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Looking REDD at landscape level:
learning from CBNRM in Nepal

Naya Sharma Paudel
Dil Bahadur Khatri
Outline
• Experiences of CF, watershed and landscape
level forest management initiatives
• REDD/PES piloting at different scale
• Lessons and insights on institutional aspects
Community forestry: a successful model
• Government’s major programme
• Over 18000 community groups (35%
of pop)
• A quarter of forest area under CF
• Regeneration of once barren hills
despite all gloomy predictions
• Substantial livelihoods
benefits, community
infrastructure, social services
Watershed and PAs: narrow focus on forests
Examples: ACAP (in 1986), buffer
zone (in 1996), terai arc landscape
& eastern Himalayan landscape (in
late 1990s), protected forests
(2010)
Structural asymmetry: Three DFOs
with their territorial authorities;
FECOFUN organised at district level
Conflicting mandate: Programme
relies on forest authority, Local
governments have mandates for
infrastructure development, not
conservation
Landscape conservation: multiple challenges
Examples: Western Terai Arc Landscape, Kailash Sacred Landscape;
Sacred Himalaya Landscape

1.
2.
3.
4.

Narrow focus on forest, biodiversity
Deforestation and degradation at high level
No effective mechanism to deal with diverse actors
Undefined accountability structure – blame each other
Unsustainable
extraction of forest
products
Illegal logging
Fuelwood collection
Grazing
NTFPs collection

Agriculture
Sukumbasisettlem
ents
Gradual
encroachment
Shifting
cultivation

Infrastructure
 Road
contruction
 Hydro-power
 Mining
 Urbanisation
 Industrial area
 Buildings

Others
Forest fire
Invasive species

Agriculture, infrastructure and energy are key
non-forestry drivers of deforestation
Economic, socio-political and governance
related issues are at the heart of deforestation

Economic
Increased demand for
forest products
Increased access to
market
High price of
substitute
Poverty and high
dependency on forests

Policy, institution
&governance
1.Poor transparency
and participation
2.Weak law
enforcement
3.Corruption
4.Weak tenure

Socio-political
Prolonged political
transition, instability
Differentiated and
fragile society
Rent seeking
behaviour

Demographic
drivers
Population
growth
Migration
Identity
movements

Technological
drivers
Poor technology in
forest management
Low agriculture
productivity
Piloting of watershed level REDD

• A ‘multi-stakeholder’
advisory committee at
national and at
watershed level
• Internal monitoring but
independent verification
• Bundling of CFUGs at
watershed level
• Core forest management
functions at CFUG level
• REDD-Net has become
instrumental for
effective coordination
among CFUGs and
project implementation
• Uneasy relation
between REDD-net and
FECOFUN (REDD-Net is
seeking formal identity
including mandate to
manage fund that
creates latent conflict
with FECOFUN)
• Challenges of
integrating watershed
level institutions to
political and
administrative bodies
(DDC, DFO, DADO, DFCC
or other M-SHs bodies)

Institutional misfit
PES initiatives in Kulekhani watershed
12.5% of
electricity tax
goes to local
region for
watershed
protection

DDC
allocates
20% of
this sum to
the special
fund for
upstream

8 VDCs in
the region
equally
divide this
money

Poor ecosystem services due to
• No watershed level institution for
planning and implementation
• Program relied on local government
that spends on roads
• Poor monitoring (of fund use and
ecosystem services)

Major
spending in
road
construction

Sedimentatio
n has
increased
due to roads
Experiences of NRM at different scale
Scale

Management regime

Experiences

Forest patch Community forestry

Strong robust institutions, clear benefit
distribution arrangements

Watershed

PES piloting (Kulekhani),
REDD piloting (3 sites)

Some level of confusion over benefit
sharing, high transaction costs

Landscape

Terai arc landscape,
Sacred Himalayan
landscape

No compatible institution operate at this
scale, external agency facilitates the project

Key lessons
• Grassroots institutions are robust, multi-purpose,
• Watershed level institutions are beginning to develop as federated bodies
• There are no organic, indigenous institutions or compatible administrative
agencies at landscape level. Projects structures manage such areas
• Higher level resource management initiative narrowly focus on forest/forestry
and have failed to establish effective cross-sectoral coordination
Government initiatives to develop ER-PIN for TAL

• Larger emission reduction
potential
• Biodiversity hotspot
(Potential co-benefit)
• Inhabited by Tharu
Community (Indigenous
People)

• No match between administrative and ecological boundaries
• No single authority to manage resources, monitor and store data
• No established governance system (community institutions, CSOs and
private sector organised and functionl at this level)
Key messages
• Robust institutions with strong collective action are key to resource
conservation, effective monitoring and equitable benefit sharing
• Resource conservation initiatives at higher scale have been less
successful primarily due to lack of political, administrative and civic
institutions symmetrical to the ecological units
• Landscape level REDD may introduce new institutions thereby
inducing latent conflicts with the existing authority which could
jeopardies the scheme
• Landscape should not only refer to higher scale of resource
management but must adequately embrace the diversity and
complexity of the actors and their dynamics

