Equity Basics DP
•Download as PPTX, PDF•
1 like•2,429 views
A depository holds securities electronically for investors through depository participants like banks and brokerages. Dematerialization converts physical shares into electronic form. Depository participants act as intermediaries between depositories and customers, maintaining account balances and facilitating transactions. The two main depositories in India are NSDL and CDSL, regulated by SEBI. Depositories provide safe custody of securities and allow electronic transfer of shares without physical movement, similar to how banks hold funds electronically.
Report
Share
Report
Share
Recommended
Angel Brocking ppt
Angel Brocking is a retail-focused stock brokerage firm that offers a wide range of financial products and services including equity trading, derivatives, commodities, mutual funds, life insurance, depository services, portfolio management services, and currency trading. It aims to provide complete investment and stock trading solutions to urban and rural investors through innovative online platforms and a pan-India presence. While it is known for transparency and building relationships with customers, it has relatively low penetration in rural areas and customers generally prefer traditional investment options. It sees opportunities in the growing purchasing power and investment opportunities among Indians but faces threats from regulatory changes and foreign competitors entering the market.
Demat account ppt
This document discusses dematerialization of shares and securities in India. It explains that dematerialization involves converting physical securities like stock certificates into electronic form. It is done to reduce problems with physical certificates like fake or mutilated certificates. The process involves opening an account with a depository participant like NSDL or CDSL, who then transfers the securities from the physical to electronic form. Charges are paid annually to the depository participants for custody and other services. Securities can be rematerialized back into physical form by filling a request form.
Meaning demat
In India, shares and securities are held electronically through a process called dematerialization where physical certificates are converted to electronic records in a Demat account. A Demat account is opened by registering with a broker and submitting forms to a depository participant who acts as an agent between the investor and depositories like NSDL and CDSL that hold the electronic records. The dematerialization process involves opening a Demat account, surrendering physical certificates to the depository participant, and having them converted to electronic records maintained by the depositories and updated in the investor's Demat account.
A descriptive model on ‘demat operations’ – a case study for integrated enter...
The document provides information on demat operations through a Depository Participant (DP) in India. Some key points include:
1) Investors can open a depository account with a DP like a bank to avail of depository services and trade shares electronically without physical certificates.
2) Benefits of demat include elimination of bad deliveries, risks of physical certificates, faster transfers and settlements, and faster corporate benefits distributions.
3) The demat process involves giving physical shares to the DP who sends them for dematerialization and credits the electronic holdings to the investor's account.
Depository participants
The document discusses the key aspects of depository participants (DPs) and demat accounts in India. It explains that DPs act as intermediaries between investors and depositories like NSDL and CDSL. It provides an overview of the demat account opening process, transactions involved, and services provided like dematerialization, rematerialization, pledging of shares, and nomination facilities.
Banker’s acceptance
Bankers acceptances are negotiable instruments used in international trade. They allow banks to provide financing to customers without using their own funds. A bankers acceptance is a draft or bill of exchange drawn by an exporter and accepted by the importer's bank, who guarantees payment on the maturity date. This creates an obligation for the bank to pay the holder the face value on the due date. Bankers acceptances can then be sold to investors on the money market, providing financing to facilitate trade and earning fees for the bank. They provide credit quality and liquidity while exposing banks to some transaction and credit risks.
Dematerialisation of securities
This document appears to be an introduction or proposal for a study on the topic of dematerialization of securities. It includes the following:
- An introduction to the topic and objectives of studying dematerialization processes.
- An outline of the document structure, which will include chapters on literature review, company profile, data analysis, conclusion, and bibliography.
- A brief description of the methodology to be used, including both primary and secondary sources of data collection.
- Notes on the scope and limitations of the study, which will focus on the processes and services of depository participants.
Demat account
A demat account allows investors to hold securities like stocks in electronic form instead of physical certificates. It involves converting physical certificates into an electronic format to make transactions faster and safer. Key benefits include immediate transfer of securities, reduced paperwork, and elimination of risks like loss or theft of physical certificates. Major depositories that provide demat services in India are National Securities Depository Limited and Central Depository Services Limited. Maintaining a demat account is necessary for buying and selling shares through stock exchanges according to SEBI guidelines.
Recommended
Angel Brocking ppt
Angel Brocking is a retail-focused stock brokerage firm that offers a wide range of financial products and services including equity trading, derivatives, commodities, mutual funds, life insurance, depository services, portfolio management services, and currency trading. It aims to provide complete investment and stock trading solutions to urban and rural investors through innovative online platforms and a pan-India presence. While it is known for transparency and building relationships with customers, it has relatively low penetration in rural areas and customers generally prefer traditional investment options. It sees opportunities in the growing purchasing power and investment opportunities among Indians but faces threats from regulatory changes and foreign competitors entering the market.
Demat account ppt
This document discusses dematerialization of shares and securities in India. It explains that dematerialization involves converting physical securities like stock certificates into electronic form. It is done to reduce problems with physical certificates like fake or mutilated certificates. The process involves opening an account with a depository participant like NSDL or CDSL, who then transfers the securities from the physical to electronic form. Charges are paid annually to the depository participants for custody and other services. Securities can be rematerialized back into physical form by filling a request form.
Meaning demat
In India, shares and securities are held electronically through a process called dematerialization where physical certificates are converted to electronic records in a Demat account. A Demat account is opened by registering with a broker and submitting forms to a depository participant who acts as an agent between the investor and depositories like NSDL and CDSL that hold the electronic records. The dematerialization process involves opening a Demat account, surrendering physical certificates to the depository participant, and having them converted to electronic records maintained by the depositories and updated in the investor's Demat account.
A descriptive model on ‘demat operations’ – a case study for integrated enter...
The document provides information on demat operations through a Depository Participant (DP) in India. Some key points include:
1) Investors can open a depository account with a DP like a bank to avail of depository services and trade shares electronically without physical certificates.
2) Benefits of demat include elimination of bad deliveries, risks of physical certificates, faster transfers and settlements, and faster corporate benefits distributions.
3) The demat process involves giving physical shares to the DP who sends them for dematerialization and credits the electronic holdings to the investor's account.
Depository participants
The document discusses the key aspects of depository participants (DPs) and demat accounts in India. It explains that DPs act as intermediaries between investors and depositories like NSDL and CDSL. It provides an overview of the demat account opening process, transactions involved, and services provided like dematerialization, rematerialization, pledging of shares, and nomination facilities.
Banker’s acceptance
Bankers acceptances are negotiable instruments used in international trade. They allow banks to provide financing to customers without using their own funds. A bankers acceptance is a draft or bill of exchange drawn by an exporter and accepted by the importer's bank, who guarantees payment on the maturity date. This creates an obligation for the bank to pay the holder the face value on the due date. Bankers acceptances can then be sold to investors on the money market, providing financing to facilitate trade and earning fees for the bank. They provide credit quality and liquidity while exposing banks to some transaction and credit risks.
Dematerialisation of securities
This document appears to be an introduction or proposal for a study on the topic of dematerialization of securities. It includes the following:
- An introduction to the topic and objectives of studying dematerialization processes.
- An outline of the document structure, which will include chapters on literature review, company profile, data analysis, conclusion, and bibliography.
- A brief description of the methodology to be used, including both primary and secondary sources of data collection.
- Notes on the scope and limitations of the study, which will focus on the processes and services of depository participants.
Demat account
A demat account allows investors to hold securities like stocks in electronic form instead of physical certificates. It involves converting physical certificates into an electronic format to make transactions faster and safer. Key benefits include immediate transfer of securities, reduced paperwork, and elimination of risks like loss or theft of physical certificates. Major depositories that provide demat services in India are National Securities Depository Limited and Central Depository Services Limited. Maintaining a demat account is necessary for buying and selling shares through stock exchanges according to SEBI guidelines.
Dematerialisation ..by hemlata tekwani
Stock Holding Corporation of India Limited (SHCIL) was incorporated in 1986 and is jointly owned by leading banks and financial institutions. It began by offering custodial and post-trading services and has since added depository services. SHCIL has established itself as a one-stop provider of financial and technical services in India. The document then outlines SHCIL's services, benefits of dematerialization for shareholders and companies, and the process of dematerializing shares. It also presents results from a survey of 50 SHCIL clients regarding their awareness and satisfaction with SHCIL's demat services.
Demat services
The document provides information about the process of dematerialization or "demat" of shares in India. It begins by explaining some of the risks of physical share certificates, such as theft, loss, or delays in transfer. It then defines dematerialization as the process of converting physical share certificates into electronic data stored by a depository. The rest of the document details the dematerialization process, benefits of holding shares in dematerialized form, what a depository participant (DP) is, and the procedures for opening a demat account.
