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Environmental Issues for CAT
Dealers
May 6, 2015
David Horowitz, P.E., CSP
Slideshare: @dphorowitz
Twitter @dphorowitz
Youtube: dphorowitz
2015 Caterpillar EH&S Conference
Clearwater, Florida
Presentation Takeaways
■ Enforcement
– Visits down … fines up
■ You Are the Community
– LEPC’s may need you
■ Generator Permitting & Planning
– State & Federal scrutiny
■ Tanks ….
– Failures are abundant
– Significant regulatory scrutiny
– They’re everywhere
Agenda
■ Environmental Enforcement Update
■ EPCRA Update
– Oh the stories we can tell …
■ Generators
– Air issues
– Tank issues
■ Wastewater/Waste Characterizations
Sorry Western States CAT!
Environmental Enforcement Update
Environmental Enforcement Update
Environmental Enforcement Update
Environmental Enforcement Update
Environmental Enforcement Update
Environmental Enforcement Update
Expensive Fat Finger
Environmental Enforcement Update
5,550 Lbs.
Environmental Enforcement Update
5,000 Gals
Environmental Enforcement Update
$60,000 in
Equipment
Upgrades &
Labor!!!
EPCRA Regulations Update
EPCRA Regulations Update
■ Tier II
– 10,000 pounds of any chemical
– Small quantities of extremely hazardous substances
(355 chemicals)
– Due every March 1st
– Submitted to:
» SERC – some states have fees
» Local Emergency Planning
» Fire Department
EPCRA Regulations Update
■ Tier II Manager System
– Some states require it
– Requires registration
– First available January 2015
– ONLY impacts SERC filing
» Not Emergency Planning
» Not Fire Department
EPCRA Regulations Update
  State Requirements Fee
EPA Region 1 Massachusetts Requires electronic reports using either Tier2 Submit or Tier II Manager No
EPA Region 2 New Jersey http://www.state.nj.us/dep/opppc/index.html No
EPA Region 3 Delaware Requests facilities use Tier II Manager(tm) to submit Tier II reports No
EPA Region 4 Tennesee Requires electronic submission of Tier II reports using E-Plan.   Yes
EPA Region 5 Ohio Requests facilities use Tier II Manager(tm) to submit Tier II reports No
EPA Region 6 Texas
Requires electronic reports using either Tier2 Submit or Tier II 
Manager. 
Yes
EPA Region 7 Kansas http://www.kdheks.gov/radiation/indexRTK.html Yes
EPA Region 8 Utah "Prefers" submission via Tier2 Submit software  No
EPA Region 9 Arizona Use Arizona Emergency Response Commission online reporting tool Yes
EPA Region 10 Alaska Must use the State of Alaska Tier II form - not electronic No
Air
Spray Booths
■ 6H Applicability
Spray Booths
Simple
Notification
Form
■ R.I.C.E.
– Reciprocating Internal Combustion Engines
■ NESHAPS = National Emission
Standards for Hazardous Air
Pollutants
■ HAPs = Hazardous air pollutants
– Clean Air Act
– Published in 40 CFR Parts 61 & 63
– Currently there are over 165 regulated
source categories
Generators
■ Notifications
■ Emissions Limitations
■ Controls
■ Operating Limitations
■ Fuel Requirements
■ Performance Tests
■ Monitoring
■ Recordkeeping
■ Reporting
Generators
■ What qualifies as an emergency stationary RICE?
– No limit on use during emergency situations
– Maintenance checks/readiness testing limited to 100 hours/yr
– 50 hours/year of non-emergency operation is allowable
» Counts toward the 100 hours/year
– No peak shaving or to generate income
» Except for up to 15 hours/year for demand response
■ What qualifies as a limited use stationary RICE?
