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RESEARCH DESIGN 
Chapter 7 
Mr. Nagendra Bahadur Amatya 
Email : 
nagendraamatya@hotmail.com Planning-Evaluation Cycle
MEANING OF RESEARCH DESIGN 
 The research design is the conceptual structure within 
which research is conducted; it constitutes the blueprint 
for the collection, measurement and analysis of data. 
 As such the design includes an outline of what the 
researcher will do from writing the hypothesis and its 
operational implications to the final analysis of data.
More explicitly, Before research we have 
to finalize these: 
 What is the study about? 
 Why is the study being made? 
 Where will the study be carried out? 
 What type of data is required? 
 Where can the required data be found? 
 What periods of time will the study include? 
 What will be the sample design? 
 What techniques of data collection will be used? 
 How will the data be analyzed? 
 In what style will the report be prepared?
NEED FOR RESEARCH 
DESIGN 
 Research design is needed because it facilitates the smooth sailing of the 
various research operations, thereby making research as efficient as 
possible yielding maximal information with minimal expenditure of effort, 
time and money. 
 Research design stands for advance planning of the methods to be adopted 
for collecting the relevant data and the techniques to be used in their 
analysis, keeping in view the objective of the research and the availability 
of staff, time and money. 
 Preparation of the research design should be done with great care as any 
error in it may upset the entire project.
FEATURES OF A GOOD 
DESIGN 
A research design appropriate for a particular 
research problem, usually involves the 
consideration of the following factors: 
 The means of obtaining information; 
 The availability and skills of the researcher and his staff, 
if any; 
 The objective of the problem to be studied; 
 The nature of the problem to be studied; and 
 The availability of time and money for the research work.
IMPORTANT CONCEPTS RELATING 
TO RESEARCH DESIGN 
Before describing the different research designs, it will be 
appropriate to explain the various concepts relating to 
designs so that these may be better and easily understood. 
1. Dependent and independent variables 
– If one variable depends upon or is a consequence of the other variable, it is termed as a 
dependent variable, and the variable that is antecedent to the dependent variable is termed as 
an independent variable. 
2. Extraneous variable 
– Independent variables that are not related to the purpose of the study, but may affect the 
dependent variable are termed as extraneous variables. Whatever effect is noticed on 
dependent variable as a result of extraneous variable(s) is technically described as an 
‘experimental error’. A study must always be so designed that the effect upon the dependent 
variable is attributed entirely to the independent variable(s), and not to some extraneous 
variable or variables. 
3. Control 
– One important characteristic of a good research design is to minimize the influence or effect of 
extraneous variable(s). The technical term ‘control’ is used when we design the study 
minimizing the effects of extraneous independent variables. In experimental researches, the 
term ‘control’ is used to refer to restrain experimental conditions.
IMPORTANT CONCEPTS RELATING 
TO RESEARCH DESIGN Cont. 
4. Confounded relationship 
– When the dependent variable is not free from the influence of extraneous 
variable(s), the relationship between the dependent and independent variables is 
said to be confounded by an extraneous variable(s). 
5. Research hypothesis 
– When a prediction or a hypothesized relationship is to be tested by scientific 
methods, it is termed as research hypothesis. The research hypothesis is a 
predictive statement that relates an independent variable to a dependent variable. 
Usually a research hypothesis must contain, at least, one independent and one 
dependent variable. Predictive statements which are not to be objectively verified or 
the relationships that are assumed but not to be tested, are not termed research 
hypotheses. 
6. Experimental and non-experimental hypothesis-testing 
research 
– When the purpose of research is to test a research hypothesis, it is termed as 
hypothesis-testing research. It can be of the experimental design or of the non-experimental 
design. Research in which the independent variable is manipulated is 
termed ‘experimental hypothesis-testing research’ and a research in which an 
independent variable is not manipulated is called ‘non-experimental hypothesis-testing 
research’.
IMPORTANT CONCEPTS RELATING 
TO RESEARCH DESIGN Cont. 
7. Experimental and control groups 
– In an experimental hypothesis-testing research when a group is exposed to usual 
conditions, it is termed a ‘control group’, but when the group is exposed to some 
novel or special condition, it is termed an ‘experimental group’. 
