://www.wfcc.info/ccinfo/ (accessed 30 September 2014)
  • 5. ─ 89 ─ Microbiol. Cult. Coll. Dec. 2014 Vol. 30, No. 2 the MRC will comply with relevant national and international laws and regulations. 1. Acquisition and Entering of Microbes into the NIEMA Framework The biological resources subject to the NIEMA will be restricted to microbial strains including bacteria, archaea, fungi, algae, etc. The microbial strains under the NIEMA that are to be distributed by NIEMA MRCs to third parties shall be used for non-commercial research purposes only. A. Criteria of NIEMA Strains Each microbial strain entering the NIEMA must be a microbe with a clearly identified country of origin and must be acquired without restrictions in respect to its use or its distribution to third parties in order to enter the NIEMA and be exchanged within MRCs. B. Registration of NIEMA Strains The MRC that initially registers a microbial strain with the NIEMA system will be referred to as the Primary-MRC of the NIEMA strain. There are two types of registrations for a NIEMA strain. One is an internal registration of a NIEMA strain and the other is an external registration of a NIEMA strain. In the internal registration, the microbial strain to be registered to the NIEMA should originate from the same country as the Primary-MRC. In the external registration, the microbial strain to be registered to the NIEMA should originate from a country other than that of the Primary-MRC. B-1 Internal Registration of NIEMA Strains The Primary-MRC that wishes to register a preserved strain into the NIEMA system shall register the strain using the Internal Registration Form for a NIEMA Strain (Annex 2), and submit the signed form online to the NIEMA Clearing-House (NIEMA-CH). The strain will be generated automatically and listed in the database of the NIEMA Strain Catalogue in the NIEMA-CH and made available to the public. B-2 External Registration of NIEMA Strains 1. ‌If an organisation such as institute, university, etc. is located in a country where no functional MRC exists, but would like to register its strain into the NIEMA system, it shall send the strain to a NIEMA MRC with related data regarding the strain along with authorized permission that states that the deposited strain will be a NIEMA strain and may be distributed to third parties under the NIEMA system, confirming the laws and regulations of the country of origin of the strain. 2. ‌A NIEMA MRC shall become the Primary- MRC of the deposited strain and shall register it as a NIEMA strain according to the procedures of the Internal Registration of NIEMA Strains. 3. ‌After the registration of the strain, the Primary-MRC shall inform the institute or university regarding the registered NIEMA strain in the Confirmation of NIEMA Strain Registration in which a new NIEMA strain number will be assigned. 4. ‌The Primary-MRC shall report to the organisation that deposited the NIEMA strain regarding information concerning the user who received the NIEMA strain. C. Numbering the NIEMA strain The Primary-MRC must assign a NIEMA number to the strain. The NIEMA number consists of the NIEMA headline (NIEM), an acronym of the country of origin (ISO 3166 Alpha-2 code, a two-letter code), an acronym of the Primary-MRC (Code used in the World Data Centre for Microorganisms, Word Federation for Culture Collection), and an identification number of the strain used in the Primary-MRC. Example: NIEM JP NBRC 105312. 2. Transfer of NIEMA Strains from a Primary-MRC to a NIEMA MRC 1. ‌When a NIEMA strain is transferred from a Primary-MRC to a NIEMA MRC upon request from the MRC using the Online Request Form of a NIEMA Strain for a NIEMA MRC (Annex 3), such strain shall be transferred to the MRC with a Transfer Form from a Primary-MRC to a NIEMA MRC (Annex 4). Then, the recipient MRC shall send an online Receipt from the MRC to the Primary-MRC with the strain number of the recipient MRC to the Primary-MRC and
