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1
Ethics and Criminal
Justice Research
•Ethical concerns – Typically associated with
morality; both deal with matters of right & wrong
•Ethical - May be defined as behavior conforming
to the standards of conduct of a given group
•Matter of agreement among professionals
•We need to know of this general shared
conception among CJ researchers
2
•Dilemma – Balancing potential benefits against
possibility of harm
•Collecting info from active criminals presents
possibility of violence against them
•Psychological harm via remembrance of
unpleasant/traumatic experience
•Possible harm may be justified by potential
benefit of study (still arbitrary)
•Perrone – Drug use in N.Y. dance clubs
3
•CJ research often intrudes into people’s lives
•Asks them to reveal what is generally unknown
•Participation must be voluntary
•This threatens generalizability
4
•Anonymity – When researcher cannot identify a
given piece of information with a given person
•Confidentiality – A researcher can link
information with a subject, but promises not to
do so publicly
•Techniques: Replace names/addresses with IDs,
specify when survey is C rather than A, specify
that info will not be disclosed to 3rd
parties
5
•Generally considered unethical
•Sometimes useful and even necessary to
identify yourself as a researcher
•“Don’t go undercover”
•Widom (1999) – child abuse and illegal drug
use
•Inciardi (1993) – studying crack houses
6
•Researchers have ethical obligations to scientific
community
•Make shortcomings and/or negative findings
known
•Tell the truth about pitfalls and problems you’ve
experienced
•It is as important to know that two things are
not related as to know that they are
7
•Researchers may expose themselves to criminal
liability by:
•Failing to report observed criminal activity to
the police
•Engaging in participant observation studies
where crimes are committed
•Subpoenas violate confidentiality
•Legal immunity (42 U.S. Code §22.28a)
8
•Becoming aware of staff misbehavior in
agencies
•Research can cause crime or influence its
location or target
•Crime may be displaced
•Withholding desirable treatments from control
group
•Mandatory Reporting: the Federal Child Abuse
Prevention and Treatment Act of 1974
9
•The National Research Act (1974): signed into
law after a few highly publicized examples of
unethical practices in medical and social science
research
•The Belmont Report (1979): a brief, but
comprehensive set of ethical principles for
protecting human subjects
•Respect for Persons
•Beneficence
•Justice
10
•The American Psychological Association (2002) code of ethics is quite
detailed, reflecting the different professional roles of psychologists in
research, clinical treatment, and educational contexts
•Academy of Criminal Justice Sciences Ethical Standards
•American Society of Criminology Code of Ethics
•US Department of Health & Human Services
•American Bar Association Code of Professional Responsibility
•Gov. agencies and non-gov. organizations must
establish Institutional Review Boards (IRBs)
•Members make judgments about overall
risks, and their acceptability
•Whether research procedures includes
safeguards to protect safety, confidentiality,
and general welfare of subjects
•Informed consent – Requires that subjects both
have the capacity to understand and do
understand the research, risks, side effects,
benefits to subjects, and procedures used
•New Jersey State Troopers and Racial Profiling
•Special populations – Specific regulations exist
for certain populations, such as juveniles and
prisoners
13
•Many social research study designs are
regarded as exempt from IRB review under
federal guidelines
•Exempt means that research proposals do not
have to be subject to full IRB review
•Laud Humphreys (1975) – Studied homosexual
acts between strangers who meet in public
restrooms in parks (“tearooms”)
•Served as “watchqueen”
•Noted plate numbers of participants, tracked
down names and addresses through police,
conducted a survey to obtain personal info at
their homes
15
•Dispositional hypothesis – Prisons are brutal
and dehumanizing because of people in them
•Situational hypothesis – Prison environment
creates brutal and dehumanizing conditions
independent of the people in them
•Haney, Banks, and Zimbardo – Sought to test
situational hypothesis by simulating a prison in
1971
16
•“Prison” constructed in basement of psychology
building
•24 healthy/psychologically normal subjects
selected, offered $15 a day for their participation
•Asked to sign a contract that they would be
confined, put under constant surveillance, and
have their civil rights suspended – but would not
be subject to physical abuse
17
•Terminated after six days (planned for 2 weeks)
•Subjects displayed “unexpectedly intense
reactions”
•Five had to be released b/c they showed signs
of acute depression or anxiety
•Guards became aggressive, prisoners became
passive
18
•Obtained consent via signed contracts
•Those who developed signs of acute distress
were released early
•Study was terminated prematurely
•Group therapy debriefing sessions were
conducted, along with follow-ups, to ensure
negative experiences were temporary
19

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Chapter3