Demat presentation
This document discusses dematerialization of shares and securities. It defines dematerialization as the conversion of physical securities like shares and debentures into electronic form, which are then stored by a depository. The main benefits of dematerialization are reduced risk, time and cost savings, high liquidity, and ease of corporate actions. National Securities Depository Limited and Central Depository Services Limited are the two depositories in India that work along with depository participants and companies to facilitate dematerialization and provide additional services to investors.
Saving Account
Savings account is focused on individuals and puts a limit to the amount of money the depositor can withdraw from the same. Except specified institutions a saving account cannot be opened in the name of a government department. The procedure for opening a saving account is similar to the procedure followed for opening any other type of bank account. In times of calamities however RBI has permitted banks to allow an individual to open a saving account either against electricity bill or any other document of identity or through an introduction from another account holder. When it comes to depositing money in a saving account, a holder cannot deposit third party cheques into the saving account. There is no transaction tax to be paid in case of a saving account. Interest paid to saving account (3.5%) is calculated by taking into account the lowest balance on the 10th and end of the month. An additional 1% interest is payable to retired employees or spouse of a retired employee if the latter is deceased. The operation of saving account is stopped if the customer dies or becomes insane or insolvent. If the customer cannot be traced then the bank will place the balance in an unclaimed deposit account.
How to open demat account?
To open a demat account, one must obtain an application form from a Depository Participant registered with the Depository and SEBI. The application requires submission along with PAN card and proof of address. Upon signing an agreement detailing rights and duties, the DP will open an account and provide a 16-digit demat account number. This number allows purchases and investments to be added to the account, and sales to be deducted. Demat accounts allow paperless trading of securities in electronic form.
Commercial paper
The document discusses commercial paper, which are short-term unsecured promissory notes issued by financially strong companies to raise funds for a period of up to one year. It explains what commercial paper is, who issues and invests in it, how it works, and provides an example of a company issuing commercial paper worth 50 crores. Commercial paper provides short-term funding to companies at lower interest rates than bank loans.
Ib&fs module 2
The document discusses India's depository system. It defines a depository as a central location for keeping securities electronically on behalf of investors. The two main depositories in India are National Securities Depository Limited (NSDL) and Central Depository Services (India) Limited (CDSL). The document outlines the objectives, activities, interacting systems, and advantages of the depository system. It also describes the process of immobilization of shares, depository participants, clearing and settlement through depositories, and regulations relating to depositories per SEBI regulations.
Commercial papers
Commercial papers Meaning, Features, Types, Advantages, Disadvantages, Issuing and Redemption process.
Commercial papers
Commercial paper is a short term unsecured promissory note issued by companies to raise debt. It is issued at a discounted price and has a fixed maturity date. While the issuer promises to pay a fixed amount at maturity, they pledge no assets. Commercial paper can be issued directly to investors or through banks and is a simpler and more flexible source of short term financing for companies compared to bank loans.
Opening of Deposit Accounts
Opening of Deposit AccountsWe Learn - A Continuous Learning Forum from Welingkar's Distance Learning Program.
Opening an account with a bank creates relationship between the bank and the account holder. Anyone who can enter into a contract can open an account. Even minors can open account jointly with their guardians. Individuals, sole proprietors, partnerships, Hindu Undivided Family (HUF), trusts, associations and Limited companies are some examples of those who can open an account with the bank. As per RBI guidelines an account can be opened only if the person wanting to open an account has an introducer. The guideline further suggests that the introduction should be by an existing customer, a respectable person of the local community, and another banker. The bank can insist on a photograph before opening the account except in cases of savings account where no cheque facility is provided, fixed and term deposit upto an amount of Rs 10,000, accounts like cash credit and overdrafts etc. and staff members. Apart from furnishing a proof of address banks can also insist on a declaration that he/she does not enjoy credit facilities from other banks.ppt
The document summarizes securities markets and related concepts. It discusses that securities markets allow securities like stocks and bonds to be traded based on supply and demand. It then describes different segments of the securities market like the capital market, which deals in long-term securities, and the secondary market, where already issued securities are traded. Key stock exchanges in India are also outlined, including the Bombay Stock Exchange (BSE) and National Stock Exchange (NSE). The roles of trading, settlement, and regulatory bodies like SEBI are also summarized at a high level.
Deposit Accounts
Banks accept deposits so that they can provide for loans. Accepting deposits is therefore treated as the backbone of the banking system. There are different types of deposits such as demand deposits and fixed deposits. Demand deposits are further categorized into current account, saving account and call deposit. Demand deposits are primarily deposits that the customer can withdraw at will. Fixed Deposits on the contrary come for a fixed period. It cannot be withdrawn before the date of maturity. The other forms of Fixed Deposits are re-investment, annuity and recurring.
Demat ppt
Dematerialisation is the process of converting physical share certificates into electronic form and storing them in a Demat account. To open a Demat account, an investor must choose a Depository Participant (DP), fill out an account opening form, provide identity and address proof documents, and sign an agreement. The DP then opens the account and provides a unique account number known as a BO ID. Rematerialisation is the reverse process of converting shares from electronic to physical form by filling out a Remat Request Form.
205 fmbounit 5c
Concepts in Banking and Accounting of transactions: Accounting in banks, Electronic Banking, RTGS, ATM, MICR,
OCR, OMR, and DATANET, Petty Cash, Electronic Clearing Service (ECS), National Electronic Funds Transfer (NEFT) System,
Real Time Gross Settlement (RTGS) System, IMPS.
Secondary market
The document discusses stock exchanges in India. It defines a stock exchange as a market where existing securities are traded and outlines some key stock exchanges in India like Bombay Stock Exchange. It describes the functions of stock exchanges like providing liquidity and safety for investors. The document also discusses concepts like listing of securities on an exchange, online trading systems, demat accounts, and the roles of different participants in stock trading like brokers and speculators.
Ccil12
The Clearing Corporation of India Ltd (CCIL) was established in 2001 to provide clearing and settlement services for money, government securities, and foreign exchange markets. CCIL guarantees settlement of all trades through novation and manages risk through margin requirements and collateral. It has launched several platforms and products over the years to increase efficiency, liquidity, and reduce counterparty risk in India's financial markets.
Current account
The document provides information about current bank accounts in India. It discusses that current accounts are deposit accounts that allow for convenient withdrawing and depositing of funds and are commonly used by businesses. Key features of current accounts mentioned include no interest earned, ability to make instant fund transfers, use of debit cards, and access to services like RTGS and NEFT. The document also outlines eligibility requirements, required documents, available facilities like overdraft, and responsibilities and advantages of holding a current account.
Stock broking
A stock broker is required to register with SEBI and be a member of a recognized stock exchange in order to buy, sell, or deal in securities. They must abide by the rules and regulations of the exchange, pay fees, and address investor complaints. Registration requires application through a stock exchange, which forwards the application to SEBI. SEBI verifies eligibility requirements prior to granting registration. Registered stock brokers must follow capital adequacy norms, codes of conduct, and are subject to inspection and penalties for non-compliance. The National Stock Exchange was established to provide a nationwide trading facility and screen-based trading system for securities including equities, debt instruments, and derivatives.
Secondary Market
The document discusses the secondary market in India, which refers to the market where securities are traded after their initial public offering. It describes the key products traded in the secondary market such as equity shares, bonds, and debentures. It also discusses the role of the Securities and Exchange Board of India (SEBI) in regulating the secondary market and protecting investors. SEBI oversees various departments that regulate trading activities and registration of brokers, sub-brokers, and other market intermediaries.
Primary Market and Security Issuances
The document discusses primary market and security issuances in the primary market. It begins by explaining that the primary market provides an opportunity for issuers like governments and corporations to raise funds through the issuance of new securities. It then describes some key features of the new issue market including that it is for raising long-term capital and securities are sold for the first time. It also outlines some common methods of securities issuance in the primary market like fixed price and book building.
Sharekhan Sales Presentation
1) The document discusses various investment opportunities available through Sharekhan such as equities, mutual funds, IPOs, commodities, derivatives, and portfolio management.
2) It outlines the benefits of investing such as high returns in the long run, tax benefits, protection against inflation, and easy liquidity.
3) Sharekhan offers various account types and services to help investors including online and phone trading, research reports, seminars, and relationship managers.
SBI Short Term Debt Fund : An Open Ended Debt Fund - Aug 2016
SBI Short Term Debt Fund is an open ended income fund where the portfolio average maturity is capped at 3 years. This Debt scheme has the flexibility to invest in money market instruments, corporate bonds, Government securities/ T bills and securitized debt. SBI Short Term Debt Mutual Fund is best suited for investors seeking regular income for short term. To know more about this Debt Scheme visit our website https://www.sbimf.com/Products/DebtSchemes/SBI_Short_Term_Debt_Fund.aspx now!
