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The APA Ethics Code
General Standards
General Standards, 1 – 27
1.01 Applicability of the Ethics
Code
Obey these rules while acting as a psychologist or
in doing any work that is psychological in nature
Working in the office
Teaching
Talking on the phone or using the internet
Giving talks or appearing on radio/tv
Performing professional or volunteer work
WHEN IN DOUBT, DON’T GUESS!!
1.02 Relationship of Ethics and
Law
If ethics and law conflict, be sure to let
others know that you have an obligation to
follow this Code of Ethics, and then do the
best you can to resolve this difficult
situation.
Sometimes you may need a creative
solution
At times, you may have to compromise
your ethics to comply with the law
1.03 Professional and Scientific
Relationship
Do your work in a defined scientific or
professional role. When you are off duty,
be off duty!
Consider legal, ethical, and professional
standards when choosing your work setting
1.04 Boundaries of Competence
Only do what you are competent to do.
Always stay within your depth when
providing services, teaching, or carrying
out research, even though you may be
tempted to go farther at times.
Formal education/training
Supervision
Professional experience
1.05 Maintaining Expertise
Stay on top of new developments in your
area, and keep your skills sharp.
Books and journals
Workshops and conventions
Give presentations
Join a peer consulting group
GROW PROFESSIONALLY!
1.06 Basis for Scientific and
Professional Judgments
Make sure that your opinions and judgments
are firmly based on professional training
and scientific knowledge. In any
professional setting:
Don’t go beyond supporting data
Don’t overgeneralize or oversimplify
1.07 Describing the Nature &
Results of Psychological
Services
Inform those whom you teach, consel,
consult with, or supervise about the nature
of your work and tell them in simple
language what they can expect before
beginning the work.
•1.08 Human Differences
When working with someone who differs from you,
make sure that you have an adequate
understanding of those differences to provide
competent intervention.
Age
Gender
Race/ethnicity/National origin/language
Religion
Sexual orientation
Disability
Socioeconomic Status
1.09 Respecting Others
When working, teaching, or collaborating
with people who hold values, attitudes, or
opinions that vary from your own, respect
their right to be different from you. Live
and let live.
1.10 Nondiscrimination
In your work, do not treat people unfairly or
provide them with less care just because
they happen to be different from you.
Treat others impartially
1.11 Sexual Harrassment
When at your workplace, don’t engage in any
behaviors that could be construed as
sexually harrassing, especially after you
have been told they are offensive:
Flirting
Physically touching, etc.
Joking, commenting, etc.
Nonverbal communication
1.12 Other Harrassment
Do not deride, belittle, make fun of, or
otherwise harrass your colleagues.
1.13 Personal Problems and
Conflicts
Periodically throughout their lives,
psychologists, as do most people, suffer
the consequences of personal distress.
Know when you distress has the potential
for affecting your work and possibly
harming others. Be aware of personal
weaknesses and “blind spots” and attempt
to compensate for them.
1.14 Avoiding Harm
Never harm patients, clients, research
participants, students, or anyone else with
whom you work.
1.15 Misuse of Psychologists’
Influence
What you say and do as a psychologist has the
strong potential or affecting people or groups in
important ways, so be cautious. Some of the
ways you can affect others are:
Personally
Financially
Socially
Organizationally
politically
1.16 Misuse of Psychologists’
Work
Do not engage in professional activities
where your skills or data will knowingly
be misused
If your work is misued or misrepresented,
be sure to make corrections or at least try
to
1.17 Multiple Relationships
Keep your professional and scientific
relationships clear, simple, and
straightforward. Be sure you maintain
your:
Objectivity
Competence
Ability to function without harming or
exploiting others
1.18 Barter (With Patients or
Clients)
Ordinarily, don’t accept goods or services in
exchange for your services because doing
so creates the potential for conflicts,
exploitation, and tension within the
professional relationship.
1.19 Exploitative Relationships
Don’t use your power or authority over
someone else to your advantage. You
function as a psychologist to fulfill your
professional role and provide a service that
is reimbursed. You are not entitled to
anything else from the other person, even
though he or she may be very willing to
provide it.
1.20 Consultations & Referrals
Seek professional consultation if the client
exceeds your competence or presents
issues that are outside your training and
experience.
1.21 Third-Party Requests for
Services
If you are asked to perform therapy, assessment, or
some other psychological service by a third party
(e.g. parent, teacher, human resources office,
commanding officer) make sure that each party
understands
Your role
How the services/information is to be used
Limitations to confidentiality or privacy
Also, be sure to KEEP GOOD RECORDS!
1.22 Delegation to and
Supervision of Subordinates
Whenever you delegate professional
responsibilities to others or supervise their
professional activities, make sure that they
are competent according to their education,
training, or experience.
1.23 Documentation of
Professional & Scientific Work
Psychologists appropriately document their
professional and scientific work in order to
facilitate provision of services later by
them or by other professionals, to ensure
accountability, and to meet other
requirements of institutions or the law.
1.24 Records & Data
You must obey state and federal laws and
this Ethics Code in documenting your
work.
1.25 Fees & Financial
Arrangements
Inform clients and patients about your fees
and payment policies early in the
professional relationship. Printed handouts
and signed consent forms are a good idea.
1.26 Accuracy in Reports to
Payors and Funding Sources
Don’t lie or distort information you provide
to third-party payors and funding sources.
1.27 Referrals and Fees
Never pay anyone or accept payment from
another for a referral for psychological
services.

