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Garrison,	22	July	2016 1
From	GNSS-R	to	GNSS+R:	
Remote	Sensing	with	Signals	of	Opportunity	


James	L	Garrison		
School	of	Aeronautics	and	Astronautics

School	of	Electrical	and	Computer	Engineering	(courtesy)	
Ecological	Sciences	&	Engineering	Interdisciplinary	Graduate	Program	
LSGI	Distinguished	Lecture	Series	
The	Hong	Kong	Polytechnic	University	
Friday	22	July	2016
Garrison,	22	July	2016
Outline
• Introduction	to	Remote	Sensing	
• New	methods	using	GNSS	signals	
• Expansion	to	“Signals	of	Opportunity”	(SoOp):	
• S-,	Ku	and	Ka-band	Oceanographic	sensing	
• P-band	Land	remote	sensing	
2
Garrison,	22	July	2016
Introduction	to	Remote	Sensing
• Working	Definition:	Remote	Sensing:	Techniques	for	
inferring	properties	of	the	Earth	(or	another	planet’s)	land	
surface,	interior,	atmosphere,	ionosphere	or	built	
environment	from	measurements	of	electromagnetic
(EM) radiation	received	at	a	distance.	
-vs-	
• In-Situ: (literal: “in the place”) Measurements made in
direct contact at the location. Ex. Soil Moisture
– Analysis	of	soil	sample	
– Electromagnetic	techniques	(“Theta	probes”)	
3
Garrison,	22	July	2016
Introduction	to	Remote	Sensing
• What	types	of	EM	radiation	can	be	used	for	RS	?	
4
(http://www.ipac.caltech.edu/)
Garrison,	22	July	2016
Introduction	to	Remote	Sensing
• Electro-Optical	-	what	is	usually	though	of	as	“remote	
sensing”	
• But	-	the	microwave	(radio)	window	is	also	used	
extensively	(it	just	doesn’t	always	produce	nice	pictures	…)
5
Garrison,	22	July	2016
Microwave	Remote	Sensing
• Example	measurements	from	microwave	
remote	sensing:	
• Ocean	wind	vectors	
• Soil	moisture	
• Atmospheric	water	vapor	
• Sea	surface	height	
• Salinity	
• Vegetation	biomass
6
http://smap.jpl.nasa.gov/mission/
Garrison,	22	July	2016
Example:	Remote	Sensing	of	Soil	Moisture
7
Soil	Tg
Vegetation	canopy
PT PRα ΓPT
TB=εTg
Passive
Conservation	of	Energy:	Γ=1−ε	(for	flat	surface)
Active		
(Monostatic)
PT
Prα σ0PT
Active	(?)		
(Bistatic)
Garrison,	22	July	2016
Basic	GNSS	Navigation
8
cτ1 = (X − X1)2
+(Y −Y1)2
+(Z − Z1)2
+ctb
cτ2 = (X − X2 )2
+(Y−Y2 )2
+(Z − Z2 )2
+ctb
cτ3 = (X− X3)2
+(Y−Y3)2
+(Z − Z3)2
+ctb
cτ4 = (X − X4 )2
+(Y−Y4 )2
+(Z − Z4 )2
+ctb4+	Observations
4	Unknowns
τ1
τ2
τ3
τ4
Key	to	GNSS	signal	design:	Ability	to	measure	delay	and	Doppler
Garrison,	22	July	2016
Error	Sources:	
• Variable	Propagation	speed	
• Atmospheric	bending	
• Multipath	
Basic	GNSS	Navigation
τ1
τ2
τ3
τ4
9
One	person’s	Error	

is	another	one’s	Signal
GNSS	signal	processing:		
Reduce	the	effect	of	these	sources
Garrison,	22	July	2016
Measurements	from	Multipath
10
Receiver
glistening	zone
glistening	zone
Garrison,	22	July	2016
Measurements	from	Multipath
11
(From	Chapron	and	Ruffini,	GNSS-R	workshop,	
Barcelona.	Photo	taken	at	Le	Conquet,	Brittany)
This phenomenon can be observed in visible light at sunset:
(water is calm inside the red ellipse)
Garrison,	22	July	2016