More Related Content
What's hot
Dematerialisation ..by hemlata tekwani
Stock Holding Corporation of India Limited (SHCIL) was incorporated in 1986 and is jointly owned by leading banks and financial institutions. It began by offering custodial and post-trading services and has since added depository services. SHCIL has established itself as a one-stop provider of financial and technical services in India. The document then outlines SHCIL's services, benefits of dematerialization for shareholders and companies, and the process of dematerializing shares. It also presents results from a survey of 50 SHCIL clients regarding their awareness and satisfaction with SHCIL's demat services.
Demat services
The document provides information about the process of dematerialization or "demat" of shares in India. It begins by explaining some of the risks of physical share certificates, such as theft, loss, or delays in transfer. It then defines dematerialization as the process of converting physical share certificates into electronic data stored by a depository. The rest of the document details the dematerialization process, benefits of holding shares in dematerialized form, what a depository participant (DP) is, and the procedures for opening a demat account.
Demat presentation
This document discusses dematerialization of shares and securities. It defines dematerialization as the conversion of physical securities like shares and debentures into electronic form, which are then stored by a depository. The main benefits of dematerialization are reduced risk, time and cost savings, high liquidity, and ease of corporate actions. National Securities Depository Limited and Central Depository Services Limited are the two depositories in India that work along with depository participants and companies to facilitate dematerialization and provide additional services to investors.
Saving Account
Savings account is focused on individuals and puts a limit to the amount of money the depositor can withdraw from the same. Except specified institutions a saving account cannot be opened in the name of a government department. The procedure for opening a saving account is similar to the procedure followed for opening any other type of bank account. In times of calamities however RBI has permitted banks to allow an individual to open a saving account either against electricity bill or any other document of identity or through an introduction from another account holder. When it comes to depositing money in a saving account, a holder cannot deposit third party cheques into the saving account. There is no transaction tax to be paid in case of a saving account. Interest paid to saving account (3.5%) is calculated by taking into account the lowest balance on the 10th and end of the month. An additional 1% interest is payable to retired employees or spouse of a retired employee if the latter is deceased. The operation of saving account is stopped if the customer dies or becomes insane or insolvent. If the customer cannot be traced then the bank will place the balance in an unclaimed deposit account.
How to open demat account?
To open a demat account, one must obtain an application form from a Depository Participant registered with the Depository and SEBI. The application requires submission along with PAN card and proof of address. Upon signing an agreement detailing rights and duties, the DP will open an account and provide a 16-digit demat account number. This number allows purchases and investments to be added to the account, and sales to be deducted. Demat accounts allow paperless trading of securities in electronic form.
Commercial paper
The document discusses commercial paper, which are short-term unsecured promissory notes issued by financially strong companies to raise funds for a period of up to one year. It explains what commercial paper is, who issues and invests in it, how it works, and provides an example of a company issuing commercial paper worth 50 crores. Commercial paper provides short-term funding to companies at lower interest rates than bank loans.
Ib&fs module 2
The document discusses India's depository system. It defines a depository as a central location for keeping securities electronically on behalf of investors. The two main depositories in India are National Securities Depository Limited (NSDL) and Central Depository Services (India) Limited (CDSL). The document outlines the objectives, activities, interacting systems, and advantages of the depository system. It also describes the process of immobilization of shares, depository participants, clearing and settlement through depositories, and regulations relating to depositories per SEBI regulations.
Commercial papers
Commercial papers Meaning, Features, Types, Advantages, Disadvantages, Issuing and Redemption process.
Commercial papers
Commercial paper is a short term unsecured promissory note issued by companies to raise debt. It is issued at a discounted price and has a fixed maturity date. While the issuer promises to pay a fixed amount at maturity, they pledge no assets. Commercial paper can be issued directly to investors or through banks and is a simpler and more flexible source of short term financing for companies compared to bank loans.
Opening of Deposit Accounts
Opening of Deposit AccountsWe Learn - A Continuous Learning Forum from Welingkar's Distance Learning Program.
Opening an account with a bank creates relationship between the bank and the account holder. Anyone who can enter into a contract can open an account. Even minors can open account jointly with their guardians. Individuals, sole proprietors, partnerships, Hindu Undivided Family (HUF), trusts, associations and Limited companies are some examples of those who can open an account with the bank. As per RBI guidelines an account can be opened only if the person wanting to open an account has an introducer. The guideline further suggests that the introduction should be by an existing customer, a respectable person of the local community, and another banker. The bank can insist on a photograph before opening the account except in cases of savings account where no cheque facility is provided, fixed and term deposit upto an amount of Rs 10,000, accounts like cash credit and overdrafts etc. and staff members. Apart from furnishing a proof of address banks can also insist on a declaration that he/she does not enjoy credit facilities from other banks.ppt
The document summarizes securities markets and related concepts. It discusses that securities markets allow securities like stocks and bonds to be traded based on supply and demand. It then describes different segments of the securities market like the capital market, which deals in long-term securities, and the secondary market, where already issued securities are traded. Key stock exchanges in India are also outlined, including the Bombay Stock Exchange (BSE) and National Stock Exchange (NSE). The roles of trading, settlement, and regulatory bodies like SEBI are also summarized at a high level.
Deposit Accounts
Banks accept deposits so that they can provide for loans. Accepting deposits is therefore treated as the backbone of the banking system. There are different types of deposits such as demand deposits and fixed deposits. Demand deposits are further categorized into current account, saving account and call deposit. Demand deposits are primarily deposits that the customer can withdraw at will. Fixed Deposits on the contrary come for a fixed period. It cannot be withdrawn before the date of maturity. The other forms of Fixed Deposits are re-investment, annuity and recurring.
Demat ppt
Dematerialisation is the process of converting physical share certificates into electronic form and storing them in a Demat account. To open a Demat account, an investor must choose a Depository Participant (DP), fill out an account opening form, provide identity and address proof documents, and sign an agreement. The DP then opens the account and provides a unique account number known as a BO ID. Rematerialisation is the reverse process of converting shares from electronic to physical form by filling out a Remat Request Form.
205 fmbounit 5c
Concepts in Banking and Accounting of transactions: Accounting in banks, Electronic Banking, RTGS, ATM, MICR,
OCR, OMR, and DATANET, Petty Cash, Electronic Clearing Service (ECS), National Electronic Funds Transfer (NEFT) System,
Real Time Gross Settlement (RTGS) System, IMPS.
Secondary market
The document discusses stock exchanges in India. It defines a stock exchange as a market where existing securities are traded and outlines some key stock exchanges in India like Bombay Stock Exchange. It describes the functions of stock exchanges like providing liquidity and safety for investors. The document also discusses concepts like listing of securities on an exchange, online trading systems, demat accounts, and the roles of different participants in stock trading like brokers and speculators.
Ccil12
The Clearing Corporation of India Ltd (CCIL) was established in 2001 to provide clearing and settlement services for money, government securities, and foreign exchange markets. CCIL guarantees settlement of all trades through novation and manages risk through margin requirements and collateral. It has launched several platforms and products over the years to increase efficiency, liquidity, and reduce counterparty risk in India's financial markets.
Current account
The document provides information about current bank accounts in India. It discusses that current accounts are deposit accounts that allow for convenient withdrawing and depositing of funds and are commonly used by businesses. Key features of current accounts mentioned include no interest earned, ability to make instant fund transfers, use of debit cards, and access to services like RTGS and NEFT. The document also outlines eligibility requirements, required documents, available facilities like overdraft, and responsibilities and advantages of holding a current account.
Stock broking
A stock broker is required to register with SEBI and be a member of a recognized stock exchange in order to buy, sell, or deal in securities. They must abide by the rules and regulations of the exchange, pay fees, and address investor complaints. Registration requires application through a stock exchange, which forwards the application to SEBI. SEBI verifies eligibility requirements prior to granting registration. Registered stock brokers must follow capital adequacy norms, codes of conduct, and are subject to inspection and penalties for non-compliance. The National Stock Exchange was established to provide a nationwide trading facility and screen-based trading system for securities including equities, debt instruments, and derivatives.
Secondary Market
The document discusses the secondary market in India, which refers to the market where securities are traded after their initial public offering. It describes the key products traded in the secondary market such as equity shares, bonds, and debentures. It also discusses the role of the Securities and Exchange Board of India (SEBI) in regulating the secondary market and protecting investors. SEBI oversees various departments that regulate trading activities and registration of brokers, sub-brokers, and other market intermediaries.
Primary Market and Security Issuances
The document discusses primary market and security issuances in the primary market. It begins by explaining that the primary market provides an opportunity for issuers like governments and corporations to raise funds through the issuance of new securities. It then describes some key features of the new issue market including that it is for raising long-term capital and securities are sold for the first time. It also outlines some common methods of securities issuance in the primary market like fixed price and book building.
