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16th Biennial Conference of the IASC
14th July 2017, Utrecht, the Netherlands
Mangrove Governance and Tenure: Insights for Policy
and Practice
Esther Mwangi, Mani Ram Banjade, Baruani Mshale, Tuti
Herawati, Nining Liswanti, Steve Lawry
Outline
 Purpose
 Rationale
 Sites & methods
 Findings
• Legal and policy framework
• Local institutions
• Gender
 Lessons
Purpose
How are mangroves governed? What insights for policy and
practice?
Justification
 Fisheries and livelihoods
 Shoreline stabilization &
protection
 Carbon sequestration and
storage
 Major causes of mangrove
decline have been anthropogenic
 More information on biophysical
aspects of mangrove
management
 Less attention on governance
and tenure aspects (Source: Cahrley Cameron, 2015))
Lampung Province, Indonesia
Diversity of management
approaches & tenure regimes;
rehabilitation initiatives; CIFOR
project
Rufiji Delta, Tanzania
Largest single mangrove forest in E. Africa; threats
broadly representative of the type of threats face other
mangroves
Method
 Review of legal and policy frameworks: extent to which
national laws and policies in relevant sectors (such as forestry,
fisheries, wildlife, and agriculture) address forest and land
governance, especially in mangrove forests;
 Key informant interviews: Practice/implementation
 Focus group discussions: Tenure, gender, local institutions for
mangroves governance
 Literature review
 (November, 2015 to February, 2016 & October-December,
2015)
Findings
Legal/policy framework
Indonesia Tanzania
Specific law/policy for
mangroves?
No—Up to 5 relevant laws but
Presidential decree of 1992
declared mangroves protection
forests
No—Forest Act
Status Protection forest-protected Forest Reserve—Protected
Managing Authority Ministry of Environment and
Forests
TFS—Central Govt but also
District Council and Village
Implementation Limited human & financial
resources
Implementation Overlapping jurisdictions (Coastal
areas & small islands law vs
forest law)
Overlapping jurisdictions
Implementation Lack of coordination-conflicts;
national mangroves working
group not implemented
Lack of coordination;
management plan was not
implemented
Tanzania: Re-thinking mangrove
management
Regime Rights distribution Status
Mangrove forest reserves –
strict protection
State retains all rights Since colonial times
Individual farming permits
– a rehabilitation scheme
State retains all rights and grants
use (farming only) rights to
participating individuals
Introduced in 2011; short duration rights; lots of
responsibilities; unpopular
(Tanzania Forest Service)
Group rehabilitation
scheme
State retains all rights; with
communities receiving
compensation for their labor
Introduced 2015 with over 31 groups of 15 to 30
members comprised of 688 villagers from four villages.
Members are paid US $7 for replanting and US $5 for
weeding per day.
(UNEP/VPO)
Joint Forest Management
areas
State retains ownership rights but
shares/devolves management
rights to villages
Introduced in 2015 with four villages participating in the
steps to form village natural resource committees and
develop village forest bylaws and village forest
management plans. These committees participated in
the drafting of Joint Forest Management agreements
between villages and TFS for subsequent
implementation from 2016 onward. Villagers prefer this
approach compared to the other three above because it
grants them more rights.
(Tanzania Forest Service)
Indonesia: Local institutions for
mangrove management
de facto community
control
state forest
zone/kawasan
hutan
UNILA/local government
Rights Restricted—due to community
restrictions
Restricted by law due to
protection forest status—
no timber harvesting
Restricted by law due to
protection forest status—
no timber harvesting
Pioneer & leader Isnaen--2000 Samsyudin--2005 Sukumin
Motivation Coastal erosion effects Coastal erosion effects Coastal erosion effects
Perceptions of tenure
security
Secure: clarity of rights, rule
enforcement, members agree
with rules; timber harvesting;
zonation
Insecure: limited rights;
outsiders fishing and
poaching timber
Secure: enforced by district
forest agencay
Origins NGO support for development of
management organization
District Forest Agency
created groups
Local government decree
of 2005
Rules Village regulations for mangroves
management recognized by village
authority, district authority &
central govt
Village regulations for
mangroves management
recognized by village
authority, district authority
& central govt
Village regulations for
mangroves management
recognized by village
authority, district authority
& central govt
Gender
 gender differentiated use in both
Indonesia and Tanzania
 social, cultural and religious
norms prevent women from
participating in meetings and
speaking in public
 gender equity is a missing
element in mangrove conservation
and management
 role of women in mangrove
utilization and management is
seldom recognized, and their
representation in decision-making
bodies is minimal(Source: Sophie Mbugua,
2015)
What insights?
 Protection main management
mechanism
 Single dominant authority by law
even though multiple relevant
actors—for the most part forestry
(terrestrial)
 Origins: exogenous for both but
different motivations i.e. protection vs
paid labor
 Leadership
 Multiple agencies; overlapping
jurisdictions—conflict; management
plan & working group not
implemented
 Implementation is constrained by
inadequate personnel, capacities, and
budgets
 Village level regulations recognized
and endorsed by higher up
authorities—can substitute for missing
law/policy
 Though mangroves managed via forest laws, they generally don’t share in
the innovations taking place in the forestry sector
 BUT transitioning; experimentation with participatory/community
mangrove management is increasing; multiple types of regulated uses
subsistence & consumptive use (eg timber logging)
 Lack of mangrove focused policy substituted by village level regulations
that are recognized by central authorities all the way up
 tenure models that accord full ownership or longer-term rights appear to
be more effective in mangrove conservation
 Gender equity a missing element
Conclusions
Thank you!
e.mwangi@cgiar.org