Interpretation
• Delay-Doppler	map	(DDM)	
12
Loci	of	constant	delay	(~ellipses)
Loci	of	constant	Doppler	(~hyperbolae)
Garrison,	22	July	2016
Delay-Doppler	Ambiguity
Monostatic SAR [history.nasa.gov]
Bistatic Reflectometry
[Zavorotny & Voronovich, 2000]
13
Garrison,	22	July	2016
Satellite	Measurements
• Data	from	UK-DMC	Satellite:	
14
Wind	Speed:	3.9	m/s	Wind	Speed:	10.0	m/s
Garrison,	22	July	2016
Cyclone	GNSS	(CYGNSS)
• NASA	CYGNSS	(Cyclone	GNSS)	-	Oct.	2016	Launch
15
Garrison,	22	July	2016
Cyclone	GNSS	(CYGNSS)
16
https://www.youtube.com/watch?time_continue=1&v=rRBqn6JPtv8
Garrison,	22	July	2016
Cyclone	GNSS	(CYGNSS)
• 25	km	resolution	requirement	–	limits	delay-Doppler	map	
(DDM)	to	[-1	kHz	1	kHz]	and	[-0.25	chips	0.25	chips]
17
Garrison,	22	July	2016
Sequential	Estimation
18
Make	use	of	receiver	motion	and	multiple	“looks”	to	estimate	wind	
field	within	maximum	iso-delay	ellipse
Garrison,	22	July	2016
Simulated	Retrievals
19
Hurricane	Danielle	(2010):
Hurricane	Earl	(2010):
Garrison,	22	July	2016
What	about	other	signals	?
• Approximately	400	communication	satellites	in	GEO	
• Fixed	incidence	angle	(GEO)	
• High-powered	(~30	dB	above	GNSS)	signals	
• Allocations	in	most	bands	used	for	remote	sensing:	
L,S,	C,	Ku/Ka	
• Designed	for	data	transmission	–	Not	ranging!	
• Assumption:	Compression	&	Encryption	are	very	
efficient	at	filling	available	spectrum	
– Data	is	nearly	random	
20
Garrison,	22	July	2016
Signals	of	Opportunity	(SoOp)
21
Clocks	not	
Synchronized
Clock	Synchronized
DirecTV	
Antennas
PSU
USRPs AMPs
PC
8/15/13
Garrison,	22	July	2016
• Hypothesis:	Digital	satellite	communications	uses	efficient	
compression	and	encryption,	essentially	generating	a	random	
signal,	enabling	delay-Doppler	mapping	
Signals	of	Opportunity	(SoOp)
22
Self-Ambiguity Function
[Baker & Griffits, 2005]
8/15/13
Garrison,	22	July	2016
Platform	Harvest	Experiment
23
S-band	(XM	Radio)
Ku-band	(DirecTV)
L-band	(GNSS	
Starlab,	
Barcelona)
Garrison,	22	July	2016
Platform	Harvest	Experiment
24
Garrison,	22	July	2016
Platform	Harvest	Experiment
• Data	reduction:	Coherence	Time	calculation
25
Garrison,	22	July	2016
Platform	Harvest	Experiment
• Data	reduction:	Model	Function	Development
26
Garrison,	22	July	2016
• Ku-Band	“Code”	altimetry
Platform	Harvest	Experiment
27
Parameter Theoretical Experimental
SNR	[dB] 25.8 25.11
	[meters] 0.13 0.13
Garrison,	22	July	2016
NOAA	Hurricane	Hunters
28
2014 Hurricane season
NOAA P-3
“Hurricane Hunter” aircraft
2-Jul-2014 ~ 17-Sep-2014,
5 hurricanes
(Arthur, Bertha, Cristobal,
Dolly, and Edouard )
Data processed with
Software-Defined Radio
Garrison,	22	July	2016
NOAA	Hurricane	Hunters
29
Garrison,	22	July	2016
NOAA	Hurricane	Hunters
• Software	Defined	Radio	(SDR)	processing
30
Cross-correlation	Raw	Data	 Curve	Fitting	 Wind	Speed	Retrieval	Filter
Garrison,	22	July	2016 31
0 500 1000 1500 2000 2500 3000 3500 4000
-5
0
5
10
15
20
25
30
Residue(µs)
Waveform No.