What's hot (20)
Viewers also liked
Sharekhan Sales Presentation
1) The document discusses various investment opportunities available through Sharekhan such as equities, mutual funds, IPOs, commodities, derivatives, and portfolio management.
2) It outlines the benefits of investing such as high returns in the long run, tax benefits, protection against inflation, and easy liquidity.
3) Sharekhan offers various account types and services to help investors including online and phone trading, research reports, seminars, and relationship managers.
SBI Short Term Debt Fund : An Open Ended Debt Fund - Aug 2016
SBI Short Term Debt Fund is an open ended income fund where the portfolio average maturity is capped at 3 years. This Debt scheme has the flexibility to invest in money market instruments, corporate bonds, Government securities/ T bills and securitized debt. SBI Short Term Debt Mutual Fund is best suited for investors seeking regular income for short term. To know more about this Debt Scheme visit our website https://www.sbimf.com/Products/DebtSchemes/SBI_Short_Term_Debt_Fund.aspx now!
Options and futures markets #1 #2
This document provides an introduction to options and futures markets. It defines key terms like derivatives, underlying assets, calls, puts, premiums, strikes, expiration dates, and exercise types. Examples are given to illustrate put and call payoffs and profits at different underlying price levels. Common options strategies like bull spreads are also explained. The document covers fundamental options concepts like moneyness, break-even points, and how options values are determined.
SBI Magnum Multicap Fund: An Open-ended Growth Scheme - Jan 16
SBI Magnum Multicap Fund provides investors with opportunities for long-term growth in capital along with the liquidity of an open-ended scheme through an active management of investments in a diversified basket of equity stocks spanning the entire market capitalization spectrum and in debt and money market instruments. To learn more about this mutual fund check SBI Mutual Fund page
https://www.sbimf.com/en-us/equity-schemes/sbi-magnum-multicap-fund
Vijay orignal sbi.ppt
State Bank of India (SBI) is India's largest bank and oldest bank. It was formed in 1955 by the nationalization and consolidation of eight banks in India. SBI has over 21,500 branches across India and 172 foreign offices globally. It has a strong domestic market position and growing Indian banking sector but also faces threats from competitors and risks from non-performing assets and political intervention.
Financial services of sbi
This document provides information about State Bank of India (SBI), the largest bank in India. It discusses that SBI is a government-owned corporation headquartered in Mumbai with over 14,000 branches globally. The document outlines SBI's history and various services it offers, including personal banking, insurance, and investment products provided through its subsidiaries like SBI General Insurance, SBI Life Insurance, SBI Mutual Funds, and SBI Fund Management. Key figures about assets and global rankings are also mentioned.
SBI Emerging Businesses Fund: An Open-ended Equity Fund - Jan 17
This document provides information on an investment product suitable for long-term capital appreciation by investing in emerging companies with export orientation or outsourcing opportunities. It discusses the fund's bottom-up stock picking approach, with a focus on management quality, growth, business model, profitability, and valuations. The fund takes a flexible approach to market capitalization, and currently has a portfolio skewed toward mid-cap stocks, with higher concentration in services, consumer goods, and financial services sectors. It seeks to generate long-term returns through a high-conviction, focused portfolio of 20-30 stocks.
Presentation on depository participant
This document provides an overview of depository participant services in India. It discusses what a depository is, the role of depository participants, and the two main depositories in India - NSDL and CDSL. It also profiles Fortune Financial Services, a financial services company that acts as a depository participant for CDSL. The objective of the study was to understand the depository system and assess investor awareness and preferences regarding demat accounts. Analysis found that most investors were aware of and preferred holding securities in dematerialized form for ease of transactions and security.
NJ Online Investment Account
This document discusses the benefits of opening an NJ Trading & Demat account. Key benefits include one-time documentation, ability to transact in mutual funds and capital markets through multiple modes (online, call & transact, offline), access to a wide range of products from different AMCs, and convenience through features like consolidated applications and statements. Transaction processes like purchases, redemptions, switches, and STPs can be done online or offline. The account also allows easy nomination transfer and centralized customer service.
Marketing Aspects
The document discusses various marketing aspects of mutual funds. It describes how mutual funds are segmented based on investment objectives such as growth, income, balanced, and money-market funds. It also outlines different customer types including corporate and individual investors. Various promotion methods are covered such as advertisements, campaigns, and educational programs using electronic and print media, stalls, pamphlets, and word-of-mouth. Mutual funds are marketed directly through distribution companies, agents, banks, post offices, and the internet.
Service Sector Management at State Bank of India
The document provides an overview of State Bank of India's (SBI) service sector management. It discusses SBI's introduction and history, past and present banking sector scenarios in India, SBI's products and services, and its marketing mix including segmentation, targeting, positioning and the 7Ps framework. It also presents a service blueprint mapping SBI's service delivery process from the customer and employee perspectives. In summary, the document profiles India's largest bank, SBI, and examines its management of services.
Dfhil Gp1
DFHI (Discount and Finance House of India) was established in 1988 by the Reserve Bank of India and public sector banks to develop the money market and provide liquidity. It deals in various money market instruments to balance liquidity and provide short-term investment options. DFHI has branches across major cities and a 'Constituent SGL Account' facility to enable even non-SGL account holders to invest in government securities through DFHI. It aims to promote secondary market trading and integrate regional money markets with the main Mumbai market.
Depository participant
A depository is a provider that holds securities like shares, debentures, and bonds in electronic form. In India, the two main depositories are National Securities Depository Ltd (NSDL) and Central Depository Services Ltd (CDSL). Depository participants act as agents between the depository and investors by opening demat accounts. Depositories operate by interacting with investors through depository participants. They provide services like dematerialization, rematerialization, and transfer of securities. The key benefits of depositories include immediate transfer of shares, no stamp duty on transfers, reduced costs, transparency, and elimination of risks associated with physical certificates.
Coca Cola STP
Coca Cola is the world's largest beverage company known for its flagship product Coca Cola. It was founded in 1886 and is headquartered in Atlanta, Georgia. Coca Cola offers nearly 400 brands across over 200 countries. It has a diverse product portfolio including carbonated drinks, juices, water and coffee. Coca Cola focuses on customer preference through segmentation and targeting different demographics. It has established brand loyalty through consistent marketing and social responsibility efforts. While Pepsi is its main competitor, Coca Cola maintains an advantage in terms of brand recognition, market share and social media presence.
Segmentation / Targeting / Positioning
Brief introduction to the STP process - A marketing strategy is based on expected customer behavior in a certain market. In order to know the customer and its expected buying process of segmenting, targeting and positioning is needed.
Working of-depositary-system
The document discusses the depository system in India. It begins by explaining the problems with the previous paper-based settlement system for securities trading. It then introduces depositories as organizations that hold securities in electronic form and facilitate book-entry transfers of ownership. The key aspects covered include the legal framework governing depositories, the functions of different players like depositories, depository participants and issuers, and the benefits of the depository system like reduced settlement periods and costs. The document also provides brief details about the two depositories in India - NSDL and CDSL.
Market Segmentation, Targeting and Positioning
The document summarizes the key steps in market segmentation, targeting, and positioning. It discusses:
1) The benefits of segmentation including effective use of resources, focus, and value creation.
2) The main steps in segmentation, targeting, and positioning including identifying market segments, developing segment profiles, evaluating segment attractiveness, selecting target segments, and developing a positioning and marketing mix for each.
3) Common bases used for segmenting markets such as demographics, psychographics, behaviors, and geography. It also outlines strategies for market coverage and choosing positions that create competitive advantage.
Viewers also liked (17)
SBI Short Term Debt Fund : An Open Ended Debt Fund - Aug 2016
SBI Short Term Debt Fund : An Open Ended Debt Fund - Aug 2016
SBI Magnum Multicap Fund: An Open-ended Growth Scheme - Jan 16
SBI Magnum Multicap Fund: An Open-ended Growth Scheme - Jan 16
SBI Emerging Businesses Fund: An Open-ended Equity Fund - Jan 17
SBI Emerging Businesses Fund: An Open-ended Equity Fund - Jan 17
Similar to Equity Basics DP
Depository system
The document discusses the benefits of a depository system for securities such as reducing risks of lost or fake certificates, expediting transfers and settlements, and facilitating dematerialization of physical shares. It explains the roles of various entities in a depository system like depositories, depository participants, registrars and investors. The document also outlines the benefits of a depository system for investors, issuers and the overall growth and liquidity of capital markets.
