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Open Government Plan
   Cook County, Illinois


   Cook County Board of Commissioners

         Toni Preckwinkle, President




 “The Internet is the public space of the modern
 world, and through it governments now have the
  opportunity to better understand the needs of
 their citizens and citizens may participate more
 fully in their government. Information becomes
 more valuable as it is shared, less valuable as it
 is hoarded. Open data promotes increased civil
 discourse, improved public welfare, and a more
          efficient use of public resources.”

                - opengovdata.org
Cook County Open Government Plan

     1. Government 2.0 and Open Cook County
     2. Open Data Planning and Administration
           a. Cook County Open Government Ordinance
           b. Open Data Portal
           c. Working Group
           d. Governance
     3. Open Government Policies and Principles
           a. Open Data Defined
           b. Open Government Plan
           c. Public Domain
     4. Cook County Open Data Catalog
           a. Courts
           b. Economic Development
           c. Finance and Administration
           d. Forest Preserves, Parks and Recreation
           e. GIS/Map Data
           f. Healthcare
           g. Property and Taxation
           h. Public Safety
           i. Standard File Formats and API
           j. Tutorials
     5. Innovation, Challenges and Future Direction
     6. Appendix: Cook County Open Government Ordinance
     7. Appendix: Open Data Commons Public Domain License
     8. Appendix: What is Open Data?




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1. Government 2.0 and Open Cook County

          “While open data may seem at first glance like something reserved for
          technology geeks, the intention of the open data movement is the opposite of
          exclusivity: it aims to foster an understanding of government information for the
          average citizen. While not everyone will make use of the data, it’s important for
          citizens to know that it’s accurate and available, and that accessible data is a
          right, not a privilege. It is also an increasingly important skill for participation in
          the information and knowledge economy.” (from Open Data, Open City,
          University of Toronto: September, 2010)


Open government—sometimes referred to
as Government 2.0—is a relatively new
activity that is being launched by many                                What is government 2.0?
national, state-level and local governments
worldwide. While governments have for                                  0.5 is putting information online
some time made statistical datasets (for
                                                                       1.0 is filling out forms electronically
example, aggregated Census information)
available publicly—originally in published                             1.5 is providing citizens with ways
books and tables, then on diskette, and for                            to complain to government about
the past 10-15 years downloadable or                                   an issue
viewable on public-facing websites—the
recent open government movement is                                     2.0 is creating platforms for citizens
                                                                       to collaborate around information
unique in that it applies a standards-based
                                                                       to improve outcomes
approach to the release of government
datasets to the public.                                                Why should we open government?
                                                                       Opening government increases public
Data made public under open government                                 trust, makes government more
                                                                       responsive, efficient, effective and
standards adheres to stricter, reviewable,                             fair, and breaks down silos within and
guidelines than datasets of the past. Data is                          across agencies.
provided at one “portal” address on the web
per government entity (in Cook County’s             Source: Excerpted from “Citizensourcing
                                                    smarter government in New York City,” by
case, this is data.cookcountyil.gov), rather        Alex Howard, accessed at
than spread over dozens or even hundreds            http://radar.oreilly.com/2011/03/nyc-
of web pages per existing practice.                 smart-government.html, 4/1/11
“Metadata”—information about the
dataset—includes information about how
often the dataset will be updated or
refreshed, the source of the data, and who
published it. In addition, open government data is presented in a way that
makes it possible for developers of web-based or mobile applications to
“attach” to the dataset to feed current and even real-time data to the application
as it is used.




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Historically, there has been a lack of public understanding about what Cook
County government does, and how tax dollars are collected and spent. County
government has unfortunately often contributed to this lack of understanding by
making information difficult to find or obtain, and because many County
systems and processes are still paper-based, so data is not readily available in a
digital format.

As highlighted in the April, 2011, presentation “Open Cook County Plan”
(available at http://blog.cookcountygov.com/wp-content/uploads/2011/04/Red-
Cook.ppt), a historical lack of transparency “means many local citizen activists
are disengaged and cynical. Lack of transparency breeds doubt, skepticism,
inefficiency and corruption.”

There have been several notable prior efforts by Cook County elected officials
and departments to improve transparency and accountability of County
government.

These include, but are not limited to, the County Clerk’s “Lobbyist Online”
website (http://www.cookcountyclerk.com/ethics/lobbyistonline), which allows
users to search lobbyist reporting by lobbyist, subject matter and County official
lobbied, and offers direct download of the database by reporting period. The
Clerk provides similar access to information from Statements of Economic
Interest filed by County employees.

The Cook County Clerk of the Circuit Court provides online lookup of mortgage
foreclosures and unclaimed child support payments, in addition to online case
filing, online traffic ticket payment, and other services.

The Cook County Sheriff’s Office recently began providing online search for
criminal warrants and child support warrants, as well as an online inmate search
function.

In addition, property-related offices such as the Cook County Recorder of
Deeds, Assessor and Treasurer have for some time provided the ability to
search online for data regarding individual parcels, including sales, assessment,
exemptions, taxes and refund information. Typically the function is set up so
the user can search for information about a single parcel. These offices will
provide access to their complete property datasets for a fee, normally for
commercial purposes. The Treasurer also provides search functions for estates
of heirs and uncashed checks.




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The Cook County Department of Public Health, part of the Health and Hospitals
System, offers a number of downloadable pdfs with health information and
statistics at http://www.cookcountypublichealth.org/data-reports.

While these efforts should be recognized,
open government advocates would have a
                                                                       Open Data is the publishing of once-
number of issues with Cook County’s                                    hidden government data to a free
currently available datasets:                                          public data website, or catalog.

                                                                       Open Data:
     •    Datasets are scattered over hundreds
          of Cook County government                                    1) allows the public to look at data
          webpages                                                     that is collected and created on their
     •    There is no consistency to the format                        behalf;
          of datasets
                                                                       2) gives the public a tool to help
     •    Most data is not machine-readable,
                                                                       measure government effectiveness
          so it can’t be downloaded into a                             and efficiency;
          spreadsheet or program; the search
          function is convenient but allows                            3) provides an opportunity for civic-
          access to only one record at a time                          minded technology entrepreneurs to
                                                                       use government data free of charge in
     •    Some datasets are months or years
                                                                       order to build free and paid
          old                                                          applications that add value to the
                                                                       lives of citizens. They can leverage
With this background in mind, in April, 2011,                          this data to start technology
                                                                       businesses, as well as grow jobs in
President Preckwinkle and Commissioner                                 existing ones.
Fritchey introduced a “Cook County Open
Government Ordinance” designed to                   Source: “Open Cook County Plan,” April,
                                                    2011. Accessed at
“increase transparency, accountability, and         http://blog.cookcountygov.com/wp-
informed public participation, and to create        content/uploads/2011/04/Red-Cook.ppt
economic development opportunities” in
Cook County. The ordinance, which was
co-sponsored by seven other
Commissioners and passed by the full
County Board in May, 2011, requires Cook County agencies and elected
officials to comply with a number of open government directives going forward
(the complete ordinance text is in the Appendix to this document).

The ordinance mandates a single website (www.openCC.info, which now
redirects to http://data.cookcountyil.gov) be established to host all of the open
data datasets to be published under the new law.

The ordinance requires agencies to prepare open government plans (initially this
document), to develop data catalogs, and to post at least three “high value”



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datasets each to the County’s open data site within 120 days of its effective
date.

The result, “data.cookcountyil.gov, the Open Data Portal for Cook County
Government” (http://data.cookcountyil.gov), includes datasets in the following
areas: Courts; Economic Development; Finance and Administration; Forest
Preserve, Parks and Recreation; Geography/Maps; Healthcare; Property and
Taxation; and Public Safety. These categories conform to the major activities of
county-level government, with the addition of Geography/Maps for geographic-
based data such as location of County facilities.

Some of the most requested data can be found in the Finance and
Administration category. This category will include:

     •    Performance management data from the President’s quarterly
          performance management reports
     •    Salary information for County employees
     •    Payments to companies and individuals doing business with Cook
          County
     •    Information on County contracts
     •    Information on Freedom of Information Act (FOIA) requests

In December 2010, President Preckwinkle’s transition report laid out the
President’s goals for transparency and accountability—key goals of the new
administration—as follows:
          “Transparency and Accountability: A government that is transparent and accountable to
          its residents is a more effective government. Improve transparency and accountability of
          County government, in particular by improving public information about hiring,
          purchasing and the overall use of taxpayer dollars. This would strengthen public trust in
          County government and bolster morale of its employees.” (Cook County Transition
          Report, accessed at
          http://www.cookcountygov.com/taxonomy2/Office%20of%20the%20President/Downlo
          ads/CookCountyTransitionReport_2010.pdf)


Cook County’s open government site is one in a series of transparency
initiatives undertaken by the Preckwinkle administration. In addition, the
following initiatives have been launched—many in cooperation with other
elected officials and the Board of Commissioners—in the first ten months of the
administration:

•    President’s Public Calendar
•    Implemented “S.T.A.R.”, a performance management tool used to help
     county agencies set goals for efficiency and achieve them.
•    2011 Forest Preserve budget request posted online


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•    2011 Cook County budget posted online
•    “Make Cook County More Efficient” public survey
•    New County blog site (http://blog.cookcountygov.com/)
•    Posted an improved County check register online
•    Posted a 100-day report and follow-up online
•    Required county employees to log political contacts
•    Sought out ideas from employees on how to make Cook County more
     efficient, put the best ideas up for public vote, and awarded “Frontline
     Award” to the winner
•    Published information on boards and committees; now taking applications
     online
•    Live audio broadcast of Cook County Board of Commissioners meetings
•    Posted video of Cook County Board meetings, viewable by agenda item
•    Added BrowseAloud software to help the visually impaired use the county
     website
•    Launched a new interactive budget website where the public can learn more
     about how government finances work and interact
•    Held a live townhall webcast and real-time public blog for the 2012 Budget
•    Worked with the Assessor’s office and Board of Review to launch online
     filing of assessment appeals

(See http://blog.cookcountygov.com/transparency/ for an updated list of transparency
initiatives.)




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2. Open Data Planning and Administration
          a. Cook County Open Government Ordinance

On May 4, 2011, the Cook County Board of Commissioners unanimously
approved the Cook County Open Government Plan ordinance, sponsored by
President Preckwinkle and Commissioner Fritchey and co-sponsored by
Commissioners Gainer, Gorman, Goslin, Schneider, Silvestri, Suffredin and
Tobolski.

The stated purpose of the ordinance is as follows: “In order to increase
transparency, accountability, and informed public participation, and to create
economic development opportunities, Cook County ("County") departments and
agencies, including the offices of the separately elected County officials
("County Officials" or "County Agency") shall expand access to information, by
making certain information available online in a machine-readable, open format,
that can be retrieved, downloaded, indexed, sorted, searched, and reused by
commonly used Web search applications and commonly used open format
software that facilitate access to, and the reuse of, such information.” (All
citations in this section refer to Ordinance No. 11-O-54, 5-4-2011, of the Code
of Ordinances of Cook County, Illinois.)

The ordinance mandates a number of activities and tasks within Cook County
government that are described in greater detail in this section. The ordinance
does not provide any additional resources for these activities and tasks beyond
the existing staff and financial resources of County government.

The complete text of the ordinance is available in the Appendix to this
document.

          b. Open Data Portal

The ordinance requires that Cook County establish a single open data portal,
www.openCC.info, a “common website that shall serve as the source for
countywide and departmental activities” pursuant to the ordinance. Because
the County has been working closely with the City of Chicago and the State of
Illinois on a regional, federated open data model (see Section 5 below), it was
decided after the ordinance was passed to use a more standard naming
convention for the County’s open data website address. The new url for the
County’s open data website is data.cookcountyil.gov.

Cook County entered into a subscription agreement with Socrata
(www.socrata.com) in August, 2011, to host the County’s open data portal. This
was the result of a series of discussions with and presentations to the County

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working group (see below). In these meetings, the working group discussed
whether to use a website host that could provide commercial off-the-shelf
(COTS) functionality for open data, or to build an open data portal based on
open government standards using CKAN open source data portal software.

The decision to use Socrata as an open data platform was based on the
following: (1) the County’s lack of staff resources familiar with CKAN; (2) the fact
that the City of Chicago and State of Illinois had already contracted with Socrata
and were partners with the County on open data and on the Apps for
Metropolitan Chicago competition (see section 5 below); and (3) the relatively
lower cost of using the hosted solution.

The Socrata platform has a number of prebuilt tools that provide much of the
functionality required by open data standards and principles and, by extension,
the Cook County Open Government ordinance. For example, the platform
provides an opportunity for users to publicly comment on individual datasets
using the “Discuss” feature. It allows users to contact the dataset owner with
questions or comments, or to suggest new dataset ideas. Social media
(Facebook, Twitter) and email can be used to share a dataset or particular view
with others. And the site provides a ranking feature, so that datasets can be
ranked by popularity (most viewed).

Another advantage of a hosted site is that the public data is kept physically and
virtually separate from the County systems that generated it, which avoids any
potential issues for the County in terms of systems architecture when systems
include a public-facing web component.

The Open Government ordinance requires County officials to use their best
efforts to publish information to the website, including, but not limited to
“revenue, spending and procurement information; crime and health statistics;
contracts with private firms; policies or procedures; and other data or
information commonly requested pursuant to FOIA”. It is important to note that
the ordinance does not affect any provisions of FOIA, which is a state law; if
government data is subject to release under FOIA, it is able to be published on
the County’s open data site, and if the release of data is exempt from FOIA, it is
not required to be published on the County’s open data site.

Moreover, while the ordinance requires each agency to publish three datasets to
the website within 120 days of passage, and then on an ongoing basis
thereafter, it is up to the agency to determine which datasets to publish. But
“the presumption shall be in favor of openness (emphasis added), to the extent
permitted by law and subject to valid privacy, confidentiality, security, or other
restrictions and exemptions afforded under FOIA or other applicable federal,


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state or local laws.” Ultimately, all County data not exempt from FOIA nor
subject to other privacy or security limitations is expected to be published on
the website or made available through other means.

The ordinance also requires that the County develop schedules for making data
available, and indicate when information is updated. This is addressed by
including “metadata” with each dataset indicating its date of posting to the
website and the frequency with which it is planned to be updated.

