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Experimental and
Quasi-Experimental
Designs
•Experimentation is an approach to research
best suited for explanation and evaluation
•An experiment is “a process of observation, to
be carried out in a situation expressly brought
about for that purpose”
•Experiments involve:
•Taking action
•Observing the consequences of that action
•Especially suited for hypothesis testing
2
•Variables, time order, measures, and groups
are the central features of the classical
experiment
•Involves three major pairs of components:
•Independent and dependent variables
•Pretesting and posttesting
•Experimental and control groups
3
• The Independent Variable takes the form of a
dichotomous stimulus that is either present or
absent
• It varies (i.e., is independent) in our experimental
process
• “The Cause”
4
• The outcome, the effect we expect to see
• Depends on the Independent Variable
• Might be physical conditions, social behavior,
attitudes, feelings, or beliefs
• “The Effect”
5
• Subjects are initially measured in terms of the
Dependent Variable prior to association with
the Independent Variable (pretested)
• Then, they are exposed to the Independent
Variable
• Then, they are re-measured in terms of the
Dependent Variable (posttested)
• Differences noted between the measurements
on the Dependent Variable are attributed to
influence of the Independent Variable
6
• Experimental group – Exposed to whatever
treatment, policy, initiative we are testing
• Control group – Very similar to experimental
group, except that they are NOT exposed
• If we see a difference, we want to make sure it
is due to the Independent Variable, and not to
a difference between the two groups
7
• Pointed to the necessity of control groups
• Independent Variable: improved working
conditions (better lighting)
• Dependent Variable: improvement in employee
satisfaction and productivity
• Workers were responding more to the attention
than to the improved working conditions
8
• We often don’t want people to know if they are
receiving treatment or not
• We expose our control group to a “dummy”
Independent Variable just so we are treating
everyone the same
• Medical research: Participants don’t know what
they are taking
• Ensures that changes in Dependent Variable
actually result from Independent Variable and
are not psychologically based
9
• Experimenters may be more likely to “observe”
improvements among those who received drug
• In a Double-Blind experiment, neither the
subjects nor the experimenters know which is
the experimental group and which is the
control group
• Broward County Florida and Portland, Oregon
domestic violence policing units study: “keeping
safe” strategies
10
• First, must decide on target population – the
group to which the results of your experiment
will apply
• Second, must decide how to select particular
members from that group for your experiment
• Cardinal rule – ensure that Experimental and
Control groups are as similar as possible
• Randomization purposes towards this
11
• “Randomization”
• Central feature of the classical experiment
• Produces experimental and control groups that are
statistically equivalent
• Farrington and associates:
• “Randomization insures that the average unit in
the treatment group is approximately equivalent
to the average unit in another group before the
treatment is applied”
• “All Other Things are Equal”
12
• Experiments potentially control for many
threats to the validity of causal inference
• Experimental design ensures:
• Cause precedes effect via taking posttest
• Empirical correlation exists via comparing pretest
to posttest
• No spurious 3rd
variable influencing correlation via
posttest comparison between experimental and
control groups, and via randomization
13
• Conclusions drawn from experimental results
may not reflect what went on in experiment
• History: External events may occur during
the course of the experiment
1. Maturation: People constantly are growing
2. Testing: The process of testing and retesting
14
4. Instrumentation: Changes in the
measurement process
5. Statistical regression: Extreme scores regress
to the mean
6. Selection biases: The way in which subjects
are chosen (use random assignment)
7. Experimental mortality: Subjects may drop
out prior to completion of experiment
15
8. Causal time order: Ambiguity about order of
stimulus and Dependent Variable – which
caused which?
9. Diffusion/Imitation of treatments:
Experimental group may pass on elements to
Control group when communicating
10. Compensatory treatment: Cgroup is deprived
of something considered to be of value
16
11. Compensatory Rivalry: Control group
deprived of the stimulus may try to
compensate by working harder
12. Demoralization: Feelings of deprivation
among control group result in subjects giving
up
17
• Potential threats to internal validity are only
some of the complications faced by
experimenters; they also have the problem
of generalizing from experimental findings to
the real world
• Two dimensions of generalizability:
• Construct Validity
• External Validity
18
• Concerned with generalizing from experiment
to actual causal processes in the real world
• Link construct and measures to theory
• Clearly indicate what constructs are
represented by what measures
• Decide how much treatment is required to
produce change in Dependent Variable
19
• Significant for experiments conducted under
carefully controlled conditions rather than more
natural conditions
• Reduces internal validity threats
• John Eck (2002): "diabolical dilemma."