What is Demat Account - Use and functions
A demat account allows investors to hold financial securities like stocks, bonds, and mutual funds in electronic form rather than physical certificates. Opening a demat account involves selecting a Depository Participant and providing Know Your Customer documents. Key benefits include convenient online trading without paperwork, protection from theft or loss of physical certificates, and automatic updates for corporate actions like stock splits. The account provides options for transferring securities, dematerializing physical holdings, using holdings as collateral, and freezing the account during periods of inactivity.
Depositary partcipent
The document provides information on the depository system in India. It discusses key aspects such as what is a depository participant, the two depositories in India (NSDL and CDSL), how securities are held in dematerialized form through a beneficial owner account with a depository participant, and the processes of dematerialization and rematerialization of securities. The depository system eliminates risks associated with physical certificates and provides various benefits to investors such as convenient transfer of securities and safe custody of holdings.
Ppt on depository system in india
The document discusses the depository system in India. It explains that a depository holds securities electronically, avoiding risks of paper certificates. It outlines the key entities in the depository system - depositories like NSDL and CDSL, depository participants that interact with investors, stock exchanges, and clearing corporations. The document also describes various services provided by depositories like dematerialization and rematerialization of securities, account transfers, and settlement of trades.
11 demat
Dematerialization converts physical securities like stock certificates into electronic form. It eliminates problems with physical certificates like fake or mutilated certificates. Dematerialization was introduced in India through the Depositories Act of 1996 and allows investors to hold securities electronically with a depository through a Depository Participant like a brokerage. The process involves filling a form, surrendering physical certificates, and having the securities credited to the investor's demat account within 15 days. Trading and settlement is then done electronically through the depository.
Depositoty services
The document discusses depository services in India. It explains that a depository is an institution where investors can hold financial assets like stocks, bonds, and mutual funds in dematerialized form. The two major depositories in India are NSDL and CDSL. It describes how the depository system works through depository participants, issuing companies, and stock exchanges. It outlines the advantages and disadvantages of the depository system and the roles of NSDL and CDSL in the capital markets. Finally, it defines depository participants and their functions in providing depository services.
Depository System
Meaning, need and benefits of depository system in India, difference between demat and physical share, depository process, functioning of NSDL and SHCIL Importance of Debt market in capital market, participant in the debt market, types of instrument treated in the Debt market, primary and secondary segments of debt market.
Depoistorysystem and dematerialisation
A depository holds securities electronically for investors through a book entry system, allowing ownership to be transferred without physical movement of certificates. It functions as custodian, with National Securities Depository Limited and Central Depository Services Limited as the two depositories in India. A depository participant acts as an agent between the depository and beneficial owners, maintaining ownership records.
Depositotyservices
Bhaskar Joshi presented on depository services in India. A depository allows investors to hold financial assets like stocks, bonds, and mutual funds in dematerialized electronic form. There are two main depositories in India - NSDL and CDSL. Depositories operate through depository participants like banks and brokers. Benefits of the depository system include eliminating paperwork, reducing costs and risks of lost or fraudulent certificates. However, the system also introduces risks like potential for uncontrolled trading if not properly regulated. NSDL and CDSL play a key role in facilitating electronic trading of securities in the stock market.
DEPOSITORIES ACT, 1996 - CS Executive - CMSL
This document discusses the objectives and functions of depositories and the depository system in India. It begins by outlining the key objectives of establishing depositories like providing a legal basis for ownership records, facilitating dematerialization of securities, making securities fungible and transferable. It then explains concepts like fungibility, depositories vs bank depositories, and the roles of depository participants and beneficial owners. Overall, the document provides a comprehensive overview of the Indian depository system.
Depositotyservices
Bhaskar Joshi presented on depository services in India. A depository allows investors to hold financial assets like stocks, bonds, and mutual funds in dematerialized electronic form. There are two main depositories in India - NSDL and CDSL. Depositories work through depository participants like banks and brokers. Benefits of the depository system include eliminating paperwork, providing faster transfers, and reducing risks of lost certificates. However, the system also introduces risks like potential for uncontrolled trading if not properly regulated. NSDL and CDSL maintain electronic records of share and debt holdings and facilitate transactions.
SU Ch2 M.Sc AcFn551 FMI 2022 sem2 Depository Financial Institution.pptx
This document provides information about depository financial institutions. It defines depository institutions as organizations that accept currency deposits for safekeeping, such as banks and savings associations. The document outlines different types of depository institutions including commercial banks, microfinance institutions, savings banks, and credit unions. It also discusses the importance of financial institutions in mobilizing savings and investments.
SU Ch2 M.Sc AcFn551 FMI 2022 sem2 Depository Financial Institution.pptx
This document provides information about depository financial institutions. It defines depository institutions as organizations that accept currency deposits for safekeeping, such as banks and savings associations. The document outlines different types of depository institutions including commercial banks, microfinance institutions, savings banks, and credit unions. It also discusses the importance of financial institutions in mobilizing savings and investments.
dematerizlisation process
Demat trading allows investors to buy and sell securities electronically through a demat account. A demat account works similarly to a bank account and allows investors to hold securities in electronic form with a depository, rather than physical paper certificates. To use a demat account, investors must first open an account with a depository participant and then dematerialize any physical certificates into electronic holdings on the depository system. Securities can then be traded electronically and settled on exchange trading dates, with the depository and participant facilitating electronic transfer between buyer and seller accounts.
Depository Services
The document discusses depositories and their role in electronic trading of securities in India. It explains that National Securities Depository Limited (NSDL) and Central Depository Services Limited (CDSL) are the two main depositories that maintain electronic records of shares and debt instruments after dematerialization. Depository participants act as intermediaries between the depositories and investors, offering services like dematerialization, rematerialization, and maintaining electronic records of security holdings and facilitating settlement of trades.
Introduction to securities markets
This document provides an introduction to the Indian securities market, including the key regulatory bodies and market participants. It discusses the various accounts (demat, trading, bank) required to invest in securities. It describes National Securities Depository Limited (NSDL) and its role as a depository, as well as the services it offers like online account access and consolidated account statements. The document also covers topics like nominee registration, account closure, and claiming unclaimed shares/dividends. Overall, it serves as a comprehensive overview of getting started with investing in the Indian stock market.
Depository Participant
Depository Participant,
Functions of Depository Participant,
Dfference between Depository Participant and Depository
Role of Depositories and Depository Participants
What are depositories? What have they got to do with the trading life cycle. Who are depository participants?
unit-1 equity banking and finance stock market
Dematerialisation of shares refers to converting physical share certificates into electronic form for easy and secure trading. In India, two depositories, CDSL and NSDL, facilitate dematerialisation. The process involves opening a demat account with a depository participant, submitting verification documents, and requesting dematerialisation. Benefits include convenience, safety from physical certificate risks, ease of transactions, and access to corporate benefits like dividends electronically. Rematerialisation converts shares back to physical certificates if an investor prefers. Listing of securities on a stock exchange provides liquidity, encourages investment and savings, and protects investors through transparency of information.
Demat account
Demat accounts allow investors to hold securities like stocks, bonds, and mutual funds in electronic form instead of physical certificates. Opening a demat account involves choosing a Depository Participant and submitting account opening documents. Demat accounts provide benefits like safe and convenient transfer of securities, reduction in paperwork, and risk elimination. National Securities Depository Limited and Central Depository Services Limited are the two depositories in India that work with Depository Participants like banks to provide demat services. Dematerialization is the process of converting physical securities like share certificates into electronic form in a demat account, while rematerialization is the reverse process of converting electronic securities back into physical form.
Similar to Equity Basics DP (20)
SU Ch2 M.Sc AcFn551 FMI 2022 sem2 Depository Financial Institution.pptx
SU Ch2 M.Sc AcFn551 FMI 2022 sem2 Depository Financial Institution.pptx
SU Ch2 M.Sc AcFn551 FMI 2022 sem2 Depository Financial Institution.pptx
SU Ch2 M.Sc AcFn551 FMI 2022 sem2 Depository Financial Institution.pptx
More from flame2011
Commodity Basics
The document provides an overview of commodities trading, including:
- Commodities include agricultural and non-agricultural goods that are traded on exchanges. Key exchanges discussed are MCX and NCDEX in India.
- Derivatives like futures contracts allow traders to take positions in commodities and profit from price movements. Margin requirements and delivery processes are outlined.
- Various order types, brokerage charges, and trading timelines are reviewed for the Indian commodity exchanges. Physical delivery and demat processes are also summarized.
- Additional resources like exchange websites are recommended for more information on participating, margins, contract specs, and trading commodities.
Equity basics
This document provides an overview of equity financing and the capital markets. It discusses the different ways companies can raise capital, including through equity (owned funds) or debt (borrowed funds). It also covers topics like debt-to-equity ratios, preference shares, debentures, venture capital, and types of companies. Additionally, it summarizes the primary and secondary markets, the book building and IPO processes, stock indices, circuit breakers, order types, trade settlement, and brokerage/regulatory fees.