8. Treatments 
– The different conditions under which experimental and control groups are put are 
usually referred to as ‘treatments’. 
9. Experiment 
– The process of examining the truth of a statistical hypothesis, relating to some 
research problem, is known as an experiment. 
10. Experimental unit(s) 
– The pre-determined plots or the blocks, where different treatments are used, are 
known as experimental units. Such experimental units must be selected (defined) 
very carefully.
DIFFERENT RESEARCH DESIGNS
Research design in case of 
exploratory research studies 
 The main purpose of such studies is that of formulating a problem for 
more precise investigation or of developing the working hypotheses from 
an operational point of view. 
 The major emphasis in such studies is on the discovery of ideas and 
insights. 
 As such the research design appropriate for such studies must be flexible 
enough to provide opportunity for considering different aspects of a 
problem under study. 
 Generally, the following three methods in the context of research design 
for 
such studies are talked about: 
 the survey of concerning literature; 
 the experience survey and 
 the analysis of ‘insight-stimulating’
Research design in case of descriptive and 
diagnostic research studies 
The design in such studies must be rigid and not 
flexible and must focus attention on the following 
 Formulating the objective of the study (what the study is 
about and why is it being made?) 
 Designing the methods of data collection (what techniques 
of gathering data will be adopted?) 
 Selecting the sample (how much material will be needed?) 
 Collecting the data (where can the required data be found 
and with what time period should the data be related?) 
 Processing and analyzing the data. 
 Reporting the findings.
The difference between research designs in respect 
of the above two types of research studies can be 
conveniently summarized
Research design in case of hypothesis-testing 
research studies 
Hypothesis-testing research studies (generally known as 
experimental studies) are those where the researcher tests the 
hypotheses of causal relationships between variables. 
Such studies require procedures that will not only reduce bias 
and increase reliability, but will permit drawing inferences about 
interconnection. 
Usually experiments meet this requirement. 
Research design in such studies known as design of experiment 
Professor R.A. Fisher’s name is associated with experimental 
designs. 
Today, the experimental designs are being used in researches 
relating to phenomena of several disciplines.
BASIC PRINCIPLES OF EXPERIMENTAL 
DESIGNS 
Professor Fisher has enumerated three 
principles of experimental designs: 
 the Principle of Replication; 
 the Principle of Randomization; and 
 Principle of Local Control
Principle of Replication 
According to the Principle of Replication, the 
experiment should be repeated more than 
once. By doing so the statistical accuracy of 
the experiments is increased. 
It should be remembered that replication is 
introduced in order to increase the precision 
of a study; that is to say, to increase the 
accuracy with which the main effects and 
interactions can be estimated.
The Principle of Randomization 
 The Principle of Randomization provides protection, when we 
conduct an experiment, against the effect of extraneous 
factors by randomization. 
 In other words, this principle indicates that we should design 
or plan the experiment in such a way that the variations 
caused by extraneous factors can all be combined under the 
general heading of “chance.” 
 through the application of the principle of randomization, we 
can have a better estimate of the experimental error.
The Principle of Local Control 
The Principle of Local Control is another important 
principle of experimental designs. 
Under it the extraneous factor, the known source of 
variability, is made to vary deliberately over as wide a 
range as necessary and this needs to be done in such a 
way that the variability it causes can be measured and 
hence eliminated from the experimental error. 
According to the principle of local control, we first divide 
the field into several homogeneous parts, known as 
blocks, and then each such block is divided into parts 
equal to the number of treatments.
The Principle of Local 
Control cont…. 
Then the treatments are randomly assigned to these 
parts of a block. Dividing the field into several 
homogenous parts is known as ‘blocking’. 
In brief, through the principle of local control we can 
eliminate the variability due to extraneous factor(s) 
from the experimental error.
Important Experimental 
Designs 
Experimental design refers to the framework or 
structure of an experiment and as such there are 
several experimental designs. 
We can classify experimental designs into two broad 
categories, 
1. informal experimental designs 
2. formal experimental designs.
Informal experimental designs: 
 Before-and-after without control 
design. 
 After-only with control design. 
 Before-and-after with control design.
Formal experimental designs: 
 Completely randomized design (C.R. 
