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Experimental and
Quasi-Experimental
Designs
OUTLINE
 Introduction
 The Classical Experiment
 Experiments and Causal Inference
 Variations in the Classical
  Experimental Design
 Quasi-Experimental Designs
3




•Experimentation is an approach to research
best suited for explanation and evaluation
•An experiment is “a process of observation,
to be carried out in a situation expressly
brought about for that purpose”
•Experiments involve:
  •Taking action
  •Observing the consequences of that action
•Especially suited for hypothesis testing
4




•Variables, time order, measures, and groups
are the central features of the classical
experiment
•Involves three major pairs of components:
  •Independent and dependent variables
  •Pretesting and posttesting
  •Experimental and control groups
5




• The Independent Variable takes the form of a
  dichotomous stimulus that is either present or
  absent

• It varies (i.e., is independent) in our
  experimental process

• “The Cause”
6




• The outcome, the effect we expect to see

• Depends on the Independent Variable

• Might be physical conditions, social behavior,
 attitudes, feelings, or beliefs

• “The Effect”
7




• Subjects are initially measured in terms of
  the Dependent Variable prior to association
  with the Independent Variable (pretested)
• Then, they are exposed to the Independent
  Variable
• Then, they are re-measured in terms of the
  Dependent Variable (posttested)
• Differences noted between the
  measurements on the Dependent Variable
  are attributed to influence of the
  Independent Variable
8




• Experimental group – Exposed to whatever
  treatment, policy, initiative we are testing
• Control group – Very similar to experimental
  group, except that they are NOT exposed
• If we see a difference, we want to make sure
  it is due to the Independent Variable, and
  not to a difference between the two groups
9




• Pointed to the necessity of control groups
• Independent Variable: improved working
  conditions (better lighting)
• Dependent Variable: improvement in
  employee satisfaction and productivity
• Workers were responding more to the
  attention than to the improved working
  conditions
10




• We often don’t want people to know if they
  are receiving treatment or not
• We expose our control group to a “dummy”
  Independent Variable just so we are treating
  everyone the same
• Medical research: Participants don’t know
  what they are taking
• Ensures that changes in Dependent Variable
  actually result from Independent Variable
  and are not psychologically based
11




• Experimenters may be more likely to
  “observe” improvements among those who
  received drug
• In a Double-Blind experiment, neither the
  subjects nor the experimenters know which is
  the experimental group and which is the
  control group
  • Broward County Florida and Portland, Oregon
    domestic violence policing units study:
    “keeping safe” strategies
12




• First, must decide on target population –
  the group to which the results of your
  experiment will apply
• Second, must decide how to select
  particular members from that group for
  your experiment
• Cardinal rule – ensure that Experimental
  and Control groups are as similar as
  possible
• Randomization purposes towards this
13



• “Randomization”
• Central feature of the classical experiment
  • Produces experimental and control groups
    that are statistically equivalent
• Farrington and associates:
  • “Randomization insures that the average unit
    in the treatment group is approx. equivalent
    to the average unit in another group before
    the treatment is applied”
• “All Other Things are Equal”
14




• Experiments potentially control for many
  threats to the validity of causal inference
• Experimental design ensures:
  • Cause precedes effect via taking posttest
  • Empirical correlation exists via comparing
    pretest to posttest
  • No spurious 3rd variable influencing
    correlation via posttest comparison between
    experimental and control groups, and via
    randomization
15




• Conclusions drawn from experimental
  results may not reflect what went on in
  experiment


3. History: External events may occur during
  the course of the experiment
4. Maturation: People constantly are growing
5. Testing: The process of testing and
  retesting
16




4. Instrumentation: Changes in the
  measurement process
5. Statistical regression: Extreme scores
  regress to the mean
6. Selection biases: The way in which subjects
  are chosen (use random assignment)
7. Experimental mortality: Subjects may drop
  out prior to completion of experiment
17




8. Causal time order: Ambiguity about order of
  stimulus and Dependent Variable – which
  caused which?
9. Diffusion/Imitation of treatments:
  Experimental group may pass on elements to
  Control group when communicating
10. Compensatory treatment: Cgroup is
  deprived of something considered to be of
  value
18




11. Compensatory Rivalry: Control group
  deprived of the stimulus may try to
  compensate by working harder
12. Demoralization: Feelings of deprivation
  among control group result in subjects
  giving up
19




• Potential threats to internal validity are only
  some of the complications faced by
  experimenters; they also have the problem
  of generalizing from experimental findings
  to the real world
• Two dimensions of generalizability:
  • Construct Validity
  • External Validity
20