Commodity factors affecting commodity prices 14012011
This document discusses several key economic indicators that affect commodity prices, including:
- Consumer confidence index, consumer price index, employment reports, GDP, and retail sales which measure economic activity and consumer spending.
- FOMC meetings and interest rate announcements which can impact inflation and currency valuations.
- Trade balance, current account, and durable goods orders which provide insights into international trade trends.
- Housing starts and industrial production which track business investment and manufacturing activity.
These economic indicators are closely watched globally as they can signal changes in commodity demand and supply.
Introduction to Currency
Foreign exchange involves the exchange of one country's currency for another. It is a large, liquid global market that facilitates international trade and business. The average daily trading volume exceeds $3 trillion and it operates as a 24-hour market across most major financial centers worldwide. Currencies are quoted and traded in pairs, with one currency designated as the base currency and the other as the terms currency. The exchange rate represents how much of the terms currency is needed to purchase one unit of the base currency.
Currency Basics Forex Market Terms
There are three main ways to trade currencies: spot, forward, and futures. Spot trading involves the immediate exchange of one currency for another. Forward contracts set the exchange for a future date. Futures allow retail traders to participate in currency markets through standardized exchange-traded contracts. The key difference between forwards and futures is that futures are exchange-traded while forwards are over-the-counter agreements.
Currency Trading Strategies
This document discusses currency trading strategies such as hedging, speculation, long positions, and short positions. Hedging involves taking an opposite position in the futures market to limit risk from unpredictable exchange rate changes. Speculation aims to profit from anticipated price changes by taking long positions if prices are expected to increase and short positions if they are expected to decrease. The document provides examples of traders profiting from correct long and short speculative positions in USD/INR currency futures contracts when their exchange rate predictions proved accurate.
Basics of Currency Trading
This document provides an introduction to currencies, exchange rates, and currency trading terminology. It explains that exchange rates fluctuate through appreciation and depreciation. Examples are given showing how currency values impact purchasing power. The terms bid and offer prices are defined as what you can sell and buy the base currency for. Spreads between bid and offer prices are explained. Pips, the smallest unit of price movement, are defined and examples given of pip calculations based on currency quote changes.
Derivatives Basics
Futures and options are the most common types of derivatives used in financial markets. Futures involve a contract where the buyer and seller agree to a deal at a future date at a pre-decided price, obligating both parties. Options give the buyer the right, but not the obligation, to buy or sell the underlying asset at a future date at a pre-decided price, in exchange for paying a premium to the seller who is obligated. Derivatives allow investors to profit from rising or falling prices, and options allow investors to limit their losses to the premium amount.
Equity Types of Orders
Market orders execute immediately at the best available price, while limit orders only execute at or below a specified price to avoid losses. Stop loss orders trigger a sell when a stock reaches a predetermined price to limit downside risk. Good-till-cancelled orders only last for the trading day, while day orders expire at the end of the day if not filled. Understanding order types helps investors control investments and avoid unnecessary losses from unfavorable price movements.
Equity Basics Intermediaries
This document provides information on various intermediaries of the capital markets, including merchant bankers, registrar and transfer agents, custodians, stock exchanges, and stock brokers. It describes the roles of each intermediary, such as merchant bankers managing public issues and takeovers, registrar and transfer agents maintaining shareholder records and distributing benefits, custodians providing securities custody and account services, stock exchanges providing trading platforms, and stock brokers buying and selling securities on exchanges on behalf of clients. It also provides details on the two leading stock exchanges in India, the National Stock Exchange and Bombay Stock Exchange.
Equity - Types of Risk
There are several types of risks involved in stock trading. Market risk refers to the possibility of a security's value declining due to overall market fluctuations. Industry risk affects all companies within a particular industry, such as utilities facing less risk than technology. Regulatory risk involves new government laws or regulations significantly impacting businesses. Finally, business risk is unique to each company and involves uncertainties around their products, strategies, management, and other internal factors. In stock trading, all stocks face market risk, industry risk, and regulatory risk, while business risk depends on the individual company.
Equity - Short Sell
Short selling allows traders to profit from declining stock prices. It involves borrowing shares through securities lending and selling them, with the expectation that the share price will fall so they can be bought back at a lower price. Specifically, a trader who thinks a stock price will decline can short sell it by establishing a market position by selling shares they do not own yet. For example, selling 2000 shares of stock ABC at the current market price, then buying those same 2000 shares back at a reduced price later to return them, pocketing the difference as profit. However, there is risk since prices could rise instead, resulting in losses.
Insurance basics
This document discusses the basics of life insurance principles in India. It explains that a life insurance policy is a legal contract that requires utmost good faith between the insurer and insured. The insured must disclose all material facts fully and accurately. If any material facts are found to be misrepresented or not disclosed within two years, the insurer can declare the policy null and void. To take a policy, the insured must have an insurable interest, which is a monetary interest, in the subject being insured. The principles of indemnity and risk management also apply to insurance contracts.
Mutual Funds Financial Planning
Financial planning is the process of advising investors on managing their finances and investments to achieve financial goals. It involves determining key details like income, dependents, risk tolerance, and time horizon. Savings are then allocated across investment options that vary in risk and return, from safe options like bank deposits to higher-risk equity. While equities carry more risk in the short term, long-term data shows they have outperformed other asset classes over periods of 20 years or more due to the power of compounding returns. Successful long-term investing requires maintaining a long-term perspective, understanding short-term volatility, and resisting fear and greed.
Mutual funds types
The document discusses different types of mutual funds categorized by structure, market capitalization, and investment objective. It describes open-ended and closed-ended funds, as well as large cap, mid cap, and small cap funds. Funds are also classified based on whether they focus on growth, hybrid, or debt investments. The key benefits of mutual funds include professional management, diversification, convenience, return potential, low costs, liquidity, transparency, flexibility, affordability, and a wide choice of schemes. SIP and STP are also summarized as systematic investment and transfer plans that allow regular investing in mutual funds to build wealth over the long term.
Mutual funds basic
The document provides an overview of mutual funds, including:
- Mutual funds allow investors to pool their money together with a common investment goal and have a professional fund manager invest the money.
- Investors purchase units of the mutual fund, which are valued based on the fund's net asset value which is calculated daily.
- Mutual funds offer benefits like diversification of risk, liquidity, potential tax benefits, and professional management of the invested funds.
- A fund manager is responsible for investing the pooled funds into various securities to generate returns for investors.
More from flame2011 (16)
Commodity factors affecting commodity prices 14012011
Commodity factors affecting commodity prices 14012011
Recently uploaded
13 Jun 24 ILC Retirement Income Summit - slides.pptx
ILC's Retirement Income Summit was hosted by M&G and supported by Canada Life. The event brought together key policymakers, influencers and experts to help identify policy priorities for the next Government and ensure more of us have access to a decent income in retirement.
Contributors included:
Jo Blanden, Professor in Economics, University of Surrey
Clive Bolton, CEO, Life Insurance M&G Plc
Jim Boyd, CEO, Equity Release Council
Molly Broome, Economist, Resolution Foundation
Nida Broughton, Co-Director of Economic Policy, Behavioural Insights Team
Jonathan Cribb, Associate Director and Head of Retirement, Savings, and Ageing, Institute for Fiscal Studies
Joanna Elson CBE, Chief Executive Officer, Independent Age
Tom Evans, Managing Director of Retirement, Canada Life
Steve Groves, Chair, Key Retirement Group
Tish Hanifan, Founder and Joint Chair of the Society of Later life Advisers
Sue Lewis, ILC Trustee
Siobhan Lough, Senior Consultant, Hymans Robertson
Mick McAteer, Co-Director, The Financial Inclusion Centre
Stuart McDonald MBE, Head of Longevity and Democratic Insights, LCP
Anusha Mittal, Managing Director, Individual Life and Pensions, M&G Life
Shelley Morris, Senior Project Manager, Living Pension, Living Wage Foundation
Sarah O'Grady, Journalist
Will Sherlock, Head of External Relations, M&G Plc
Daniela Silcock, Head of Policy Research, Pensions Policy Institute
David Sinclair, Chief Executive, ILC
Jordi Skilbeck, Senior Policy Advisor, Pensions and Lifetime Savings Association
Rt Hon Sir Stephen Timms, former Chair, Work & Pensions Committee
Nigel Waterson, ILC Trustee
Jackie Wells, Strategy and Policy Consultant, ILC Strategic Advisory Board
Dr. Alyce Su Cover Story - China's Investment Leader
In World Expo 2010 Shanghai – the most visited Expo in the World History
https://www.britannica.com/event/Expo-Shanghai-2010
China’s official organizer of the Expo, CCPIT (China Council for the Promotion of International Trade https://en.ccpit.org/) has chosen Dr. Alyce Su as the Cover Person with Cover Story, in the Expo’s official magazine distributed throughout the Expo, showcasing China’s New Generation of Leaders to the World.
