Measures – cumulative incidence
• Different methods for calculating
– Simple cumulative
– Actuarial
– Kaplan-Meier
– Density
Measures – cumulative incidence
• Subscript notation
– R(t0,tj) – risk of disease over the time interval t0
(baseline) to tj (time j)
– R(tj-1,tj) – risk of disease over the time interval tj-1
(time before time j) to tj (time j)
Measures – cumulative incidence
• Subscript notation
– N’0 – number at risk of disease at t0 (baseline)
– N’0j – number at risk of disease at the beginning of
interval j
Measures – cumulative incidence
• Subscript notation
– Ij – incident cases during the interval j
– Wj – withdrawals during the interval j
Measures – cumulative incidence
Simple cumulative method:
R(t0,tj) = CI(t0,tj) = I
N'0
• Risk calculated across entire study period assuming all
study participants followed for the entire study period, or
until disease onset
– Assumes no death from competing causes, no withdrawals
• Only appropriate for short time frame
Measures – cumulative incidence
Simple cumulative method:
• Example: incidence of a foodborne illness if all those
potentially exposed are identified
Measures – cumulative incidence
Actuarial method:
R(tj-1, tj) = CI(tj-1, tj)
= Ij
N'0j - Wj/2
• Risk calculated accounting for fact that some
observations will be censored or will withdraw
• Assume withdrawals occur halfway through each
observation period on average
• Can be calculated over an entire study period
– R(t0,tj) = CI(t0, tj) = I/(N’0-W/2)
• Typically calculated over shorter time frames and risks
accumulated
Measures – cumulative incidence
Modification of Szklo Fig. 2-2 – participants observed every 2 months (vs 1)
• Where to start – set up table with time intervals
• Fill incident disease cases and withdrawals into appropriate
intervals
• Fill in population at risk
Measures – cumulative incidence
Actuarial Method
• Calculate interval risk
• R(tj-1, tj) = Ij/(N’0j-(Wj/2))
• R(0,2)=1/(10-(1/2)) = 0.11
Measures – cumulative incidence
Actuarial Method
• Calculate interval survival
• next step: S(tj-1,tj) = 1-R(tj-1,tj)
Measures – cumulative incidence
Actuarial Method
• Calculate cumulative risk – example of time 0 to 10
• R(t0, tj) = 1 - Π (1 – R(tj-1,tj)) = 1 - Π (S(tj-1,tj))
• R(0, 10) = 1 – (0.89 x 0.88 x 1.0 x 1.0 x 0.85) = 0.34
Measures – cumulative incidence
Actuarial Method
• Calculate cumulative survival
• S(t0,tj) = 1-R(t0,tj)
Measures – cumulative incidence
Actuarial Method
• Intuition for why R(t0, tj) = 1 - Π (Sj) using
conditional probabilities
• Example of 5 time intervals:
– Π (Sj) = P(S1)*P(S2|S1)*P(S3|S2)*P(S4|S3)*P(S5|S4)
= P(S5)
– Multiply first two terms: P(S2|S1)*P(S1) = P(S2)
– Multiplying conditional probabilities gives you
unconditional probability of surviving up to any given
time point
– the value (1 - survival) up to (or at) a given time point
is then the probability of not surviving up to that time
point
Measures – cumulative incidence
Measures – cumulative incidence
• Exercise for home (discuss in lab)
– Study population observed monthly for 6 months
– Calculate the cumulative incidence of disease from
month 0 to 6
Measures – cumulative incidence
Kaplan-Meier method:
Ij
Nj
Rj = CIj =
• Risk calculated at the time each disease event occurs
– Accounts for withdrawals in that Nj only includes those at risk at
each time j point
– Result differs from actuarial approach in that the time of a
withdrawal (in Kaplan-Meier analysis) coincides with time of an
incident disease
• Risks at each onset time j accumulated
• Where to start – set up table with times of incident cases
• Fill in population at risk – anyone who has withdrawn by a time j is
no longer at risk at that time
Measures – cumulative incidence
Kaplan-Meier Method
JC: discuss withdrawals
• Calculate risk at time j
• Rj = Ij/Nj
• R2=1/10 = 0.10
• R4=1/8 = 0.125
Measures – cumulative incidence
Kaplan-Meier Method
• Survival calculated as in actuarial method
• Cumulative risk calculated as in actuarial method
– R(t0, tj) = 1 - Π (1 – Rj) = 1 - Π (Sj)
• Cumulative survival calculated as in actuarial method
Measures – cumulative incidence
Kaplan-Meier Method
JC: mention product-limit
Measures – cumulative incidence
Density method:
R (-ID*Δt)
(t0,t) = 1 – S(t0,t) = 1- e
• Depends on functional relationship between a risk and a
rate
• Can be calculated over an entire study period if the rate
is constant