Delay Residue (Experimental - Theoretical)
Residue
Theoretical Delay
Correlation	Waveform
NOAA	Hurricane	Hunters
Garrison,	22	July	2016 32
1407106414_100		MSS=0.01751407114465_500		MSS=0.00292 1410888175_350	MSS=0.02772
Curve	Fitting
NOAA	Hurricane	Hunters
Garrison,	22	July	2016 33
Wind	Speed	Retrieval
NOAA	Hurricane	Hunters
Garrison,	22	July	2016 34
Wind	Speed	Retrieval
NOAA	Hurricane	Hunters
Garrison,	22	July	2016
P-band	Reflectometry
Signals	of	Opportunity	Airborne	Demonstrator	(SoOp-AD)	
NASA	IIP-13	Selection
35
Parameter SoOp Airborne SoOp Spaceborne
Resolution* 100m 870m
Antenna Size 75 x 75 cm 75 x 75 cm
Sensing Depth 0-30cm 0-30cm
Sensing Precision** 0.04m3/m3 0.04m3/m3
*Specular	Reflection	Assumed	**SMAP	Requirement
Garrison,	22	July	2016
• Root	Zone	Soil	Moisture	(RZSM):	
– Water	in	top	~meter	of	soil	
– Critical	link	between	surface	hydrology	and	deeper	process	
– Relatable	to	drainage	and	absorption	by	plant	roots	
– Connection	between	near-term	precipitation	and	long-term	
availability	of	fresh	water	
– No	mission	currently	directly	measures	RZSM.	
• Biomass:	a	related	measurement	
– Carbon	storage	in	vegetation	–	key	part	of	CO2		balance	
36
P-band	Reflectometry
Garrison,	22	July	2016
Comparison	to	Conventional	Methods
• L-Band	
– L-band	(SMAP)	penetrates	only	few	cm	of	soil	
– Saturation	at	L-band	limits	the	ability	to	sense	soil	moisture	
through	vegetation	
– RZSM	from	SMAP	Level	4	model		
• P-Band	Radar		
– Difficult	to	find	allocation	in	heavily	utilized	spectrum	
– ESA-BIOMASS	cannot	operate	in	North	America	or	Europe	
due	to	interference	with	Space	Object	Tracking	Radar	
– RFI	
37
Garrison,	22	July	2016
SoOp-AD	Solution
38
• We	propose	to	use	the	principles	of	reflectometry	and	reflected	
SATCOM	signals	to	measure	RZSM.			
– Reutilizing	active	transmitters	with	forward	scattering	presents	strong	signals	
even	at	orbital	altitudes.	
– Specular	reflection	provides	good	resolution	with	small	antennas.	
– Not	limited	to	protected	frequency	bands	and	potentially	more	resilient	to	RFI.	
– SoOp-AD	will	first	measure	RZSM	from	an	aircraft.		
– P-Band	and	S-Band	(XM	Radio)	will	be	investigated.	
• SoOp-AD	will	use	geostationary	P-Band	SATCOM	systems	
– 225-420MHz	allocation	for	government	use,	SoOp-AD	will	focus	on	
240-270MHz	band:	18	25KHz	channels,	20	5KHz	channels.	
– Continuous	use	by	US	since	1978,	follow-on	systems	planning	legacy	support		
– SoOp-AD	method	measures	correlation	of	direct	and	reflected	signals	-	does	
not	require	demod	/	decode	of	the	transmission.		Can	work	with	any	noise-like	
signal	source!