Design). 
 Randomized block design (R.B. 
Design). 
 Latin square design (L.S. Design). 
 Factorial designs.
Before-and-after without control design: 
After-only with control design:
Before-and-after with control design:
Completely randomized 
design (C.R. design): 
Two-group simple randomized design:
Random replications design:
Randomized block design (R.B. design)
Latin square design (L.S. design)
Factorial designs:

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Chapter 7

  • 1. RESEARCH DESIGN Chapter 7 Mr. Nagendra Bahadur Amatya Email : nagendraamatya@hotmail.com Planning-Evaluation Cycle
  • 2. MEANING OF RESEARCH DESIGN  The research design is the conceptual structure within which research is conducted; it constitutes the blueprint for the collection, measurement and analysis of data.  As such the design includes an outline of what the researcher will do from writing the hypothesis and its operational implications to the final analysis of data.
  • 3. More explicitly, Before research we have to finalize these:  What is the study about?  Why is the study being made?  Where will the study be carried out?  What type of data is required?  Where can the required data be found?  What periods of time will the study include?  What will be the sample design?  What techniques of data collection will be used?  How will the data be analyzed?  In what style will the report be prepared?
  • 4. NEED FOR RESEARCH DESIGN  Research design is needed because it facilitates the smooth sailing of the various research operations, thereby making research as efficient as possible yielding maximal information with minimal expenditure of effort, time and money.  Research design stands for advance planning of the methods to be adopted for collecting the relevant data and the techniques to be used in their analysis, keeping in view the objective of the research and the availability of staff, time and money.  Preparation of the research design should be done with great care as any error in it may upset the entire project.
  • 5. FEATURES OF A GOOD DESIGN A research design appropriate for a particular research problem, usually involves the consideration of the following factors:  The means of obtaining information;  The availability and skills of the researcher and his staff, if any;  The objective of the problem to be studied;  The nature of the problem to be studied; and  The availability of time and money for the research work.
  • 6. IMPORTANT CONCEPTS RELATING TO RESEARCH DESIGN Before describing the different research designs, it will be appropriate to explain the various concepts relating to designs so that these may be better and easily understood. 1. Dependent and independent variables – If one variable depends upon or is a consequence of the other variable, it is termed as a dependent variable, and the variable that is antecedent to the dependent variable is termed as an independent variable. 2. Extraneous variable – Independent variables that are not related to the purpose of the study, but may affect the dependent variable are termed as extraneous variables. Whatever effect is noticed on dependent variable as a result of extraneous variable(s) is technically described as an ‘experimental error’. A study must always be so designed that the effect upon the dependent variable is attributed entirely to the independent variable(s), and not to some extraneous variable or variables. 3. Control – One important characteristic of a good research design is to minimize the influence or effect of extraneous variable(s). The technical term ‘control’ is used when we design the study minimizing the effects of extraneous independent variables. In experimental researches, the term ‘control’ is used to refer to restrain experimental conditions.
  • 7. IMPORTANT CONCEPTS RELATING TO RESEARCH DESIGN Cont. 4. Confounded relationship – When the dependent variable is not free from the influence of extraneous variable(s), the relationship between the dependent and independent variables is said to be confounded by an extraneous variable(s). 5. Research hypothesis – When a prediction or a hypothesized relationship is to be tested by scientific methods, it is termed as research hypothesis. The research hypothesis is a predictive statement that relates an independent variable to a dependent variable. Usually a research hypothesis must contain, at least, one independent and one dependent variable. Predictive statements which are not to be objectively verified or the relationships that are assumed but not to be tested, are not termed research hypotheses. 6. Experimental and non-experimental hypothesis-testing research – When the purpose of research is to test a research hypothesis, it is termed as hypothesis-testing research. It can be of the experimental design or of the non-experimental design. Research in which the independent variable is manipulated is termed ‘experimental hypothesis-testing research’ and a research in which an independent variable is not manipulated is called ‘non-experimental hypothesis-testing research’.