• Concerned with generalizing from experiment
  to actual causal processes in the real world
• Link construct and measures to theory
• Clearly indicate what constructs are
  represented by what measures
• Decide how much treatment is required to
  produce change in Dependent Variable
21




• Significant for experiments conducted under
  carefully controlled conditions rather than
  more natural conditions
• Reduces internal validity threats
• John Eck (2002): "diabolical dilemma."
• Suggestion:
  • explanatory studies  internal validity
  • applied studies  external validity
22




• Becomes an issue when findings are based
  on small samples
• More cases allows you to reliably detect small
  differences; less cases result in detection of
  only large differences
• Finding cause-and-effect relationships
  through experiments depends on two related
  factors:
  • Number of Subjects
  • Magnitude of posttest differences between the
    experimental and control groups
23




• Four basic building blocks present in
  experimental designs:
2.The number of experimental & control groups
3.The number & variation of experimental stimuli
4.The number of pretest & posttest
  measurements
5.The procedures used to select subjects and
  assign them to groups
• Variations on the classical experiment can be
  produced by manipulating the building blocks
24




• When randomization is not possible for legal
  or ethical reasons
• Renders them subject to Internal Validity
  threats
• Quasi = “to a certain degree”
• Two categories:
  • nonequivalent-groups designs
  • time series designs
25




• When we cannot randomize, we cannot
  assume equivalency; hence the name
• We take steps to make groups as comparable
  as possible
• Match subjects in Experimental and Control
  groups using important variables likely
  related to Dependent Variable under study
• Aggregate matching – comparable average
  characteristics
26




• Cohort – Group of subjects who enter or leave
  an institution at the same time
  • Ex: A class of police officers who graduate
    from a training academy at the same time,
       All persons who were sentenced to
    probation in May
• Necessary to ensure that two cohorts being
  examined against one another are actually
  comparable
27




• Longitudinal Studies
  • Examine a series of observations over time
• Interrupted – Observations compared before
  and after some intervention
  (used in cause-and-effect studies)
• Instrumentation threat to internal validity is
  likely because changes in measurements
  may occur over a long period of time
  • Often use measures produced by CJ
    organizations
28




• A large number of variables are studied for a
  small number of cases or subjects
• Case-oriented research: Many cases are
  examined to understand a small number of
  variables (Boston Gun Project)
• Variable-oriented research: A large number of
  variables are studied for a small number of
  cases or subjects
  • Case Study Design: Centered on an in-depth
    examination of one or a few cases on many
    dimensions

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Ch07 Experimental & Quasi-Experimental Designs