• Suggestion:
• explanatory studies  internal validity
• applied studies  external validity
20
• Becomes an issue when findings are based on
small samples
• More cases allows you to reliably detect small
differences; less cases result in detection of
only large differences
• Finding cause-and-effect relationships through
experiments depends on two related factors:
• Number of Subjects
• Magnitude of posttest differences between the
experimental and control groups
21
• Four basic building blocks present in
experimental designs:
1.The number of experimental & control groups
2.The number & variation of experimental stimuli
3.The number of pretest & posttest measurements
4.The procedures used to select subjects and assign
them to groups
• Variations on the classical experiment can be
produced by manipulating the building blocks
of experiments
22
• When randomization isn’t possible for legal or
ethical reasons
• Renders them subject to Internal Validity
threats
• Quasi = “to a certain degree”
• Two categories:
• nonequivalent-groups designs
• time series designs
23
• When we cannot randomize, we cannot
assume equivalency; hence the name
• We take steps to make groups as comparable
as possible
• Match subjects in Experimental and Control
groups using important variables likely related
to Dependent Variable under study
• Aggregate matching – comparable average
characteristics
24
• Cohort – Group of subjects who enter or leave
an institution at the same time
• Ex: A class of police officers who graduate from a
training academy at the same time, All
persons who were sentenced to probation in May
• Necessary to ensure that two cohorts being
examined against one another are actually
comparable
25
• Longitudinal Studies
• Examine a series of observations over time
• Interrupted – Observations compared before
and after some intervention
(used in cause-and-effect studies)
• Instrumentation threat to internal validity is
likely because changes in measurements may
occur over a long period of time
• Often use measures produced by CJ organizations
26
• A large number of variables are studied for a
small number of cases or subjects
• Case-oriented research: Many cases are
examined to understand a small number of
variables (e.g., Boston Gun Project)
• Variable-oriented research: A large number of
variables are studied for a small number of
cases or subjects
• Case Study Design: Centered on an in-depth
examination of one or a few cases on many
dimensions
27

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Chapter7

  • 2. •Experimentation is an approach to research best suited for explanation and evaluation •An experiment is “a process of observation, to be carried out in a situation expressly brought about for that purpose” •Experiments involve: •Taking action •Observing the consequences of that action •Especially suited for hypothesis testing 2
  • 3. •Variables, time order, measures, and groups are the central features of the classical experiment •Involves three major pairs of components: •Independent and dependent variables •Pretesting and posttesting •Experimental and control groups 3
  • 4. • The Independent Variable takes the form of a dichotomous stimulus that is either present or absent • It varies (i.e., is independent) in our experimental process • “The Cause” 4
  • 5. • The outcome, the effect we expect to see • Depends on the Independent Variable • Might be physical conditions, social behavior, attitudes, feelings, or beliefs • “The Effect” 5
  • 6. • Subjects are initially measured in terms of the Dependent Variable prior to association with the Independent Variable (pretested) • Then, they are exposed to the Independent Variable • Then, they are re-measured in terms of the Dependent Variable (posttested) • Differences noted between the measurements on the Dependent Variable are attributed to influence of the Independent Variable 6
  • 7. • Experimental group – Exposed to whatever treatment, policy, initiative we are testing • Control group – Very similar to experimental group, except that they are NOT exposed • If we see a difference, we want to make sure it is due to the Independent Variable, and not to a difference between the two groups 7
  • 8. • Pointed to the necessity of control groups • Independent Variable: improved working conditions (better lighting) • Dependent Variable: improvement in employee satisfaction and productivity • Workers were responding more to the attention than to the improved working conditions 8
  • 9. • We often don’t want people to know if they are receiving treatment or not • We expose our control group to a “dummy” Independent Variable just so we are treating everyone the same • Medical research: Participants don’t know what they are taking • Ensures that changes in Dependent Variable actually result from Independent Variable and are not psychologically based 9
  • 10. • Experimenters may be more likely to “observe” improvements among those who received drug • In a Double-Blind experiment, neither the subjects nor the experimenters know which is the experimental group and which is the control group • Broward County Florida and Portland, Oregon domestic violence policing units study: “keeping safe” strategies 10