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Mangrove governance and tenure: Insights for policy and practice from selected sites in Indonesia, Tanzania and a global review

  • 1. 16th Biennial Conference of the IASC 14th July 2017, Utrecht, the Netherlands Mangrove Governance and Tenure: Insights for Policy and Practice Esther Mwangi, Mani Ram Banjade, Baruani Mshale, Tuti Herawati, Nining Liswanti, Steve Lawry
  • 2. Outline  Purpose  Rationale  Sites & methods  Findings • Legal and policy framework • Local institutions • Gender  Lessons
  • 3. Purpose How are mangroves governed? What insights for policy and practice?
  • 4. Justification  Fisheries and livelihoods  Shoreline stabilization & protection  Carbon sequestration and storage  Major causes of mangrove decline have been anthropogenic  More information on biophysical aspects of mangrove management  Less attention on governance and tenure aspects (Source: Cahrley Cameron, 2015))
  • 5. Lampung Province, Indonesia Diversity of management approaches & tenure regimes; rehabilitation initiatives; CIFOR project Rufiji Delta, Tanzania Largest single mangrove forest in E. Africa; threats broadly representative of the type of threats face other mangroves
  • 6. Method  Review of legal and policy frameworks: extent to which national laws and policies in relevant sectors (such as forestry, fisheries, wildlife, and agriculture) address forest and land governance, especially in mangrove forests;  Key informant interviews: Practice/implementation  Focus group discussions: Tenure, gender, local institutions for mangroves governance  Literature review  (November, 2015 to February, 2016 & October-December, 2015)
  • 8. Legal/policy framework Indonesia Tanzania Specific law/policy for mangroves? No—Up to 5 relevant laws but Presidential decree of 1992 declared mangroves protection forests No—Forest Act Status Protection forest-protected Forest Reserve—Protected Managing Authority Ministry of Environment and Forests TFS—Central Govt but also District Council and Village Implementation Limited human & financial resources Implementation Overlapping jurisdictions (Coastal areas & small islands law vs forest law) Overlapping jurisdictions Implementation Lack of coordination-conflicts; national mangroves working group not implemented Lack of coordination; management plan was not implemented
  • 9. Tanzania: Re-thinking mangrove management Regime Rights distribution Status Mangrove forest reserves – strict protection State retains all rights Since colonial times Individual farming permits – a rehabilitation scheme State retains all rights and grants use (farming only) rights to participating individuals Introduced in 2011; short duration rights; lots of responsibilities; unpopular (Tanzania Forest Service) Group rehabilitation scheme State retains all rights; with communities receiving compensation for their labor Introduced 2015 with over 31 groups of 15 to 30 members comprised of 688 villagers from four villages. Members are paid US $7 for replanting and US $5 for weeding per day. (UNEP/VPO) Joint Forest Management areas State retains ownership rights but shares/devolves management rights to villages Introduced in 2015 with four villages participating in the steps to form village natural resource committees and develop village forest bylaws and village forest management plans. These committees participated in the drafting of Joint Forest Management agreements between villages and TFS for subsequent implementation from 2016 onward. Villagers prefer this approach compared to the other three above because it grants them more rights. (Tanzania Forest Service)
  • 10. Indonesia: Local institutions for mangrove management de facto community control state forest zone/kawasan hutan UNILA/local government Rights Restricted—due to community restrictions Restricted by law due to protection forest status— no timber harvesting Restricted by law due to protection forest status— no timber harvesting Pioneer & leader Isnaen--2000 Samsyudin--2005 Sukumin Motivation Coastal erosion effects Coastal erosion effects Coastal erosion effects Perceptions of tenure security Secure: clarity of rights, rule enforcement, members agree with rules; timber harvesting; zonation Insecure: limited rights; outsiders fishing and poaching timber Secure: enforced by district forest agencay Origins NGO support for development of management organization District Forest Agency created groups Local government decree of 2005 Rules Village regulations for mangroves management recognized by village authority, district authority & central govt Village regulations for mangroves management recognized by village authority, district authority & central govt Village regulations for mangroves management recognized by village authority, district authority & central govt
  • 11. Gender  gender differentiated use in both Indonesia and Tanzania  social, cultural and religious norms prevent women from participating in meetings and speaking in public  gender equity is a missing element in mangrove conservation and management  role of women in mangrove utilization and management is seldom recognized, and their representation in decision-making bodies is minimal(Source: Sophie Mbugua, 2015)
  • 12. What insights?  Protection main management mechanism  Single dominant authority by law even though multiple relevant actors—for the most part forestry (terrestrial)  Origins: exogenous for both but different motivations i.e. protection vs paid labor  Leadership  Multiple agencies; overlapping jurisdictions—conflict; management plan & working group not implemented  Implementation is constrained by inadequate personnel, capacities, and budgets  Village level regulations recognized and endorsed by higher up authorities—can substitute for missing law/policy
  • 13.  Though mangroves managed via forest laws, they generally don’t share in the innovations taking place in the forestry sector  BUT transitioning; experimentation with participatory/community mangrove management is increasing; multiple types of regulated uses subsistence & consumptive use (eg timber logging)  Lack of mangrove focused policy substituted by village level regulations that are recognized by central authorities all the way up  tenure models that accord full ownership or longer-term rights appear to be more effective in mangrove conservation  Gender equity a missing element Conclusions

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