An important set of requirements in the ordinance concern the creation of “data
catalogs” by County agencies. The data catalog includes a listing of the public
information that is available online by agency; whether the information is publicly
accessible; if so, the date it was made public; the date it was last updated; if the
data is from a primary source or is derived or modified from a primary source;
and whether there are any license or privacy restrictions on the data.

These requirements will be handled within the metadata section for each
dataset, which includes relevant information regarding the date the dataset is
posted, the frequency of update, the source of the dataset, and whether there
are any restrictions on its use. The data catalog is the primary view when
entering the County’s open data website, and it may be sorted by most popular,
date added, or alphabetically by agency; or may be browsed by subject matter.
On the launch date of the site, agencies were expected to have at least three
“high-value” datasets “or other types of previously non-publicly accessible
information” posted to the open data site per the ordinance.

At this point, agencies submit appropriately formatted datasets to the Cook
County Bureau of Technology for uploading onto the open data website. Once
the site is operational for 60 days it may be possible with appropriate
procedures in place to give agencies access to post updates and new datasets
directly to the website.

Each agency will be expected to publish all FOIA requests, as well as the status
of each request, in an open format on the website (“unless a request is subject
to valid privacy, security, or privilege limitations”).

The ordinance provides that, where appropriate, the County may establish
licenses or restrictions on data published on the website. Unless otherwise
stated, the County will apply the Open Data Commons Public Domain license
(see section 3 below and Appendix) to govern the use of its public data.

          c. Working Group


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The ordinance requires that the President establish a working group to focus on
“transparency, accountability, public participation and collaboration within
County government”. The working group, consisting of representatives from the
Office of the President, the Bureau of Technology, and elected officials, as well
as staff resources contributed pro bono from the Civic Consulting Alliance, met
over the course of three months from May to August, 2011, to develop the open
government plan, with particular emphasis on these elements.

Members of the working group presented the open government plan and open
data requirements at meetings of the County’s Information Technology
Collaborative Board. The IT Collaborative Board is the joint IT planning board
for the County, with representation from the Bureau of Technology, other Offices
under the President, all elected officials, and the Cook County Health and
Hospitals System.

The working group has also engaged not-for-profit organizations and
foundations on the subject of open government as part of the County’s overall
foundation collaborative. The purpose of this effort is to:

•    Engage the public, foundations, universities, researchers, students,
     developers, NGOs and government agencies around the idea of open
     government.
•    Generate and evaluate ideas about what kinds of data Cook County
     government should gather and make public.
•    Support the County’s efforts to publish open datasets.

The working group will reach out to the foundation collaborative to help
establish an Open Government Advisory Board, consisting of researchers,
developers, and government and non-profit leaders with knowledge and
background in the areas of public data transparency, participation,
collaboration, analytics and applications. The County will seek the assistance of
Advisory Board members in the following activities:

Transparency Forum. “The working group shall provide a forum to share best
practices on innovative ideas to promote transparency. This shall include
system and process solutions for information collection, aggregation, validation
and dissemination.”

Participation and Collaboration Forum. “The working group shall provide a
forum to share best practices on innovative ideas to promote participation and
collaboration, including how to experiment with new technologies, take
advantage of the expertise and insight of people both inside and outside of
County government, and form high-impact collaborations with researchers, the
private sector, and the public.”

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Public Input Forum. Cook County’s open data portal provides direct
opportunities for public input in the form of rankings of datasets and public
comments. In addition, the working group has solicited ideas from the public
via online polls, and will work with the Advisory Board to plan additional
opportunities for public input.

          d. Governance

The Open Government website is managed by the Cook County Bureau of
Technology, but the responsibility and accountability for the data published on
the site is with the individual agencies, departments and elected officials of
Cook County. The Bureau of Technology will serve as a facilitator to post
datasets to the site and maintain and expand the features and functionality of
the site. Agencies will ensure the quality of datasets and conformance of
datasets with open data standards and principles.

On a periodic basis, the working group will meet with the County’s IT
Collaborative Board to provide status reports on open data, make available any
new information on dataset formats or site content management, request
additional datasets and updates of existing datasets, and report on agency
responsiveness to public comments and requests on the open data portal. On
an ongoing basis, per the ordinance, the CIO will “identify impediments to open
government and to the use of new technologies and, where necessary, (will)
issue clarifying guidance and/or propose revisions to such policies to promote
greater openness in government.




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3. Open Government Policies and Principles
          a. Open Data Defined

In December, 2007, an “Open
Government Working Group” was                                          Government data shall be considered open if it
convened by Public.Resource.Org                                        is made public in a way that complies with the
(https://public.resource.org/) and                                     principles below:
O’Reilly Media, with sponsorship
from the Sunlight Foundation,                                          1. Complete. All public data is made available.
Google and Yahoo. Out of that two-                                     Public data is data that is not subject to valid
                                                                       privacy, security or privilege limitations.
day event, the following principles
regarding the “openness” of open                                       2. Primary. Data is as collected at the source,
                                                                       with the highest possible level of granularity, not
government data were developed.
                                                                       in aggregate or modified forms.
Cook County considers these eight
principles of open government data                                     3. Timely. Data is made available as quickly as
                                                                       necessary to preserve the value of the data.
in determining what datasets to
post to its open data site, the                                        4. Accessible. Data is available to the widest
                                                                       range of users for the widest range of purposes.
frequency of posting, controls and
licenses, and data format.                                             5. Machine-processable. Data is reasonably
                                                                       structured to allow automated processing.

          b. Open Government Plan                                      6. Non-discriminatory. Data is available to
                                                                       anyone, with no requirement of registration.
                                                                       7. Non-proprietary. Data is available in a
Cook County’s Open Government                                          format over which no entity has exclusive
ordinance requires the publication                                     control.
of an Open Government Plan. Per
                                                                       8. License-free. Data is not subject to
the requirements of the ordinance,                                     any copyright, patent, trademark or
this Plan describes how                                                trade secret regulation. Reasonable
departments will enhance and                                           privacy, security and privilege
develop transparency, public                                           restrictions may be allowed.
participation, and collaboration. It
                                                                       Compliance must be reviewable.
describes steps the County has
taken to conduct its work more                                         Retrieved from
openly and to publish information                                      https://public.resource.org/8_principles.html, June 7,
online. Finally, this Plan describes                                   2011
how the County will create more
access to information and
opportunities for public
participation.

For FOIA (Freedom of Information Act) requests, the County uses a highly
manual process to meet the provisions of the law for responding to requests for
inspection or copies of public records (see
http://www.ilga.gov/legislation/ilcs/ilcs3.asp?ActID=85&ChapterID=2). The
online data catalog includes copies of the FOIA requests that have been

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submitted to the County and a summary of action taken. Going forward, the
County will post to the data catalog datasets that have been provided in
response to FOIA requests. Again, as the ordinance states, “the presumption
shall be in favor of openness, to the extent permitted by law and subject to valid
privacy, confidentiality, security, or other restrictions and exemptions afforded
under FOIA or other applicable federal, state or local laws.” It is expected that
as more datasets are added to the data catalog, public data requests will be
handled directly by posting datasets to the site, or by referring the requestor to
the site, and the need for manual processing to fulfill data requests via FOIA will
diminish.

Additional requirements of the Open Government ordinance addressed in this
Plan are as follows (with references to location in this document):

     •    Describe steps the County is taking to enhance and expand its practices
          to further cooperation among County Agencies, other governmental
          agencies, the public, and nonprofit and private entities in fulfilling the
          goals and objectives of the County (section 1, Government 2.0 and Open
          Cook County).

     •    Describe proposed changes to internal management and administrative
          policies to improve collaboration (section 2, Working Group and
          Governance).

     •    Describe proposals to use technology platforms to improve collaboration
          among employees and the public (section 2, Open Data Portal).

     •    Describe links to appropriate websites where the public can learn about
          collaboration efforts (section 1 and throughout).

     •    Describe innovative methods, such as prizes and competitions, to obtain
          ideas from, and to increase collaboration with, the public, as well as
          those in the private sector, nonprofit, and academic communities (section
          5).

     •    The website shall additionally include a mechanism that shall allow for the
          public to provide feedback to the County on, and assess the quality of,
          published information. This mechanism shall additionally allow for
          recommendations from the public to the County of other information to
          consider prioritizing for publication (section 2, Open Data Portal).

     •    Each County agency shall engage in its best efforts to respond to public
          feedback received via the website on a regular, timely basis. Responses

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to such public feedback may include descriptions of actions taken, or
          reasons for not taking action, based on such public feedback received
          (section 2, Governance).

          c. Public Domain

Datasets that are released through the County’s open data site are considered
“public domain” unless otherwise stated. Cook County and the users of Cook
County open data agree to abide by the provisions of an Open Data Commons
Public Domain License. The open data commons public domain license is
considered the model license governing use of government-issued datasets.
For specific terms of the public domain license please see the Appendix.




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Open Cook County Plan

     1:	
  Ordinance	
  
     Cook	
  County’s	
  open	
  data	
  ordinance	
  begins	
  making	
  d ata	
  public.	
  	
  Agency	
  heads	
  partner	
  with	
  
     Board	
  President	
  and	
  Commissioners	
  to	
  make	
  initial	
  high-­‐value	
  d atasets	
  public.	
  


         •     This ordinance formalizes our open government plan and changes the County’s data bias from
               private to public.
         •     County leaders built our ordinance using model legislation from other municipalities like San
               Francisco and King County, Washington.
         •     Our ordinance considers best principles of open data, as well as the model of President Obama’s
               Federal Directive and the Local Open Government Directive created by representatives from Code
               for America, the Sunlight Foundation and others.

     2:	
  	
  Data	
  Portal	
  
     County	
  launches	
  a	
  single-­‐site	
  portal	
  centralizing	
  data	
  in	
  developer-­‐friendly	
  formats.	
  	
  Data	
  
     offerings	
  continuously	
  expand.	
  


         •     The County will create a single-site data portal that centralizes new and existing public data sets in
               machine-readable, developer-friendly formats.
         •     Our portal will build on the success of open data portals in other municipalities, such as New York
               City, San Francisco and Washington, DC.
         •     Our portal will build on the success of the federal open data portal: www.data.gov.


     3:	
  	
  App	
  Contests	
  and	
  Data	
  Camps	
  
     County	
  encourages	
  developers	
  and	
  activists	
  to	
  drive	
  new	
  and	
  improved	
  government	
  services	
  
     through	
  mobile	
  apps	
  and	
  data	
  visualizations.	
  

         •     In open government municipalities, data-enabled developers and activists have revolutionized
               government services using mobile apps.
         •     We will encourage and incentivize citizens to find inefficiencies and to visualize data in ways that
               contribute to the policy conversation.
         •     We will encourage and incentivize developers and activists to help us make our government better
               using contests, data camps and other programs.

     4:	
  	
  Continuous	
  Improvement	
  
     County	
  expands	
  data	
  offerings,	
  provides	
  ongoing	
  incentives	
  for	
  developers	
  and	
  activists	
  and	
  
     opens	
  a	
  conversation	
  about	
  improving	
  our	
  government.	
  


         •     Open government is a growing, maturing movement.
         •     We will begin a running conversation with local thought leaders and activists to identify ways to
               improve our government and to bring new and more meaningful data to the public.
         •     Chicago’s developing technology cluster, anchored by companies like Groupon and Everyblock,
               drives leading developers and open government thinkers to Cook County.

    Source: “Open Cook County Plan,” April, 2011. Accessed at http://blog.cookcountygov.com/wp-
    content/uploads/2011/04/Red-Cook.ppt




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4. Cook County Open Data Catalog

As described in detail in section 2, the County’s open data website was
launched in conjunction with collaborative efforts between state and local
governments, elected officials, civic groups, and representatives of the
technology and open data community. Moreover, the Cook County Open Data
site is built on the same platform that powers the Open Data initiatives at the
federal level, the State of Illinois.

The open data site is populated with Countywide information from more than 40
departments in County government. As of the date of this report, featured data
sets at www.data.cookcountyil.gov include a year-to-date map of foreclosures
in Cook County and a map of outpatient registrations within the Cook County
Health and Hospital System (CCHHS) – the beginning of an accurate look at
who uses CCHHS resources. There are more than 75 data sets that reflect the
most up-to-date information available throughout the County, including offices
of separately elected officials. The complete catalog of data sets can be found
at www.datacatalog.cookcountyil.gov (this site can be also be accessed from
the site home page).

          a. Courts

Courts datasets posted to the site will include directory information, court
statistics, data on unclaimed child support,

          b. Economic Development

Economic Development datasets posted to the site will include data on
Countywide capital planning, facility locations, building and zoning, and
planning and development.

          c. Finance and Administration

Finance and Administration datasets posted to the site will include data on
revenue collection, expenditures, payroll, vendor payments, financial reports,
budgets, utility costs, environmental control, highways, adoption, FOIA
requests, human resources, risk management, performance management,
lobbyist information, statements of economic interest and other ethics data.

          d. Forest Preserves, Parks and Recreation




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Forest Preserves, Parks and Recreation datasets posted to the site will include
data on boundaries, trails, shelters, groves, lakes, statistics and public activities.

          e. GIS/Map Data

GIS/Map datasets posted to the site will include point files and shape files
showing locations of schools, hospitals, cemeteries, roads, lakes, and County
government facilities.

          f. Healthcare

Healthcare datasets posted to the site will include data on public health, inmate
care, outpatients by general location, and County employee and retiree
healthcare.

          g. Property and Taxation

Property and Taxation datasets posted to the site will include data on
assessment appeals, homeowner exemptions, foreclosures, and scavenger
sales.

          h. Public Safety

Public Safety datasets posted to the site will include inmate statistics, crime
data, criminal warrants and child support warrants.

          i. Standard File Formats and API

Data provided by Cook County on its open data site is available for download in
one or more of the following common formats:




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Source: “Democratizing data for open government,” retrieved from
http://download.microsoft.com/download/7/A/C/7AC9C1A9-3E05-4995-9A33-
4B0BB2691B5D/MSOpenGovDirectivePaper.pdf, September 16, 2011




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Socrata provides an open-source application programming interface (API) called
SODA for application linking to any dataset on the Cook County open data site.
Details on the SODA API are available at: http://opendata.socrata.com/api/docs.

          j. Tutorials

The County’s open data portal includes a video tutorial in eight parts on how to
use open data, how to create visualizations using the tools available on the site,
and how to create applications. These video tutorials are available at the
Tutorials tab at www.data.cookcountyil.gov.