Mutual Fund Taxation – How Mutual Funds Are Taxed
Divadhvik explains Mutual Fund Taxation clearly: Equity funds held over a year are taxed at 10% for gains over ₹1 lakh, while short-term gains are taxed at 15%. Debt funds held over three years are taxed at 20% post-indexation. Short-term gains are taxed as per your income slab.
欧洲杯投注-欧洲杯投注买球-欧洲杯投注买球网|【网址🎉ac22.net🎉】
【网址🎉ac22.net🎉】欧洲杯投注 Sports 与其他博彩公司相比，其独特之处在于欧洲杯投注 Sports 基于低利润和高营业额的独一无二的体育博彩模式，该模式可以为玩家开出最高的赔率。欧洲杯投注的优势在于中文界面友好，接受人民币投注。他们的开户奖金和实时体育投注界面是大陆玩家的首选。
Accounting Information Systems (AIS).pptx
An accounting information system (AIS) refers to tools and systems designed for the collection and display of accounting information so accountants and executives can make informed decisions.
The Rise and Fall of Ponzi Schemes in America.pptx
Ponzi schemes, a notorious form of financial fraud, have plagued America’s investment landscape for decades. Named after Charles Ponzi, who orchestrated one of the most infamous schemes in the early 20th century, these fraudulent operations promise high returns with little or no risk, only to collapse and leave investors with significant losses. This article explores the nature of Ponzi schemes, notable cases in American history, their impact on victims, and measures to prevent falling prey to such scams.
Understanding Ponzi Schemes
A Ponzi scheme is an investment scam where returns are paid to earlier investors using the capital from newer investors, rather than from legitimate profit earned. The scheme relies on a constant influx of new investments to continue paying the promised returns. Eventually, when the flow of new money slows down or stops, the scheme collapses, leaving the majority of investors with substantial financial losses.
Historical Context: Charles Ponzi and His Legacy
Charles Ponzi is the namesake of this deceptive practice. In the 1920s, Ponzi promised investors in Boston a 50% return within 45 days or 100% return in 90 days through arbitrage of international reply coupons. Initially, he paid returns as promised, not from profits, but from the investments of new participants. When his scheme unraveled, it resulted in losses exceeding $20 million (equivalent to about $270 million today).
Notable American Ponzi Schemes
1. Bernie Madoff: Perhaps the most notorious Ponzi scheme in recent history, Bernie Madoff’s fraud involved $65 billion. Madoff, a well-respected figure in the financial industry, promised steady, high returns through a secretive investment strategy. His scheme lasted for decades before collapsing in 2008, devastating thousands of investors, including individuals, charities, and institutional clients.
2. Allen Stanford: Through his company, Stanford Financial Group, Allen Stanford orchestrated a $7 billion Ponzi scheme, luring investors with fraudulent certificates of deposit issued by his offshore bank. Stanford promised high returns and lavish lifestyle benefits to his investors, which ultimately led to a 110-year prison sentence for the financier in 2012.
3. Tom Petters: In a scheme that lasted more than a decade, Tom Petters ran a $3.65 billion Ponzi scheme, using his company, Petters Group Worldwide. He claimed to buy and sell consumer electronics, but in reality, he used new investments to pay off old debts and fund his extravagant lifestyle. Petters was convicted in 2009 and sentenced to 50 years in prison.
4. Eric Dalius and Saivian: Eric Dalius, a prominent figure behind Saivian, a cashback program promising high returns, is under scrutiny for allegedly orchestrating a Ponzi scheme. Saivian enticed investors with promises of up to 20% cash back on everyday purchases. However, investigations suggest that the returns were paid using new investments rather than legitimate profits. The collapse of Saivian l
Does teamwork really matter? Looking beyond the job posting to understand lab...
Does teamwork really matter? Looking beyond the job posting to understand lab...Labour Market Information Council | Conseil de l’information sur le marché du travail
Vicinity Jobs’ data includes more than three million 2023 OJPs and thousands of skills. Most skills appear in less than 0.02% of job postings, so most postings rely on a small subset of commonly used terms, like teamwork.
Laura Adkins-Hackett, Economist, LMIC, and Sukriti Trehan, Data Scientist, LMIC, presented their research exploring trends in the skills listed in OJPs to develop a deeper understanding of in-demand skills. This research project uses pointwise mutual information and other methods to extract more information about common skills from the relationships between skills, occupations and regions.International Sustainability Standards Board
Issb standards
New standard for reporting sustainability on lines of tcfd
真实可查(nwu毕业证书)美国西北大学毕业证学位证书范本原版一模一样
原版定制【微信:bwp0011】《(nwu毕业证书)美国西北大学毕业证学位证书》【微信:bwp0011】成绩单 、雅思、外壳、留信学历认证永久存档查询，采用学校原版纸张、特殊工艺完全按照原版一比一制作（包括：隐形水印，阴影底纹，钢印LOGO烫金烫银，LOGO烫金烫银复合重叠，文字图案浮雕，激光镭射，紫外荧光，温感，复印防伪）行业标杆！精益求精，诚心合作，真诚制作！多年品质 ,按需精细制作，24小时接单,全套进口原装设备，十五年致力于帮助留学生解决难题，业务范围有加拿大、英国、澳洲、韩国、美国、新加坡，新西兰等学历材料，包您满意。
【业务选择办理准则】
一、工作未确定，回国需先给父母、亲戚朋友看下文凭的情况，办理一份就读学校的毕业证【微信bwp0011】文凭即可
二、回国进私企、外企、自己做生意的情况，这些单位是不查询毕业证真伪的，而且国内没有渠道去查询国外文凭的真假，也不需要提供真实教育部认证。鉴于此，办理一份毕业证【微信bwp0011】即可
三、进国企，银行，事业单位，考公务员等等，这些单位是必需要提供真实教育部认证的，办理教育部认证所需资料众多且烦琐，所有材料您都必须提供原件，我们凭借丰富的经验，快捷的绿色通道帮您快速整合材料，让您少走弯路。
留信网认证的作用:
1:该专业认证可证明留学生真实身份
2:同时对留学生所学专业登记给予评定
3:国家专业人才认证中心颁发入库证书
4:这个认证书并且可以归档倒地方
5:凡事获得留信网入网的信息将会逐步更新到个人身份内，将在公安局网内查询个人身份证信息后，同步读取人才网入库信息
6:个人职称评审加20分
7:个人信誉贷款加10分
8:在国家人才网主办的国家网络招聘大会中纳入资料，供国家高端企业选择人才
【关于价格问题（保证一手价格）】
我们所定的价格是非常合理的，而且我们现在做得单子大多数都是代理和回头客户介绍的所以一般现在有新的单子 我给客户的都是第一手的代理价格，因为我想坦诚对待大家 不想跟大家在价格方面浪费时间
对于老客户或者被老客户介绍过来的朋友，我们都会适当给一些优惠。
PM pre reads for the product manager framework
For kingfisher airlines, interpret this with product management frameworks and answer the below questions
Economic Risk Factor Update: June 2024 [SlideShare]
May’s reports showed signs of continued economic growth, said Sam Millette, director, fixed income, in his latest Economic Risk Factor Update.
For more market updates, subscribe to The Independent Market Observer at https://blog.commonwealth.com/independent-market-observer.
KYC Compliance: A Cornerstone of Global Crypto Regulatory Frameworks
This presentation explores the pivotal role of KYC compliance in shaping and enforcing global regulations within the dynamic landscape of cryptocurrencies. Dive into the intricate connection between KYC practices and the evolving legal frameworks governing the crypto industry.
University of North Carolina at Charlotte degree offer diploma Transcript
办理美国UNCC毕业证书制作北卡大学夏洛特分校假文凭定制Q微168899991做UNCC留信网教留服认证海牙认证改UNCC成绩单GPA做UNCC假学位证假文凭高仿毕业证GRE代考如何申请北卡罗莱纳大学夏洛特分校University of North Carolina at Charlotte degree offer diploma Transcript
TechnoXander Confirmation of Payee Product Pack 1.pdf
Confirmation of Payee (CoP) is a vital security measure adopted by financial institutions and payment service providers. Its core purpose is to confirm that the recipient’s name matches the information provided by the sender during a banking transaction, ensuring that funds are transferred to the correct payment account.