Garrison,	22	July	2016SoOP-AD	-	IGARSS	2016
Measured	Signal	Details	&	RFI
39
SoOp-AD	RFI	&	Source	Survey	From	12/24/14	11:40EST	to	1/3/15	16:40EST
Garrison,	22	July	2016
SoOp-AD	System	Architecture
40
Reflectometry:
Garrison,	22	July	2016
Antenna	System
41
SLAP
• Antenna	radome	design	for	B200	aircraft
Garrison,	22	July	2016
Antenna	System	Considerations
• Direct-to-Reflect	isolation	is	driving	
requirement	–	But	not	in	orbit!	
• Using	“Smart	Antenna”	to	steer	a	null	
as	necessary	in	post-processing.	
• Simulation:	Earth	View	Beam	
– Co-pol	(blue):	LHCP	
– X-pol	(red):	RHCP	
• Results	simulate	a	post-processed	
pattern	with	a	null	steered	to	+40°	
• Challenge:	Calibration	of	antenna	
pattern	to	better	than	0.5dB
42
horizon
nadir
zenith
Garrison,	22	July	2016 43
SoOp-AD	Instrumentation
Garrison,	22	July	2016
Measurement	Simulation
• Purpose:	
– Science	requirement	flow-down	to	technology	requirements	
– Error	budget	
– First	generation	retrieval	algorithms	
• Two	Methods:	Synthetic	(IF)	Signal	Generator	(forward	model)	and	
Extended	Kalman	Filter	(inverse	estimator)	
• Evaluate	Error	Sources	against	0.04m3/m3	Precision	Req.	
– SNR	
– RFI	
– Direct	signal	leakage	into	reflect	antenna	(easier	in	orbit!)	
– Multiple	Satellite	Interference		
– Antenna	Pattern	Knowledge	
– Aircraft	Position	&	Attitude	Knowledge		
– Number	of	correlation	delays	
44
Garrison,	22	July	2016
Current	Model	Results
45
-500 -400-300 -200-100 0 100 200 300 400 5000
0.5
1
1.5
2
2.5
3
3.5
4
x 10
-15
Offset (Samples)
Correlation
0
	
Z11 (autocorrelation of channel 1)
Z22 (autocorrelation of channel 2)
Z12 (cross-correlation between channel 1 and channel 2)
Specular	delay	(τR-τD)
Simulated	Forward	Model	Correlation	Result
Garrison,	22	July	2016
Current	Modelling	Results
• Model	components:	
– Thermal	noise	
– Aircraft	motion
46
Garrison,	22	July	2016SoOP-AD	-	IGARSS	2016
SoOp-AD	Tower	Campaign
47
Get	Jim’s	plot
• TRL-4	Demonstration	
• Phase	interference	with	Tower	Motion	
• Data	Currently	Being	Analyzed
Garrison,	22	July	2016SoOP-AD	-	IGARSS	2016
Airborne	Campaign:	October	‘16
• MESONET,	OK	
• SLAP	Co-flight
48
Garrison,	22	July	2016
Conclusions
• GNSS	signals	designed	for	delay-Doppler	mapping	was	found	to	have	new	
applications	in	Earth	remote	sensing	(reflectometry)		
• New	methods	for	GNSS-Reflectometry	(GNSS-R)	have	been	developed	-	but	
the	field	is	still	very	new	
• Recently,	these	techniques	have	been	extended	to	“Signals	of	Opportunity”		
• Enable	remote	sensing	measurements	in	many	frequency	bands	previously	
“off	limits”	due	to	interference	
• Small,	passive	receivers,	but	high	SNR	measurements	
• Key	to	SoOp	is	a	“random”	signal	-	usually	achievable	as	a	result	of	
compression	and	encryption.	
• New	signal	processing	methods	are	needed	to	extract	scientifically	useful	
observations	-	drawing	from	work	in	both	the	navigation	and	microwave	
remote	sensing	fields
49

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