  • 2. OUTLINE  Introduction  The Classical Experiment  Experiments and Causal Inference  Variations in the Classical Experimental Design  Quasi-Experimental Designs
  • 3. 3 •Experimentation is an approach to research best suited for explanation and evaluation •An experiment is “a process of observation, to be carried out in a situation expressly brought about for that purpose” •Experiments involve: •Taking action •Observing the consequences of that action •Especially suited for hypothesis testing
  • 4. 4 •Variables, time order, measures, and groups are the central features of the classical experiment •Involves three major pairs of components: •Independent and dependent variables •Pretesting and posttesting •Experimental and control groups
  • 5. 5 • The Independent Variable takes the form of a dichotomous stimulus that is either present or absent • It varies (i.e., is independent) in our experimental process • “The Cause”
  • 6. 6 • The outcome, the effect we expect to see • Depends on the Independent Variable • Might be physical conditions, social behavior, attitudes, feelings, or beliefs • “The Effect”
  • 7. 7 • Subjects are initially measured in terms of the Dependent Variable prior to association with the Independent Variable (pretested) • Then, they are exposed to the Independent Variable • Then, they are re-measured in terms of the Dependent Variable (posttested) • Differences noted between the measurements on the Dependent Variable are attributed to influence of the Independent Variable
  • 8. 8 • Experimental group – Exposed to whatever treatment, policy, initiative we are testing • Control group – Very similar to experimental group, except that they are NOT exposed • If we see a difference, we want to make sure it is due to the Independent Variable, and not to a difference between the two groups
  • 9. 9 • Pointed to the necessity of control groups • Independent Variable: improved working conditions (better lighting) • Dependent Variable: improvement in employee satisfaction and productivity • Workers were responding more to the attention than to the improved working conditions
  • 10. 10 • We often don’t want people to know if they are receiving treatment or not • We expose our control group to a “dummy” Independent Variable just so we are treating everyone the same • Medical research: Participants don’t know what they are taking • Ensures that changes in Dependent Variable actually result from Independent Variable and are not psychologically based
  • 11. 11 • Experimenters may be more likely to “observe” improvements among those who received drug • In a Double-Blind experiment, neither the subjects nor the experimenters know which is the experimental group and which is the control group • Broward County Florida and Portland, Oregon domestic violence policing units study: “keeping safe” strategies
  • 12. 12 • First, must decide on target population – the group to which the results of your experiment will apply • Second, must decide how to select particular members from that group for your experiment • Cardinal rule – ensure that Experimental and Control groups are as similar as possible • Randomization purposes towards this
  • 13. 13 • “Randomization” • Central feature of the classical experiment • Produces experimental and control groups that are statistically equivalent • Farrington and associates: • “Randomization insures that the average unit in the treatment group is approx. equivalent to the average unit in another group before the treatment is applied” • “All Other Things are Equal”
  • 14. 14 • Experiments potentially control for many threats to the validity of causal inference • Experimental design ensures: • Cause precedes effect via taking posttest • Empirical correlation exists via comparing pretest to posttest • No spurious 3rd variable influencing correlation via posttest comparison between experimental and control groups, and via randomization
  • 15. 15 • Conclusions drawn from experimental results may not reflect what went on in experiment 3. History: External events may occur during the course of the experiment 4. Maturation: People constantly are growing 5. Testing: The process of testing and retesting
  • 16. 16 4. Instrumentation: Changes in the measurement process 5. Statistical regression: Extreme scores regress to the mean 6. Selection biases: The way in which subjects are chosen (use random assignment) 7. Experimental mortality: Subjects may drop out prior to completion of experiment
  • 17. 17 8. Causal time order: Ambiguity about order of stimulus and Dependent Variable – which caused which? 9. Diffusion/Imitation of treatments: Experimental group may pass on elements to Control group when communicating 10. Compensatory treatment: Cgroup is deprived of something considered to be of value
  • 18. 18 11. Compensatory Rivalry: Control group deprived of the stimulus may try to compensate by working harder 12. Demoralization: Feelings of deprivation among control group result in subjects giving up
  • 19. 19 • Potential threats to internal validity are only some of the complications faced by experimenters; they also have the problem of generalizing from experimental findings to the real world • Two dimensions of generalizability: • Construct Validity • External Validity
  • 20. 20 • Concerned with generalizing from experiment to actual causal processes in the real world • Link construct and measures to theory • Clearly indicate what constructs are represented by what measures • Decide how much treatment is required to produce change in Dependent Variable
  • 21. 21 • Significant for experiments conducted under carefully controlled conditions rather than more natural conditions • Reduces internal validity threats • John Eck (2002): "diabolical dilemma." • Suggestion: • explanatory studies  internal validity • applied studies  external validity
  • 22. 22 • Becomes an issue when findings are based on small samples • More cases allows you to reliably detect small differences; less cases result in detection of only large differences • Finding cause-and-effect relationships through experiments depends on two related factors: • Number of Subjects • Magnitude of posttest differences between the experimental and control groups
  • 23. 23 • Four basic building blocks present in experimental designs: 2.The number of experimental & control groups 3.The number & variation of experimental stimuli 4.The number of pretest & posttest measurements 5.The procedures used to select subjects and assign them to groups • Variations on the classical experiment can be produced by manipulating the building blocks
  • 24. 24 • When randomization is not possible for legal or ethical reasons • Renders them subject to Internal Validity threats • Quasi = “to a certain degree” • Two categories: • nonequivalent-groups designs • time series designs
  • 25. 25 • When we cannot randomize, we cannot assume equivalency; hence the name • We take steps to make groups as comparable as possible • Match subjects in Experimental and Control groups using important variables likely related to Dependent Variable under study • Aggregate matching – comparable average characteristics
  • 26. 26 • Cohort – Group of subjects who enter or leave an institution at the same time • Ex: A class of police officers who graduate from a training academy at the same time, All persons who were sentenced to probation in May • Necessary to ensure that two cohorts being examined against one another are actually comparable
  • 27. 27 • Longitudinal Studies • Examine a series of observations over time • Interrupted – Observations compared before and after some intervention (used in cause-and-effect studies) • Instrumentation threat to internal validity is likely because changes in measurements may occur over a long period of time • Often use measures produced by CJ organizations
  • 28. 28 • A large number of variables are studied for a small number of cases or subjects • Case-oriented research: Many cases are examined to understand a small number of variables (Boston Gun Project) • Variable-oriented research: A large number of variables are studied for a small number of cases or subjects • Case Study Design: Centered on an in-depth examination of one or a few cases on many dimensions