  • 6. Ando et al.NIEMA and the code of conduct ─ 90 ─ the NIEMA-CH within 3 weeks of receipt of the requested strain. The transfer record of the NIEMA strain transfer from the Primary- MRC to the NIEMA MRC shall be reflected in the database of the NIEMA-CH and made available to the public. 2. ‌A NIEMA strain shall be transferred ONLY from its Primary-MRC to a NIEMA MRC. The Primary-MRC shall not transfer NIEMA strains to non-NIEMA Member MRCs. Under the NIEMA system, the NIEMA MRC shall not transfer NIEMA strains to other NIEMA MRCs. 3. ‌Upon receipt of the requested NIEMA strain from its Primary-MRC, the recipient NIEMA MRC shall register the NIEMA strain in its own catalogue with both the NIEMA strain number and the new strain number assigned by the recipient NIEMA MRC. 3. Distribution of NIEMA strains from a NIEMA MRC to third parties 1. ‌The Material Transfer Agreement (MTA) is an integral part of the Online Request Form f o r U s e r s ( A n n e x 5) . U s e r s , n a m e d ‘Recipients’in the MTA, who agree with all the terms and conditions in the provisions of the MTA may make an online request for the distribution of a NIEMA strain directly to a NIEMA MRC by submitting the completed Request Form. 2. ‌The MRC shall confirm the status of the requested NIEMA strain and send the strain to the user with a Distribution Form from a NIEMA MRC to the user. 3. ‌The user shall send an online Receipt from the user to the provider NIEMA MRC within 3 weeks after receipt of the NIEMA strain. Then, the provider MRC shall send a copy of the receipt to the strain’s Primary-MRC once a year. In a case where the Primary-MRC is also the provider MRC, the Primary-MRC does not have to send a copy of such receipt. 4. ‌I n t h e e v e n t o f a n y e m e r g i n g commercialization prospects, including application for patents or other intellectual property rights arising from the use of the distributed NIEMA strain, the users, on their own, shall obtain Prior Informed Consent (PIC) and Mutually Agreed Terms (MAT) based on the national laws or regulations of the country of origin. This event is outside the scope of the NIEMA system. 4. NIEMA Clearing-House 1. ‌For the purposes of conserving biological diversity, supporting scientific study, education and benefit-sharing, the NIEMA MRCs will use their best efforts to ensure the preservation and distribution of the microbial strains entrusted to them and to securely maintain relevant information, especially the records under which the microbial strains were acquired. 2. ‌The NIEMA-CH is hereby established in the ACM as part of its clearing-house to share information related to the transfer of microbial strains between the Primary-MRC and the NIEMA MRC. There are three principal databases: a database of NIEMA Member MRCs, a database containing the NIEMA Strain Catalogue, and a database of transferred NIEMA Strains in the NIEMA- CH. Without prejudice to the protection of confidential information, each of the NIEMA MRCs shall make available to the NIEMA-CH any information required by this Code of Conduct. 3. ‌The NIEMA-CH shall provide an annual report to the NIEMA secretariat in the ACM, to the ACM annual meeting, and make it available to the public. The report shall include information such as: (1) a member list of NIEMA MRCs, (2) new NIEMA strains deposited, and (3) NIEMA strains transferred from Primary-MRCs to NIEMA MRCs. 4. ‌At the ACM annual meeting, each NIEMA MRC shall report on the number of NIEMA strains distributed that year from the MRC to third parties. ACKNOWLEDGEMENTS We are grateful to Dr. Juncai Ma of the Institute of Microbiology, Chinese Academy of Sciences (IMCAS) in China, for his strong support and useful suggestions for creating the NIEMA system and to Dr. Seizo Sumida of the Japan Bioindustry Association in Japan and of the Biological Resource Center of the National Institute of Technology and