• Can also be calculated over shorter time frames and
risks accumulated
JC: Mention Elandt-Johnson article
Where to start – set up table with time intervals
• Fill incident disease cases, withdrawals and population at risk by
interval
• Calculate person time (for example used formula PTj=(N’0j-(Wj/2))
Δtj)
• Calculate IDj = Ij/PTj
Measures – cumulative incidence
Density Method
R(t0,t) = 1 – S(t0,t) = 1- e (-ID*Δt)
• Calculate interval risk
•
• R(0,2) = 1-e(-0.05*2)
= 0.10
Measures – cumulative incidence
Density Method
R(t0,t) = 1- e
• Calculate cumulative risk – example of time 0 to 10
• Accumulate interval risks as in actuarial method
• Or calculate cumulative risk directly
• (-∑ID*Δt)
• R(0,10) = 1-e(-(0.05*2+0.06*2+0*2+0*2+0.08*2)
= 0.32
Measures – cumulative incidence
Density Method
• Cumulative survival calculated as in actuarial method
Measures – cumulative incidence
Density Method
Measures – cumulative incidence
Cumulative incidence
• Summary of methods for calculating and basis of
choosing
– Simple cumulative – complete follow-up
– Actuarial – incomplete follow-up
– Kaplan-Meier – incomplete follow-up
– Density – converting incidence density to cumulative incidence
Choosing among the CI methods
• Do you only have rate data? Generally you will choose incidence density.
•
• Do you have zero withdrawals and a short time period of interest? If so,
simple CI usually OK.
•
• Do you have fairly exact data on time of incidence and time of withdrawal?
If so, density preferable.
•
• Do you have fairly exact data on time of incidence but only interval data on
withdrawals? If so, KM most common choice; actuarial or density may not
be too different depending on withdrawal timing.
•
• Do you have interval data for incidence and withdrawal? If so, actuarial
most common choice, KM and density may not be too different depending
on withdrawal timing.
• Assumptions
– Uniformity of events and losses within each interval
(the W/2)
– Independence between censoring and survival –
otherwise biased/not accurate (also true for ID)
– Lack of secular trends
Measures – cumulative incidence
Epidemiologic measures
Szklo Exhibit 2-1

1.5.5 measures – cumulative incidence

  • 1.
    Measures – cumulativeincidence • Different methods for calculating – Simple cumulative – Actuarial – Kaplan-Meier – Density
  • 2.
    Measures – cumulativeincidence • Subscript notation – R(t0,tj) – risk of disease over the time interval t0 (baseline) to tj (time j) – R(tj-1,tj) – risk of disease over the time interval tj-1 (time before time j) to tj (time j)
  • 3.
    Measures – cumulativeincidence • Subscript notation – N’0 – number at risk of disease at t0 (baseline) – N’0j – number at risk of disease at the beginning of interval j
  • 4.
    Measures – cumulativeincidence • Subscript notation – Ij – incident cases during the interval j – Wj – withdrawals during the interval j
  • 5.
    Measures – cumulativeincidence Simple cumulative method: R(t0,tj) = CI(t0,tj) = I N'0 • Risk calculated across entire study period assuming all study participants followed for the entire study period, or until disease onset – Assumes no death from competing causes, no withdrawals • Only appropriate for short time frame
  • 6.
    Measures – cumulativeincidence Simple cumulative method: • Example: incidence of a foodborne illness if all those potentially exposed are identified
  • 7.
    Measures – cumulativeincidence Actuarial method: R(tj-1, tj) = CI(tj-1, tj) = Ij N'0j - Wj/2 • Risk calculated accounting for fact that some observations will be censored or will withdraw • Assume withdrawals occur halfway through each observation period on average • Can be calculated over an entire study period – R(t0,tj) = CI(t0, tj) = I/(N’0-W/2) • Typically calculated over shorter time frames and risks accumulated
  • 8.
    Measures – cumulativeincidence Modification of Szklo Fig. 2-2 – participants observed every 2 months (vs 1)
  • 9.
    • Where tostart – set up table with time intervals • Fill incident disease cases and withdrawals into appropriate intervals • Fill in population at risk Measures – cumulative incidence Actuarial Method
  • 10.
    • Calculate intervalrisk • R(tj-1, tj) = Ij/(N’0j-(Wj/2)) • R(0,2)=1/(10-(1/2)) = 0.11 Measures – cumulative incidence Actuarial Method
  • 11.
    • Calculate intervalsurvival • next step: S(tj-1,tj) = 1-R(tj-1,tj) Measures – cumulative incidence Actuarial Method
  • 12.