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5. Innovation, Challenges and Future Direction

Beyond the clear improvements to government transparency and accountability,
open government carries a very specific meaning. Open government means
putting data about government operations and public data that government
maintains--such as economic development data, public safety data, financial
data, and locational data—onto a public-facing website in an open format that
allows users to see all the data, to download it, and to point to it with custom-
built software applications.

This is much different from putting a table, or a pdf document, or a search
function on the web. With open government, the power to map the data, or
create a graph from it, or build a mobile app from it is in the user’s hands.

Over the past year the City of Chicago and the State of Illinois have begun to
publish data according to open government standards. With
data.cookcountyil.gov, Cook County joins them along with a host of other local
governments including Washington DC, Baltimore, New York City, San
Francisco, Vancouver, Canada and London, England in the open government
movement.

Many people were instrumental in this effort in Cook County and will continue to
play a role in sustaining it, from the sponsors of the Open Government
ordinance to elected officials, the Civic Consulting Alliance, local universities,
the Cook County Bureau of Technology, the County’s partners in Apps for Metro
Chicago, Socrata, and the Open Government Chicagoland group.

The County’s IT Collaborative Board, the Countywide IT planning group that
includes representation from all the County elected officials, was engaged
throughout this period and will play an important role in growing the number of
datasets on the open data website going forward.

The County has been a partner on the Apps for Metro Chicago competition
(www.appsformetrochicago.org) from the beginning with the City of Chicago,
the State of Illinois (including the Illinois Science & Technology Coalition), the
Chicago Metropolitan Agency for Planning (CMAP), the Metropolitan Chicago
Information Center, the Civic Consulting Alliance, Motorola, the Chicago
Community Trust, and the MacArthur Foundation, and the launch of
data.cookcountyil.gov makes more datasets available for that program. The
apps competition has three phases in which developers compete for cash
awards to develop the best web or mobile application that uses public data.
Apps for Metro Chicago is the first contest that has involved multiple public


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participants from a metropolitan region, with the City, the County, CMAP and
the State all involved and all sharing data in an open government format.

Cook County’s agreement with Socrata to host the County’s open data site
includes a provision that Socrata will provide a single “federated” site on which
all of the Cook County, City of Chicago and State of Illinois datasets that are on
the individual government sites will be available. This federated site can serve
as a “one stop shop” for developers and the public for current datasets from the
three partner governments.

Future development of the federated site should include adding other Illinois
local government data by municipality, school district, or other taxing body. The
lead partners—City, County and State—can communicate with Councils of
Government and government and educational associations to provide
information about the open data platform, and provide a structure for
maintaining other government datasets on a common platform.

At the same time, the partner agencies can work with CMAP to determine how
to improve the sharing of public sector data. CMAP maintains the Metropulse
website (http://www.metropulsechicago.org), a public portal created by the
Chicago Community Trust and CMAP featuring a wide array of Chicago
metropolitan area data including transportation, land use, public safety,
workforce, housing and education data.

Open government, when it is joined with active citizen engagement, can have a
lasting effect on how government interacts with the public at large. The internet
has become a “location” of choice for people to interact with government
offices. As technology improves, expectations will increase for government
websites to be more responsive to people’s needs.

One clear area for improvement is for County processes such as property
assessment and taxation, or public meeting agendas and minutes, to be
enabled as “end-to-end” functions, so that from the perspective of the user on
the internet, the County appears as a single entity rather than a collection of
independent offices. This will require both technological innovation as well as
organizational innovation, and will be the challenge of the coming decade as
County government seeks to move more of its business online—to improve
convenience for citizens while at the same time reducing its day-to-day
operating costs.




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6. Appendix: Cook County Open Government Ordinance




                                                                                	
  


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7. Appendix: Open Data Commons Public Domain License

Preamble

The Open Data Commons – Public Domain Dedication & Licence is a document intended to
allow you to freely share, modify, and use this work for any purpose and without any restrictions.
This licence is intended for use on databases or their contents (“data”), either together or
individually.

Many databases are covered by copyright. Some jurisdictions, mainly in Europe, have specific
special rights that cover databases called the “sui generis” database right. Both of these sets of
rights, as well as other legal rights used to protect databases and data, can create uncertainty or
practical difficulty for those wishing to share databases and their underlying data but retain a
limited amount of rights under a “some rights reserved” approach to licensing as outlined in the
Science Commons Protocol for Implementing Open Access Data. As a result, this waiver and
licence tries to the fullest extent possible to eliminate or fully license any rights that cover this
database and data. Any Community Norms or similar statements of use of the database or data
do not form a part of this document, and do not act as a contract for access or other terms of
use for the database or data.

The position of the recipient of the work

Because this document places the database and its contents in or as close as possible within
the public domain, there are no restrictions or requirements placed on the recipient by this
document. Recipients may use this work commercially, use technical protection measures,
combine this data or database with other databases or data, and share their changes and
additions or keep them secret. It is not a requirement that recipients provide further users with a
copy of this licence or attribute the original creator of the data or database as a source. The goal
is to eliminate restrictions held by the original creator of the data and database on the use of it
by others.

The position of the dedicator of the work

Copyright law, as with most other law under the banner of “intellectual property”, is inherently
national law. This means that there exists several differences in how copyright and other IP
rights can be relinquished, waived or licensed in the many legal jurisdictions of the world. This is
despite much harmonisation of minimum levels of protection. The internet and other
communication technologies span these many disparate legal jurisdictions and thus pose
special difficulties for a document relinquishing and waiving intellectual property rights, including
copyright and database rights, for use by the global community. Because of this feature of
intellectual property law, this document first relinquishes the rights and waives the relevant rights
and claims. It then goes on to license these same rights for jurisdictions or areas of law that may
make it difficult to relinquish or waive rights or claims.

The purpose of this document is to enable rightsholders to place their work into the public
domain. Unlike licences for free and open source software, free cultural works, or open content
licences, rightsholders will not be able to “dual license” their work by releasing the same work
under different licences. This is because they have allowed anyone to use the work in whatever
way they choose. Rightsholders therefore can’t re-license it under copyright or database rights
on different terms because they have nothing left to license. Doing so creates truly accessible
data to build rich applications and advance the progress of science and the arts.



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This document can cover either or both of the database and its contents (the data). Because
databases can have a wide variety of content – not just factual data – rightsholders should use
the Open Data Commons – Public Domain Dedication & Licence for an entire database and its
contents only if everything can be placed under the terms of this document. Because even
factual data can sometimes have intellectual property rights, rightsholders should use this
licence to cover both the database and its factual data when making material available under
this document; even if it is likely that the data would not be covered by copyright or database
rights.

Rightsholders can also use this document to cover any copyright or database rights claims over
only a database, and leave the contents to be covered by other licences or documents. They
can do this because this document refers to the “Work”, which can be either – or both – the
database and its contents. As a result, rightsholders need to clearly state what they are
dedicating under this document when they dedicate it.

Just like any licence or other document dealing with intellectual property, rightsholders should
be aware that one can only license what one owns. Please ensure that the rights have been
cleared to make this material available under this document.

This document permanently and irrevocably makes the Work available to the public for any use
of any kind, and it should not be used unless the rightsholder is prepared for this to happen.

Part I: Introduction

The Rightsholder (the Person holding rights or claims over the Work) agrees as follows:

1.0 Definitions of Capitalised Words

“Copyright” – Includes rights under copyright and under neighbouring rights and similarly related
sets of rights under the law of the relevant jurisdiction under Section 6.4.

“Data” – The contents of the Database, which includes the information, independent works, or
other material collected into the Database offered under the terms of this Document.

“Database” – A collection of Data arranged in a systematic or methodical way and individually
accessible by electronic or other means offered under the terms of this Document.

“Database Right” – Means rights over Data resulting from the Chapter III (“sui generis”) rights in
the Database Directive (Directive 96/9/EC of the European Parliament and of the Council of 11
March 1996 on the legal protection of databases) and any future updates as well as any similar
rights available in the relevant jurisdiction under Section 6.4.

“Document” – means this relinquishment and waiver of rights and claims and back up licence
agreement.

“Person” – Means a natural or legal person or a body of persons corporate or incorporate.

“Use” – As a verb, means doing any act that is restricted by Copyright or Database Rights
whether in the original medium or any other; and includes modifying the Work as may be
technically necessary to use it in a different mode or format. This includes the right to sublicense
the Work.

“Work” – Means either or both of the Database and Data offered under the terms of this
Document.

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“You” – the Person acquiring rights under the licence elements of this Document.

Words in the singular include the plural and vice versa.

2.0 What this document covers

2.1. Legal effect of this Document. This Document is:

a. A dedication to the public domain and waiver of Copyright and Database Rights over the
Work; and

b. A licence of Copyright and Database Rights over the Work in jurisdictions that do not allow for
relinquishment or waiver.

2.2. Legal rights covered.

a. Copyright. Any copyright or neighbouring rights in the Work. Copyright law varies between
jurisdictions, but is likely to cover: the Database model or schema, which is the structure,
arrangement, and organisation of the Database, and can also include the Database tables and
table indexes; the data entry and output sheets; and the Field names of Data stored in the
Database. Copyright may also cover the Data depending on the jurisdiction and type of Data;
and

b. Database Rights. Database Rights only extend to the extraction and re-utilisation of the whole
or a substantial part of the Data. Database Rights can apply even when there is no copyright
over the Database. Database Rights can also apply when the Data is removed from the
Database and is selected and arranged in a way that would not infringe any applicable
copyright.

2.2 Rights not covered.

a. This Document does not apply to computer programs used in the making or operation of the
Database;

b. This Document does not cover any patents over the Data or the Database. Please see Section
4.2 later in this Document for further details; and

c. This Document does not cover any trade marks associated with the Database. Please see
Section 4.3 later in this Document for further details.

Users of this Database are cautioned that they may have to clear other rights or consult other
licences.

2.3 Facts are free. The Rightsholder takes the position that factual information is not covered by
Copyright. This Document however covers the Work in jurisdictions that may protect the factual
information in the Work by Copyright, and to cover any information protected by Copyright that
is contained in the Work.

Part II: Dedication to the public domain

3.0 Dedication, waiver, and licence of Copyright and Database Rights

3.1 Dedication of Copyright and Database Rights to the public domain. The Rightsholder by
using this Document, dedicates the Work to the public domain for the benefit of the public and

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relinquishes all rights in Copyright and Database Rights over the Work.

a. The Rightsholder realises that once these rights are relinquished, that the Rightsholder has no
further rights in Copyright and Database Rights over the Work, and that the Work is free and
open for others to Use.

b. The Rightsholder intends for their relinquishment to cover all present and future rights in the
Work under Copyright and Database Rights, whether they are vested or contingent rights, and
that this relinquishment of rights covers all their heirs and successors.

The above relinquishment of rights applies worldwide and includes media and formats now
known or created in the future.

3.2 Waiver of rights and claims in Copyright and Database Rights when Section 3.1 dedication
inapplicable. If the dedication in Section 3.1 does not apply in the relevant jurisdiction under
Section 6.4, the Rightsholder waives any rights and claims that the Rightsholder may have or
acquire in the future over the Work in:

a. Copyright; and

b. Database Rights.

To the extent possible in the relevant jurisdiction, the above waiver of rights and claims applies
worldwide and includes media and formats now known or created in the future. The
Rightsholder agrees not to assert the above rights and waives the right to enforce them over the
Work.

3.3 Licence of Copyright and Database Rights when Sections 3.1 and 3.2 inapplicable. If the
dedication and waiver in Sections 3.1 and 3.2 does not apply in the relevant jurisdiction under
Section 6.4, the Rightsholder and You agree as follows:

a. The Licensor grants to You a worldwide, royalty-free, non-exclusive, licence to Use the Work
for the duration of any applicable Copyright and Database Rights. These rights explicitly include
commercial use, and do not exclude any field of endeavour. To the extent possible in the
relevant jurisdiction, these rights may be exercised in all media and formats whether now known
or created in the future.

3.4 Moral rights. This section covers moral rights, including the right to be identified as the
author of the Work or to object to treatment that would otherwise prejudice the author’s honour
and reputation, or any other derogatory treatment:

a. For jurisdictions allowing waiver of moral rights, Licensor waives all moral rights that Licensor
may have in the Work to the fullest extent possible by the law of the relevant jurisdiction under
Section 6.4;

b. If waiver of moral rights under Section 3.4 a in the relevant jurisdiction is not possible,
Licensor agrees not to assert any moral rights over the Work and waives all claims in moral
rights to the fullest extent possible by the law of the relevant jurisdiction under Section 6.4; and

c. For jurisdictions not allowing waiver or an agreement not to assert moral rights under Section
3.4 a and b, the author may retain their moral rights over the copyrighted aspects of the Work.

Please note that some jurisdictions do not allow for the waiver of moral rights, and so moral
rights may still subsist over the work in some jurisdictions.

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4.0 Relationship to other rights

4.1 No other contractual conditions. The Rightsholder makes this Work available to You without
any other contractual obligations, either express or implied. Any Community Norms statement
associated with the Work is not a contract and does not form part of this Document.

4.2 Relationship to patents. This Document does not grant You a licence for any patents that the
Rightsholder may own. Users of this Database are cautioned that they may have to clear other
rights or consult other licences.

4.3 Relationship to trade marks. This Document does not grant You a licence for any trade
marks that the Rightsholder may own or that the Rightsholder may use to cover the Work. Users
of this Database are cautioned that they may have to clear other rights or consult other licences.
Part III: General provisions

5.0 Warranties, disclaimer, and limitation of liability

5.1 The Work is provided by the Rightsholder “as is” and without any warranty of any kind, either
express or implied, whether of title, of accuracy or completeness, of the presence of absence of
errors, of fitness for purpose, or otherwise. Some jurisdictions do not allow the exclusion of
implied warranties, so this exclusion may not apply to You.

5.2 Subject to any liability that may not be excluded or limited by law, the Rightsholder is not
liable for, and expressly excludes, all liability for loss or damage however and whenever caused
to anyone by any use under this Document, whether by You or by anyone else, and whether
caused by any fault on the part of the Rightsholder or not. This exclusion of liability includes, but
is not limited to, any special, incidental, consequential, punitive, or exemplary damages. This
exclusion applies even if the Rightsholder has been advised of the possibility of such damages.