  • 7. ─ 91 ─ Microbiol. Cult. Coll. Dec. 2014 Vol. 30, No. 2 Evaluation (NBRC) in Japan for his valuable suggestions and for reviewing the manuscript. We also greatly appreciate Dr. Jeong Su Oh of the Korea Research Institute of Bioscience and Biotechnology (KRRIB) in Korea, Dr. Yuguang Zhou of IMCAS in China, and Ms. Suwanee Chunhametha of the National Center for Genetic Engineering and Biotechnology, National Science and Technology Development Agency (BIOTEC) in Thailand for their useful suggestions at MMT-TF meetings for the NIEMA. We are grateful to all participants in the MMT-TF meetings for their considerable efforts in developing the best practices and, in particular, to the World Data Centre for Microorganisms (WDCM) of the World Federation of Culture Collection (WFCC), BIOTEC in Thailand, KCTC in Korea, IMCAS in China and NBRC in Japan for financial and logistical support. REFERENCES Asian Consortium for the Conservation and Sustainable Use of Microbial Resources (ACM) 2013. http://www.acm-mrc.asia/index.html. (accessed September 30, 2014) Bonn Guidelines on Access to Genetic Resources and Fair and Equitable Sharing of the Benefits Arising out of their Utilization 2002. https://www.cbd.int/ doc/publications/cbd-bonn-gdls-en.pdf. (accessed September 30, 2014) Convention on Biological Diversity 1992. https:// www.cbd.int/intro/default.shtml. (accessed September 30, 2014) International Journal of Systematic and Evolutionary Microbiology 2013-2014. http://ijs.sgmjournals.org/. (accessed September 30, 2014) International Plant Exchange Network (IPEN): an exchange system for botanic gardens for non- commercial purposes according to the CBD, 2003. Botanic Gardens Conservation International (BGCI) – German Regional Office, Consortium of Botanic Gardens in the EU: 1-13. http://www.bgci. org/resources/ipen/. (accessed September 30, 2014) Meredith Blackwell 2011. The Fungi: 1, 2, 3 ... 5.1 million species? Am. J. Bot. 98 (3): 426-438. Nagoya Protocol on Access to Genetic Resources and the Fair and Equitable Sharing of Benefits Arising from Their Utilization to the Convention on Biological Diversity 2011. https://www.cbd.int/ abs/doc/protocol/nagoya-protocol-en.pdf. (accessed September 30, 2014) OECD Best Practice Guidelines for Biological Resource Centres 2007. http://www.oecd.org/sti/ biotech/38777417.pdf. (accessed September 30, 2014) W F C C - M I R C E N W o r l d D a t a C e n t r e f o r Microorganisms (WDCM) 2012. http://www.wdcm. org/. (accessed September 30, 2014) ACM を基盤とする微生物の国際移動ネットワーク(NIEMA) ─生物多様性条約並びに名古屋議定書に則した微生物資源センターにおける 非商業目的のための微生物の移動・交換システム─ 安藤勝彦 1) *,Tae Eun Jin2) ,船曳理恵 1) ,Linhuan Wu3) ,Honglada Thoetkiattikul4) , Jung-Sook Lee2) ,Bubpha Techapattaraporn4) ,Tanit Changthavorn5) 1) 製品評価技術基盤機構バイオテクノロジーセンター(NITE),2) Korean Collection for Type Cultures, Korea Research Institute of Bioscience and Biotechnology(KRIBB),3) Institute of Microbiology, Chinese Academy of Sciences(IMCAS), 4) National Center for Genetic Engineering and Biotechnology, National Science and Technology Development Agency, 5) Biodiversity-Based Economy Development Office 微生物資源の保全と持続可能な利用のためのアジアコンソーシアム(ACM)が 2004 年に設立された.近年,13 カ国(カ ンボジア,中国,インド,インドネシア,日本,韓国,ラオス,マレーシア,モンゴル,ミャンマー,フィリッピン,タイ, ベトナム),23 機関が ACM のメンバーとなっている.ACM の目的は,アジアにおける微生物資源の保全と持続可能な利 用を高めるために,アジア諸国における政府や公的機関間の協力を促進することにある.微生物学の発展において微生物資 源センター(MRC)の重要性を認識し,ACM において設立された材料移転管理作業部会(MMT-TF)において新しいスキー ム「ACM を基盤とする微生物の国際移動ネットワーク(NIEMA)」が開発された.このスキームは,生物多様性条約(CBD) 並びに生物の多様性に関する条約の遺伝資源の取得の機会及びその利用から生ずる利益の公正かつ衡平な配分に関する名古 屋議定書(NP)に則した微生物資源の移動と利用の適法と簡素化の方策を提供するものである.