– Less than 100 hours per year
Generators
Generator Permitting
Generator Permitting
EPA provides
support &
information
Generator Permitting
State Approval Process Operation Restrictions
EPA Region 1 Massachusetts Certification (by electronic submission system) 300 hours
EPA Region 2 New Jersey General Permit 100 hours 
EPA Region 3 Delaware Certification (by letter) Unlimited 
EPA Region 4 Tennessee Exempt  500 hours
EPA Region 5 Ohio Permit By Rule - Registration 500 hours
EPA Region 6 Texas Permit By Rule - No Registration 10% of the normal operation
EPA Region 7 Kansas Generator Permit 500 Hours
EPA Region 8 Utah New Source Review Section - Form 17/17a - Exemption Application 300 hours
EPA Region 9 Arizona General Permit - Unless in Maricopa, Pima, or Pinal County 500 Hours
EPA Region 10 Alaska Permit to Construct Exemptions - Form EXPT 500 Hours
Generator Tanks
Generator Tanks
Generator Tanks
Generator Tanks
Used Oil & Fleet Fueling
Media Stream – Air (Waste Oil
Burning)
Media Stream – Air (Waste Oil
Burning)
STI Inspection Results
Compliance Issues
Plastic
shipping
plugs!!
Plastic
shipping
plugs!!
Normal Venting
Emergency Venting
Spill Prevention
Interstice
Interstice
Interstitial Port
Interstice
Signage
Double Wall AST
Remote Spill Box/Fill
Fuel Dispenser
Fuel Pump
Interstitial
Leak Detection
Spill Kit
Normal Vent
Labels
Double Wall AST
Dispenser Hose Bollards
Secondary Tank
Emergency Vent
Primary Tank
Emergency
Vent
Mechanical Gauge
Preventive Limiting Barrier
Concrete Pad
Ideal Installation – Generator Tank
Sorry Alban Tractor Company!
Observation Results
■ 200+ Tanks observed for tank integrity
■ One* with >75% wall thickness losses
– Compared to existing standards
■ Most with regulatory, code compliance, operational
issues
– Vent heights & vent configuration/operation
– No overfill protection / Level detection devices
– Not UL 142 standard construction
– No spill prevention devices
– Improper protection from vehicular impact
■ Some with evident corrosion
– Interior of double wall
– External
Florida Leak Study
■ Florida has ~50,000
registered, active tanks at
~20,000 sites
■ 82% of the ASTs have
secondary containment
■ 188 discharges from shop-
fabricated ASTs (the type
of tank that hospitals
typically have)
Florida Leak Study
■ Top causes of failures from these ASTs (Accounting
for 65% of the failures) were:
– Overfills
– Spills
– Physical damage
– Loose components
Wastewater/Waste Characterization
Wastewater
■ Wastewater Generation
– Cleaning Operations
■ Discharge Wastewater
– Sewer Authority
» POTW
– Tight Tank
» Disposal
– Septic System
– Evaporation
– Closed Loop
– Stormwater
Wastewater
Solid Waste
Solid Waste
Used Oil Paint Booth Filters
Dirt from Vehicle Washing Oil Absorbent Material
Oil Filters Aerosol Spray Cans
Waste Light Bulbs Fuel Filters
Waste Antifreeze Empty Containers
Mercury Switches Cathode Ray Tubes
Waste Paint/Solvent Vehicle Wash Water
Vehicle Batteries Vehicle Air Bags
■ Waste Determination/Characterization
■ Generator Status Determination
■ Waste Accumulation Areas
■ Container Accumulation Standards
■ Record keeping
■ Shipping
■ Inspections
■ Training
Solid Waste
Presentation Takeaways
■ Enforcement
– Visits down … fines up
■ You Are the Community
– LEPC’s may need you
■ Generator Permitting & Planning
– State & Federal scrutiny
■ Tanks ….
– Failures are abundant
– Significant regulatory scrutiny
– They’re everywhere
Questions
Sorry Western States CAT … again!

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Editor's Notes

  1. Well – these are states that are NOT delegated in the SW program EPA issues the SW general permits for construction activities > 1 acre and for many industrial sites under the MSGP. The MS4 program was issued jointly by EPA and DEP – thus creating separate state and federal permits – providing equal regulatory and enforcement authority for both. Industrial Renew your MSGP Coverage Update your SWPPP September issuance January 2014 deadline