5.3 If liability may not be excluded by law, it is limited to actual and direct financial loss to the
extent it is caused by proved negligence on the part of the Rightsholder.

6.0 General

6.1 If any provision of this Document is held to be invalid or unenforceable, that must not affect
the cvalidity or enforceability of the remainder of the terms of this Document.

6.2 This Document is the entire agreement between the parties with respect to the Work covered
here. It replaces any earlier understandings, agreements or representations with respect to the
Work not specified here.

6.3 This Document does not affect any rights that You or anyone else may independently have
under any applicable law to make any use of this Work, including (for jurisdictions where this
Document is a licence) fair dealing, fair use, database exceptions, or any other legally
recognised limitation or exception to infringement of copyright or other applicable laws.

6.4 This Document takes effect in the relevant jurisdiction in which the Document terms are
sought to be enforced. If the rights waived or granted under applicable law in the relevant
jurisdiction includes additional rights not waived or granted under this Document, these
additional rights are included in this Document in order to meet the intent of this Document.


Source: Retrieved from http://opendatacommons.org/licenses/pddl/1.0/, September 18, 2011



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8. Appendix: What is Open Data?

from Open Data, Open City (University of Toronto: September, 2010)

WHAT IS OPEN DATA?

We live in a knowledge economy. We access, evaluate and compare many kinds of information
every day, from checking bus schedules to sorting emails by priority. Cities deal with lots of
information too, and most of it can be classified as “data,” collections of information generated
and used by people and computers. The availability and use of data by and for the public is an
emerging municipal issue as cities realize the many benefits of “opening up” their data.

Open data is both a philosophy and a practice. Municipalities collect extensive data about the
city and its residents, and the practice of freely sharing this data online is gaining ground in cities
across the country and around the world. Vancouver and Washington, D.C. both have official
open data policies, and many other cities are launching their own open data initiatives. “Data”
here means everything from statistics to address lists and recycling schedules, from information
on election results by riding, to the locations of schools or streetlamps. Since such information is
important for both the governance and understanding of a city, a clear policy on how that data is
stored, used, and presented to the public is necessary.

The call for open data goes a step further than simply requesting access to the numbers; “open
data” describes data that is digital and flexible, so that it can be shared and integrated into
computer applications. It must be available in a machine-readable format1, so that it can be
downloaded and manipulated by people who wish to use it. Open data advocates want access
to the “raw” information so that it can be used and reused with other data sets and by any
number of computer applications. For instance, the city’s water-use statistics2 may be available
as a list in a PDF document, which can be read by people, but which a computer program
cannot interpret. If these statistics were in a format that a computer could read, for instance as a
spreadsheet of populated columns, one could play with the data, looking for patterns, or
comparing it with other sets. Homeowners worried about their water consumption could
compare their use with neighbourhood averages, or even be automatically emailed their month-
to-month statistics. Such services are but one example of the possibilities of open data for
citizens and the city.

In order to realize the potential of a large, well-organized, and accessible collection of
information, open data initiatives require planning and commitment. The immediate benefits and
long term potential of open data include more efficient city operations, more interaction between
the city and its citizens, a more data-literate citizenry, and the opportunity for entrepreneurs to
use city data innovatively for public or proprietary use. Open data promotes democracy, fuels
entrepreneurship and improves efficiencies by repurposing data for many uses.

1 Being in “machine readable format” means, as the name suggests, that the data can be recognized and interpreted by
a computer. Examples of machine-readable technology range from an old-fashion library punch card to a supermarket
barcode to a cassette tape.

2 Cities collect statistics on the volume and frequency of water consumption.


OPEN DATA AND CIVIC ENGAGEMENT

While open data may seem at first glance like something reserved for technology geeks, the
intention of the open data movement is the opposite of exclusivity: it aims to foster an
understanding of government information for the average citizen. While not everyone will make

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use of the data, it’s important for citizens to know that it’s accurate and available, and that
accessible data is a right, not a privilege. It is also an increasingly important skill for participation
in the information and knowledge economy. As Canadian entrepreneur and open government
activist David Eaves wrote in a June 10th blog post, historically “we didn’t build libraries for an
already literate citizenry. We built libraries to help citizens become literate. Today we build open
data portals not because we have a data or public policy literate citizenry, we build them so that
citizens may become literate in data, visualization, coding and public policy” (“Learning from
Libraries: The Literacy Challenge of Open Data,” http://eaves.ca/). We all need to understand
how data is manipulated to support arguments and ideas. A basic level of statistical awareness
is necessary so that we understand the context of the data presented: we all need to know to
ask, where did the data come from? Was the author paid to produce it? What are their biases?
Can I check that the results are correct?

The process of understanding information is often characterized as an upward progression from
data, to information, to knowledge, and finally to wisdom. Similarly, data becomes more
valuable—more useable—through collection, structuring, and distribution. Cities conduct
extensive data collection and structuring, but much of the data are not shared, often because its
value outside of its original intent is not recognized. Some city data is distributed to us formally:
garbage pickup schedules, smog warnings, and public library locations are all data sets
collected by the city and presented to the public in some form, usually on a flyer or website. But
this data is static. For data to be open, it must be flexible and manipulable.

Philosophically, the open data movement has grown out of a larger push for government
openness. Advocates of open data believe that in a modern democracy, governments should
share the data they collect, and that open data is a concrete way to teach and encourage
government participation. Accessible data means that citizens can see and evaluate the impact
of city policies. Citizens will know where to go to find out how tax dollars are spent, they will be
able to calculate the numbers themselves, and compare them to other years, other
municipalities, or any other metrics that interest them. Our ability to fully engage as citizens is
enhanced when we have the ability to access the output of government work. In a country
whose official motto includes the phrase “good government,” it seems obvious that we should
be able to know when our government is being “good.” Richard Poynder’s UK-based blog,
“Open and Shut” makes this argument very well. With regard to The Guardian newspaper’s
launch of the “Free Our Data” campaign, he writes:

“... [The Guardian] wanted to draw attention to the fact that governments and government
agencies have been using taxpayer’s money to create vast databases containing highly valuable
information, and yet have made very little of this information publicly available. Where the data
has been made available access to it has generally been charged for [... and] released under
restrictive copyright licences prohibiting redistribution, and so preventing third parties from using
it to create useful new services. The end result, The Guardian believes, is that the number and
variety of organisations able to make use of the data has been severely curtailed and innovation
stifled.”

While it can be argued that hoarding data can curtail innovation, it can also be said that sharing
too much information can cause problems, too. In political environments where every decision is
criticized or ridiculed, civil servants will be understandably reluctant to share the information that
led to their decisions. The challenge for cities creating open data initiatives is to release as much
data as possible while ensuring legitimate privacy and security concerns are met.

OPEN DATA, ENTREPRENEURSHIP AND INNOVATION

A solid commitment to open data would not only benefit Torontonians on principle. Opening
updata sets leads not only to increased accountability and trust but, for the entrepreneurial

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among us, innovation through the development of applications, most often in the form of
“mashups,” digital products created from preexisting elements. Programmers and developers
create mashups by combining two or more technologies or data sources to create a new
product or service; some of this services are created simply to benefit our fellow citizen, while
others include an intention of profit. A simple version of a mashup would be a store’s “Is It In
Stock?” feature, which combines location data and stock data to tell a customer if the product
they want is available nearby. Toronto software developer Mark Headd used data sets on
location and space availability of child care centres to create a daycare search by postal code
using texting or Twitter. Mark describes the application as “quite simple, and is still rough in
many ways, but it was completed within several hours and demonstrates how governments that
release interesting and valuable information empower developers to build useful things”
(“Toronto Opens Government Data,” voiceingov.org/). This year Jeff Aramini, a former
epidemiologist at the Public Health Agency of Canada, developed HealthAndSafetyWatch.com,
a website that tracks product and food recalls using aggregated federal and provincial open
data in combination with media monitoring software. This information is then overlaid on a map,
alerting users to recalls in their area. Several iPhone applications have been developed—some
free, some fee-based—to deliver TTC schedule information on demand and in a mobile format.
Examples of useful mashups abound and span the spectrum of generic public service tools to
highly specialized proprietary applications. What these programs have in common is their
reliance on flexible, open data.




THE IMPORTANCE OF STANDARDIZED OPEN DATA

Standardization is an essential, albeit expensive, component of this openness. Standardization
means that the data sets can be more easily shared, but it also means that the city will have to
invest dollars to standardize existing and legacy data systems in a more flexible format. While
the start-up costs of standardizing data collection are high, both financially and in terms of
human resources, over time the benefits to the city are manifold. David Eaves, who advises the
City of Vancouver on the development of their open data policy, argues that data is a strategic
asset that cities should be using to help themselves, that the centralization of data will help the
city manage itself more efficiently. An excellent example of using standardization to improve
both efficiency and user experience is Toronto’s 311 service, which integrates city service


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responses into a single system, allowing for ease of access and faster response time.

The cost of developing systems to standardize, share, and archive data could be shared
between cities, who could come together to negotiate with potential vendors of the appropriate
tools. An open data policy is a mechanism for cities to “help themselves,” and, in addition, it is a
tool for cities to learn from each other while encouraging important policy learning opportunities.

OPEN DATA PORTALS AT WORK

Toronto is one of several Canadian cities aiming to publish its data in an open format catalogue,
along with Vancouver, Nanaimo, Edmonton, and Ottawa. Most recently, London (Ontario)
launched Open Data London and Montreal has announced Montréal Ouvert. The City of Toronto
launched toronto.ca/open in November 2009. The catalogue offers about thirty datasets, most of
them static geographic data, including ward, park and neighbourhood boundaries, locations of
places of worship, traffic signals and food banks, and some TTC schedules. The sets are
available in flexible digital formats and some data are automatically updated or available in real-
time. The portal’s contents are available under an open license, which means that anyone,
anywhere in the world, has the city’s permission to a “world-wide, royalty-free, non-exclusive
license to use, modify and distribute the datasets in all current and future media formats for any
lawful purpose” (City of Toronto Open Data project). Created by local data enthusiasts to
support Toronto’s open data project, dataTO.org is a collaboration site inviting the open data
community to request new data, suggest enhancements, and share in the development.
Participation has been low, perhaps due to the limited number of data sets offered in Toronto’s
Open Data catalogue. Additionally, despite the ease with which datasets can be released in
many formats, the catalogue has typically chosen only one format per data set. The catalogue
also uses internal city terminology (“cuts” for excavation work or potholes, “Toronto Centreline”
for a set on road markings), terms not always familiar to citizens.

Operating since September 2009, Vancouver’s more advanced data.vancouver.ca currently
offers over 100 data sets. But it’s not just the number of sets available that is impressive: the city
has turned the portal itself into an interactive feedback and discussion space, and has built RSS
feeds that aggregate city information such as job postings and bike route detours.

Across the pond, data.london.gov.uk acts as a hub, pointing visitors to raw data sets available
on a number of agency websites. Data available includes life expectancy at birth by ward,
household waste disposal by borough, and the locations of every polling station for the 2010
elections. The portal calls itself a first step, and promises that they are “committed to influencing
and cajoling other public sector organisations into releasing their data here too.”
(data.london.gov.uk). London’s datastore should be a source of inspiration for Toronto’s future
efforts. At the federal level, Canada lags behind both the United States and the United Kingdom.
In the US data.gov, founded in 2009, has over 270,000 data sets available. With the help of Tim
Berners-Lee, credited with inventing the World Wide Web, the British government has launched
data.gov.uk, “a key part of the Government’s Transparency programme.” The Canadian
government has thus far shown less enthusiasm; there is no national open data strategy, and
therefore no central hub for national data sets.3 As the largest city in the country, Toronto has
the resources to be a leader in government transparency, and to encourage the use of its data
for myriad purposes, championing the value of a digitally literate citizenry.
3
  Not content to wait for our administrations to take the lead, a few Canadian innovators have attempted to address the
gap. Their efforts include openparliament.ca, run by Michael Mulley, and datadotgc.ca, run by David Eaves, which he
describes as his effort at “showing our government, and Canada, what a federal open data portal could and should look
like.” CivicAccess.ca and datalibre.ca are two other websites involved in championing the necessity of open, free data in
the name of democracy and transparency in the information age.

POLICY IDEAS

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A successful open data initiative needs more than just accessible data to be effective. It requires
formal commitments from the city on a number of fronts, the development of a robust
centralized portal, and enthusiasm from the general population. It also, particularly in the early
years, needs a dedicated team with a variety of skill sets, including technophiles, marketers, and
those who can best promote citizen engagement.

Cities who make data available and actively market what they are sharing demonstrate their
belief in the benefits and potential of open data. In order to make open, accessible data sets
partof standard operating procedures, cities need to have policies in place that will help
standardize creation and facilitate pro-active distribution. All city data should be created in
shareable formats, regardless of whether it is deemed allowable or worth sharing at that
moment. Policy should include a written, official commitment to updating data sets, and to
communicating these updates through a variety of channels. Certain sets, such as public
transportation and election information, should be recognized as being priority sets, with more
regular and formal updates required.

Toronto’s open data catalogue has a lot of room to grow, and should be looking to the plethora
of information on the city and its governance already available, and known to be of interest,
through http://toronto.ca/. All of this data should be housed in the centralized online portal,
allowing anyone with an idle curiosity to browse, download, and play with what is already public
information on a standard platform. This portal must be designed to protect sensitive data, and
to ensure that privacy concerns are addressed, investigated, and dealt with promptly. This will
help build trust between the specific department overseeing the portal, City of Toronto
employees, and the general public, and encourage the enhancement of the portal’s
development.

As important as it is to open up data, it’s equally important for citizens to make use of it. Cities
are unlikely to be convinced of the value of open data unless there’s a community of
enthusiastic users who can demonstrate its value. Every municipality is low on cash and
resources, resulting in a focus on efficiency in delivering city services. Open data is a way for
cities to create more value for every citizen; citizens benefits from the development of innovative
and useful applications, and the city is viewed as having played a key role in offering value-
added services and fuelling entrepreneurship. When cities open up their data, they are initiating
a conversation with the people using the data, and the initiative will succeed as long as both
sides are listening, participating and working towards a common goal.