  • 2. •Ethical concerns – Typically associated with morality; both deal with matters of right & wrong •Ethical - May be defined as behavior conforming to the standards of conduct of a given group •Matter of agreement among professionals •We need to know of this general shared conception among CJ researchers 2
  • 3. •Dilemma – Balancing potential benefits against possibility of harm •Collecting info from active criminals presents possibility of violence against them •Psychological harm via remembrance of unpleasant/traumatic experience •Possible harm may be justified by potential benefit of study (still arbitrary) •Perrone – Drug use in N.Y. dance clubs 3
  • 4. •CJ research often intrudes into people’s lives •Asks them to reveal what is generally unknown •Participation must be voluntary •This threatens generalizability 4
  • 5. •Anonymity – When researcher cannot identify a given piece of information with a given person •Confidentiality – A researcher can link information with a subject, but promises not to do so publicly •Techniques: Replace names/addresses with IDs, specify when survey is C rather than A, specify that info will not be disclosed to 3rd parties 5
  • 6. •Generally considered unethical •Sometimes useful and even necessary to identify yourself as a researcher •“Don’t go undercover” •Widom (1999) – child abuse and illegal drug use •Inciardi (1993) – studying crack houses 6
  • 7. •Researchers have ethical obligations to scientific community •Make shortcomings and/or negative findings known •Tell the truth about pitfalls and problems you’ve experienced •It is as important to know that two things are not related as to know that they are 7
  • 8. •Researchers may expose themselves to criminal liability by: •Failing to report observed criminal activity to the police •Engaging in participant observation studies where crimes are committed •Subpoenas violate confidentiality •Legal immunity (42 U.S. Code §22.28a) 8
  • 9. •Becoming aware of staff misbehavior in agencies •Research can cause crime or influence its location or target •Crime may be displaced •Withholding desirable treatments from control group •Mandatory Reporting: the Federal Child Abuse Prevention and Treatment Act of 1974 9
  • 10. •The National Research Act (1974): signed into law after a few highly publicized examples of unethical practices in medical and social science research •The Belmont Report (1979): a brief, but comprehensive set of ethical principles for protecting human subjects •Respect for Persons •Beneficence •Justice 10
  • 11. •The American Psychological Association (2002) code of ethics is quite detailed, reflecting the different professional roles of psychologists in research, clinical treatment, and educational contexts •Academy of Criminal Justice Sciences Ethical Standards •American Society of Criminology Code of Ethics •US Department of Health & Human Services •American Bar Association Code of Professional Responsibility
  • 12. •Gov. agencies and non-gov. organizations must establish Institutional Review Boards (IRBs) •Members make judgments about overall risks, and their acceptability •Whether research procedures includes safeguards to protect safety, confidentiality, and general welfare of subjects
  • 13. •Informed consent – Requires that subjects both have the capacity to understand and do understand the research, risks, side effects, benefits to subjects, and procedures used •New Jersey State Troopers and Racial Profiling •Special populations – Specific regulations exist for certain populations, such as juveniles and prisoners 13
  • 14. •Many social research study designs are regarded as exempt from IRB review under federal guidelines •Exempt means that research proposals do not have to be subject to full IRB review
  • 15. •Laud Humphreys (1975) – Studied homosexual acts between strangers who meet in public restrooms in parks (“tearooms”) •Served as “watchqueen” •Noted plate numbers of participants, tracked down names and addresses through police, conducted a survey to obtain personal info at their homes 15
  • 16. •Dispositional hypothesis – Prisons are brutal and dehumanizing because of people in them •Situational hypothesis – Prison environment creates brutal and dehumanizing conditions independent of the people in them •Haney, Banks, and Zimbardo – Sought to test situational hypothesis by simulating a prison in 1971 16
  • 17. •“Prison” constructed in basement of psychology building •24 healthy/psychologically normal subjects selected, offered $15 a day for their participation •Asked to sign a contract that they would be confined, put under constant surveillance, and have their civil rights suspended – but would not be subject to physical abuse 17
  • 18. •Terminated after six days (planned for 2 weeks) •Subjects displayed “unexpectedly intense reactions” •Five had to be released b/c they showed signs of acute depression or anxiety •Guards became aggressive, prisoners became passive 18
  • 19. •Obtained consent via signed contracts •Those who developed signs of acute distress were released early •Study was terminated prematurely •Group therapy debriefing sessions were conducted, along with follow-ups, to ensure negative experiences were temporary 19