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The apa ethics code general standards 1 27

  • 1. The APA Ethics Code General Standards General Standards, 1 – 27
  • 2. 1.01 Applicability of the Ethics Code Obey these rules while acting as a psychologist or in doing any work that is psychological in nature Working in the office Teaching Talking on the phone or using the internet Giving talks or appearing on radio/tv Performing professional or volunteer work WHEN IN DOUBT, DON’T GUESS!!
  • 3. 1.02 Relationship of Ethics and Law If ethics and law conflict, be sure to let others know that you have an obligation to follow this Code of Ethics, and then do the best you can to resolve this difficult situation. Sometimes you may need a creative solution At times, you may have to compromise your ethics to comply with the law
  • 4. 1.03 Professional and Scientific Relationship Do your work in a defined scientific or professional role. When you are off duty, be off duty! Consider legal, ethical, and professional standards when choosing your work setting
  • 5. 1.04 Boundaries of Competence Only do what you are competent to do. Always stay within your depth when providing services, teaching, or carrying out research, even though you may be tempted to go farther at times. Formal education/training Supervision Professional experience
  • 6. 1.05 Maintaining Expertise Stay on top of new developments in your area, and keep your skills sharp. Books and journals Workshops and conventions Give presentations Join a peer consulting group GROW PROFESSIONALLY!
  • 7. 1.06 Basis for Scientific and Professional Judgments Make sure that your opinions and judgments are firmly based on professional training and scientific knowledge. In any professional setting: Don’t go beyond supporting data Don’t overgeneralize or oversimplify
  • 8. 1.07 Describing the Nature & Results of Psychological Services Inform those whom you teach, consel, consult with, or supervise about the nature of your work and tell them in simple language what they can expect before beginning the work.
  • 9. •1.08 Human Differences When working with someone who differs from you, make sure that you have an adequate understanding of those differences to provide competent intervention. Age Gender Race/ethnicity/National origin/language Religion Sexual orientation Disability Socioeconomic Status
  • 10. 1.09 Respecting Others When working, teaching, or collaborating with people who hold values, attitudes, or opinions that vary from your own, respect their right to be different from you. Live and let live.
  • 11. 1.10 Nondiscrimination In your work, do not treat people unfairly or provide them with less care just because they happen to be different from you. Treat others impartially
  • 12. 1.11 Sexual Harrassment When at your workplace, don’t engage in any behaviors that could be construed as sexually harrassing, especially after you have been told they are offensive: Flirting Physically touching, etc. Joking, commenting, etc. Nonverbal communication
  • 13. 1.12 Other Harrassment Do not deride, belittle, make fun of, or otherwise harrass your colleagues.
  • 14. 1.13 Personal Problems and Conflicts Periodically throughout their lives, psychologists, as do most people, suffer the consequences of personal distress. Know when you distress has the potential for affecting your work and possibly harming others. Be aware of personal weaknesses and “blind spots” and attempt to compensate for them.
  • 15. 1.14 Avoiding Harm Never harm patients, clients, research participants, students, or anyone else with whom you work.
  • 16. 1.15 Misuse of Psychologists’ Influence What you say and do as a psychologist has the strong potential or affecting people or groups in important ways, so be cautious. Some of the ways you can affect others are: Personally Financially Socially Organizationally politically
  • 17. 1.16 Misuse of Psychologists’ Work Do not engage in professional activities where your skills or data will knowingly be misused If your work is misued or misrepresented, be sure to make corrections or at least try to
  • 18. 1.17 Multiple Relationships Keep your professional and scientific relationships clear, simple, and straightforward. Be sure you maintain your: Objectivity Competence Ability to function without harming or exploiting others
  • 19. 1.18 Barter (With Patients or Clients) Ordinarily, don’t accept goods or services in exchange for your services because doing so creates the potential for conflicts, exploitation, and tension within the professional relationship.
  • 20. 1.19 Exploitative Relationships Don’t use your power or authority over someone else to your advantage. You function as a psychologist to fulfill your professional role and provide a service that is reimbursed. You are not entitled to anything else from the other person, even though he or she may be very willing to provide it.
  • 21. 1.20 Consultations & Referrals Seek professional consultation if the client exceeds your competence or presents issues that are outside your training and experience.
  • 22. 1.21 Third-Party Requests for Services If you are asked to perform therapy, assessment, or some other psychological service by a third party (e.g. parent, teacher, human resources office, commanding officer) make sure that each party understands Your role How the services/information is to be used Limitations to confidentiality or privacy Also, be sure to KEEP GOOD RECORDS!
  • 23. 1.22 Delegation to and Supervision of Subordinates Whenever you delegate professional responsibilities to others or supervise their professional activities, make sure that they are competent according to their education, training, or experience.
  • 24. 1.23 Documentation of Professional & Scientific Work Psychologists appropriately document their professional and scientific work in order to facilitate provision of services later by them or by other professionals, to ensure accountability, and to meet other requirements of institutions or the law.
  • 25. 1.24 Records & Data You must obey state and federal laws and this Ethics Code in documenting your work.
  • 26. 1.25 Fees & Financial Arrangements Inform clients and patients about your fees and payment policies early in the professional relationship. Printed handouts and signed consent forms are a good idea.
  • 27. 1.26 Accuracy in Reports to Payors and Funding Sources Don’t lie or distort information you provide to third-party payors and funding sources.
  • 28. 1.27 Referrals and Fees Never pay anyone or accept payment from another for a referral for psychological services.