Confirmation of Payee was built to tackle the increasing numbers of APP Fraud and in the landscape of UK banking, the spectre of APP fraud looms large. In 2022, over £1.2 billion was stolen by fraudsters through authorised and unauthorised fraud, equivalent to more than £2,300 every minute. This statistic emphasises the urgent need for robust security measures like CoP. While over £1.2 billion was stolen through fraud in 2022, there was an eight per cent reduction compared to 2021 which highlights the positive outcomes obtained from the implementation of Confirmation of Payee. The number of fraud cases across the UK also decreased by four per cent to nearly three million cases during the same period; latest statistics from UK Finance.
In essence, Confirmation of Payee plays a pivotal role in digital banking, guaranteeing the flawless execution of banking transactions. It stands as a guardian against fraud and misallocation, demonstrating the commitment of financial institutions to safeguard their clients’ assets. The next time you engage in a banking transaction, remember the invaluable role of CoP in ensuring the security of your financial interests.
For more details, you can visit https://technoxander.com.
Ending stagnation: How to boost prosperity across Scotland
A toxic combination of 15 years of low growth, and four decades of high inequality, has left Britain poorer and falling behind its peers. Productivity growth is weak and public investment is low, while wages today are no higher than they were before the financial crisis. Britain needs a new economic strategy to lift itself out of stagnation.
Scotland is in many ways a microcosm of this challenge. It has become a hub for creative industries, is home to several world-class universities and a thriving community of businesses – strengths that need to be harness and leveraged. But it also has high levels of deprivation, with homelessness reaching a record high and nearly half a million people living in very deep poverty last year. Scotland won’t be truly thriving unless it finds ways to ensure that all its inhabitants benefit from growth and investment. This is the central challenge facing policy makers both in Holyrood and Westminster.
What should a new national economic strategy for Scotland include? What would the pursuit of stronger economic growth mean for local, national and UK-wide policy makers? How will economic change affect the jobs we do, the places we live and the businesses we work for? And what are the prospects for cities like Glasgow, and nations like Scotland, in rising to these challenges?
高仿英国伦敦艺术大学毕业证（ual毕业证书）文凭证书原版一模一样
原版一模一样【微信：741003700 】【英国伦敦艺术大学毕业证（ual毕业证书）文凭证书】【微信：741003700 】学位证，留信认证（真实可查，永久存档）offer、雅思、外壳等材料/诚信可靠,可直接看成品样本，帮您解决无法毕业带来的各种难题！外壳，原版制作，诚信可靠，可直接看成品样本。行业标杆！精益求精，诚心合作，真诚制作！多年品质 ,按需精细制作，24小时接单,全套进口原装设备。十五年致力于帮助留学生解决难题，包您满意。
本公司拥有海外各大学样板无数，能完美还原海外各大学 Bachelor Diploma degree, Master Degree Diploma
1:1完美还原海外各大学毕业材料上的工艺：水印，阴影底纹，钢印LOGO烫金烫银，LOGO烫金烫银复合重叠。文字图案浮雕、激光镭射、紫外荧光、温感、复印防伪等防伪工艺。材料咨询办理、认证咨询办理请加学历顾问Q/微741003700
留信网认证的作用:
1:该专业认证可证明留学生真实身份
2:同时对留学生所学专业登记给予评定
3:国家专业人才认证中心颁发入库证书
4:这个认证书并且可以归档倒地方
5:凡事获得留信网入网的信息将会逐步更新到个人身份内，将在公安局网内查询个人身份证信息后，同步读取人才网入库信息
6:个人职称评审加20分
7:个人信誉贷款加10分
8:在国家人才网主办的国家网络招聘大会中纳入资料，供国家高端企业选择人才
Recently uploaded (20)
13 Jun 24 ILC Retirement Income Summit - slides.pptx
13 Jun 24 ILC Retirement Income Summit - slides.pptx
Importance of community participation in development projects.pdf
Importance of community participation in development projects.pdf
Dr. Alyce Su Cover Story - China's Investment Leader
Dr. Alyce Su Cover Story - China's Investment Leader
Power point analisis laporan keuangan chapter 7 subramanyam
Power point analisis laporan keuangan chapter 7 subramanyam
The Rise and Fall of Ponzi Schemes in America.pptx
The Rise and Fall of Ponzi Schemes in America.pptx
Does teamwork really matter? Looking beyond the job posting to understand lab...
Does teamwork really matter? Looking beyond the job posting to understand lab...
Economic Risk Factor Update: June 2024 [SlideShare]
Economic Risk Factor Update: June 2024 [SlideShare]
KYC Compliance: A Cornerstone of Global Crypto Regulatory Frameworks
KYC Compliance: A Cornerstone of Global Crypto Regulatory Frameworks
University of North Carolina at Charlotte degree offer diploma Transcript
University of North Carolina at Charlotte degree offer diploma Transcript
TechnoXander Confirmation of Payee Product Pack 1.pdf
TechnoXander Confirmation of Payee Product Pack 1.pdf
Ending stagnation: How to boost prosperity across Scotland
Ending stagnation: How to boost prosperity across Scotland
Equity Basics DP
- 2. Depository A depository is an organization where the securities of an investor are held in electronic form, at the request of the investor through the medium of a Depository Participant If an investor wants to utilize the services offered by a depository, he has to open an account with the depository through its Depository Participant. This is similar to opening an account with any of the branches of a bank in order to utilize the services of that bank
- 3. What is dematerialization? It is process of converting securities from physical form into electronic form
- 4. Who is a Depository Participant? A Depository Participant (DP) is an agent of the depository and is authorized to offer depository services to investors According to SEBI guidelines, financial institutions, banks, custodians, stockbrokers, etc. can become DP with a depository
- 5. Who is a Depository Participant? A DP is an interface between customers and the depository A customer opens an account with a DP and commences operations Balances are maintained with the depository and are available through the DP DP intimates customers’ status of holdings or transactions from time to time
- 6. Depositories in India Central Depository Services (India) Limited - Promoted by BSE, BoI, BoB, SBI and HDFC Bank National Securities Depository Limited (NSDL) - Promoted by UTI, IDBI and NSE Securities and Exchange Board of India (SEBI) is the regulating authority
- 7. Depository: Bank - an analogy Bank Holds funds in accounts Transfers funds between accounts Transfers without handling cash Safekeeping of money Depository Holds securities in accounts Transfers securities in accounts Transfers without handling physical securities Safekeeping of securities
- 8. Services offered by a DP Account Opening & Maintenance Dematerialization of Securities Rematerialization of Securities Transfer of Securities Pledging of Securities
- 9. Types of accounts Beneficiary Account These are ownership accounts, for use of Individuals, Corporates, HUFs etc Pool Account These are commercial accounts , for use of broker, for transfer of securities to and fro, from Exchange or Clearing Corporation All the securities received in the pool account should be transferred to the respective beneficial accounts within 24 hrs
- 10. How are securities dematerialized? Physical securities are to be submitted to DP, along with DRF Each security certificate should be defaced by the client. Defacing of certificate to be done by putting a stamp ‘Surrendered for Dematerialization’
- 12. Dematerialization process Client submits DRF and physical certificates to DP DP intimates to depository and sends certificates with DRF to R&T agent R&T agent confirms dematerialization to depository Depository credits securities to beneficial owner Depository Investor DP R & T Agent
- 13. Dematerialization Process How many copies of DRF are made and who all get them? 3 Copies Client / Account Holder Depository participant R & T agent
- 14. Trading and settlement Market Trade Trade done through a broker on the exchange. Has to be settled through the exchange Off Market Trade Trade done between two parties without the involvement of a broker. Has to be settled mutually between the two parties, shares moves from one account to another
- 15. Delivery Instruction Slip- NSDL
- 16. Delivery Instruction Slip- CDSL
- 17. Settlement of market trade Seller gives delivery instructions to DP to move securities to broker’s account Securities are transferred to clearing corporation from brokers account On pay out securities are moved from Clearing corporation to buying broker’s account Buying broker credits buyer’s account Clearing Corporation Broker Broker Buyer Seller
- 18. Off market trade Depository Seller gives Delivery Instruction to his DP Securities are transferred from seller’s DP to Buyer’s DP Buyer gets credit automatically into his account DP1 DP2 Buyer Seller
- 19. Who can open a demat account? Individuals, NRIs, Minors, HUFs, Trusts (Regd), Corporates can open demat account Proprietary firms, partnership firms and unregistered trusts cannot open a demat account as the Companies Act,1956 prohibits these entities from becoming shareholders of companies
- 20. Basic documents for account opening Registration form Photograph/s with signatures across it PAN Card Proof of residence-Passport, Voter’s ID card, Driving license, Ration card Proof of identity-Passport, Voter’s ID card, Driving license, PAN card Bank Account Proof-Bank statement, cancelled cheque
- 22. CDSL charges
- 23. NSDL charges
- 24. Thank You