Conclusions

Open data initiatives work when the host city understands the benefits to both the citizens and
to itself, and is willing to reap those benefits by committing to success through investment.
When open, accessible data is harnessed by data-savvy citizens to create valuable tools that
serve all kinds of needs, there are many wins: the city has encouraged and satisfied
entrepreneurism; the entrepreneur has found satisfaction in creating a valuable tool, and the
citizen benefits from the tool itself. Open data can enhance the relationship between the city and
its citizens by sharing what it collects, and in return the citizens can offer value to the city by
taking the time to create tools the city hasn’t the time or budget to build. Bringing a sense of
cooperation that is necessary for a healthy and progressive future, open data initiatives make
cities and their citizens partners in growth and innovation.


Source: Martin Prosperity Institute, Open Data, Open City (University of Toronto: September, 2010)




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Cook County (IL) Open Government Plan

  • 1. Open Government Plan Cook County, Illinois Cook County Board of Commissioners Toni Preckwinkle, President “The Internet is the public space of the modern world, and through it governments now have the opportunity to better understand the needs of their citizens and citizens may participate more fully in their government. Information becomes more valuable as it is shared, less valuable as it is hoarded. Open data promotes increased civil discourse, improved public welfare, and a more efficient use of public resources.” - opengovdata.org
  • 2. Cook County Open Government Plan 1. Government 2.0 and Open Cook County 2. Open Data Planning and Administration a. Cook County Open Government Ordinance b. Open Data Portal c. Working Group d. Governance 3. Open Government Policies and Principles a. Open Data Defined b. Open Government Plan c. Public Domain 4. Cook County Open Data Catalog a. Courts b. Economic Development c. Finance and Administration d. Forest Preserves, Parks and Recreation e. GIS/Map Data f. Healthcare g. Property and Taxation h. Public Safety i. Standard File Formats and API j. Tutorials 5. Innovation, Challenges and Future Direction 6. Appendix: Cook County Open Government Ordinance 7. Appendix: Open Data Commons Public Domain License 8. Appendix: What is Open Data? Cook  County  Open  Government  Plan  (rev  9/21/11)   2    
  • 3. 1. Government 2.0 and Open Cook County “While open data may seem at first glance like something reserved for technology geeks, the intention of the open data movement is the opposite of exclusivity: it aims to foster an understanding of government information for the average citizen. While not everyone will make use of the data, it’s important for citizens to know that it’s accurate and available, and that accessible data is a right, not a privilege. It is also an increasingly important skill for participation in the information and knowledge economy.” (from Open Data, Open City, University of Toronto: September, 2010) Open government—sometimes referred to as Government 2.0—is a relatively new activity that is being launched by many What is government 2.0? national, state-level and local governments worldwide. While governments have for 0.5 is putting information online some time made statistical datasets (for 1.0 is filling out forms electronically example, aggregated Census information) available publicly—originally in published 1.5 is providing citizens with ways books and tables, then on diskette, and for to complain to government about the past 10-15 years downloadable or an issue viewable on public-facing websites—the recent open government movement is 2.0 is creating platforms for citizens to collaborate around information unique in that it applies a standards-based to improve outcomes approach to the release of government datasets to the public. Why should we open government? Opening government increases public Data made public under open government trust, makes government more responsive, efficient, effective and standards adheres to stricter, reviewable, fair, and breaks down silos within and guidelines than datasets of the past. Data is across agencies. provided at one “portal” address on the web per government entity (in Cook County’s Source: Excerpted from “Citizensourcing smarter government in New York City,” by case, this is data.cookcountyil.gov), rather Alex Howard, accessed at than spread over dozens or even hundreds http://radar.oreilly.com/2011/03/nyc- of web pages per existing practice. smart-government.html, 4/1/11 “Metadata”—information about the dataset—includes information about how often the dataset will be updated or refreshed, the source of the data, and who published it. In addition, open government data is presented in a way that makes it possible for developers of web-based or mobile applications to “attach” to the dataset to feed current and even real-time data to the application as it is used. Cook  County  Open  Government  Plan  (rev  9/21/11)   3    
  • 4. Historically, there has been a lack of public understanding about what Cook County government does, and how tax dollars are collected and spent. County government has unfortunately often contributed to this lack of understanding by making information difficult to find or obtain, and because many County systems and processes are still paper-based, so data is not readily available in a digital format. As highlighted in the April, 2011, presentation “Open Cook County Plan” (available at http://blog.cookcountygov.com/wp-content/uploads/2011/04/Red- Cook.ppt), a historical lack of transparency “means many local citizen activists are disengaged and cynical. Lack of transparency breeds doubt, skepticism, inefficiency and corruption.” There have been several notable prior efforts by Cook County elected officials and departments to improve transparency and accountability of County government. These include, but are not limited to, the County Clerk’s “Lobbyist Online” website (http://www.cookcountyclerk.com/ethics/lobbyistonline), which allows users to search lobbyist reporting by lobbyist, subject matter and County official lobbied, and offers direct download of the database by reporting period. The Clerk provides similar access to information from Statements of Economic Interest filed by County employees. The Cook County Clerk of the Circuit Court provides online lookup of mortgage foreclosures and unclaimed child support payments, in addition to online case filing, online traffic ticket payment, and other services. The Cook County Sheriff’s Office recently began providing online search for criminal warrants and child support warrants, as well as an online inmate search function. In addition, property-related offices such as the Cook County Recorder of Deeds, Assessor and Treasurer have for some time provided the ability to search online for data regarding individual parcels, including sales, assessment, exemptions, taxes and refund information. Typically the function is set up so the user can search for information about a single parcel. These offices will provide access to their complete property datasets for a fee, normally for commercial purposes. The Treasurer also provides search functions for estates of heirs and uncashed checks. Cook  County  Open  Government  Plan  (rev  9/21/11)   4    
  • 5. The Cook County Department of Public Health, part of the Health and Hospitals System, offers a number of downloadable pdfs with health information and statistics at http://www.cookcountypublichealth.org/data-reports. While these efforts should be recognized, open government advocates would have a Open Data is the publishing of once- number of issues with Cook County’s hidden government data to a free currently available datasets: public data website, or catalog. Open Data: • Datasets are scattered over hundreds of Cook County government 1) allows the public to look at data webpages that is collected and created on their • There is no consistency to the format behalf; of datasets 2) gives the public a tool to help • Most data is not machine-readable, measure government effectiveness so it can’t be downloaded into a and efficiency; spreadsheet or program; the search function is convenient but allows 3) provides an opportunity for civic- access to only one record at a time minded technology entrepreneurs to use government data free of charge in • Some datasets are months or years order to build free and paid old applications that add value to the lives of citizens. They can leverage With this background in mind, in April, 2011, this data to start technology businesses, as well as grow jobs in President Preckwinkle and Commissioner existing ones. Fritchey introduced a “Cook County Open Government Ordinance” designed to Source: “Open Cook County Plan,” April, 2011. Accessed at “increase transparency, accountability, and http://blog.cookcountygov.com/wp- informed public participation, and to create content/uploads/2011/04/Red-Cook.ppt economic development opportunities” in Cook County. The ordinance, which was co-sponsored by seven other Commissioners and passed by the full County Board in May, 2011, requires Cook County agencies and elected officials to comply with a number of open government directives going forward (the complete ordinance text is in the Appendix to this document). The ordinance mandates a single website (www.openCC.info, which now redirects to http://data.cookcountyil.gov) be established to host all of the open data datasets to be published under the new law. The ordinance requires agencies to prepare open government plans (initially this document), to develop data catalogs, and to post at least three “high value” Cook  County  Open  Government  Plan  (rev  9/21/11)   5    
  • 6. datasets each to the County’s open data site within 120 days of its effective date. The result, “data.cookcountyil.gov, the Open Data Portal for Cook County Government” (http://data.cookcountyil.gov), includes datasets in the following areas: Courts; Economic Development; Finance and Administration; Forest Preserve, Parks and Recreation; Geography/Maps; Healthcare; Property and Taxation; and Public Safety. These categories conform to the major activities of county-level government, with the addition of Geography/Maps for geographic- based data such as location of County facilities. Some of the most requested data can be found in the Finance and Administration category. This category will include: • Performance management data from the President’s quarterly performance management reports • Salary information for County employees • Payments to companies and individuals doing business with Cook County • Information on County contracts • Information on Freedom of Information Act (FOIA) requests In December 2010, President Preckwinkle’s transition report laid out the President’s goals for transparency and accountability—key goals of the new administration—as follows: “Transparency and Accountability: A government that is transparent and accountable to its residents is a more effective government. Improve transparency and accountability of County government, in particular by improving public information about hiring, purchasing and the overall use of taxpayer dollars. This would strengthen public trust in County government and bolster morale of its employees.” (Cook County Transition Report, accessed at http://www.cookcountygov.com/taxonomy2/Office%20of%20the%20President/Downlo ads/CookCountyTransitionReport_2010.pdf) Cook County’s open government site is one in a series of transparency initiatives undertaken by the Preckwinkle administration. In addition, the following initiatives have been launched—many in cooperation with other elected officials and the Board of Commissioners—in the first ten months of the administration: • President’s Public Calendar • Implemented “S.T.A.R.”, a performance management tool used to help county agencies set goals for efficiency and achieve them. • 2011 Forest Preserve budget request posted online Cook  County  Open  Government  Plan  (rev  9/21/11)   6    
  • 7. 2011 Cook County budget posted online • “Make Cook County More Efficient” public survey • New County blog site (http://blog.cookcountygov.com/) • Posted an improved County check register online • Posted a 100-day report and follow-up online • Required county employees to log political contacts • Sought out ideas from employees on how to make Cook County more efficient, put the best ideas up for public vote, and awarded “Frontline Award” to the winner • Published information on boards and committees; now taking applications online • Live audio broadcast of Cook County Board of Commissioners meetings • Posted video of Cook County Board meetings, viewable by agenda item • Added BrowseAloud software to help the visually impaired use the county website • Launched a new interactive budget website where the public can learn more about how government finances work and interact • Held a live townhall webcast and real-time public blog for the 2012 Budget • Worked with the Assessor’s office and Board of Review to launch online filing of assessment appeals (See http://blog.cookcountygov.com/transparency/ for an updated list of transparency initiatives.) Cook  County  Open  Government  Plan  (rev  9/21/11)   7    
  • 8. 2. Open Data Planning and Administration a. Cook County Open Government Ordinance On May 4, 2011, the Cook County Board of Commissioners unanimously approved the Cook County Open Government Plan ordinance, sponsored by President Preckwinkle and Commissioner Fritchey and co-sponsored by Commissioners Gainer, Gorman, Goslin, Schneider, Silvestri, Suffredin and Tobolski. The stated purpose of the ordinance is as follows: “In order to increase transparency, accountability, and informed public participation, and to create economic development opportunities, Cook County ("County") departments and agencies, including the offices of the separately elected County officials ("County Officials" or "County Agency") shall expand access to information, by making certain information available online in a machine-readable, open format, that can be retrieved, downloaded, indexed, sorted, searched, and reused by commonly used Web search applications and commonly used open format software that facilitate access to, and the reuse of, such information.” (All citations in this section refer to Ordinance No. 11-O-54, 5-4-2011, of the Code of Ordinances of Cook County, Illinois.) The ordinance mandates a number of activities and tasks within Cook County government that are described in greater detail in this section. The ordinance does not provide any additional resources for these activities and tasks beyond the existing staff and financial resources of County government. The complete text of the ordinance is available in the Appendix to this document. b. Open Data Portal The ordinance requires that Cook County establish a single open data portal, www.openCC.info, a “common website that shall serve as the source for countywide and departmental activities” pursuant to the ordinance. Because the County has been working closely with the City of Chicago and the State of Illinois on a regional, federated open data model (see Section 5 below), it was decided after the ordinance was passed to use a more standard naming convention for the County’s open data website address. The new url for the County’s open data website is data.cookcountyil.gov. Cook County entered into a subscription agreement with Socrata (www.socrata.com) in August, 2011, to host the County’s open data portal. This was the result of a series of discussions with and presentations to the County Cook  County  Open  Government  Plan  (rev  9/21/11)   8    
  • 9. working group (see below). In these meetings, the working group discussed whether to use a website host that could provide commercial off-the-shelf (COTS) functionality for open data, or to build an open data portal based on open government standards using CKAN open source data portal software. The decision to use Socrata as an open data platform was based on the following: (1) the County’s lack of staff resources familiar with CKAN; (2) the fact that the City of Chicago and State of Illinois had already contracted with Socrata and were partners with the County on open data and on the Apps for Metropolitan Chicago competition (see section 5 below); and (3) the relatively lower cost of using the hosted solution. The Socrata platform has a number of prebuilt tools that provide much of the functionality required by open data standards and principles and, by extension, the Cook County Open Government ordinance. For example, the platform provides an opportunity for users to publicly comment on individual datasets using the “Discuss” feature. It allows users to contact the dataset owner with questions or comments, or to suggest new dataset ideas. Social media (Facebook, Twitter) and email can be used to share a dataset or particular view with others. And the site provides a ranking feature, so that datasets can be ranked by popularity (most viewed). Another advantage of a hosted site is that the public data is kept physically and virtually separate from the County systems that generated it, which avoids any potential issues for the County in terms of systems architecture when systems include a public-facing web component. The Open Government ordinance requires County officials to use their best efforts to publish information to the website, including, but not limited to “revenue, spending and procurement information; crime and health statistics; contracts with private firms; policies or procedures; and other data or information commonly requested pursuant to FOIA”. It is important to note that the ordinance does not affect any provisions of FOIA, which is a state law; if government data is subject to release under FOIA, it is able to be published on the County’s open data site, and if the release of data is exempt from FOIA, it is not required to be published on the County’s open data site. Moreover, while the ordinance requires each agency to publish three datasets to the website within 120 days of passage, and then on an ongoing basis thereafter, it is up to the agency to determine which datasets to publish. But “the presumption shall be in favor of openness (emphasis added), to the extent permitted by law and subject to valid privacy, confidentiality, security, or other restrictions and exemptions afforded under FOIA or other applicable federal, Cook  County  Open  Government  Plan  (rev  9/21/11)   9    