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Looking REDD at landscape level: learning from CBNRM in Nepal

  • 1. Looking REDD at landscape level: learning from CBNRM in Nepal Naya Sharma Paudel Dil Bahadur Khatri
  • 2. Outline • Experiences of CF, watershed and landscape level forest management initiatives • REDD/PES piloting at different scale • Lessons and insights on institutional aspects
  • 3. Community forestry: a successful model • Government’s major programme • Over 18000 community groups (35% of pop) • A quarter of forest area under CF • Regeneration of once barren hills despite all gloomy predictions • Substantial livelihoods benefits, community infrastructure, social services
  • 4. Watershed and PAs: narrow focus on forests Examples: ACAP (in 1986), buffer zone (in 1996), terai arc landscape & eastern Himalayan landscape (in late 1990s), protected forests (2010) Structural asymmetry: Three DFOs with their territorial authorities; FECOFUN organised at district level Conflicting mandate: Programme relies on forest authority, Local governments have mandates for infrastructure development, not conservation
  • 5. Landscape conservation: multiple challenges Examples: Western Terai Arc Landscape, Kailash Sacred Landscape; Sacred Himalaya Landscape 1. 2. 3. 4. Narrow focus on forest, biodiversity Deforestation and degradation at high level No effective mechanism to deal with diverse actors Undefined accountability structure – blame each other
  • 6. Unsustainable extraction of forest products Illegal logging Fuelwood collection Grazing NTFPs collection Agriculture Sukumbasisettlem ents Gradual encroachment Shifting cultivation Infrastructure  Road contruction  Hydro-power  Mining  Urbanisation  Industrial area  Buildings Others Forest fire Invasive species Agriculture, infrastructure and energy are key non-forestry drivers of deforestation Economic, socio-political and governance related issues are at the heart of deforestation Economic Increased demand for forest products Increased access to market High price of substitute Poverty and high dependency on forests Policy, institution &governance 1.Poor transparency and participation 2.Weak law enforcement 3.Corruption 4.Weak tenure Socio-political Prolonged political transition, instability Differentiated and fragile society Rent seeking behaviour Demographic drivers Population growth Migration Identity movements Technological drivers Poor technology in forest management Low agriculture productivity
  • 7. Piloting of watershed level REDD • A ‘multi-stakeholder’ advisory committee at national and at watershed level • Internal monitoring but independent verification • Bundling of CFUGs at watershed level • Core forest management functions at CFUG level
  • 8. • REDD-Net has become instrumental for effective coordination among CFUGs and project implementation • Uneasy relation between REDD-net and FECOFUN (REDD-Net is seeking formal identity including mandate to manage fund that creates latent conflict with FECOFUN) • Challenges of integrating watershed level institutions to political and administrative bodies (DDC, DFO, DADO, DFCC or other M-SHs bodies) Institutional misfit
  • 9. PES initiatives in Kulekhani watershed 12.5% of electricity tax goes to local region for watershed protection DDC allocates 20% of this sum to the special fund for upstream 8 VDCs in the region equally divide this money Poor ecosystem services due to • No watershed level institution for planning and implementation • Program relied on local government that spends on roads • Poor monitoring (of fund use and ecosystem services) Major spending in road construction Sedimentatio n has increased due to roads
  • 10. Experiences of NRM at different scale Scale Management regime Experiences Forest patch Community forestry Strong robust institutions, clear benefit distribution arrangements Watershed PES piloting (Kulekhani), REDD piloting (3 sites) Some level of confusion over benefit sharing, high transaction costs Landscape Terai arc landscape, Sacred Himalayan landscape No compatible institution operate at this scale, external agency facilitates the project Key lessons • Grassroots institutions are robust, multi-purpose, • Watershed level institutions are beginning to develop as federated bodies • There are no organic, indigenous institutions or compatible administrative agencies at landscape level. Projects structures manage such areas • Higher level resource management initiative narrowly focus on forest/forestry and have failed to establish effective cross-sectoral coordination
  • 11. Government initiatives to develop ER-PIN for TAL • Larger emission reduction potential • Biodiversity hotspot (Potential co-benefit) • Inhabited by Tharu Community (Indigenous People) • No match between administrative and ecological boundaries • No single authority to manage resources, monitor and store data • No established governance system (community institutions, CSOs and private sector organised and functionl at this level)
  • 12. Key messages • Robust institutions with strong collective action are key to resource conservation, effective monitoring and equitable benefit sharing • Resource conservation initiatives at higher scale have been less successful primarily due to lack of political, administrative and civic institutions symmetrical to the ecological units • Landscape level REDD may introduce new institutions thereby inducing latent conflicts with the existing authority which could jeopardies the scheme • Landscape should not only refer to higher scale of resource management but must adequately embrace the diversity and complexity of the actors and their dynamics