  • 8. IMPORTANT CONCEPTS RELATING TO RESEARCH DESIGN Cont. 7. Experimental and control groups – In an experimental hypothesis-testing research when a group is exposed to usual conditions, it is termed a ‘control group’, but when the group is exposed to some novel or special condition, it is termed an ‘experimental group’. 8. Treatments – The different conditions under which experimental and control groups are put are usually referred to as ‘treatments’. 9. Experiment – The process of examining the truth of a statistical hypothesis, relating to some research problem, is known as an experiment. 10. Experimental unit(s) – The pre-determined plots or the blocks, where different treatments are used, are known as experimental units. Such experimental units must be selected (defined) very carefully.
  • 10. Research design in case of exploratory research studies  The main purpose of such studies is that of formulating a problem for more precise investigation or of developing the working hypotheses from an operational point of view.  The major emphasis in such studies is on the discovery of ideas and insights.  As such the research design appropriate for such studies must be flexible enough to provide opportunity for considering different aspects of a problem under study.  Generally, the following three methods in the context of research design for such studies are talked about:  the survey of concerning literature;  the experience survey and  the analysis of ‘insight-stimulating’
  • 11. Research design in case of descriptive and diagnostic research studies The design in such studies must be rigid and not flexible and must focus attention on the following  Formulating the objective of the study (what the study is about and why is it being made?)  Designing the methods of data collection (what techniques of gathering data will be adopted?)  Selecting the sample (how much material will be needed?)  Collecting the data (where can the required data be found and with what time period should the data be related?)  Processing and analyzing the data.  Reporting the findings.
  • 12. The difference between research designs in respect of the above two types of research studies can be conveniently summarized
  • 13. Research design in case of hypothesis-testing research studies Hypothesis-testing research studies (generally known as experimental studies) are those where the researcher tests the hypotheses of causal relationships between variables. Such studies require procedures that will not only reduce bias and increase reliability, but will permit drawing inferences about interconnection. Usually experiments meet this requirement. Research design in such studies known as design of experiment Professor R.A. Fisher’s name is associated with experimental designs. Today, the experimental designs are being used in researches relating to phenomena of several disciplines.
  • 14. BASIC PRINCIPLES OF EXPERIMENTAL DESIGNS Professor Fisher has enumerated three principles of experimental designs:  the Principle of Replication;  the Principle of Randomization; and  Principle of Local Control
  • 15. Principle of Replication According to the Principle of Replication, the experiment should be repeated more than once. By doing so the statistical accuracy of the experiments is increased. It should be remembered that replication is introduced in order to increase the precision of a study; that is to say, to increase the accuracy with which the main effects and interactions can be estimated.
  • 16. The Principle of Randomization  The Principle of Randomization provides protection, when we conduct an experiment, against the effect of extraneous factors by randomization.  In other words, this principle indicates that we should design or plan the experiment in such a way that the variations caused by extraneous factors can all be combined under the general heading of “chance.”  through the application of the principle of randomization, we can have a better estimate of the experimental error.
  • 17. The Principle of Local Control The Principle of Local Control is another important principle of experimental designs. Under it the extraneous factor, the known source of variability, is made to vary deliberately over as wide a range as necessary and this needs to be done in such a way that the variability it causes can be measured and hence eliminated from the experimental error. According to the principle of local control, we first divide the field into several homogeneous parts, known as blocks, and then each such block is divided into parts equal to the number of treatments.
  • 18. The Principle of Local Control cont…. Then the treatments are randomly assigned to these parts of a block. Dividing the field into several homogenous parts is known as ‘blocking’. In brief, through the principle of local control we can eliminate the variability due to extraneous factor(s) from the experimental error.
  • 19. Important Experimental Designs Experimental design refers to the framework or structure of an experiment and as such there are several experimental designs. We can classify experimental designs into two broad categories, 1. informal experimental designs 2. formal experimental designs.
  • 20. Informal experimental designs:  Before-and-after without control design.  After-only with control design.  Before-and-after with control design.
  • 21. Formal experimental designs:  Completely randomized design (C.R. Design).  Randomized block design (R.B. Design).  Latin square design (L.S. Design).  Factorial designs.
  • 22. Before-and-after without control design: After-only with control design:
  • 24. Completely randomized design (C.R. design): Two-group simple randomized design:
  • 26. Randomized block design (R.B. design)
  • 27. Latin square design (L.S. design)