  • 10. state or local laws.” Ultimately, all County data not exempt from FOIA nor subject to other privacy or security limitations is expected to be published on the website or made available through other means. The ordinance also requires that the County develop schedules for making data available, and indicate when information is updated. This is addressed by including “metadata” with each dataset indicating its date of posting to the website and the frequency with which it is planned to be updated. An important set of requirements in the ordinance concern the creation of “data catalogs” by County agencies. The data catalog includes a listing of the public information that is available online by agency; whether the information is publicly accessible; if so, the date it was made public; the date it was last updated; if the data is from a primary source or is derived or modified from a primary source; and whether there are any license or privacy restrictions on the data. These requirements will be handled within the metadata section for each dataset, which includes relevant information regarding the date the dataset is posted, the frequency of update, the source of the dataset, and whether there are any restrictions on its use. The data catalog is the primary view when entering the County’s open data website, and it may be sorted by most popular, date added, or alphabetically by agency; or may be browsed by subject matter. On the launch date of the site, agencies were expected to have at least three “high-value” datasets “or other types of previously non-publicly accessible information” posted to the open data site per the ordinance. At this point, agencies submit appropriately formatted datasets to the Cook County Bureau of Technology for uploading onto the open data website. Once the site is operational for 60 days it may be possible with appropriate procedures in place to give agencies access to post updates and new datasets directly to the website. Each agency will be expected to publish all FOIA requests, as well as the status of each request, in an open format on the website (“unless a request is subject to valid privacy, security, or privilege limitations”). The ordinance provides that, where appropriate, the County may establish licenses or restrictions on data published on the website. Unless otherwise stated, the County will apply the Open Data Commons Public Domain license (see section 3 below and Appendix) to govern the use of its public data. c. Working Group Cook  County  Open  Government  Plan  (rev  9/21/11)   10    
  • 11. The ordinance requires that the President establish a working group to focus on “transparency, accountability, public participation and collaboration within County government”. The working group, consisting of representatives from the Office of the President, the Bureau of Technology, and elected officials, as well as staff resources contributed pro bono from the Civic Consulting Alliance, met over the course of three months from May to August, 2011, to develop the open government plan, with particular emphasis on these elements. Members of the working group presented the open government plan and open data requirements at meetings of the County’s Information Technology Collaborative Board. The IT Collaborative Board is the joint IT planning board for the County, with representation from the Bureau of Technology, other Offices under the President, all elected officials, and the Cook County Health and Hospitals System. The working group has also engaged not-for-profit organizations and foundations on the subject of open government as part of the County’s overall foundation collaborative. The purpose of this effort is to: • Engage the public, foundations, universities, researchers, students, developers, NGOs and government agencies around the idea of open government. • Generate and evaluate ideas about what kinds of data Cook County government should gather and make public. • Support the County’s efforts to publish open datasets. The working group will reach out to the foundation collaborative to help establish an Open Government Advisory Board, consisting of researchers, developers, and government and non-profit leaders with knowledge and background in the areas of public data transparency, participation, collaboration, analytics and applications. The County will seek the assistance of Advisory Board members in the following activities: Transparency Forum. “The working group shall provide a forum to share best practices on innovative ideas to promote transparency. This shall include system and process solutions for information collection, aggregation, validation and dissemination.” Participation and Collaboration Forum. “The working group shall provide a forum to share best practices on innovative ideas to promote participation and collaboration, including how to experiment with new technologies, take advantage of the expertise and insight of people both inside and outside of County government, and form high-impact collaborations with researchers, the private sector, and the public.” Cook  County  Open  Government  Plan  (rev  9/21/11)   11    
  • 12. Public Input Forum. Cook County’s open data portal provides direct opportunities for public input in the form of rankings of datasets and public comments. In addition, the working group has solicited ideas from the public via online polls, and will work with the Advisory Board to plan additional opportunities for public input. d. Governance The Open Government website is managed by the Cook County Bureau of Technology, but the responsibility and accountability for the data published on the site is with the individual agencies, departments and elected officials of Cook County. The Bureau of Technology will serve as a facilitator to post datasets to the site and maintain and expand the features and functionality of the site. Agencies will ensure the quality of datasets and conformance of datasets with open data standards and principles. On a periodic basis, the working group will meet with the County’s IT Collaborative Board to provide status reports on open data, make available any new information on dataset formats or site content management, request additional datasets and updates of existing datasets, and report on agency responsiveness to public comments and requests on the open data portal. On an ongoing basis, per the ordinance, the CIO will “identify impediments to open government and to the use of new technologies and, where necessary, (will) issue clarifying guidance and/or propose revisions to such policies to promote greater openness in government. Cook  County  Open  Government  Plan  (rev  9/21/11)   12    
  • 13. 3. Open Government Policies and Principles a. Open Data Defined In December, 2007, an “Open Government Working Group” was Government data shall be considered open if it convened by Public.Resource.Org is made public in a way that complies with the (https://public.resource.org/) and principles below: O’Reilly Media, with sponsorship from the Sunlight Foundation, 1. Complete. All public data is made available. Google and Yahoo. Out of that two- Public data is data that is not subject to valid privacy, security or privilege limitations. day event, the following principles regarding the “openness” of open 2. Primary. Data is as collected at the source, with the highest possible level of granularity, not government data were developed. in aggregate or modified forms. Cook County considers these eight principles of open government data 3. Timely. Data is made available as quickly as necessary to preserve the value of the data. in determining what datasets to post to its open data site, the 4. Accessible. Data is available to the widest range of users for the widest range of purposes. frequency of posting, controls and licenses, and data format. 5. Machine-processable. Data is reasonably structured to allow automated processing. b. Open Government Plan 6. Non-discriminatory. Data is available to anyone, with no requirement of registration. 7. Non-proprietary. Data is available in a Cook County’s Open Government format over which no entity has exclusive ordinance requires the publication control. of an Open Government Plan. Per 8. License-free. Data is not subject to the requirements of the ordinance, any copyright, patent, trademark or this Plan describes how trade secret regulation. Reasonable departments will enhance and privacy, security and privilege develop transparency, public restrictions may be allowed. participation, and collaboration. It Compliance must be reviewable. describes steps the County has taken to conduct its work more Retrieved from openly and to publish information https://public.resource.org/8_principles.html, June 7, online. Finally, this Plan describes 2011 how the County will create more access to information and opportunities for public participation. For FOIA (Freedom of Information Act) requests, the County uses a highly manual process to meet the provisions of the law for responding to requests for inspection or copies of public records (see http://www.ilga.gov/legislation/ilcs/ilcs3.asp?ActID=85&ChapterID=2). The online data catalog includes copies of the FOIA requests that have been Cook  County  Open  Government  Plan  (rev  9/21/11)   13    
  • 14. submitted to the County and a summary of action taken. Going forward, the County will post to the data catalog datasets that have been provided in response to FOIA requests. Again, as the ordinance states, “the presumption shall be in favor of openness, to the extent permitted by law and subject to valid privacy, confidentiality, security, or other restrictions and exemptions afforded under FOIA or other applicable federal, state or local laws.” It is expected that as more datasets are added to the data catalog, public data requests will be handled directly by posting datasets to the site, or by referring the requestor to the site, and the need for manual processing to fulfill data requests via FOIA will diminish. Additional requirements of the Open Government ordinance addressed in this Plan are as follows (with references to location in this document): • Describe steps the County is taking to enhance and expand its practices to further cooperation among County Agencies, other governmental agencies, the public, and nonprofit and private entities in fulfilling the goals and objectives of the County (section 1, Government 2.0 and Open Cook County). • Describe proposed changes to internal management and administrative policies to improve collaboration (section 2, Working Group and Governance). • Describe proposals to use technology platforms to improve collaboration among employees and the public (section 2, Open Data Portal). • Describe links to appropriate websites where the public can learn about collaboration efforts (section 1 and throughout). • Describe innovative methods, such as prizes and competitions, to obtain ideas from, and to increase collaboration with, the public, as well as those in the private sector, nonprofit, and academic communities (section 5). • The website shall additionally include a mechanism that shall allow for the public to provide feedback to the County on, and assess the quality of, published information. This mechanism shall additionally allow for recommendations from the public to the County of other information to consider prioritizing for publication (section 2, Open Data Portal). • Each County agency shall engage in its best efforts to respond to public feedback received via the website on a regular, timely basis. Responses Cook  County  Open  Government  Plan  (rev  9/21/11)   14    
  • 15. to such public feedback may include descriptions of actions taken, or reasons for not taking action, based on such public feedback received (section 2, Governance). c. Public Domain Datasets that are released through the County’s open data site are considered “public domain” unless otherwise stated. Cook County and the users of Cook County open data agree to abide by the provisions of an Open Data Commons Public Domain License. The open data commons public domain license is considered the model license governing use of government-issued datasets. For specific terms of the public domain license please see the Appendix. Cook  County  Open  Government  Plan  (rev  9/21/11)   15    
  • 16. Open Cook County Plan 1:  Ordinance   Cook  County’s  open  data  ordinance  begins  making  d ata  public.    Agency  heads  partner  with   Board  President  and  Commissioners  to  make  initial  high-­‐value  d atasets  public.   • This ordinance formalizes our open government plan and changes the County’s data bias from private to public. • County leaders built our ordinance using model legislation from other municipalities like San Francisco and King County, Washington. • Our ordinance considers best principles of open data, as well as the model of President Obama’s Federal Directive and the Local Open Government Directive created by representatives from Code for America, the Sunlight Foundation and others. 2:    Data  Portal   County  launches  a  single-­‐site  portal  centralizing  data  in  developer-­‐friendly  formats.    Data   offerings  continuously  expand.   • The County will create a single-site data portal that centralizes new and existing public data sets in machine-readable, developer-friendly formats. • Our portal will build on the success of open data portals in other municipalities, such as New York City, San Francisco and Washington, DC. • Our portal will build on the success of the federal open data portal: www.data.gov. 3:    App  Contests  and  Data  Camps   County  encourages  developers  and  activists  to  drive  new  and  improved  government  services   through  mobile  apps  and  data  visualizations.   • In open government municipalities, data-enabled developers and activists have revolutionized government services using mobile apps. • We will encourage and incentivize citizens to find inefficiencies and to visualize data in ways that contribute to the policy conversation. • We will encourage and incentivize developers and activists to help us make our government better using contests, data camps and other programs. 4:    Continuous  Improvement   County  expands  data  offerings,  provides  ongoing  incentives  for  developers  and  activists  and   opens  a  conversation  about  improving  our  government.   • Open government is a growing, maturing movement. • We will begin a running conversation with local thought leaders and activists to identify ways to improve our government and to bring new and more meaningful data to the public. • Chicago’s developing technology cluster, anchored by companies like Groupon and Everyblock, drives leading developers and open government thinkers to Cook County. Source: “Open Cook County Plan,” April, 2011. Accessed at http://blog.cookcountygov.com/wp- content/uploads/2011/04/Red-Cook.ppt Cook  County  Open  Government  Plan  (rev  9/21/11)   16    
  • 17. 4. Cook County Open Data Catalog As described in detail in section 2, the County’s open data website was launched in conjunction with collaborative efforts between state and local governments, elected officials, civic groups, and representatives of the technology and open data community. Moreover, the Cook County Open Data site is built on the same platform that powers the Open Data initiatives at the federal level, the State of Illinois. The open data site is populated with Countywide information from more than 40 departments in County government. As of the date of this report, featured data sets at www.data.cookcountyil.gov include a year-to-date map of foreclosures in Cook County and a map of outpatient registrations within the Cook County Health and Hospital System (CCHHS) – the beginning of an accurate look at who uses CCHHS resources. There are more than 75 data sets that reflect the most up-to-date information available throughout the County, including offices of separately elected officials. The complete catalog of data sets can be found at www.datacatalog.cookcountyil.gov (this site can be also be accessed from the site home page). a. Courts Courts datasets posted to the site will include directory information, court statistics, data on unclaimed child support, b. Economic Development Economic Development datasets posted to the site will include data on Countywide capital planning, facility locations, building and zoning, and planning and development. c. Finance and Administration Finance and Administration datasets posted to the site will include data on revenue collection, expenditures, payroll, vendor payments, financial reports, budgets, utility costs, environmental control, highways, adoption, FOIA requests, human resources, risk management, performance management, lobbyist information, statements of economic interest and other ethics data. d. Forest Preserves, Parks and Recreation Cook  County  Open  Government  Plan  (rev  9/21/11)   17    
  • 18. Forest Preserves, Parks and Recreation datasets posted to the site will include data on boundaries, trails, shelters, groves, lakes, statistics and public activities. e. GIS/Map Data GIS/Map datasets posted to the site will include point files and shape files showing locations of schools, hospitals, cemeteries, roads, lakes, and County government facilities. f. Healthcare Healthcare datasets posted to the site will include data on public health, inmate care, outpatients by general location, and County employee and retiree healthcare. g. Property and Taxation Property and Taxation datasets posted to the site will include data on assessment appeals, homeowner exemptions, foreclosures, and scavenger sales. h. Public Safety Public Safety datasets posted to the site will include inmate statistics, crime data, criminal warrants and child support warrants. i. Standard File Formats and API Data provided by Cook County on its open data site is available for download in one or more of the following common formats: Cook  County  Open  Government  Plan  (rev  9/21/11)   18    
  • 19. Source: “Democratizing data for open government,” retrieved from http://download.microsoft.com/download/7/A/C/7AC9C1A9-3E05-4995-9A33- 4B0BB2691B5D/MSOpenGovDirectivePaper.pdf, September 16, 2011 Cook  County  Open  Government  Plan  (rev  9/21/11)   19    
  • 20. Socrata provides an open-source application programming interface (API) called SODA for application linking to any dataset on the Cook County open data site. Details on the SODA API are available at: http://opendata.socrata.com/api/docs. j. Tutorials The County’s open data portal includes a video tutorial in eight parts on how to use open data, how to create visualizations using the tools available on the site, and how to create applications. These video tutorials are available at the Tutorials tab at www.data.cookcountyil.gov. Cook  County  Open  Government  Plan  (rev  9/21/11)   20    