  • 8. Ando et al.NIEMA and the code of conduct ─ 92 ─ To NIEMA secretariat (Address) (E-mail address) Registration Form for Membership in the Network of International Exchange of Microbes under the ACM(NIEMA) declares its intent to comply with the NIEMA Code of Conduct and applies for membership to the NIEMA. Date: Name of MRC: Address: Name: Title: Signature: (Name of MRC) ,(WDCM Number) Annex 1 Online Registration Form for NIEMA Membership
  • 9. ─ 93 ─ Microbiol. Cult. Coll. Dec. 2014 Vol. 30, No. 2 Annex 2 Online Internal Registration Form for a NIEMA Strain NIEMA Strain Minimum Data Requirement The microbe specified below has been added to the NIEMA collection of(Name of Primary-MRC )on(Date). 1. NIEMA number: 2. Taxon:(Bacteria, Archaea, Fungi, Algae, or Other) 3. Scientific name with citation of author(s)and year: 4. Type or ex Type: (Herbarium specimen’s number and location: ) 5. Country of origin: 6. History since original isolation: ←Depositor ← 7. Deposited to MRC by(name, position, and organisation): Date of deposit: 8. References for this strain: 9. Growth condition. Medium: Temperature: ℃ Oxygen relationship: Special requirements: 10. Recommended long-term preservation method: 11. Is this strain known to be or likely to be pathogenic? Yes(human, animal, or plant), No, or Unknown If yes, please specify host organism(s): (Scientific name: ) Biosafety Level:(L1, L2, or L3) 12. Please describe other relevant information. Declaration of compliance: I declare that I have fulfilled all requirements herein. By (Signature) Name: Title: Internal Registration Form for a NIEMA Strain Dear NIEMA secretariat (Name of Primary-MRC) has registered the microbial strain(s)shown below. The strain(s)has been preserved in the(Name of Primary-MRC)with a NIEMA registration number. Date: Name of Primary-MRC: Address: Name: Title: Signature: NIEMA Number Original Strain Number Name of Microbe 1 2 3 4 5 6 7 8 9 10
  • 10. Ando et al.NIEMA and the code of conduct ─ 94 ─ Annex 3 Online Request Form of a NIEMA Strain for a NIEMA MRC Online Request Form of a NIEMA Strain for a NIEMA MRC Dear (Name of Primary-MRC) (Name of NIEMA MRC) requests a transfer of the NIEMA strain(s)shown below from (Name of Primary-MRC), the Primary-MRC of the NIEMA strain(s). Date: Name of NIEMA MRC: Address: Name: Title: Signature: NIEMA Number Original Strain Number Name of Microbe 1 2 3 4 5 6 7 8 9 10
  • 11. ─ 95 ─ Microbiol. Cult. Coll. Dec. 2014 Vol. 30, No. 2 Transfer Form of a NIEMA Strain from a Primary-MRC to a NIEMA MRC Dear (Name of recipient NIEMA MRC) This is to notify that (Name of Primary-MRC),(Name of country), as the Primary-MRC of the strain(s), has transferred the NIEMA strain(s)shown below to a NIEMA MRC(Name of recipient NIEMA MRC),(Name of country), upon request from the(Name of recipient NIEMA MRC). Date: Name of Primary-MRC: Address: Name: Title: Signature: NIEMA Number Name of Microbe 1 2 3 4 5 6 7 8 9 10 Annex 4 Transfer Form from a Primary-MRC to a NIEMA MRC
  • 12. Ando et al.NIEMA and the code of conduct ─ 96 ─ Online Request Form of NIEMA Strain for Users Dear (Name of NIEMA MRC) , The RECIPIENT requests the NIEMA strain(s)shown in the table below to a(Name of NIEMA MRC, Name of country). The RECIPIENT agrees with the terms and conditions of the Material Transfer Agreement(MTA)stipulated herein for the use of the requested NIEMA strain(s). RECIPIENT: Organisation: Address: (Country) Phone Number: E-mail address: Name: Title: Signature: NIEMA Number Strain Number of MRC Name of Microbe 1 2 3 4 5 6 7 8 9 10 Material Transfer Agreement(MTA) ONLY. 3. The RECIPIENT shall assume full responsibility for complying with all national and inter- national laws, regulations, and guidelines applicable to the NIEMA strain(s). 4. The RECIPIENT shall not transfer the NIEMA strain(s)and any material(s)originating from the NIEMA strain(s)to any third party without prior written permission of the provider NIEMA MRC. 5. The RECIPIENT shall take full responsibility for the receipt, handling, storage, disposal, transfer, and use of the NIEMA strain(s). 6. The RECIPIENT shall acknowledge the provider NIEMA MRC, the NIEMA number, and the country of origin in any publication presenting scientific results and related information resulting from the use of the NIEMA strain(s). 7. The RECIPIENT shall agree that the provider NIEMA MRC will inform the Primary-MRC of the strain(s)regarding the distribution of the NIEMA strain(s), the name of the RECIPIENT’s organisation and the distribution date of the NIEMA strain(s). 8. The RECIPIENT shall inform the provider NIEMA MRC of the termination of the use of the NIEMA strain(s)as early as practicable; in the eventthe RECIPIENT has destroyed the NIEMA strain(s), whether intentionally or unintentionally. 2. The RECIPIENT shall use the NIEMA strain(s)for non-commercial research purposes 1. The RECIPIENT agrees to comply with the NIEMA Code of Conduct. Annex 5 Online Request Form for Users