  • 11. • First, must decide on target population – the group to which the results of your experiment will apply • Second, must decide how to select particular members from that group for your experiment • Cardinal rule – ensure that Experimental and Control groups are as similar as possible • Randomization purposes towards this 11
  • 12. • “Randomization” • Central feature of the classical experiment • Produces experimental and control groups that are statistically equivalent • Farrington and associates: • “Randomization insures that the average unit in the treatment group is approximately equivalent to the average unit in another group before the treatment is applied” • “All Other Things are Equal” 12
  • 13. • Experiments potentially control for many threats to the validity of causal inference • Experimental design ensures: • Cause precedes effect via taking posttest • Empirical correlation exists via comparing pretest to posttest • No spurious 3rd variable influencing correlation via posttest comparison between experimental and control groups, and via randomization 13
  • 14. • Conclusions drawn from experimental results may not reflect what went on in experiment • History: External events may occur during the course of the experiment 1. Maturation: People constantly are growing 2. Testing: The process of testing and retesting 14
  • 15. 4. Instrumentation: Changes in the measurement process 5. Statistical regression: Extreme scores regress to the mean 6. Selection biases: The way in which subjects are chosen (use random assignment) 7. Experimental mortality: Subjects may drop out prior to completion of experiment 15
  • 16. 8. Causal time order: Ambiguity about order of stimulus and Dependent Variable – which caused which? 9. Diffusion/Imitation of treatments: Experimental group may pass on elements to Control group when communicating 10. Compensatory treatment: Cgroup is deprived of something considered to be of value 16
  • 17. 11. Compensatory Rivalry: Control group deprived of the stimulus may try to compensate by working harder 12. Demoralization: Feelings of deprivation among control group result in subjects giving up 17
  • 18. • Potential threats to internal validity are only some of the complications faced by experimenters; they also have the problem of generalizing from experimental findings to the real world • Two dimensions of generalizability: • Construct Validity • External Validity 18
  • 19. • Concerned with generalizing from experiment to actual causal processes in the real world • Link construct and measures to theory • Clearly indicate what constructs are represented by what measures • Decide how much treatment is required to produce change in Dependent Variable 19
  • 20. • Significant for experiments conducted under carefully controlled conditions rather than more natural conditions • Reduces internal validity threats • John Eck (2002): "diabolical dilemma." • Suggestion: • explanatory studies  internal validity • applied studies  external validity 20
  • 21. • Becomes an issue when findings are based on small samples • More cases allows you to reliably detect small differences; less cases result in detection of only large differences • Finding cause-and-effect relationships through experiments depends on two related factors: • Number of Subjects • Magnitude of posttest differences between the experimental and control groups 21
  • 22. • Four basic building blocks present in experimental designs: 1.The number of experimental & control groups 2.The number & variation of experimental stimuli 3.The number of pretest & posttest measurements 4.The procedures used to select subjects and assign them to groups • Variations on the classical experiment can be produced by manipulating the building blocks of experiments 22
  • 23. • When randomization isn’t possible for legal or ethical reasons • Renders them subject to Internal Validity threats • Quasi = “to a certain degree” • Two categories: • nonequivalent-groups designs • time series designs 23
  • 24. • When we cannot randomize, we cannot assume equivalency; hence the name • We take steps to make groups as comparable as possible • Match subjects in Experimental and Control groups using important variables likely related to Dependent Variable under study • Aggregate matching – comparable average characteristics 24
  • 25. • Cohort – Group of subjects who enter or leave an institution at the same time • Ex: A class of police officers who graduate from a training academy at the same time, All persons who were sentenced to probation in May • Necessary to ensure that two cohorts being examined against one another are actually comparable 25
  • 26. • Longitudinal Studies • Examine a series of observations over time • Interrupted – Observations compared before and after some intervention (used in cause-and-effect studies) • Instrumentation threat to internal validity is likely because changes in measurements may occur over a long period of time • Often use measures produced by CJ organizations 26
  • 27. • A large number of variables are studied for a small number of cases or subjects • Case-oriented research: Many cases are examined to understand a small number of variables (e.g., Boston Gun Project) • Variable-oriented research: A large number of variables are studied for a small number of cases or subjects • Case Study Design: Centered on an in-depth examination of one or a few cases on many dimensions 27