  • 21. 5. Innovation, Challenges and Future Direction Beyond the clear improvements to government transparency and accountability, open government carries a very specific meaning. Open government means putting data about government operations and public data that government maintains--such as economic development data, public safety data, financial data, and locational data—onto a public-facing website in an open format that allows users to see all the data, to download it, and to point to it with custom- built software applications. This is much different from putting a table, or a pdf document, or a search function on the web. With open government, the power to map the data, or create a graph from it, or build a mobile app from it is in the user’s hands. Over the past year the City of Chicago and the State of Illinois have begun to publish data according to open government standards. With data.cookcountyil.gov, Cook County joins them along with a host of other local governments including Washington DC, Baltimore, New York City, San Francisco, Vancouver, Canada and London, England in the open government movement. Many people were instrumental in this effort in Cook County and will continue to play a role in sustaining it, from the sponsors of the Open Government ordinance to elected officials, the Civic Consulting Alliance, local universities, the Cook County Bureau of Technology, the County’s partners in Apps for Metro Chicago, Socrata, and the Open Government Chicagoland group. The County’s IT Collaborative Board, the Countywide IT planning group that includes representation from all the County elected officials, was engaged throughout this period and will play an important role in growing the number of datasets on the open data website going forward. The County has been a partner on the Apps for Metro Chicago competition (www.appsformetrochicago.org) from the beginning with the City of Chicago, the State of Illinois (including the Illinois Science & Technology Coalition), the Chicago Metropolitan Agency for Planning (CMAP), the Metropolitan Chicago Information Center, the Civic Consulting Alliance, Motorola, the Chicago Community Trust, and the MacArthur Foundation, and the launch of data.cookcountyil.gov makes more datasets available for that program. The apps competition has three phases in which developers compete for cash awards to develop the best web or mobile application that uses public data. Apps for Metro Chicago is the first contest that has involved multiple public Cook  County  Open  Government  Plan  (rev  9/21/11)   21    
  • 22. participants from a metropolitan region, with the City, the County, CMAP and the State all involved and all sharing data in an open government format. Cook County’s agreement with Socrata to host the County’s open data site includes a provision that Socrata will provide a single “federated” site on which all of the Cook County, City of Chicago and State of Illinois datasets that are on the individual government sites will be available. This federated site can serve as a “one stop shop” for developers and the public for current datasets from the three partner governments. Future development of the federated site should include adding other Illinois local government data by municipality, school district, or other taxing body. The lead partners—City, County and State—can communicate with Councils of Government and government and educational associations to provide information about the open data platform, and provide a structure for maintaining other government datasets on a common platform. At the same time, the partner agencies can work with CMAP to determine how to improve the sharing of public sector data. CMAP maintains the Metropulse website (http://www.metropulsechicago.org), a public portal created by the Chicago Community Trust and CMAP featuring a wide array of Chicago metropolitan area data including transportation, land use, public safety, workforce, housing and education data. Open government, when it is joined with active citizen engagement, can have a lasting effect on how government interacts with the public at large. The internet has become a “location” of choice for people to interact with government offices. As technology improves, expectations will increase for government websites to be more responsive to people’s needs. One clear area for improvement is for County processes such as property assessment and taxation, or public meeting agendas and minutes, to be enabled as “end-to-end” functions, so that from the perspective of the user on the internet, the County appears as a single entity rather than a collection of independent offices. This will require both technological innovation as well as organizational innovation, and will be the challenge of the coming decade as County government seeks to move more of its business online—to improve convenience for citizens while at the same time reducing its day-to-day operating costs. Cook  County  Open  Government  Plan  (rev  9/21/11)   22    
  • 23. 6. Appendix: Cook County Open Government Ordinance   Cook  County  Open  Government  Plan  (rev  9/21/11)   23    
  • 24.       Cook  County  Open  Government  Plan  (rev  9/21/11)   24    
  • 25.       Cook  County  Open  Government  Plan  (rev  9/21/11)   25    
  • 26.   Cook  County  Open  Government  Plan  (rev  9/21/11)   26    
  • 27. 7. Appendix: Open Data Commons Public Domain License Preamble The Open Data Commons – Public Domain Dedication & Licence is a document intended to allow you to freely share, modify, and use this work for any purpose and without any restrictions. This licence is intended for use on databases or their contents (“data”), either together or individually. Many databases are covered by copyright. Some jurisdictions, mainly in Europe, have specific special rights that cover databases called the “sui generis” database right. Both of these sets of rights, as well as other legal rights used to protect databases and data, can create uncertainty or practical difficulty for those wishing to share databases and their underlying data but retain a limited amount of rights under a “some rights reserved” approach to licensing as outlined in the Science Commons Protocol for Implementing Open Access Data. As a result, this waiver and licence tries to the fullest extent possible to eliminate or fully license any rights that cover this database and data. Any Community Norms or similar statements of use of the database or data do not form a part of this document, and do not act as a contract for access or other terms of use for the database or data. The position of the recipient of the work Because this document places the database and its contents in or as close as possible within the public domain, there are no restrictions or requirements placed on the recipient by this document. Recipients may use this work commercially, use technical protection measures, combine this data or database with other databases or data, and share their changes and additions or keep them secret. It is not a requirement that recipients provide further users with a copy of this licence or attribute the original creator of the data or database as a source. The goal is to eliminate restrictions held by the original creator of the data and database on the use of it by others. The position of the dedicator of the work Copyright law, as with most other law under the banner of “intellectual property”, is inherently national law. This means that there exists several differences in how copyright and other IP rights can be relinquished, waived or licensed in the many legal jurisdictions of the world. This is despite much harmonisation of minimum levels of protection. The internet and other communication technologies span these many disparate legal jurisdictions and thus pose special difficulties for a document relinquishing and waiving intellectual property rights, including copyright and database rights, for use by the global community. Because of this feature of intellectual property law, this document first relinquishes the rights and waives the relevant rights and claims. It then goes on to license these same rights for jurisdictions or areas of law that may make it difficult to relinquish or waive rights or claims. The purpose of this document is to enable rightsholders to place their work into the public domain. Unlike licences for free and open source software, free cultural works, or open content licences, rightsholders will not be able to “dual license” their work by releasing the same work under different licences. This is because they have allowed anyone to use the work in whatever way they choose. Rightsholders therefore can’t re-license it under copyright or database rights on different terms because they have nothing left to license. Doing so creates truly accessible data to build rich applications and advance the progress of science and the arts. Cook  County  Open  Government  Plan  (rev  9/21/11)   27    
  • 28. This document can cover either or both of the database and its contents (the data). Because databases can have a wide variety of content – not just factual data – rightsholders should use the Open Data Commons – Public Domain Dedication & Licence for an entire database and its contents only if everything can be placed under the terms of this document. Because even factual data can sometimes have intellectual property rights, rightsholders should use this licence to cover both the database and its factual data when making material available under this document; even if it is likely that the data would not be covered by copyright or database rights. Rightsholders can also use this document to cover any copyright or database rights claims over only a database, and leave the contents to be covered by other licences or documents. They can do this because this document refers to the “Work”, which can be either – or both – the database and its contents. As a result, rightsholders need to clearly state what they are dedicating under this document when they dedicate it. Just like any licence or other document dealing with intellectual property, rightsholders should be aware that one can only license what one owns. Please ensure that the rights have been cleared to make this material available under this document. This document permanently and irrevocably makes the Work available to the public for any use of any kind, and it should not be used unless the rightsholder is prepared for this to happen. Part I: Introduction The Rightsholder (the Person holding rights or claims over the Work) agrees as follows: 1.0 Definitions of Capitalised Words “Copyright” – Includes rights under copyright and under neighbouring rights and similarly related sets of rights under the law of the relevant jurisdiction under Section 6.4. “Data” – The contents of the Database, which includes the information, independent works, or other material collected into the Database offered under the terms of this Document. “Database” – A collection of Data arranged in a systematic or methodical way and individually accessible by electronic or other means offered under the terms of this Document. “Database Right” – Means rights over Data resulting from the Chapter III (“sui generis”) rights in the Database Directive (Directive 96/9/EC of the European Parliament and of the Council of 11 March 1996 on the legal protection of databases) and any future updates as well as any similar rights available in the relevant jurisdiction under Section 6.4. “Document” – means this relinquishment and waiver of rights and claims and back up licence agreement. “Person” – Means a natural or legal person or a body of persons corporate or incorporate. “Use” – As a verb, means doing any act that is restricted by Copyright or Database Rights whether in the original medium or any other; and includes modifying the Work as may be technically necessary to use it in a different mode or format. This includes the right to sublicense the Work. “Work” – Means either or both of the Database and Data offered under the terms of this Document. Cook  County  Open  Government  Plan  (rev  9/21/11)   28    
  • 29. “You” – the Person acquiring rights under the licence elements of this Document. Words in the singular include the plural and vice versa. 2.0 What this document covers 2.1. Legal effect of this Document. This Document is: a. A dedication to the public domain and waiver of Copyright and Database Rights over the Work; and b. A licence of Copyright and Database Rights over the Work in jurisdictions that do not allow for relinquishment or waiver. 2.2. Legal rights covered. a. Copyright. Any copyright or neighbouring rights in the Work. Copyright law varies between jurisdictions, but is likely to cover: the Database model or schema, which is the structure, arrangement, and organisation of the Database, and can also include the Database tables and table indexes; the data entry and output sheets; and the Field names of Data stored in the Database. Copyright may also cover the Data depending on the jurisdiction and type of Data; and b. Database Rights. Database Rights only extend to the extraction and re-utilisation of the whole or a substantial part of the Data. Database Rights can apply even when there is no copyright over the Database. Database Rights can also apply when the Data is removed from the Database and is selected and arranged in a way that would not infringe any applicable copyright. 2.2 Rights not covered. a. This Document does not apply to computer programs used in the making or operation of the Database; b. This Document does not cover any patents over the Data or the Database. Please see Section 4.2 later in this Document for further details; and c. This Document does not cover any trade marks associated with the Database. Please see Section 4.3 later in this Document for further details. Users of this Database are cautioned that they may have to clear other rights or consult other licences. 2.3 Facts are free. The Rightsholder takes the position that factual information is not covered by Copyright. This Document however covers the Work in jurisdictions that may protect the factual information in the Work by Copyright, and to cover any information protected by Copyright that is contained in the Work. Part II: Dedication to the public domain 3.0 Dedication, waiver, and licence of Copyright and Database Rights 3.1 Dedication of Copyright and Database Rights to the public domain. The Rightsholder by using this Document, dedicates the Work to the public domain for the benefit of the public and Cook  County  Open  Government  Plan  (rev  9/21/11)   29    
  • 30. relinquishes all rights in Copyright and Database Rights over the Work. a. The Rightsholder realises that once these rights are relinquished, that the Rightsholder has no further rights in Copyright and Database Rights over the Work, and that the Work is free and open for others to Use. b. The Rightsholder intends for their relinquishment to cover all present and future rights in the Work under Copyright and Database Rights, whether they are vested or contingent rights, and that this relinquishment of rights covers all their heirs and successors. The above relinquishment of rights applies worldwide and includes media and formats now known or created in the future. 3.2 Waiver of rights and claims in Copyright and Database Rights when Section 3.1 dedication inapplicable. If the dedication in Section 3.1 does not apply in the relevant jurisdiction under Section 6.4, the Rightsholder waives any rights and claims that the Rightsholder may have or acquire in the future over the Work in: a. Copyright; and b. Database Rights. To the extent possible in the relevant jurisdiction, the above waiver of rights and claims applies worldwide and includes media and formats now known or created in the future. The Rightsholder agrees not to assert the above rights and waives the right to enforce them over the Work. 3.3 Licence of Copyright and Database Rights when Sections 3.1 and 3.2 inapplicable. If the dedication and waiver in Sections 3.1 and 3.2 does not apply in the relevant jurisdiction under Section 6.4, the Rightsholder and You agree as follows: a. The Licensor grants to You a worldwide, royalty-free, non-exclusive, licence to Use the Work for the duration of any applicable Copyright and Database Rights. These rights explicitly include commercial use, and do not exclude any field of endeavour. To the extent possible in the relevant jurisdiction, these rights may be exercised in all media and formats whether now known or created in the future. 3.4 Moral rights. This section covers moral rights, including the right to be identified as the author of the Work or to object to treatment that would otherwise prejudice the author’s honour and reputation, or any other derogatory treatment: a. For jurisdictions allowing waiver of moral rights, Licensor waives all moral rights that Licensor may have in the Work to the fullest extent possible by the law of the relevant jurisdiction under Section 6.4; b. If waiver of moral rights under Section 3.4 a in the relevant jurisdiction is not possible, Licensor agrees not to assert any moral rights over the Work and waives all claims in moral rights to the fullest extent possible by the law of the relevant jurisdiction under Section 6.4; and c. For jurisdictions not allowing waiver or an agreement not to assert moral rights under Section 3.4 a and b, the author may retain their moral rights over the copyrighted aspects of the Work. Please note that some jurisdictions do not allow for the waiver of moral rights, and so moral rights may still subsist over the work in some jurisdictions. Cook  County  Open  Government  Plan  (rev  9/21/11)   30    
  • 31. 4.0 Relationship to other rights 4.1 No other contractual conditions. The Rightsholder makes this Work available to You without any other contractual obligations, either express or implied. Any Community Norms statement associated with the Work is not a contract and does not form part of this Document. 4.2 Relationship to patents. This Document does not grant You a licence for any patents that the Rightsholder may own. Users of this Database are cautioned that they may have to clear other rights or consult other licences. 4.3 Relationship to trade marks. This Document does not grant You a licence for any trade marks that the Rightsholder may own or that the Rightsholder may use to cover the Work. Users of this Database are cautioned that they may have to clear other rights or consult other licences. Part III: General provisions 5.0 Warranties, disclaimer, and limitation of liability 5.1 The Work is provided by the Rightsholder “as is” and without any warranty of any kind, either express or implied, whether of title, of accuracy or completeness, of the presence of absence of errors, of fitness for purpose, or otherwise. Some jurisdictions do not allow the exclusion of implied warranties, so this exclusion may not apply to You. 5.2 Subject to any liability that may not be excluded or limited by law, the Rightsholder is not liable for, and expressly excludes, all liability for loss or damage however and whenever caused to anyone by any use under this Document, whether by You or by anyone else, and whether caused by any fault on the part of the Rightsholder or not. This exclusion of liability includes, but is not limited to, any special, incidental, consequential, punitive, or exemplary damages. This exclusion applies even if the Rightsholder has been advised of the possibility of such damages. 5.3 If liability may not be excluded by law, it is limited to actual and direct financial loss to the extent it is caused by proved negligence on the part of the Rightsholder. 6.0 General 6.1 If any provision of this Document is held to be invalid or unenforceable, that must not affect the cvalidity or enforceability of the remainder of the terms of this Document. 6.2 This Document is the entire agreement between the parties with respect to the Work covered here. It replaces any earlier understandings, agreements or representations with respect to the Work not specified here. 6.3 This Document does not affect any rights that You or anyone else may independently have under any applicable law to make any use of this Work, including (for jurisdictions where this Document is a licence) fair dealing, fair use, database exceptions, or any other legally recognised limitation or exception to infringement of copyright or other applicable laws. 6.4 This Document takes effect in the relevant jurisdiction in which the Document terms are sought to be enforced. If the rights waived or granted under applicable law in the relevant jurisdiction includes additional rights not waived or granted under this Document, these additional rights are included in this Document in order to meet the intent of this Document. Source: Retrieved from http://opendatacommons.org/licenses/pddl/1.0/, September 18, 2011 Cook  County  Open  Government  Plan  (rev  9/21/11)   31    