    • Calculate cumulativerisk – example of time 0 to 10 • R(t0, tj) = 1 - Π (1 – R(tj-1,tj)) = 1 - Π (S(tj-1,tj)) • R(0, 10) = 1 – (0.89 x 0.88 x 1.0 x 1.0 x 0.85) = 0.34 Measures – cumulative incidence Actuarial Method
  • 13.
    • Calculate cumulativesurvival • S(t0,tj) = 1-R(t0,tj) Measures – cumulative incidence Actuarial Method
  • 14.
    • Intuition forwhy R(t0, tj) = 1 - Π (Sj) using conditional probabilities • Example of 5 time intervals: – Π (Sj) = P(S1)*P(S2|S1)*P(S3|S2)*P(S4|S3)*P(S5|S4) = P(S5) – Multiply first two terms: P(S2|S1)*P(S1) = P(S2) – Multiplying conditional probabilities gives you unconditional probability of surviving up to any given time point – the value (1 - survival) up to (or at) a given time point is then the probability of not surviving up to that time point Measures – cumulative incidence
  • 15.
    Measures – cumulativeincidence • Exercise for home (discuss in lab) – Study population observed monthly for 6 months – Calculate the cumulative incidence of disease from month 0 to 6
  • 16.
    Measures – cumulativeincidence Kaplan-Meier method: Ij Nj Rj = CIj = • Risk calculated at the time each disease event occurs – Accounts for withdrawals in that Nj only includes those at risk at each time j point – Result differs from actuarial approach in that the time of a withdrawal (in Kaplan-Meier analysis) coincides with time of an incident disease • Risks at each onset time j accumulated
  • 17.
    • Where tostart – set up table with times of incident cases • Fill in population at risk – anyone who has withdrawn by a time j is no longer at risk at that time Measures – cumulative incidence Kaplan-Meier Method JC: discuss withdrawals
  • 18.
    • Calculate riskat time j • Rj = Ij/Nj • R2=1/10 = 0.10 • R4=1/8 = 0.125 Measures – cumulative incidence Kaplan-Meier Method
  • 19.
    • Survival calculatedas in actuarial method • Cumulative risk calculated as in actuarial method – R(t0, tj) = 1 - Π (1 – Rj) = 1 - Π (Sj) • Cumulative survival calculated as in actuarial method Measures – cumulative incidence Kaplan-Meier Method JC: mention product-limit
  • 20.
    Measures – cumulativeincidence Density method: R (-ID*Δt) (t0,t) = 1 – S(t0,t) = 1- e • Depends on functional relationship between a risk and a rate • Can be calculated over an entire study period if the rate is constant • Can also be calculated over shorter time frames and risks accumulated JC: Mention Elandt-Johnson article
  • 21.
    Where to start– set up table with time intervals • Fill incident disease cases, withdrawals and population at risk by interval • Calculate person time (for example used formula PTj=(N’0j-(Wj/2)) Δtj) • Calculate IDj = Ij/PTj Measures – cumulative incidence Density Method
  • 22.
    R(t0,t) = 1– S(t0,t) = 1- e (-ID*Δt) • Calculate interval risk • • R(0,2) = 1-e(-0.05*2) = 0.10 Measures – cumulative incidence Density Method
  • 23.
    R(t0,t) = 1-e • Calculate cumulative risk – example of time 0 to 10 • Accumulate interval risks as in actuarial method • Or calculate cumulative risk directly • (-∑ID*Δt) • R(0,10) = 1-e(-(0.05*2+0.06*2+0*2+0*2+0.08*2) = 0.32 Measures – cumulative incidence Density Method
  • 24.
    • Cumulative survivalcalculated as in actuarial method Measures – cumulative incidence Density Method
  • 25.
    Measures – cumulativeincidence Cumulative incidence • Summary of methods for calculating and basis of choosing – Simple cumulative – complete follow-up – Actuarial – incomplete follow-up – Kaplan-Meier – incomplete follow-up – Density – converting incidence density to cumulative incidence
  • 26.
    Choosing among theCI methods • Do you only have rate data? Generally you will choose incidence density. • • Do you have zero withdrawals and a short time period of interest? If so, simple CI usually OK. • • Do you have fairly exact data on time of incidence and time of withdrawal? If so, density preferable. • • Do you have fairly exact data on time of incidence but only interval data on withdrawals? If so, KM most common choice; actuarial or density may not be too different depending on withdrawal timing. • • Do you have interval data for incidence and withdrawal? If so, actuarial most common choice, KM and density may not be too different depending on withdrawal timing.
  • 27.
    • Assumptions – Uniformityof events and losses within each interval (the W/2) – Independence between censoring and survival – otherwise biased/not accurate (also true for ID) – Lack of secular trends Measures – cumulative incidence
  • 28.