  • 32. 8. Appendix: What is Open Data? from Open Data, Open City (University of Toronto: September, 2010) WHAT IS OPEN DATA? We live in a knowledge economy. We access, evaluate and compare many kinds of information every day, from checking bus schedules to sorting emails by priority. Cities deal with lots of information too, and most of it can be classified as “data,” collections of information generated and used by people and computers. The availability and use of data by and for the public is an emerging municipal issue as cities realize the many benefits of “opening up” their data. Open data is both a philosophy and a practice. Municipalities collect extensive data about the city and its residents, and the practice of freely sharing this data online is gaining ground in cities across the country and around the world. Vancouver and Washington, D.C. both have official open data policies, and many other cities are launching their own open data initiatives. “Data” here means everything from statistics to address lists and recycling schedules, from information on election results by riding, to the locations of schools or streetlamps. Since such information is important for both the governance and understanding of a city, a clear policy on how that data is stored, used, and presented to the public is necessary. The call for open data goes a step further than simply requesting access to the numbers; “open data” describes data that is digital and flexible, so that it can be shared and integrated into computer applications. It must be available in a machine-readable format1, so that it can be downloaded and manipulated by people who wish to use it. Open data advocates want access to the “raw” information so that it can be used and reused with other data sets and by any number of computer applications. For instance, the city’s water-use statistics2 may be available as a list in a PDF document, which can be read by people, but which a computer program cannot interpret. If these statistics were in a format that a computer could read, for instance as a spreadsheet of populated columns, one could play with the data, looking for patterns, or comparing it with other sets. Homeowners worried about their water consumption could compare their use with neighbourhood averages, or even be automatically emailed their month- to-month statistics. Such services are but one example of the possibilities of open data for citizens and the city. In order to realize the potential of a large, well-organized, and accessible collection of information, open data initiatives require planning and commitment. The immediate benefits and long term potential of open data include more efficient city operations, more interaction between the city and its citizens, a more data-literate citizenry, and the opportunity for entrepreneurs to use city data innovatively for public or proprietary use. Open data promotes democracy, fuels entrepreneurship and improves efficiencies by repurposing data for many uses. 1 Being in “machine readable format” means, as the name suggests, that the data can be recognized and interpreted by a computer. Examples of machine-readable technology range from an old-fashion library punch card to a supermarket barcode to a cassette tape. 2 Cities collect statistics on the volume and frequency of water consumption. OPEN DATA AND CIVIC ENGAGEMENT While open data may seem at first glance like something reserved for technology geeks, the intention of the open data movement is the opposite of exclusivity: it aims to foster an understanding of government information for the average citizen. While not everyone will make Cook  County  Open  Government  Plan  (rev  9/21/11)   32    
  • 33. use of the data, it’s important for citizens to know that it’s accurate and available, and that accessible data is a right, not a privilege. It is also an increasingly important skill for participation in the information and knowledge economy. As Canadian entrepreneur and open government activist David Eaves wrote in a June 10th blog post, historically “we didn’t build libraries for an already literate citizenry. We built libraries to help citizens become literate. Today we build open data portals not because we have a data or public policy literate citizenry, we build them so that citizens may become literate in data, visualization, coding and public policy” (“Learning from Libraries: The Literacy Challenge of Open Data,” http://eaves.ca/). We all need to understand how data is manipulated to support arguments and ideas. A basic level of statistical awareness is necessary so that we understand the context of the data presented: we all need to know to ask, where did the data come from? Was the author paid to produce it? What are their biases? Can I check that the results are correct? The process of understanding information is often characterized as an upward progression from data, to information, to knowledge, and finally to wisdom. Similarly, data becomes more valuable—more useable—through collection, structuring, and distribution. Cities conduct extensive data collection and structuring, but much of the data are not shared, often because its value outside of its original intent is not recognized. Some city data is distributed to us formally: garbage pickup schedules, smog warnings, and public library locations are all data sets collected by the city and presented to the public in some form, usually on a flyer or website. But this data is static. For data to be open, it must be flexible and manipulable. Philosophically, the open data movement has grown out of a larger push for government openness. Advocates of open data believe that in a modern democracy, governments should share the data they collect, and that open data is a concrete way to teach and encourage government participation. Accessible data means that citizens can see and evaluate the impact of city policies. Citizens will know where to go to find out how tax dollars are spent, they will be able to calculate the numbers themselves, and compare them to other years, other municipalities, or any other metrics that interest them. Our ability to fully engage as citizens is enhanced when we have the ability to access the output of government work. In a country whose official motto includes the phrase “good government,” it seems obvious that we should be able to know when our government is being “good.” Richard Poynder’s UK-based blog, “Open and Shut” makes this argument very well. With regard to The Guardian newspaper’s launch of the “Free Our Data” campaign, he writes: “... [The Guardian] wanted to draw attention to the fact that governments and government agencies have been using taxpayer’s money to create vast databases containing highly valuable information, and yet have made very little of this information publicly available. Where the data has been made available access to it has generally been charged for [... and] released under restrictive copyright licences prohibiting redistribution, and so preventing third parties from using it to create useful new services. The end result, The Guardian believes, is that the number and variety of organisations able to make use of the data has been severely curtailed and innovation stifled.” While it can be argued that hoarding data can curtail innovation, it can also be said that sharing too much information can cause problems, too. In political environments where every decision is criticized or ridiculed, civil servants will be understandably reluctant to share the information that led to their decisions. The challenge for cities creating open data initiatives is to release as much data as possible while ensuring legitimate privacy and security concerns are met. OPEN DATA, ENTREPRENEURSHIP AND INNOVATION A solid commitment to open data would not only benefit Torontonians on principle. Opening updata sets leads not only to increased accountability and trust but, for the entrepreneurial Cook  County  Open  Government  Plan  (rev  9/21/11)   33    
  • 34. among us, innovation through the development of applications, most often in the form of “mashups,” digital products created from preexisting elements. Programmers and developers create mashups by combining two or more technologies or data sources to create a new product or service; some of this services are created simply to benefit our fellow citizen, while others include an intention of profit. A simple version of a mashup would be a store’s “Is It In Stock?” feature, which combines location data and stock data to tell a customer if the product they want is available nearby. Toronto software developer Mark Headd used data sets on location and space availability of child care centres to create a daycare search by postal code using texting or Twitter. Mark describes the application as “quite simple, and is still rough in many ways, but it was completed within several hours and demonstrates how governments that release interesting and valuable information empower developers to build useful things” (“Toronto Opens Government Data,” voiceingov.org/). This year Jeff Aramini, a former epidemiologist at the Public Health Agency of Canada, developed HealthAndSafetyWatch.com, a website that tracks product and food recalls using aggregated federal and provincial open data in combination with media monitoring software. This information is then overlaid on a map, alerting users to recalls in their area. Several iPhone applications have been developed—some free, some fee-based—to deliver TTC schedule information on demand and in a mobile format. Examples of useful mashups abound and span the spectrum of generic public service tools to highly specialized proprietary applications. What these programs have in common is their reliance on flexible, open data. THE IMPORTANCE OF STANDARDIZED OPEN DATA Standardization is an essential, albeit expensive, component of this openness. Standardization means that the data sets can be more easily shared, but it also means that the city will have to invest dollars to standardize existing and legacy data systems in a more flexible format. While the start-up costs of standardizing data collection are high, both financially and in terms of human resources, over time the benefits to the city are manifold. David Eaves, who advises the City of Vancouver on the development of their open data policy, argues that data is a strategic asset that cities should be using to help themselves, that the centralization of data will help the city manage itself more efficiently. An excellent example of using standardization to improve both efficiency and user experience is Toronto’s 311 service, which integrates city service Cook  County  Open  Government  Plan  (rev  9/21/11)   34    
  • 35. responses into a single system, allowing for ease of access and faster response time. The cost of developing systems to standardize, share, and archive data could be shared between cities, who could come together to negotiate with potential vendors of the appropriate tools. An open data policy is a mechanism for cities to “help themselves,” and, in addition, it is a tool for cities to learn from each other while encouraging important policy learning opportunities. OPEN DATA PORTALS AT WORK Toronto is one of several Canadian cities aiming to publish its data in an open format catalogue, along with Vancouver, Nanaimo, Edmonton, and Ottawa. Most recently, London (Ontario) launched Open Data London and Montreal has announced Montréal Ouvert. The City of Toronto launched toronto.ca/open in November 2009. The catalogue offers about thirty datasets, most of them static geographic data, including ward, park and neighbourhood boundaries, locations of places of worship, traffic signals and food banks, and some TTC schedules. The sets are available in flexible digital formats and some data are automatically updated or available in real- time. The portal’s contents are available under an open license, which means that anyone, anywhere in the world, has the city’s permission to a “world-wide, royalty-free, non-exclusive license to use, modify and distribute the datasets in all current and future media formats for any lawful purpose” (City of Toronto Open Data project). Created by local data enthusiasts to support Toronto’s open data project, dataTO.org is a collaboration site inviting the open data community to request new data, suggest enhancements, and share in the development. Participation has been low, perhaps due to the limited number of data sets offered in Toronto’s Open Data catalogue. Additionally, despite the ease with which datasets can be released in many formats, the catalogue has typically chosen only one format per data set. The catalogue also uses internal city terminology (“cuts” for excavation work or potholes, “Toronto Centreline” for a set on road markings), terms not always familiar to citizens. Operating since September 2009, Vancouver’s more advanced data.vancouver.ca currently offers over 100 data sets. But it’s not just the number of sets available that is impressive: the city has turned the portal itself into an interactive feedback and discussion space, and has built RSS feeds that aggregate city information such as job postings and bike route detours. Across the pond, data.london.gov.uk acts as a hub, pointing visitors to raw data sets available on a number of agency websites. Data available includes life expectancy at birth by ward, household waste disposal by borough, and the locations of every polling station for the 2010 elections. The portal calls itself a first step, and promises that they are “committed to influencing and cajoling other public sector organisations into releasing their data here too.” (data.london.gov.uk). London’s datastore should be a source of inspiration for Toronto’s future efforts. At the federal level, Canada lags behind both the United States and the United Kingdom. In the US data.gov, founded in 2009, has over 270,000 data sets available. With the help of Tim Berners-Lee, credited with inventing the World Wide Web, the British government has launched data.gov.uk, “a key part of the Government’s Transparency programme.” The Canadian government has thus far shown less enthusiasm; there is no national open data strategy, and therefore no central hub for national data sets.3 As the largest city in the country, Toronto has the resources to be a leader in government transparency, and to encourage the use of its data for myriad purposes, championing the value of a digitally literate citizenry. 3 Not content to wait for our administrations to take the lead, a few Canadian innovators have attempted to address the gap. Their efforts include openparliament.ca, run by Michael Mulley, and datadotgc.ca, run by David Eaves, which he describes as his effort at “showing our government, and Canada, what a federal open data portal could and should look like.” CivicAccess.ca and datalibre.ca are two other websites involved in championing the necessity of open, free data in the name of democracy and transparency in the information age. POLICY IDEAS Cook  County  Open  Government  Plan  (rev  9/21/11)   35    
  • 36. A successful open data initiative needs more than just accessible data to be effective. It requires formal commitments from the city on a number of fronts, the development of a robust centralized portal, and enthusiasm from the general population. It also, particularly in the early years, needs a dedicated team with a variety of skill sets, including technophiles, marketers, and those who can best promote citizen engagement. Cities who make data available and actively market what they are sharing demonstrate their belief in the benefits and potential of open data. In order to make open, accessible data sets partof standard operating procedures, cities need to have policies in place that will help standardize creation and facilitate pro-active distribution. All city data should be created in shareable formats, regardless of whether it is deemed allowable or worth sharing at that moment. Policy should include a written, official commitment to updating data sets, and to communicating these updates through a variety of channels. Certain sets, such as public transportation and election information, should be recognized as being priority sets, with more regular and formal updates required. Toronto’s open data catalogue has a lot of room to grow, and should be looking to the plethora of information on the city and its governance already available, and known to be of interest, through http://toronto.ca/. All of this data should be housed in the centralized online portal, allowing anyone with an idle curiosity to browse, download, and play with what is already public information on a standard platform. This portal must be designed to protect sensitive data, and to ensure that privacy concerns are addressed, investigated, and dealt with promptly. This will help build trust between the specific department overseeing the portal, City of Toronto employees, and the general public, and encourage the enhancement of the portal’s development. As important as it is to open up data, it’s equally important for citizens to make use of it. Cities are unlikely to be convinced of the value of open data unless there’s a community of enthusiastic users who can demonstrate its value. Every municipality is low on cash and resources, resulting in a focus on efficiency in delivering city services. Open data is a way for cities to create more value for every citizen; citizens benefits from the development of innovative and useful applications, and the city is viewed as having played a key role in offering value- added services and fuelling entrepreneurship. When cities open up their data, they are initiating a conversation with the people using the data, and the initiative will succeed as long as both sides are listening, participating and working towards a common goal. Conclusions Open data initiatives work when the host city understands the benefits to both the citizens and to itself, and is willing to reap those benefits by committing to success through investment. When open, accessible data is harnessed by data-savvy citizens to create valuable tools that serve all kinds of needs, there are many wins: the city has encouraged and satisfied entrepreneurism; the entrepreneur has found satisfaction in creating a valuable tool, and the citizen benefits from the tool itself. Open data can enhance the relationship between the city and its citizens by sharing what it collects, and in return the citizens can offer value to the city by taking the time to create tools the city hasn’t the time or budget to build. Bringing a sense of cooperation that is necessary for a healthy and progressive future, open data initiatives make cities and their citizens partners in growth and innovation. Source: Martin Prosperity Institute, Open Data, Open City (University of Toronto: September, 2010) Cook  County  Open  Government  Plan  (rev  9/21/11)   36